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Union Square Ventures 2012 Fund, L.P.

Disclosed activity across 2 companies

Tapewire entity
132108
SEC CIK
0001532179

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Coinbase Global, Inc.COIN · Entity 48010% ownerApril 14, 2021April 17, 2021
Duolingo, Inc.DUOL · Entity 367910% ownerNovember 15, 2021December 22, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Last balance in matching sequence After 2021-04-15 transaction · row 9 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 1 · 2021-04-14 · Other · Disposed 7,702,041 · Balance 3,924,059

F1: On April 14, 2021, Union Square Ventures 2012 Fund, LP ("USV 2012 Fund") distributed, for no consideration, 7,702,041 shares of the Issuer's Class A Common Stock to its limited partners and to Union Square 2012 GP, L.L.C., the general partner of USV 2012 Fund, representing each such partner's pro rata interest in such shares. On the same date, Union Square 2012 GP, L.L.C. distributed, for no consideration, the shares it received in the distribution to its members, representing each such member's pro rata interest in such shares.

F2: These shares are held by USV 2012 Fund. Union Square 2012 GP, L.L.C. is the general partner of USV 2012 Fund and has sole voting and investment power with regard to the shares held by USV 2012 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV 2012 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Row 5 · 2021-04-14 · Sale · Disposed 3,755,323 · Balance 168,736

F2: These shares are held by USV 2012 Fund. Union Square 2012 GP, L.L.C. is the general partner of USV 2012 Fund and has sole voting and investment power with regard to the shares held by USV 2012 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV 2012 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Row 9 · 2021-04-15 · Sale · Disposed 168,736 · Balance 0

F2: These shares are held by USV 2012 Fund. Union Square 2012 GP, L.L.C. is the general partner of USV 2012 Fund and has sole voting and investment power with regard to the shares held by USV 2012 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV 2012 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Class A Common StockSEC Table I · non-derivativeIndirectBy USV Investors 2012 Fund, L.P.0 Last balance in matching sequence After 2021-04-15 transaction · row 10 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 2 · 2021-04-14 · Other · Disposed 297,959 · Balance 151,803

F3: On April 14, 2021, USV Investors 2012 Fund, LP ("USV Investors 2012") distributed, for no consideration, 297,959 shares of the Issuer's Class A Common Stock to its limited partners and to Union Square 2012 GP, L.L.C., the general partner of USV Investors 2012, representing each such partner's pro rata interest in such shares. On the same date, Union Square 2012 GP, L.L.C. distributed, for no consideration, the shares it received in the distribution to its members, representing each such member's pro rata interest in such shares.

F4: These shares are held by USV Investors 2012. Union Square 2012 GP, L.L.C. is the general partner of USV Investors 2012 and has sole voting and investment power with regard to the shares held by USV Investors 2012. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV Investors 2012. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Row 6 · 2021-04-14 · Sale · Disposed 145,277 · Balance 6,526

F4: These shares are held by USV Investors 2012. Union Square 2012 GP, L.L.C. is the general partner of USV Investors 2012 and has sole voting and investment power with regard to the shares held by USV Investors 2012. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV Investors 2012. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Row 10 · 2021-04-15 · Sale · Disposed 6,526 · Balance 0

F4: These shares are held by USV Investors 2012. Union Square 2012 GP, L.L.C. is the general partner of USV Investors 2012 and has sole voting and investment power with regard to the shares held by USV Investors 2012. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV Investors 2012. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Class A Common StockSEC Table I · non-derivativeIndirectBy USV Opportunity 2014, LP0 Last balance in matching sequence After 2021-04-15 transaction · row 11 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 3 · 2021-04-14 · Other · Disposed 1,141,886 · Balance 596,121

F5: On April 14, 2021, USV Opportunity 2014, LP ("USV Opportunity 2014 Fund") distributed, for no consideration, 1,141,886 shares of the Issuer's Class A Common Stock to its limited partners and to USV Opportunity 2014 GP, LLC, the general partner of USV Opportunity 2014 Fund, representing each such partner's pro rata interest in such shares. On the same date, USV Opportunity 2014 GP, LLC distributed, for no consideration, the shares it received in the distribution to its members, representing each such member's pro rata interest in such shares.

F6: These shares are held by USV Opportunity 2014 Fund. USV Opportunity 2014 GP, LLC is the general partner of USV Opportunity 2014 Fund and has sole voting and investment power with regard to the shares held by USV Opportunity 2014 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV Opportunity 2014 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Row 7 · 2021-04-14 · Sale · Disposed 570,372 · Balance 25,749

F6: These shares are held by USV Opportunity 2014 Fund. USV Opportunity 2014 GP, LLC is the general partner of USV Opportunity 2014 Fund and has sole voting and investment power with regard to the shares held by USV Opportunity 2014 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV Opportunity 2014 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Row 11 · 2021-04-15 · Sale · Disposed 25,749 · Balance 0

F6: These shares are held by USV Opportunity 2014 Fund. USV Opportunity 2014 GP, LLC is the general partner of USV Opportunity 2014 Fund and has sole voting and investment power with regard to the shares held by USV Opportunity 2014 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV Opportunity 2014 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Class A Common StockSEC Table I · non-derivativeIndirectBy USV Opportunity Investors 2014, LP0 Last balance in matching sequence After 2021-04-15 transaction · row 12 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 4 · 2021-04-14 · Other · Disposed 58,114 · Balance 30,341

F7: On April 14, 2021, USV Opportunity Investors 2014, LP ("USV Opportunity Investors 2014") distributed, for no consideration, 58,114 shares of the Issuer's Class A Common Stock to its limited partners and to USV Opportunity 2014 GP, LLC, the general partner of USV Opportunity Investors 2014, representing each such partner's pro rata interest in such shares. On the same date, USV Opportunity 2014 GP, LLC distributed, for no consideration, the shares it received in the distribution to its members, representing each such member's pro rata interest in such shares.

F8: These shares are held by USV Opportunity Investors 2014. USV Opportunity 2014 GP, LLC is the general partner of USV Opportunity Investors 2014 and has sole voting and investment power with regard to the shares held by USV Opportunity Investors 2014. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV Opportunity Investors 2014. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Row 8 · 2021-04-14 · Sale · Disposed 29,028 · Balance 1,313

F8: These shares are held by USV Opportunity Investors 2014. USV Opportunity 2014 GP, LLC is the general partner of USV Opportunity Investors 2014 and has sole voting and investment power with regard to the shares held by USV Opportunity Investors 2014. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV Opportunity Investors 2014. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Row 12 · 2021-04-15 · Sale · Disposed 1,313 · Balance 0

F8: These shares are held by USV Opportunity Investors 2014. USV Opportunity 2014 GP, LLC is the general partner of USV Opportunity Investors 2014 and has sole voting and investment power with regard to the shares held by USV Opportunity Investors 2014. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV Opportunity Investors 2014. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: On April 14, 2021, Union Square Ventures 2012 Fund, LP ("USV 2012 Fund") distributed, for no consideration, 7,702,041 shares of the Issuer's Class A Common Stock to its limited partners and to Union Square 2012 GP, L.L.C., the general partner of USV 2012 Fund, representing each such partner's pro rata interest in such shares. On the same date, Union Square 2012 GP, L.L.C. distributed, for no consideration, the shares it received in the distribution to its members, representing each such member's pro rata interest in such shares.

F2: These shares are held by USV 2012 Fund. Union Square 2012 GP, L.L.C. is the general partner of USV 2012 Fund and has sole voting and investment power with regard to the shares held by USV 2012 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV 2012 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

F3: On April 14, 2021, USV Investors 2012 Fund, LP ("USV Investors 2012") distributed, for no consideration, 297,959 shares of the Issuer's Class A Common Stock to its limited partners and to Union Square 2012 GP, L.L.C., the general partner of USV Investors 2012, representing each such partner's pro rata interest in such shares. On the same date, Union Square 2012 GP, L.L.C. distributed, for no consideration, the shares it received in the distribution to its members, representing each such member's pro rata interest in such shares.

F4: These shares are held by USV Investors 2012. Union Square 2012 GP, L.L.C. is the general partner of USV Investors 2012 and has sole voting and investment power with regard to the shares held by USV Investors 2012. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV Investors 2012. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

F5: On April 14, 2021, USV Opportunity 2014, LP ("USV Opportunity 2014 Fund") distributed, for no consideration, 1,141,886 shares of the Issuer's Class A Common Stock to its limited partners and to USV Opportunity 2014 GP, LLC, the general partner of USV Opportunity 2014 Fund, representing each such partner's pro rata interest in such shares. On the same date, USV Opportunity 2014 GP, LLC distributed, for no consideration, the shares it received in the distribution to its members, representing each such member's pro rata interest in such shares.

