Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Philip Morris International Inc.PM · Entity 2818 | Deputy General Counsel | February 12, 2010 | February 17, 2010 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Philip Morris International Inc.
Report date February 12, 2010 · Filed February 17, 2010
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 72,056 |
Reported balance
After 2010-02-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2010-02-12 · Tax withholding · Disposed 156 · Balance 72,056 F1: The average of the high and the low price of Philip Morris International Inc. common stock on February 12, 2010. F2: Includes 51,085 Deferred Shares. |
| Common StockSEC Table I · non-derivative | IndirectDPS | 1,257 |
Reported balance
Holding disclosure · report date 2010-02-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,257 F3: Shares held in the Philip Morris International Inc. Deferred Profit-Sharing Plan as of January 29, 2010. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 6,225 |
Reported balance
Holding disclosure · report date 2010-02-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,225 F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The average of the high and the low price of Philip Morris International Inc. common stock on February 12, 2010.
F2: Includes 51,085 Deferred Shares.
F3: Shares held in the Philip Morris International Inc. Deferred Profit-Sharing Plan as of January 29, 2010.
F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 12, 2010 Filed Feb 17, 2010 15:34 UTC | Philip Morris International Inc. PM · Entity 2818 | Tax withholdingCommon Stock | 156 | $49.07 | $7,654.14 |
DisclosureSEC source: 0001182489-10-000104 · edgar.xml · nonDerivative · entry 1 Friedman Mark · CIK 0001428811 · Deputy General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,056 F1 · price: The average of the high and the low price of Philip Morris International Inc. common stock on February 12, 2010. F2 · balance_after: Includes 51,085 Deferred Shares. Read SEC document |
| February 11, 2010 Filed Feb 16, 2010 16:29 UTC | Philip Morris International Inc. PM · Entity 2818 | GrantCommon Stock | 20,220 | $47.49 | $960,247.80 |
DisclosureSEC source: 0001182489-10-000090 · edgar.xml · nonDerivative · entry 1 Friedman Mark · CIK 0001428811 · Deputy General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,212 F1 · balance_after: Includes 56,041 Deferred Shares. Read SEC document |
| December 18, 2009 Filed Dec 22, 2009 15:26 UTC | Philip Morris International Inc. PM · Entity 2818 | Exercise / conversionOption (Right to Buy) · Derivative | 7,964 | $11.16 Strike: $11.16 | $88,882.22 |
DisclosureSEC source: 0001182489-09-000871 · edgar.xml · derivative · entry 5 Friedman Mark · CIK 0001428811 · Deputy General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,964 shares Expires 2010-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2009 Filed Dec 22, 2009 15:26 UTC | Philip Morris International Inc. PM · Entity 2818 | SaleCommon Stock | 7,964 | $49.04 | $390,591.99 |
DisclosureSEC source: 0001182489-09-000871 · edgar.xml · nonDerivative · entry 2 Friedman Mark · CIK 0001428811 · Deputy General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,992 F1 · balance_after: Includes 35,821 Deferred Shares. Read SEC document |
| December 18, 2009 Filed Dec 22, 2009 15:26 UTC | Philip Morris International Inc. PM · Entity 2818 | Exercise / conversionCommon Stock | 7,964 | $11.16 | $88,882.22 |
DisclosureSEC source: 0001182489-09-000871 · edgar.xml · nonDerivative · entry 1 Friedman Mark · CIK 0001428811 · Deputy General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2009 Filed Jun 12, 2009 14:46 UTC | Philip Morris International Inc. PM · Entity 2818 | Exercise / conversionOption (Right to Buy) · Derivative | 6,999 | $20.92 Strike: $20.92 | $146,388.98 |
DisclosureSEC source: 0001182489-09-000527 · edgar.xml · derivative · entry 5 Friedman Mark · CIK 0001428811 · Deputy General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,999 shares Expires 2009-06-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2009 Filed Jun 12, 2009 14:46 UTC | Philip Morris International Inc. PM · Entity 2818 | SaleCommon Stock | 6,999 | $42.87 | $300,047.13 |