F6: These shares are held by USV Opportunity 2014 Fund. USV Opportunity 2014 GP, LLC is the general partner of USV Opportunity 2014 Fund and has sole voting and investment power with regard to the shares held by USV Opportunity 2014 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV Opportunity 2014 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

F7: On April 14, 2021, USV Opportunity Investors 2014, LP ("USV Opportunity Investors 2014") distributed, for no consideration, 58,114 shares of the Issuer's Class A Common Stock to its limited partners and to USV Opportunity 2014 GP, LLC, the general partner of USV Opportunity Investors 2014, representing each such partner's pro rata interest in such shares. On the same date, USV Opportunity 2014 GP, LLC distributed, for no consideration, the shares it received in the distribution to its members, representing each such member's pro rata interest in such shares.

F8: These shares are held by USV Opportunity Investors 2014. USV Opportunity 2014 GP, LLC is the general partner of USV Opportunity Investors 2014 and has sole voting and investment power with regard to the shares held by USV Opportunity Investors 2014. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV Opportunity Investors 2014. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Duolingo, Inc.

Report date November 15, 2021 · Filed December 22, 2021

Jointly reported with USV Investors 2012 Fund, L.P.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee footnotes1,068,064 Reported balance After 2021-11-15 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-11-15 · Conversion · Acquired 1,068,064 · Balance 1,068,064

F1: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers further described in the Issuer's amended and restated certificate of incorporation and (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding.

F2: Shares held by Union Square Ventures 2012 Fund, L.P. ("USV 2012 Fund").

F3: Union Square 2012 GP, L.L.C. ("Union Square 2012" and together with affiliated entities, "Union Square Ventures") is the general partner of USV 2012 Fund and USV Investors 2012 Fund, and has sole voting and investment power with regard to the shares held by USV 2012 Fund and USV Investors 2012 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and, therefore, may be deemed to have shared voting and investment power with regard to the shares held directly by USV 2012 Fund and USV Investors 2012 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnotes0 Reported balance After 2021-11-15 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2021-11-15 · Other · Disposed 1,068,064 · Balance 0

F4: Pro rata in-kind distribution for no consideration by USV 2012 Fund to its limited partners and general partner.

F2: Shares held by Union Square Ventures 2012 Fund, L.P. ("USV 2012 Fund").

F3: Union Square 2012 GP, L.L.C. ("Union Square 2012" and together with affiliated entities, "Union Square Ventures") is the general partner of USV 2012 Fund and USV Investors 2012 Fund, and has sole voting and investment power with regard to the shares held by USV 2012 Fund and USV Investors 2012 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and, therefore, may be deemed to have shared voting and investment power with regard to the shares held directly by USV 2012 Fund and USV Investors 2012 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnotes41,319 Reported balance After 2021-11-15 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2021-11-15 · Conversion · Acquired 41,319 · Balance 41,319

F1: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers further described in the Issuer's amended and restated certificate of incorporation and (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding.

F3: Union Square 2012 GP, L.L.C. ("Union Square 2012" and together with affiliated entities, "Union Square Ventures") is the general partner of USV 2012 Fund and USV Investors 2012 Fund, and has sole voting and investment power with regard to the shares held by USV 2012 Fund and USV Investors 2012 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and, therefore, may be deemed to have shared voting and investment power with regard to the shares held directly by USV 2012 Fund and USV Investors 2012 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

F5: Shares held by USV Investors 2012 Fund, L.P. ("USV Investors 2012 Fund").

Class A Common StockSEC Table I · non-derivativeIndirectSee footnotes0 Reported balance After 2021-11-15 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2021-11-15 · Other · Disposed 41,319 · Balance 0

F6: Pro rata in-kind distribution for no consideration by USV Investors 2012 Fund to its limited partners and general partner.

F3: Union Square 2012 GP, L.L.C. ("Union Square 2012" and together with affiliated entities, "Union Square Ventures") is the general partner of USV 2012 Fund and USV Investors 2012 Fund, and has sole voting and investment power with regard to the shares held by USV 2012 Fund and USV Investors 2012 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and, therefore, may be deemed to have shared voting and investment power with regard to the shares held directly by USV 2012 Fund and USV Investors 2012 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

F5: Shares held by USV Investors 2012 Fund, L.P. ("USV Investors 2012 Fund").

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee footnote1,778,326 Reported balance After 2021-11-15 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-11-15 · Conversion · Disposed 1,068,064 · Balance 1,778,326

F1: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers further described in the Issuer's amended and restated certificate of incorporation and (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding.

F2: Shares held by Union Square Ventures 2012 Fund, L.P. ("USV 2012 Fund").

F3: Union Square 2012 GP, L.L.C. ("Union Square 2012" and together with affiliated entities, "Union Square Ventures") is the general partner of USV 2012 Fund and USV Investors 2012 Fund, and has sole voting and investment power with regard to the shares held by USV 2012 Fund and USV Investors 2012 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and, therefore, may be deemed to have shared voting and investment power with regard to the shares held directly by USV 2012 Fund and USV Investors 2012 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee footnotes68,797 Reported balance After 2021-11-15 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-11-15 · Conversion · Disposed 41,319 · Balance 68,797

F1: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers further described in the Issuer's amended and restated certificate of incorporation and (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding.

F3: Union Square 2012 GP, L.L.C. ("Union Square 2012" and together with affiliated entities, "Union Square Ventures") is the general partner of USV 2012 Fund and USV Investors 2012 Fund, and has sole voting and investment power with regard to the shares held by USV 2012 Fund and USV Investors 2012 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and, therefore, may be deemed to have shared voting and investment power with regard to the shares held directly by USV 2012 Fund and USV Investors 2012 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

F5: Shares held by USV Investors 2012 Fund, L.P. ("USV Investors 2012 Fund").

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers further described in the Issuer's amended and restated certificate of incorporation and (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding.

F2: Shares held by Union Square Ventures 2012 Fund, L.P. ("USV 2012 Fund").

F3: Union Square 2012 GP, L.L.C. ("Union Square 2012" and together with affiliated entities, "Union Square Ventures") is the general partner of USV 2012 Fund and USV Investors 2012 Fund, and has sole voting and investment power with regard to the shares held by USV 2012 Fund and USV Investors 2012 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and, therefore, may be deemed to have shared voting and investment power with regard to the shares held directly by USV 2012 Fund and USV Investors 2012 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

F4: Pro rata in-kind distribution for no consideration by USV 2012 Fund to its limited partners and general partner.

F5: Shares held by USV Investors 2012 Fund, L.P. ("USV Investors 2012 Fund").

F6: Pro rata in-kind distribution for no consideration by USV Investors 2012 Fund to its limited partners and general partner.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2021 Filed Dec 22, 2021 17:58 UTC Duolingo, Inc. DUOL · Entity 3679 ConversionClass B Common Stock · Derivative 41,319 $0.00 $0.00
Disclosure

SEC source: 0001562088-21-000069 · wf-form4_164021386131540.xml · derivative · entry 6

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 68,797

Underlying: Class A Common Stock · 41,319 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers further described in the Issuer's amended and restated certificate of incorporation and (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers further described in the Issuer's amended and restated certificate of incorporation and (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers further described in the Issuer's amended and restated certificate of incorporation and (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers further described in the Issuer's amended and restated certificate of incorporation and (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding.

F3 · ownership.nature: Union Square 2012 GP, L.L.C. ("Union Square 2012" and together with affiliated entities, "Union Square Ventures") is the general partner of USV 2012 Fund and USV Investors 2012 Fund, and has sole voting and investment power with regard to the shares held by USV 2012 Fund and USV Investors 2012 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and, therefore, may be deemed to have shared voting and investment power with regard to the shares held directly by USV 2012 Fund and USV Investors 2012 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

F5 · ownership.nature: Shares held by USV Investors 2012 Fund, L.P. ("USV Investors 2012 Fund").

Read SEC document
November 15, 2021 Filed Dec 22, 2021 17:58 UTC Duolingo, Inc. DUOL · Entity 3679 ConversionClass B Common Stock · Derivative 1,068,064 $0.00 $0.00
Disclosure

SEC source: 0001562088-21-000069 · wf-form4_164021386131540.xml · derivative · entry 5

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,778,326

Underlying: Class A Common Stock · 1,068,064 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers further described in the Issuer's amended and restated certificate of incorporation and (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers further described in the Issuer's amended and restated certificate of incorporation and (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers further described in the Issuer's amended and restated certificate of incorporation and (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers further described in the Issuer's amended and restated certificate of incorporation and (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding.

F2 · ownership.nature: Shares held by Union Square Ventures 2012 Fund, L.P. ("USV 2012 Fund").

F3 · ownership.nature: Union Square 2012 GP, L.L.C. ("Union Square 2012" and together with affiliated entities, "Union Square Ventures") is the general partner of USV 2012 Fund and USV Investors 2012 Fund, and has sole voting and investment power with regard to the shares held by USV 2012 Fund and USV Investors 2012 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and, therefore, may be deemed to have shared voting and investment power with regard to the shares held directly by USV 2012 Fund and USV Investors 2012 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

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November 15, 2021 Filed Dec 22, 2021 17:58 UTC Duolingo, Inc. DUOL · Entity 3679 OtherClass A Common Stock 41,319 $0.00 $0.00
Disclosure

SEC source: 0001562088-21-000069 · wf-form4_164021386131540.xml · nonDerivative · entry 4

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F6 · kind: Pro rata in-kind distribution for no consideration by USV Investors 2012 Fund to its limited partners and general partner.

F3 · ownership.nature: Union Square 2012 GP, L.L.C. ("Union Square 2012" and together with affiliated entities, "Union Square Ventures") is the general partner of USV 2012 Fund and USV Investors 2012 Fund, and has sole voting and investment power with regard to the shares held by USV 2012 Fund and USV Investors 2012 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and, therefore, may be deemed to have shared voting and investment power with regard to the shares held directly by USV 2012 Fund and USV Investors 2012 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

F5 · ownership.nature: Shares held by USV Investors 2012 Fund, L.P. ("USV Investors 2012 Fund").

Read SEC document
November 15, 2021 Filed Dec 22, 2021 17:58 UTC Duolingo, Inc. DUOL · Entity 3679 ConversionClass A Common Stock 41,319 $0.00 $0.00
Disclosure

SEC source: 0001562088-21-000069 · wf-form4_164021386131540.xml · nonDerivative · entry 3

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 41,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers further described in the Issuer's amended and restated certificate of incorporation and (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding.

F3 · ownership.nature: Union Square 2012 GP, L.L.C. ("Union Square 2012" and together with affiliated entities, "Union Square Ventures") is the general partner of USV 2012 Fund and USV Investors 2012 Fund, and has sole voting and investment power with regard to the shares held by USV 2012 Fund and USV Investors 2012 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and, therefore, may be deemed to have shared voting and investment power with regard to the shares held directly by USV 2012 Fund and USV Investors 2012 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

F5 · ownership.nature: Shares held by USV Investors 2012 Fund, L.P. ("USV Investors 2012 Fund").

Read SEC document
November 15, 2021 Filed Dec 22, 2021 17:58 UTC Duolingo, Inc. DUOL · Entity 3679 OtherClass A Common Stock 1,068,064 $0.00 $0.00
Disclosure

SEC source: 0001562088-21-000069 · wf-form4_164021386131540.xml · nonDerivative · entry 2

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F4 · kind: Pro rata in-kind distribution for no consideration by USV 2012 Fund to its limited partners and general partner.

F2 · ownership.nature: Shares held by Union Square Ventures 2012 Fund, L.P. ("USV 2012 Fund").

F3 · ownership.nature: Union Square 2012 GP, L.L.C. ("Union Square 2012" and together with affiliated entities, "Union Square Ventures") is the general partner of USV 2012 Fund and USV Investors 2012 Fund, and has sole voting and investment power with regard to the shares held by USV 2012 Fund and USV Investors 2012 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and, therefore, may be deemed to have shared voting and investment power with regard to the shares held directly by USV 2012 Fund and USV Investors 2012 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Read SEC document
November 15, 2021 Filed Dec 22, 2021 17:58 UTC Duolingo, Inc. DUOL · Entity 3679 ConversionClass A Common Stock 1,068,064 $0.00 $0.00
Disclosure

SEC source: 0001562088-21-000069 · wf-form4_164021386131540.xml · nonDerivative · entry 1

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,068,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers further described in the Issuer's amended and restated certificate of incorporation and (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding.

F2 · ownership.nature: Shares held by Union Square Ventures 2012 Fund, L.P. ("USV 2012 Fund").

F3 · ownership.nature: Union Square 2012 GP, L.L.C. ("Union Square 2012" and together with affiliated entities, "Union Square Ventures") is the general partner of USV 2012 Fund and USV Investors 2012 Fund, and has sole voting and investment power with regard to the shares held by USV 2012 Fund and USV Investors 2012 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and, therefore, may be deemed to have shared voting and investment power with regard to the shares held directly by USV 2012 Fund and USV Investors 2012 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Read SEC document
July 30, 2021 Filed Aug 2, 2021 21:50 UTC Duolingo, Inc. DUOL · Entity 3679 ConversionClass B Common Stock · Derivative 27,615 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-21-015223 · wf-form4_162795541271464.xml · derivative · entry 12

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 110,116

Underlying: Class A Common Stock · 27,615 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers further described in the Issuer's amended and restated certificate of incorporation and (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers further described in the Issuer's amended and restated certificate of incorporation and (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers further described in the Issuer's amended and restated certificate of incorporation and (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers further described in the Issuer's amended and restated certificate of incorporation and (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding.

F3 · ownership.nature: Union Square 2012 GP, L.L.C. ("Union Square 2012" and together with affiliated entities, "Union Square Ventures") is the general partner of USV 2012 Fund and USV Investors 2012 Fund, and has sole voting and investment power with regard to the shares held by USV 2012 Fund and USV Investors 2012 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and, therefore, may be deemed to have shared voting and investment power with regard to the shares held directly by USV 2012 Fund and USV Investors 2012 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

F4 · ownership.nature: Shares held by USV Investors 2012 Fund, L.P. ("USV Investors 2012 Fund").

Read SEC document
July 30, 2021 Filed Aug 2, 2021 21:50 UTC Duolingo, Inc. DUOL · Entity 3679 ConversionClass B Common Stock · Derivative 137,731 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-21-015223 · wf-form4_162795541271464.xml · derivative · entry 11

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 137,731

Underlying: Class A Common Stock · 137,731 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers further described in the Issuer's amended and restated certificate of incorporation and (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers further described in the Issuer's amended and restated certificate of incorporation and (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers further described in the Issuer's amended and restated certificate of incorporation and (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers further described in the Issuer's amended and restated certificate of incorporation and (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding.

F3 · ownership.nature: Union Square 2012 GP, L.L.C. ("Union Square 2012" and together with affiliated entities, "Union Square Ventures") is the general partner of USV 2012 Fund and USV Investors 2012 Fund, and has sole voting and investment power with regard to the shares held by USV 2012 Fund and USV Investors 2012 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and, therefore, may be deemed to have shared voting and investment power with regard to the shares held directly by USV 2012 Fund and USV Investors 2012 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

F4 · ownership.nature: Shares held by USV Investors 2012 Fund, L.P. ("USV Investors 2012 Fund").

Read SEC document
July 30, 2021 Filed Aug 2, 2021 21:50 UTC Duolingo, Inc. DUOL · Entity 3679 ConversionSeries B Preferred Stock · Derivative 45,113 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-21-015223 · wf-form4_162795541271464.xml · derivative · entry 10

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 45,113 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted on a 1-for-1 basis into the Issuer's Class B Common Stock immediately prior to the closing of the Issuer's initial public offering.

F5 · price: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted on a 1-for-1 basis into the Issuer's Class B Common Stock immediately prior to the closing of the Issuer's initial public offering.

F5 · derivative.exercise_date: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted on a 1-for-1 basis into the Issuer's Class B Common Stock immediately prior to the closing of the Issuer's initial public offering.

F5 · derivative.expiration_date: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted on a 1-for-1 basis into the Issuer's Class B Common Stock immediately prior to the closing of the Issuer's initial public offering.

F3 · ownership.nature: Union Square 2012 GP, L.L.C. ("Union Square 2012" and together with affiliated entities, "Union Square Ventures") is the general partner of USV 2012 Fund and USV Investors 2012 Fund, and has sole voting and investment power with regard to the shares held by USV 2012 Fund and USV Investors 2012 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and, therefore, may be deemed to have shared voting and investment power with regard to the shares held directly by USV 2012 Fund and USV Investors 2012 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

F4 · ownership.nature: Shares held by USV Investors 2012 Fund, L.P. ("USV Investors 2012 Fund").

Read SEC document
July 30, 2021 Filed Aug 2, 2021 21:50 UTC Duolingo, Inc. DUOL · Entity 3679 ConversionSeries A Preferred Stock · Derivative 92,618 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-21-015223 · wf-form4_162795541271464.xml · derivative · entry 9

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 92,618 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted on a 1-for-1 basis into the Issuer's Class B Common Stock immediately prior to the closing of the Issuer's initial public offering.

F5 · price: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted on a 1-for-1 basis into the Issuer's Class B Common Stock immediately prior to the closing of the Issuer's initial public offering.

F5 · derivative.exercise_date: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted on a 1-for-1 basis into the Issuer's Class B Common Stock immediately prior to the closing of the Issuer's initial public offering.

F5 · derivative.expiration_date: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted on a 1-for-1 basis into the Issuer's Class B Common Stock immediately prior to the closing of the Issuer's initial public offering.

F3 · ownership.nature: Union Square 2012 GP, L.L.C. ("Union Square 2012" and together with affiliated entities, "Union Square Ventures") is the general partner of USV 2012 Fund and USV Investors 2012 Fund, and has sole voting and investment power with regard to the shares held by USV 2012 Fund and USV Investors 2012 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and, therefore, may be deemed to have shared voting and investment power with regard to the shares held directly by USV 2012 Fund and USV Investors 2012 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

F4 · ownership.nature: Shares held by USV Investors 2012 Fund, L.P. ("USV Investors 2012 Fund").