DisclosureSEC source: 0001182489-09-000527 · edgar.xml · nonDerivative · entry 2 Friedman Mark · CIK 0001428811 · Deputy General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,992 F1 · balance_after: Includes 35,821 Deferred Shares. Read SEC document |
| June 10, 2009 Filed Jun 12, 2009 14:46 UTC | Philip Morris International Inc. PM · Entity 2818 | Exercise / conversionCommon Stock | 6,999 | $20.92 | $146,388.98 |
DisclosureSEC source: 0001182489-09-000527 · edgar.xml · nonDerivative · entry 1 Friedman Mark · CIK 0001428811 · Deputy General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2009 Filed Feb 13, 2009 15:09 UTC | Philip Morris International Inc. PM · Entity 2818 | Tax withholdingCommon Stock | 136 | $36.25 | $4,930.00 |
DisclosureSEC source: 0001182489-09-000158 · edgar.xml · nonDerivative · entry 1 Friedman Mark · CIK 0001428811 · Deputy General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,992 F1 · price: The average of the high and low price of Philip Morris International Inc. common stock on February 11, 2009. F2 · balance_after: Includes 35,821 Deferred Shares. Read SEC document |
| February 04, 2009 Filed Feb 6, 2009 15:13 UTC | Philip Morris International Inc. PM · Entity 2818 | GrantCommon Stock | 22,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001182489-09-000142 · edgar.xml · nonDerivative · entry 1 Friedman Mark · CIK 0001428811 · Deputy General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,128 F1 · balance_after: Includes 40,201 Deferred Shares. Read SEC document |
| February 04, 2009 Filed Mar 19, 2009 10:39 UTC Amendment | Philip Morris International Inc. PM · Entity 2818 | GrantCommon Stock | 2,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001182489-09-000249 · edgar.xml · nonDerivative · entry 1 Friedman Mark · CIK 0001428811 · Deputy General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 4,299 F1 · balance_after: These deferred shares awarded to the reporting person's spouse were inadvertently omitted from the original Form 4. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 21, 2008 Filed May 22, 2008 15:23 UTC | Philip Morris International Inc. PM · Entity 2818 | Exercise / conversionOption (Right to Buy) · Derivative | 5,929 | $20.77 Strike: $20.77 | $123,137.62 |
DisclosureSEC source: 0001182489-08-000536 · edgar.xml · derivative · entry 4 Friedman Mark · CIK 0001428811 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,929 shares Expires 2008-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2008 Filed May 22, 2008 15:23 UTC | Philip Morris International Inc. PM · Entity 2818 | SaleCommon Stock | 5,929 | $52.90 | $313,671.97 |
DisclosureSEC source: 0001182489-08-000536 · edgar.xml · nonDerivative · entry 2 Friedman Mark · CIK 0001428811 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,688 F1 · balance_after: Includes 17,761 Deferred Shares. Read SEC document |
| May 21, 2008 Filed May 22, 2008 15:23 UTC | Philip Morris International Inc. PM · Entity 2818 | Exercise / conversionCommon Stock | 5,929 | $20.77 | $123,137.62 |
DisclosureSEC source: 0001182489-08-000536 · edgar.xml · nonDerivative · entry 1 Friedman Mark · CIK 0001428811 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 28, 2008 Filed Apr 1, 2008 18:42 UTC | Philip Morris International Inc. PM · Entity 2818 | OtherCommon Stock | 8,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001182489-08-000350 · edgar.xml · nonDerivative · entry 1 Friedman Mark · CIK 0001428811 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,688 F1 · shares: Reflects a substitution of previously granted deferred shares awarded by Altria Group, Inc. on January 30, 2008 in accordance with the terms of the Employee Matters Agreement dated as of March 28, 2008 between Altria Group, Inc. and Philip Morris International Inc. in connection with the spin-off of Philip Morris International Inc. on March 28, 2008. F2 · balance_after: Includes shares or share equivalents of common stock of the Issuer in connection with the pro rata distribution by Altria Group, Inc. to its stockholders of 100% of the outstanding shares of the Issuer's common stock on March 28, 2008. Total includes 17,761 Deferred Shares, reflecting the same number of Deferred Shares of Issuer as Deferred Shares of Altria Group, Inc. awarded previously under Altria's compensation plans. Read SEC document |