Read SEC document
July 30, 2021 Filed Aug 2, 2021 21:50 UTC Duolingo, Inc. DUOL · Entity 3679 ConversionClass B Common Stock · Derivative 713,823 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-21-015223 · wf-form4_162795541271464.xml · derivative · entry 8

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,846,390

Underlying: Class A Common Stock · 713,823 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers further described in the Issuer's amended and restated certificate of incorporation and (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers further described in the Issuer's amended and restated certificate of incorporation and (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers further described in the Issuer's amended and restated certificate of incorporation and (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers further described in the Issuer's amended and restated certificate of incorporation and (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding.

F2 · ownership.nature: Shares held by Union Square Ventures 2012 Fund, L.P. ("USV 2012 Fund").

F3 · ownership.nature: Union Square 2012 GP, L.L.C. ("Union Square 2012" and together with affiliated entities, "Union Square Ventures") is the general partner of USV 2012 Fund and USV Investors 2012 Fund, and has sole voting and investment power with regard to the shares held by USV 2012 Fund and USV Investors 2012 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and, therefore, may be deemed to have shared voting and investment power with regard to the shares held directly by USV 2012 Fund and USV Investors 2012 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Read SEC document
July 30, 2021 Filed Aug 2, 2021 21:50 UTC Duolingo, Inc. DUOL · Entity 3679 ConversionClass B Common Stock · Derivative 3,560,213 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-21-015223 · wf-form4_162795541271464.xml · derivative · entry 7

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,560,213

Underlying: Class A Common Stock · 3,560,213 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers further described in the Issuer's amended and restated certificate of incorporation and (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers further described in the Issuer's amended and restated certificate of incorporation and (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers further described in the Issuer's amended and restated certificate of incorporation and (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers further described in the Issuer's amended and restated certificate of incorporation and (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding.

F2 · ownership.nature: Shares held by Union Square Ventures 2012 Fund, L.P. ("USV 2012 Fund").

F3 · ownership.nature: Union Square 2012 GP, L.L.C. ("Union Square 2012" and together with affiliated entities, "Union Square Ventures") is the general partner of USV 2012 Fund and USV Investors 2012 Fund, and has sole voting and investment power with regard to the shares held by USV 2012 Fund and USV Investors 2012 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and, therefore, may be deemed to have shared voting and investment power with regard to the shares held directly by USV 2012 Fund and USV Investors 2012 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Read SEC document
July 30, 2021 Filed Aug 2, 2021 21:50 UTC Duolingo, Inc. DUOL · Entity 3679 ConversionSeries B Preferred Stock · Derivative 1,166,113 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-21-015223 · wf-form4_162795541271464.xml · derivative · entry 6

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 1,166,113 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted on a 1-for-1 basis into the Issuer's Class B Common Stock immediately prior to the closing of the Issuer's initial public offering.

F5 · price: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted on a 1-for-1 basis into the Issuer's Class B Common Stock immediately prior to the closing of the Issuer's initial public offering.

F5 · derivative.exercise_date: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted on a 1-for-1 basis into the Issuer's Class B Common Stock immediately prior to the closing of the Issuer's initial public offering.

F5 · derivative.expiration_date: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted on a 1-for-1 basis into the Issuer's Class B Common Stock immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: Shares held by Union Square Ventures 2012 Fund, L.P. ("USV 2012 Fund").

F3 · ownership.nature: Union Square 2012 GP, L.L.C. ("Union Square 2012" and together with affiliated entities, "Union Square Ventures") is the general partner of USV 2012 Fund and USV Investors 2012 Fund, and has sole voting and investment power with regard to the shares held by USV 2012 Fund and USV Investors 2012 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and, therefore, may be deemed to have shared voting and investment power with regard to the shares held directly by USV 2012 Fund and USV Investors 2012 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Read SEC document
July 30, 2021 Filed Aug 2, 2021 21:50 UTC Duolingo, Inc. DUOL · Entity 3679 ConversionSeries A Preferred Stock · Derivative 2,394,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-21-015223 · wf-form4_162795541271464.xml · derivative · entry 5

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 2,394,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted on a 1-for-1 basis into the Issuer's Class B Common Stock immediately prior to the closing of the Issuer's initial public offering.

F5 · price: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted on a 1-for-1 basis into the Issuer's Class B Common Stock immediately prior to the closing of the Issuer's initial public offering.

F5 · derivative.exercise_date: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted on a 1-for-1 basis into the Issuer's Class B Common Stock immediately prior to the closing of the Issuer's initial public offering.

F5 · derivative.expiration_date: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted on a 1-for-1 basis into the Issuer's Class B Common Stock immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: Shares held by Union Square Ventures 2012 Fund, L.P. ("USV 2012 Fund").

F3 · ownership.nature: Union Square 2012 GP, L.L.C. ("Union Square 2012" and together with affiliated entities, "Union Square Ventures") is the general partner of USV 2012 Fund and USV Investors 2012 Fund, and has sole voting and investment power with regard to the shares held by USV 2012 Fund and USV Investors 2012 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and, therefore, may be deemed to have shared voting and investment power with regard to the shares held directly by USV 2012 Fund and USV Investors 2012 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Read SEC document
July 30, 2021 Filed Aug 2, 2021 21:50 UTC Duolingo, Inc. DUOL · Entity 3679 SaleClass A Common Stock 27,615 $102.00 $2,816,730.00
Disclosure

SEC source: 0001628280-21-015223 · wf-form4_162795541271464.xml · nonDerivative · entry 4

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F3 · ownership.nature: Union Square 2012 GP, L.L.C. ("Union Square 2012" and together with affiliated entities, "Union Square Ventures") is the general partner of USV 2012 Fund and USV Investors 2012 Fund, and has sole voting and investment power with regard to the shares held by USV 2012 Fund and USV Investors 2012 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and, therefore, may be deemed to have shared voting and investment power with regard to the shares held directly by USV 2012 Fund and USV Investors 2012 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

F4 · ownership.nature: Shares held by USV Investors 2012 Fund, L.P. ("USV Investors 2012 Fund").

Read SEC document
July 30, 2021 Filed Aug 2, 2021 21:50 UTC Duolingo, Inc. DUOL · Entity 3679 ConversionClass A Common Stock 27,615 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-015223 · wf-form4_162795541271464.xml · nonDerivative · entry 3

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 27,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers further described in the Issuer's amended and restated certificate of incorporation and (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding.

F3 · ownership.nature: Union Square 2012 GP, L.L.C. ("Union Square 2012" and together with affiliated entities, "Union Square Ventures") is the general partner of USV 2012 Fund and USV Investors 2012 Fund, and has sole voting and investment power with regard to the shares held by USV 2012 Fund and USV Investors 2012 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and, therefore, may be deemed to have shared voting and investment power with regard to the shares held directly by USV 2012 Fund and USV Investors 2012 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

F4 · ownership.nature: Shares held by USV Investors 2012 Fund, L.P. ("USV Investors 2012 Fund").

Read SEC document
July 30, 2021 Filed Aug 2, 2021 21:50 UTC Duolingo, Inc. DUOL · Entity 3679 SaleClass A Common Stock 713,823 $102.00 $72,809,946.00
Disclosure

SEC source: 0001628280-21-015223 · wf-form4_162795541271464.xml · nonDerivative · entry 2

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F2 · ownership.nature: Shares held by Union Square Ventures 2012 Fund, L.P. ("USV 2012 Fund").

F3 · ownership.nature: Union Square 2012 GP, L.L.C. ("Union Square 2012" and together with affiliated entities, "Union Square Ventures") is the general partner of USV 2012 Fund and USV Investors 2012 Fund, and has sole voting and investment power with regard to the shares held by USV 2012 Fund and USV Investors 2012 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and, therefore, may be deemed to have shared voting and investment power with regard to the shares held directly by USV 2012 Fund and USV Investors 2012 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Read SEC document
July 30, 2021 Filed Aug 2, 2021 21:50 UTC Duolingo, Inc. DUOL · Entity 3679 ConversionClass A Common Stock 713,823 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-015223 · wf-form4_162795541271464.xml · nonDerivative · entry 1

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 713,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers further described in the Issuer's amended and restated certificate of incorporation and (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding.

F2 · ownership.nature: Shares held by Union Square Ventures 2012 Fund, L.P. ("USV 2012 Fund").

F3 · ownership.nature: Union Square 2012 GP, L.L.C. ("Union Square 2012" and together with affiliated entities, "Union Square Ventures") is the general partner of USV 2012 Fund and USV Investors 2012 Fund, and has sole voting and investment power with regard to the shares held by USV 2012 Fund and USV Investors 2012 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and, therefore, may be deemed to have shared voting and investment power with regard to the shares held directly by USV 2012 Fund and USV Investors 2012 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Read SEC document
April 15, 2021 Filed Apr 17, 2021 01:45 UTC Coinbase Global, Inc. COIN · Entity 480 SaleClass A Common Stock 1,313 $330.01 $433,299.58
Disclosure

SEC source: 0001209191-21-027148 · doc4.xml · nonDerivative · entry 12

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

Union Square 2012 GP, L.L.C. · CIK 0001532180 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

USV Opportunity 2014 GP, LLC · CIK 0001597812 · 10% owner

USV Opportunity 2014, LP · CIK 0001597793 · 10% owner

USV Opportunity Investors 2014, LP · CIK 0001597808 · 10% owner

Weissman Andy · CIK 0001640012 · 10% owner

Wenger Albert · CIK 0001640014 · 10% owner

Burnham Brad · CIK 0001640018 · 10% owner

Buttrick John · CIK 0001640011 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By USV Opportunity Investors 2014, LP

Disclosed balance after: 0

F8 · ownership.nature: These shares are held by USV Opportunity Investors 2014. USV Opportunity 2014 GP, LLC is the general partner of USV Opportunity Investors 2014 and has sole voting and investment power with regard to the shares held by USV Opportunity Investors 2014. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV Opportunity Investors 2014. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Read SEC document
April 15, 2021 Filed Apr 17, 2021 01:45 UTC Coinbase Global, Inc. COIN · Entity 480 SaleClass A Common Stock 25,749 $330.01 $8,497,357.97
Disclosure

SEC source: 0001209191-21-027148 · doc4.xml · nonDerivative · entry 11

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

Union Square 2012 GP, L.L.C. · CIK 0001532180 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

USV Opportunity 2014 GP, LLC · CIK 0001597812 · 10% owner

USV Opportunity 2014, LP · CIK 0001597793 · 10% owner

USV Opportunity Investors 2014, LP · CIK 0001597808 · 10% owner

Weissman Andy · CIK 0001640012 · 10% owner

Wenger Albert · CIK 0001640014 · 10% owner

Burnham Brad · CIK 0001640018 · 10% owner

Buttrick John · CIK 0001640011 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By USV Opportunity 2014, LP

Disclosed balance after: 0

F6 · ownership.nature: These shares are held by USV Opportunity 2014 Fund. USV Opportunity 2014 GP, LLC is the general partner of USV Opportunity 2014 Fund and has sole voting and investment power with regard to the shares held by USV Opportunity 2014 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV Opportunity 2014 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Read SEC document
April 15, 2021 Filed Apr 17, 2021 01:45 UTC Coinbase Global, Inc. COIN · Entity 480 SaleClass A Common Stock 6,526 $330.01 $2,153,627.64
Disclosure

SEC source: 0001209191-21-027148 · doc4.xml · nonDerivative · entry 10

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

Union Square 2012 GP, L.L.C. · CIK 0001532180 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

USV Opportunity 2014 GP, LLC · CIK 0001597812 · 10% owner

USV Opportunity 2014, LP · CIK 0001597793 · 10% owner

USV Opportunity Investors 2014, LP · CIK 0001597808 · 10% owner

Weissman Andy · CIK 0001640012 · 10% owner

Wenger Albert · CIK 0001640014 · 10% owner

Burnham Brad · CIK 0001640018 · 10% owner

Buttrick John · CIK 0001640011 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By USV Investors 2012 Fund, L.P.

Disclosed balance after: 0

F4 · ownership.nature: These shares are held by USV Investors 2012. Union Square 2012 GP, L.L.C. is the general partner of USV Investors 2012 and has sole voting and investment power with regard to the shares held by USV Investors 2012. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV Investors 2012. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Read SEC document
April 15, 2021 Filed Apr 17, 2021 01:45 UTC Coinbase Global, Inc. COIN · Entity 480 SaleClass A Common Stock 168,736 $330.01 $55,684,111.77
Disclosure

SEC source: 0001209191-21-027148 · doc4.xml · nonDerivative · entry 9

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

Union Square 2012 GP, L.L.C. · CIK 0001532180 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

USV Opportunity 2014 GP, LLC · CIK 0001597812 · 10% owner

USV Opportunity 2014, LP · CIK 0001597793 · 10% owner

USV Opportunity Investors 2014, LP · CIK 0001597808 · 10% owner

Weissman Andy · CIK 0001640012 · 10% owner

Wenger Albert · CIK 0001640014 · 10% owner

Burnham Brad · CIK 0001640018 · 10% owner

Buttrick John · CIK 0001640011 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · ownership.direct: These shares are held by USV 2012 Fund. Union Square 2012 GP, L.L.C. is the general partner of USV 2012 Fund and has sole voting and investment power with regard to the shares held by USV 2012 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV 2012 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Read SEC document
April 14, 2021 Filed Apr 17, 2021 01:45 UTC Coinbase Global, Inc. COIN · Entity 480 SaleClass A Common Stock 29,028 $388.89 $11,288,666.99
Disclosure

SEC source: 0001209191-21-027148 · doc4.xml · nonDerivative · entry 8

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

Union Square 2012 GP, L.L.C. · CIK 0001532180 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

USV Opportunity 2014 GP, LLC · CIK 0001597812 · 10% owner

USV Opportunity 2014, LP · CIK 0001597793 · 10% owner

USV Opportunity Investors 2014, LP · CIK 0001597808 · 10% owner

Weissman Andy · CIK 0001640012 · 10% owner

Wenger Albert · CIK 0001640014 · 10% owner

Burnham Brad · CIK 0001640018 · 10% owner

Buttrick John · CIK 0001640011 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By USV Opportunity Investors 2014, LP

Disclosed balance after: 1,313

F8 · ownership.nature: These shares are held by USV Opportunity Investors 2014. USV Opportunity 2014 GP, LLC is the general partner of USV Opportunity Investors 2014 and has sole voting and investment power with regard to the shares held by USV Opportunity Investors 2014. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV Opportunity Investors 2014. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Read SEC document
April 14, 2021 Filed Apr 17, 2021 01:45 UTC Coinbase Global, Inc. COIN · Entity 480 SaleClass A Common Stock 570,372 $388.89 $221,811,339.67
Disclosure

SEC source: 0001209191-21-027148 · doc4.xml · nonDerivative · entry 7

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

Union Square 2012 GP, L.L.C. · CIK 0001532180 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

USV Opportunity 2014 GP, LLC · CIK 0001597812 · 10% owner

USV Opportunity 2014, LP · CIK 0001597793 · 10% owner

USV Opportunity Investors 2014, LP · CIK 0001597808 · 10% owner

Weissman Andy · CIK 0001640012 · 10% owner

Wenger Albert · CIK 0001640014 · 10% owner

Burnham Brad · CIK 0001640018 · 10% owner

Buttrick John · CIK 0001640011 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By USV Opportunity 2014, LP

Disclosed balance after: 25,749

F6 · ownership.nature: These shares are held by USV Opportunity 2014 Fund. USV Opportunity 2014 GP, LLC is the general partner of USV Opportunity 2014 Fund and has sole voting and investment power with regard to the shares held by USV Opportunity 2014 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV Opportunity 2014 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Read SEC document
April 14, 2021 Filed Apr 17, 2021 01:45 UTC Coinbase Global, Inc. COIN · Entity 480 SaleClass A Common Stock 145,277 $388.89 $56,496,612.73
Disclosure

SEC source: 0001209191-21-027148 · doc4.xml · nonDerivative · entry 6

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

Union Square 2012 GP, L.L.C. · CIK 0001532180 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

USV Opportunity 2014 GP, LLC · CIK 0001597812 · 10% owner

USV Opportunity 2014, LP · CIK 0001597793 · 10% owner

USV Opportunity Investors 2014, LP · CIK 0001597808 · 10% owner

Weissman Andy · CIK 0001640012 · 10% owner

Wenger Albert · CIK 0001640014 · 10% owner

Burnham Brad · CIK 0001640018 · 10% owner

Buttrick John · CIK 0001640011 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By USV Investors 2012 Fund, L.P.