| June 12, 2001 Filed Apr 1, 2008 18:42 UTC | Philip Morris International Inc. PM · Entity 2818 | OtherOption (Right to Buy) · Derivative | 0 | $0.00 Strike: $25.64 | $0.00 |
DisclosureSEC source: 0001182489-08-000350 · edgar.xml · derivative · entry 7 Friedman Mark · CIK 0001428811 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,909 Underlying: Common Stock · 8,909 shares Expires 2011-06-12 F4 · derivative.exercise_price: These options were originally granted by Altria. In connection with the Philip Morris International Inc. spin-off, these options were split into options to acquire Altria Common Stock and Issuer's Common Stock in accordance with the anti-dilution terms of Altria's compensation plans and the Employee Matters Agreement dated March 28, 2008, between Altria and the Issuer. Read SEC document |
| January 31, 2001 Filed Apr 1, 2008 18:42 UTC | Philip Morris International Inc. PM · Entity 2818 | OtherOption (Right to Buy) · Derivative | 0 | $0.00 Strike: $23.20 | $0.00 |
DisclosureSEC source: 0001182489-08-000350 · edgar.xml · derivative · entry 6 Friedman Mark · CIK 0001428811 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,929 Underlying: Common Stock · 10,929 shares Expires 2011-01-31 F4 · derivative.exercise_price: These options were originally granted by Altria. In connection with the Philip Morris International Inc. spin-off, these options were split into options to acquire Altria Common Stock and Issuer's Common Stock in accordance with the anti-dilution terms of Altria's compensation plans and the Employee Matters Agreement dated March 28, 2008, between Altria and the Issuer. Read SEC document |
| January 26, 2000 Filed Apr 1, 2008 18:42 UTC | Philip Morris International Inc. PM · Entity 2818 | OtherOption (Right to Buy) · Derivative | 0 | $0.00 Strike: $11.16 | $0.00 |
DisclosureSEC source: 0001182489-08-000350 · edgar.xml · derivative · entry 5 Friedman Mark · CIK 0001428811 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,964 Underlying: Common Stock · 7,964 shares Expires 2010-01-26 F4 · derivative.exercise_price: These options were originally granted by Altria. In connection with the Philip Morris International Inc. spin-off, these options were split into options to acquire Altria Common Stock and Issuer's Common Stock in accordance with the anti-dilution terms of Altria's compensation plans and the Employee Matters Agreement dated March 28, 2008, between Altria and the Issuer. Read SEC document |
| June 29, 1999 Filed Apr 1, 2008 18:42 UTC | Philip Morris International Inc. PM · Entity 2818 | OtherOption (Right to Buy) · Derivative | 0 | $0.00 Strike: $20.92 | $0.00 |
DisclosureSEC source: 0001182489-08-000350 · edgar.xml · derivative · entry 4 Friedman Mark · CIK 0001428811 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,999 Underlying: Common Stock · 6,999 shares Expires 2009-06-29 F4 · derivative.exercise_price: These options were originally granted by Altria. In connection with the Philip Morris International Inc. spin-off, these options were split into options to acquire Altria Common Stock and Issuer's Common Stock in accordance with the anti-dilution terms of Altria's compensation plans and the Employee Matters Agreement dated March 28, 2008, between Altria and the Issuer. Read SEC document |
| June 23, 1998 Filed Apr 1, 2008 18:42 UTC | Philip Morris International Inc. PM · Entity 2818 | OtherOption (Right to Buy) · Derivative | 0 | $0.00 Strike: $20.77 | $0.00 |
DisclosureSEC source: 0001182489-08-000350 · edgar.xml · derivative · entry 3 Friedman Mark · CIK 0001428811 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,929 Underlying: Common Stock · 5,929 shares Expires 2008-06-23 F4 · derivative.exercise_price: These options were originally granted by Altria. In connection with the Philip Morris International Inc. spin-off, these options were split into options to acquire Altria Common Stock and Issuer's Common Stock in accordance with the anti-dilution terms of Altria's compensation plans and the Employee Matters Agreement dated March 28, 2008, between Altria and the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.