Disclosed balance after: 6,526

F4 · ownership.nature: These shares are held by USV Investors 2012. Union Square 2012 GP, L.L.C. is the general partner of USV Investors 2012 and has sole voting and investment power with regard to the shares held by USV Investors 2012. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV Investors 2012. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Read SEC document
April 14, 2021 Filed Apr 17, 2021 01:45 UTC Coinbase Global, Inc. COIN · Entity 480 SaleClass A Common Stock 3,755,323 $388.89 $1,460,403,430.61
Disclosure

SEC source: 0001209191-21-027148 · doc4.xml · nonDerivative · entry 5

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

Union Square 2012 GP, L.L.C. · CIK 0001532180 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

USV Opportunity 2014 GP, LLC · CIK 0001597812 · 10% owner

USV Opportunity 2014, LP · CIK 0001597793 · 10% owner

USV Opportunity Investors 2014, LP · CIK 0001597808 · 10% owner

Weissman Andy · CIK 0001640012 · 10% owner

Wenger Albert · CIK 0001640014 · 10% owner

Burnham Brad · CIK 0001640018 · 10% owner

Buttrick John · CIK 0001640011 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,736

F2 · ownership.direct: These shares are held by USV 2012 Fund. Union Square 2012 GP, L.L.C. is the general partner of USV 2012 Fund and has sole voting and investment power with regard to the shares held by USV 2012 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV 2012 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Read SEC document
April 14, 2021 Filed Apr 17, 2021 01:45 UTC Coinbase Global, Inc. COIN · Entity 480 OtherClass A Common Stock 58,114 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027148 · doc4.xml · nonDerivative · entry 4

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

Union Square 2012 GP, L.L.C. · CIK 0001532180 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

USV Opportunity 2014 GP, LLC · CIK 0001597812 · 10% owner

USV Opportunity 2014, LP · CIK 0001597793 · 10% owner

USV Opportunity Investors 2014, LP · CIK 0001597808 · 10% owner

Weissman Andy · CIK 0001640012 · 10% owner

Wenger Albert · CIK 0001640014 · 10% owner

Burnham Brad · CIK 0001640018 · 10% owner

Buttrick John · CIK 0001640011 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By USV Opportunity Investors 2014, LP

Disclosed balance after: 30,341

F7 · kind: On April 14, 2021, USV Opportunity Investors 2014, LP ("USV Opportunity Investors 2014") distributed, for no consideration, 58,114 shares of the Issuer's Class A Common Stock to its limited partners and to USV Opportunity 2014 GP, LLC, the general partner of USV Opportunity Investors 2014, representing each such partner's pro rata interest in such shares. On the same date, USV Opportunity 2014 GP, LLC distributed, for no consideration, the shares it received in the distribution to its members, representing each such member's pro rata interest in such shares.

F8 · ownership.nature: These shares are held by USV Opportunity Investors 2014. USV Opportunity 2014 GP, LLC is the general partner of USV Opportunity Investors 2014 and has sole voting and investment power with regard to the shares held by USV Opportunity Investors 2014. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV Opportunity Investors 2014. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Read SEC document
April 14, 2021 Filed Apr 17, 2021 01:45 UTC Coinbase Global, Inc. COIN · Entity 480 OtherClass A Common Stock 1,141,886 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027148 · doc4.xml · nonDerivative · entry 3

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

Union Square 2012 GP, L.L.C. · CIK 0001532180 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

USV Opportunity 2014 GP, LLC · CIK 0001597812 · 10% owner

USV Opportunity 2014, LP · CIK 0001597793 · 10% owner

USV Opportunity Investors 2014, LP · CIK 0001597808 · 10% owner

Weissman Andy · CIK 0001640012 · 10% owner

Wenger Albert · CIK 0001640014 · 10% owner

Burnham Brad · CIK 0001640018 · 10% owner

Buttrick John · CIK 0001640011 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By USV Opportunity 2014, LP

Disclosed balance after: 596,121

F5 · kind: On April 14, 2021, USV Opportunity 2014, LP ("USV Opportunity 2014 Fund") distributed, for no consideration, 1,141,886 shares of the Issuer's Class A Common Stock to its limited partners and to USV Opportunity 2014 GP, LLC, the general partner of USV Opportunity 2014 Fund, representing each such partner's pro rata interest in such shares. On the same date, USV Opportunity 2014 GP, LLC distributed, for no consideration, the shares it received in the distribution to its members, representing each such member's pro rata interest in such shares.

F6 · ownership.nature: These shares are held by USV Opportunity 2014 Fund. USV Opportunity 2014 GP, LLC is the general partner of USV Opportunity 2014 Fund and has sole voting and investment power with regard to the shares held by USV Opportunity 2014 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV Opportunity 2014 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Read SEC document
April 14, 2021 Filed Apr 17, 2021 01:45 UTC Coinbase Global, Inc. COIN · Entity 480 OtherClass A Common Stock 297,959 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027148 · doc4.xml · nonDerivative · entry 2

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

Union Square 2012 GP, L.L.C. · CIK 0001532180 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

USV Opportunity 2014 GP, LLC · CIK 0001597812 · 10% owner

USV Opportunity 2014, LP · CIK 0001597793 · 10% owner

USV Opportunity Investors 2014, LP · CIK 0001597808 · 10% owner

Weissman Andy · CIK 0001640012 · 10% owner

Wenger Albert · CIK 0001640014 · 10% owner

Burnham Brad · CIK 0001640018 · 10% owner

Buttrick John · CIK 0001640011 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By USV Investors 2012 Fund, L.P.

Disclosed balance after: 151,803

F3 · kind: On April 14, 2021, USV Investors 2012 Fund, LP ("USV Investors 2012") distributed, for no consideration, 297,959 shares of the Issuer's Class A Common Stock to its limited partners and to Union Square 2012 GP, L.L.C., the general partner of USV Investors 2012, representing each such partner's pro rata interest in such shares. On the same date, Union Square 2012 GP, L.L.C. distributed, for no consideration, the shares it received in the distribution to its members, representing each such member's pro rata interest in such shares.

F4 · ownership.nature: These shares are held by USV Investors 2012. Union Square 2012 GP, L.L.C. is the general partner of USV Investors 2012 and has sole voting and investment power with regard to the shares held by USV Investors 2012. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV Investors 2012. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Read SEC document
April 14, 2021 Filed Apr 17, 2021 01:45 UTC Coinbase Global, Inc. COIN · Entity 480 OtherClass A Common Stock 7,702,041 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027148 · doc4.xml · nonDerivative · entry 1

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

Union Square 2012 GP, L.L.C. · CIK 0001532180 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

USV Opportunity 2014 GP, LLC · CIK 0001597812 · 10% owner

USV Opportunity 2014, LP · CIK 0001597793 · 10% owner

USV Opportunity Investors 2014, LP · CIK 0001597808 · 10% owner

Weissman Andy · CIK 0001640012 · 10% owner

Wenger Albert · CIK 0001640014 · 10% owner

Burnham Brad · CIK 0001640018 · 10% owner

Buttrick John · CIK 0001640011 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,924,059

F1 · kind: On April 14, 2021, Union Square Ventures 2012 Fund, LP ("USV 2012 Fund") distributed, for no consideration, 7,702,041 shares of the Issuer's Class A Common Stock to its limited partners and to Union Square 2012 GP, L.L.C., the general partner of USV 2012 Fund, representing each such partner's pro rata interest in such shares. On the same date, Union Square 2012 GP, L.L.C. distributed, for no consideration, the shares it received in the distribution to its members, representing each such member's pro rata interest in such shares.

F2 · ownership.direct: These shares are held by USV 2012 Fund. Union Square 2012 GP, L.L.C. is the general partner of USV 2012 Fund and has sole voting and investment power with regard to the shares held by USV 2012 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV 2012 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 23:24 UTC Coinbase Global, Inc. COIN · Entity 480 ConversionSeries C Preferred Stock · Derivative 88,455 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-025480 · doc4.xml · derivative · entry 16

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

Union Square 2012 GP, L.L.C. · CIK 0001532180 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

USV Opportunity 2014 GP, LLC · CIK 0001597812 · 10% owner

USV Opportunity 2014, LP · CIK 0001597793 · 10% owner

USV Opportunity Investors 2014, LP · CIK 0001597808 · 10% owner

Weissman Andy · CIK 0001640012 · 10% owner

Wenger Albert · CIK 0001640014 · 10% owner

Burnham Brad · CIK 0001640018 · 10% owner

Buttrick John · CIK 0001640011 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By USV Opportunity Investors 2014, LP

Disclosed balance after: 0

Underlying: Class B Common · 88,455 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: The Series A and Series C Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration automatically converted into shares of Class B Common Stock of the Issuer.

F10 · price: The Series A and Series C Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration automatically converted into shares of Class B Common Stock of the Issuer.

F10 · derivative.exercise_date: The Series A and Series C Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration automatically converted into shares of Class B Common Stock of the Issuer.

F10 · derivative.expiration_date: The Series A and Series C Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration automatically converted into shares of Class B Common Stock of the Issuer.

F9 · ownership.nature: These shares are held by USV Opportunity Investors 2014, LP ("USV Opportunity Investors 2014"). USV Opportunity 2014 GP, LLC is the general partner of USV Opportunity Investors 2014 and has sole voting and investment power with regard to the shares held by USV Opportunity Investors 2014. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV Opportunity Investors 2014. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 23:24 UTC Coinbase Global, Inc. COIN · Entity 480 ConversionSeries C Preferred Stock · Derivative 1,738,007 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-025480 · doc4.xml · derivative · entry 15

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

Union Square 2012 GP, L.L.C. · CIK 0001532180 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

USV Opportunity 2014 GP, LLC · CIK 0001597812 · 10% owner

USV Opportunity 2014, LP · CIK 0001597793 · 10% owner

USV Opportunity Investors 2014, LP · CIK 0001597808 · 10% owner

Weissman Andy · CIK 0001640012 · 10% owner

Wenger Albert · CIK 0001640014 · 10% owner

Burnham Brad · CIK 0001640018 · 10% owner

Buttrick John · CIK 0001640011 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By USV Opportunity 2014, LP

Disclosed balance after: 0

Underlying: Class B Common · 1,738,007 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: The Series A and Series C Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration automatically converted into shares of Class B Common Stock of the Issuer.

F10 · price: The Series A and Series C Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration automatically converted into shares of Class B Common Stock of the Issuer.

F10 · derivative.exercise_date: The Series A and Series C Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration automatically converted into shares of Class B Common Stock of the Issuer.

F10 · derivative.expiration_date: The Series A and Series C Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration automatically converted into shares of Class B Common Stock of the Issuer.

F7 · ownership.nature: These shares are held by USV Opportunity 2014, LP ("USV Opportunity 2014 Fund"). USV Opportunity 2014 GP, LLC is the general partner of USV Opportunity 2014 Fund and has sole voting and investment power with regard to the shares held by USV Opportunity 2014 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV Opportunity 2014 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 23:24 UTC Coinbase Global, Inc. COIN · Entity 480 ConversionSeries A Preferred Stock · Derivative 436,274 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-025480 · doc4.xml · derivative · entry 14

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

Union Square 2012 GP, L.L.C. · CIK 0001532180 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

USV Opportunity 2014 GP, LLC · CIK 0001597812 · 10% owner

USV Opportunity 2014, LP · CIK 0001597793 · 10% owner

USV Opportunity Investors 2014, LP · CIK 0001597808 · 10% owner

Weissman Andy · CIK 0001640012 · 10% owner

Wenger Albert · CIK 0001640014 · 10% owner

Burnham Brad · CIK 0001640018 · 10% owner

Buttrick John · CIK 0001640011 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By USV Investors 2012 Fund, L.P.

Disclosed balance after: 0

Underlying: Class B Common · 436,274 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: The Series A and Series C Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration automatically converted into shares of Class B Common Stock of the Issuer.

F10 · price: The Series A and Series C Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration automatically converted into shares of Class B Common Stock of the Issuer.

F10 · derivative.exercise_date: The Series A and Series C Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration automatically converted into shares of Class B Common Stock of the Issuer.

F10 · derivative.expiration_date: The Series A and Series C Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration automatically converted into shares of Class B Common Stock of the Issuer.

F5 · ownership.nature: These shares are held by USV Investors 2012 Fund, L.P. ("USV Investors 2012"). Union Square 2012 GP, L.L.C. is the general partner of USV Investors 2012 and has sole voting and investment power with regard to the shares held by USV Investors 2012. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV Investors 2012. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 23:24 UTC Coinbase Global, Inc. COIN · Entity 480 ConversionSeries A Preferred Stock · Derivative 11,277,506 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-025480 · doc4.xml · derivative · entry 13

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

Union Square 2012 GP, L.L.C. · CIK 0001532180 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

USV Opportunity 2014 GP, LLC · CIK 0001597812 · 10% owner

USV Opportunity 2014, LP · CIK 0001597793 · 10% owner

USV Opportunity Investors 2014, LP · CIK 0001597808 · 10% owner

Weissman Andy · CIK 0001640012 · 10% owner

Wenger Albert · CIK 0001640014 · 10% owner

Burnham Brad · CIK 0001640018 · 10% owner

Buttrick John · CIK 0001640011 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 11,277,506 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: The Series A and Series C Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration automatically converted into shares of Class B Common Stock of the Issuer.

F10 · price: The Series A and Series C Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration automatically converted into shares of Class B Common Stock of the Issuer.

F10 · derivative.exercise_date: The Series A and Series C Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration automatically converted into shares of Class B Common Stock of the Issuer.

F10 · derivative.expiration_date: The Series A and Series C Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration automatically converted into shares of Class B Common Stock of the Issuer.

F3 · ownership.direct: These shares are held by Union Square Ventures 2012 Fund, L.P. ("USV 2012 Fund"). Union Square 2012 GP, L.L.C. is the general partner of USV 2012 Fund and has sole voting and investment power with regard to the shares held by USV 2012 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV 2012 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 23:24 UTC Coinbase Global, Inc. COIN · Entity 480 ConversionClass B Common Stock · Derivative 88,455 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-025480 · doc4.xml · derivative · entry 12

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

Union Square 2012 GP, L.L.C. · CIK 0001532180 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

USV Opportunity 2014 GP, LLC · CIK 0001597812 · 10% owner

USV Opportunity 2014, LP · CIK 0001597793 · 10% owner

USV Opportunity Investors 2014, LP · CIK 0001597808 · 10% owner

Weissman Andy · CIK 0001640012 · 10% owner

Wenger Albert · CIK 0001640014 · 10% owner

Burnham Brad · CIK 0001640018 · 10% owner

Buttrick John · CIK 0001640011 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By USV Opportunity Investors 2014, LP

Disclosed balance after: 0

Underlying: Class A Common Stock · 88,455 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F8 · kind: Represents the conversion of Class B Common Stock held of record by USV Opportunity Investors 2014, LP into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · ownership.nature: These shares are held by USV Opportunity Investors 2014, LP ("USV Opportunity Investors 2014"). USV Opportunity 2014 GP, LLC is the general partner of USV Opportunity Investors 2014 and has sole voting and investment power with regard to the shares held by USV Opportunity Investors 2014. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV Opportunity Investors 2014. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 23:24 UTC Coinbase Global, Inc. COIN · Entity 480 ConversionClass B Common Stock · Derivative 1,738,007 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-025480 · doc4.xml · derivative · entry 11

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

Union Square 2012 GP, L.L.C. · CIK 0001532180 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

USV Opportunity 2014 GP, LLC · CIK 0001597812 · 10% owner

USV Opportunity 2014, LP · CIK 0001597793 · 10% owner

USV Opportunity Investors 2014, LP · CIK 0001597808 · 10% owner

Weissman Andy · CIK 0001640012 · 10% owner

Wenger Albert · CIK 0001640014 · 10% owner

Burnham Brad · CIK 0001640018 · 10% owner

Buttrick John · CIK 0001640011 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By USV Opportunity 2014, LP

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,738,007 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · kind: Represents the conversion of Class B Common Stock held of record by USV Opportunity 2014, LP into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · ownership.nature: These shares are held by USV Opportunity 2014, LP ("USV Opportunity 2014 Fund"). USV Opportunity 2014 GP, LLC is the general partner of USV Opportunity 2014 Fund and has sole voting and investment power with regard to the shares held by USV Opportunity 2014 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV Opportunity 2014 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 23:24 UTC Coinbase Global, Inc. COIN · Entity 480 ConversionClass B Common Stock · Derivative 449,762 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-025480 · doc4.xml · derivative · entry 10

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

Union Square 2012 GP, L.L.C. · CIK 0001532180 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

USV Opportunity 2014 GP, LLC · CIK 0001597812 · 10% owner

USV Opportunity 2014, LP · CIK 0001597793 · 10% owner

USV Opportunity Investors 2014, LP · CIK 0001597808 · 10% owner

Weissman Andy · CIK 0001640012 · 10% owner

Wenger Albert · CIK 0001640014 · 10% owner

Burnham Brad · CIK 0001640018 · 10% owner

Buttrick John · CIK 0001640011 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By USV Investors 2012 Fund, L.P.

Disclosed balance after: 0

Underlying: Class A Common Stock · 449,762 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · kind: Represents the conversion of Class B Common Stock held of record by USV Investors 2012 Fund, L.P. into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · ownership.nature: These shares are held by USV Investors 2012 Fund, L.P. ("USV Investors 2012"). Union Square 2012 GP, L.L.C. is the general partner of USV Investors 2012 and has sole voting and investment power with regard to the shares held by USV Investors 2012. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV Investors 2012. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 23:24 UTC Coinbase Global, Inc. COIN · Entity 480 ConversionClass B Common Stock · Derivative 11,626,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-025480 · doc4.xml · derivative · entry 9

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

Union Square 2012 GP, L.L.C. · CIK 0001532180 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

USV Opportunity 2014 GP, LLC · CIK 0001597812 · 10% owner

USV Opportunity 2014, LP · CIK 0001597793 · 10% owner

USV Opportunity Investors 2014, LP · CIK 0001597808 · 10% owner

Weissman Andy · CIK 0001640012 · 10% owner

Wenger Albert · CIK 0001640014 · 10% owner

Burnham Brad · CIK 0001640018 · 10% owner

Buttrick John · CIK 0001640011 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 11,626,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock held of record by Union Square Ventures 2012 Fund, L.P. into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.direct: These shares are held by Union Square Ventures 2012 Fund, L.P. ("USV 2012 Fund"). Union Square 2012 GP, L.L.C. is the general partner of USV 2012 Fund and has sole voting and investment power with regard to the shares held by USV 2012 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV 2012 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 23:24 UTC Coinbase Global, Inc. COIN · Entity 480 ConversionClass B Common Stock · Derivative 88,455 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-025480 · doc4.xml · derivative · entry 8

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

Union Square 2012 GP, L.L.C. · CIK 0001532180 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

USV Opportunity 2014 GP, LLC · CIK 0001597812 · 10% owner

USV Opportunity 2014, LP · CIK 0001597793 · 10% owner

USV Opportunity Investors 2014, LP · CIK 0001597808 · 10% owner

Weissman Andy · CIK 0001640012 · 10% owner

Wenger Albert · CIK 0001640014 · 10% owner

Burnham Brad · CIK 0001640018 · 10% owner

Buttrick John · CIK 0001640011 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By USV Opportunity Investors 2014, LP

Disclosed balance after: 88,455

Underlying: Class A Common Stock · 88,455 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · ownership.nature: These shares are held by USV Opportunity Investors 2014, LP ("USV Opportunity Investors 2014"). USV Opportunity 2014 GP, LLC is the general partner of USV Opportunity Investors 2014 and has sole voting and investment power with regard to the shares held by USV Opportunity Investors 2014. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV Opportunity Investors 2014. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 23:24 UTC Coinbase Global, Inc. COIN · Entity 480 ConversionClass B Common Stock · Derivative 1,738,007 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-025480 · doc4.xml · derivative · entry 7

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

Union Square 2012 GP, L.L.C. · CIK 0001532180 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

USV Opportunity 2014 GP, LLC · CIK 0001597812 · 10% owner

USV Opportunity 2014, LP · CIK 0001597793 · 10% owner

USV Opportunity Investors 2014, LP · CIK 0001597808 · 10% owner

Weissman Andy · CIK 0001640012 · 10% owner

Wenger Albert · CIK 0001640014 · 10% owner

Burnham Brad · CIK 0001640018 · 10% owner

Buttrick John · CIK 0001640011 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By USV Opportunity 2014, LP

Disclosed balance after: 1,738,007

Underlying: Class A Common Stock · 1,738,007 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · ownership.nature: These shares are held by USV Opportunity 2014, LP ("USV Opportunity 2014 Fund"). USV Opportunity 2014 GP, LLC is the general partner of USV Opportunity 2014 Fund and has sole voting and investment power with regard to the shares held by USV Opportunity 2014 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV Opportunity 2014 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 23:24 UTC Coinbase Global, Inc. COIN · Entity 480 ConversionClass B Common Stock · Derivative 436,274 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-025480 · doc4.xml · derivative · entry 6

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

Union Square 2012 GP, L.L.C. · CIK 0001532180 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

USV Opportunity 2014 GP, LLC · CIK 0001597812 · 10% owner

USV Opportunity 2014, LP · CIK 0001597793 · 10% owner

USV Opportunity Investors 2014, LP · CIK 0001597808 · 10% owner

Weissman Andy · CIK 0001640012 · 10% owner

Wenger Albert · CIK 0001640014 · 10% owner

Burnham Brad · CIK 0001640018 · 10% owner

Buttrick John · CIK 0001640011 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By USV Investors 2012 Fund, L.P.

Disclosed balance after: 449,762

Underlying: Class A Common Stock · 436,274 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · ownership.nature: These shares are held by USV Investors 2012 Fund, L.P. ("USV Investors 2012"). Union Square 2012 GP, L.L.C. is the general partner of USV Investors 2012 and has sole voting and investment power with regard to the shares held by USV Investors 2012. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV Investors 2012. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 23:24 UTC Coinbase Global, Inc. COIN · Entity 480 ConversionClass B Common Stock · Derivative 11,277,506 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-025480 · doc4.xml · derivative · entry 5

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

Union Square 2012 GP, L.L.C. · CIK 0001532180 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

USV Opportunity 2014 GP, LLC · CIK 0001597812 · 10% owner

USV Opportunity 2014, LP · CIK 0001597793 · 10% owner

USV Opportunity Investors 2014, LP · CIK 0001597808 · 10% owner

Weissman Andy · CIK 0001640012 · 10% owner

Wenger Albert · CIK 0001640014 · 10% owner

Burnham Brad · CIK 0001640018 · 10% owner

Buttrick John · CIK 0001640011 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,626,100

Underlying: Class A Common Stock · 11,277,506 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.direct: These shares are held by Union Square Ventures 2012 Fund, L.P. ("USV 2012 Fund"). Union Square 2012 GP, L.L.C. is the general partner of USV 2012 Fund and has sole voting and investment power with regard to the shares held by USV 2012 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV 2012 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 23:24 UTC Coinbase Global, Inc. COIN · Entity 480 ConversionClass A Common Stock 88,455 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-025480 · doc4.xml · nonDerivative · entry 4

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

Union Square 2012 GP, L.L.C. · CIK 0001532180 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

USV Opportunity 2014 GP, LLC · CIK 0001597812 · 10% owner

USV Opportunity 2014, LP · CIK 0001597793 · 10% owner

USV Opportunity Investors 2014, LP · CIK 0001597808 · 10% owner

Weissman Andy · CIK 0001640012 · 10% owner

Wenger Albert · CIK 0001640014 · 10% owner

Burnham Brad · CIK 0001640018 · 10% owner

Buttrick John · CIK 0001640011 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By USV Opportunity Investors 2014, LP

Disclosed balance after: 88,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · kind: Represents the conversion of Class B Common Stock held of record by USV Opportunity Investors 2014, LP into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · ownership.nature: These shares are held by USV Opportunity Investors 2014, LP ("USV Opportunity Investors 2014"). USV Opportunity 2014 GP, LLC is the general partner of USV Opportunity Investors 2014 and has sole voting and investment power with regard to the shares held by USV Opportunity Investors 2014. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV Opportunity Investors 2014. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 23:24 UTC Coinbase Global, Inc. COIN · Entity 480 ConversionClass A Common Stock 1,738,007 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-025480 · doc4.xml · nonDerivative · entry 3

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

Union Square 2012 GP, L.L.C. · CIK 0001532180 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

USV Opportunity 2014 GP, LLC · CIK 0001597812 · 10% owner

USV Opportunity 2014, LP · CIK 0001597793 · 10% owner

USV Opportunity Investors 2014, LP · CIK 0001597808 · 10% owner

Weissman Andy · CIK 0001640012 · 10% owner

Wenger Albert · CIK 0001640014 · 10% owner

Burnham Brad · CIK 0001640018 · 10% owner

Buttrick John · CIK 0001640011 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By USV Opportunity 2014, LP

Disclosed balance after: 1,738,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: Represents the conversion of Class B Common Stock held of record by USV Opportunity 2014, LP into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · ownership.nature: These shares are held by USV Opportunity 2014, LP ("USV Opportunity 2014 Fund"). USV Opportunity 2014 GP, LLC is the general partner of USV Opportunity 2014 Fund and has sole voting and investment power with regard to the shares held by USV Opportunity 2014 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV Opportunity 2014 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 23:24 UTC Coinbase Global, Inc. COIN · Entity 480 ConversionClass A Common Stock 449,762 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-025480 · doc4.xml · nonDerivative · entry 2

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

Union Square 2012 GP, L.L.C. · CIK 0001532180 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

USV Opportunity 2014 GP, LLC · CIK 0001597812 · 10% owner

USV Opportunity 2014, LP · CIK 0001597793 · 10% owner

USV Opportunity Investors 2014, LP · CIK 0001597808 · 10% owner

Weissman Andy · CIK 0001640012 · 10% owner

Wenger Albert · CIK 0001640014 · 10% owner

Burnham Brad · CIK 0001640018 · 10% owner

Buttrick John · CIK 0001640011 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By USV Investors 2012 Fund, L.P.

Disclosed balance after: 449,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Represents the conversion of Class B Common Stock held of record by USV Investors 2012 Fund, L.P. into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · ownership.nature: These shares are held by USV Investors 2012 Fund, L.P. ("USV Investors 2012"). Union Square 2012 GP, L.L.C. is the general partner of USV Investors 2012 and has sole voting and investment power with regard to the shares held by USV Investors 2012. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV Investors 2012. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 23:24 UTC Coinbase Global, Inc. COIN · Entity 480 ConversionClass A Common Stock 11,626,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-025480 · doc4.xml · nonDerivative · entry 1

Union Square Ventures 2012 Fund, L.P. · CIK 0001532179 · 10% owner

Union Square 2012 GP, L.L.C. · CIK 0001532180 · 10% owner

USV Investors 2012 Fund, L.P. · CIK 0001537452 · 10% owner

USV Opportunity 2014 GP, LLC · CIK 0001597812 · 10% owner

USV Opportunity 2014, LP · CIK 0001597793 · 10% owner

USV Opportunity Investors 2014, LP · CIK 0001597808 · 10% owner

Weissman Andy · CIK 0001640012 · 10% owner

Wenger Albert · CIK 0001640014 · 10% owner

Burnham Brad · CIK 0001640018 · 10% owner

Buttrick John · CIK 0001640011 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,626,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock held of record by Union Square Ventures 2012 Fund, L.P. into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.direct: These shares are held by Union Square Ventures 2012 Fund, L.P. ("USV 2012 Fund"). Union Square 2012 GP, L.L.C. is the general partner of USV 2012 Fund and has sole voting and investment power with regard to the shares held by USV 2012 Fund. Fred Wilson, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV 2012 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.