Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BIRNER DENTAL MANAGEMENT SERVICES INCBDMS · Entity 161087 | 10% owner · See Explanation of Responses | March 08, 2017 | March 20, 2017 |
| DYNEX CAPITAL INCDX · Entity 4199 | Director | June 12, 2020 | June 16, 2020 |
| NOVATION COMPANIES, INC.NOVC · Entity 13492 | Director | December 30, 2021 | December 30, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BIRNER DENTAL MANAGEMENT SERVICES INC
Report date March 08, 2017 · Filed March 20, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2017-03-08 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person is a member of a Section 13(d) group that beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock as disclosed in a Schedule 13D, filed on behalf of the Reporting Person and certain other stockholders of the Issuer on March 9, 2017, as amended. As such, the Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The securities reported herein do not include any securities held by any group member other than the Reporting Person. The Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person is a member of a Section 13(d) group that beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock as disclosed in a Schedule 13D, filed on behalf of the Reporting Person and certain other stockholders of the Issuer on March 9, 2017, as amended. As such, the Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The securities reported herein do not include any securities held by any group member other than the Reporting Person. The Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
DYNEX CAPITAL INC
Report date June 12, 2020 · Filed June 16, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 173,331 |
Ending reported balance
After 2020-06-12 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-06-04 · Gift · Disposed 6,513 · Balance 167,649 Row 2 · 2020-06-12 · Grant · Acquired 5,682 · Balance 173,331 F1: Restricted stock award. The shares vest on the earlier of: (i) June 12, 2021 or (ii) the date of Dynex Capital, Inc.'s (the "Company") 2021 annual meeting of shareholders if such meeting is at least fifty (50) weeks after the Company's 2020 annual meeting of shareholders. |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 37,212 |
Reported balance
Holding disclosure · report date 2020-06-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 37,212 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock award. The shares vest on the earlier of: (i) June 12, 2021 or (ii) the date of Dynex Capital, Inc.'s (the "Company") 2021 annual meeting of shareholders if such meeting is at least fifty (50) weeks after the Company's 2020 annual meeting of shareholders.
NOVATION COMPANIES, INC.
Report date December 30, 2021 · Filed December 30, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,529,707 |
Reported balance
After 2021-12-30 transaction · row 1
1 source rowRow 1 · 2021-12-30 · Other · Disposed 300,000 · Balance 3,529,707 F1: Forfeiture of restricted shares of common stock under the Novation Companies, Inc. 2015 Incentive Stock Plan, which vested on October 1, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Forfeiture of restricted shares of common stock under the Novation Companies, Inc. 2015 Incentive Stock Plan, which vested on October 1, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 30, 2021 Filed Dec 30, 2021 12:07 UTC | NOVATION COMPANIES, INC. NOVC · Entity 13492 | OtherCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-029460 · rdgdoc.xml · nonDerivative · entry 1 IGDALOFF BARRY · CIK 0001235668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,529,707 F1 · kind: Forfeiture of restricted shares of common stock under the Novation Companies, Inc. 2015 Incentive Stock Plan, which vested on October 1, 2021. Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 12:07 UTC | NOVATION COMPANIES, INC. NOVC · Entity 13492 | SaleCommon Stock | 2,109,579 | $0.02 | $42,191.58 |
DisclosureSEC source: 0001437749-20-023957 · rdgdoc.xml · nonDerivative · entry 1 IGDALOFF BARRY · CIK 0001235668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,829,707 Read SEC document |
| August 31, 2020 Filed Aug 31, 2020 16:12 UTC | NOVATION COMPANIES, INC. NOVC · Entity 13492 | SaleCommon Stock | 3,000 | $0.03 | $75.00 |
DisclosureSEC source: 0001437749-20-019023 · rdgdoc.xml · nonDerivative · entry 5 IGDALOFF BARRY · CIK 0001235668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,939,286 Read SEC document |
| August 31, 2020 Filed Aug 31, 2020 16:12 UTC | NOVATION COMPANIES, INC. NOVC · Entity 13492 | SaleCommon Stock | 14,481 | $0.02 | $318.58 |
DisclosureSEC source: 0001437749-20-019023 · rdgdoc.xml · nonDerivative · entry 4 IGDALOFF BARRY · CIK 0001235668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,942,286 Read SEC document |
| August 31, 2020 Filed Aug 31, 2020 16:12 UTC | NOVATION COMPANIES, INC. NOVC · Entity 13492 | SaleCommon Stock | 104,134 | $0.02 | $2,290.95 |
DisclosureSEC source: 0001437749-20-019023 · rdgdoc.xml · nonDerivative · entry 3 IGDALOFF BARRY · CIK 0001235668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,956,767 Read SEC document |
| August 31, 2020 Filed Aug 31, 2020 16:12 UTC | NOVATION COMPANIES, INC. NOVC · Entity 13492 | SaleCommon Stock | 59,833 | $0.02 | $1,316.33 |
DisclosureSEC source: 0001437749-20-019023 · rdgdoc.xml · nonDerivative · entry 2 IGDALOFF BARRY · CIK 0001235668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,060,901 Read SEC document |
| August 28, 2020 Filed Aug 31, 2020 16:12 UTC | NOVATION COMPANIES, INC. NOVC · Entity 13492 | SaleCommon Stock | 10,000 | $0.03 | $290.00 |
DisclosureSEC source: 0001437749-20-019023 · rdgdoc.xml · nonDerivative · entry 1 IGDALOFF BARRY · CIK 0001235668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,120,734 Read SEC document |
| August 19, 2020 Filed Aug 20, 2020 10:22 UTC | NOVATION COMPANIES, INC. NOVC · Entity 13492 | SaleCommon Stock | 125,000 | $0.03 | $3,225.00 |
DisclosureSEC source: 0001437749-20-018424 · rdgdoc.xml · nonDerivative · entry 6 IGDALOFF BARRY · CIK 0001235668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,130,734 Read SEC document |
| August 19, 2020 Filed Aug 20, 2020 10:22 UTC | NOVATION COMPANIES, INC. NOVC · Entity 13492 | SaleCommon Stock | 43,572 | $0.03 | $1,307.16 |
DisclosureSEC source: 0001437749-20-018424 · rdgdoc.xml · nonDerivative · entry 5 IGDALOFF BARRY · CIK 0001235668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,255,734 Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 10:22 UTC | NOVATION COMPANIES, INC. NOVC · Entity 13492 | SaleCommon Stock | 198,000 | $0.03 | $6,474.60 |
DisclosureSEC source: 0001437749-20-018424 · rdgdoc.xml · nonDerivative · entry 4 IGDALOFF BARRY · CIK 0001235668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,299,306 Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 10:22 UTC | NOVATION COMPANIES, INC. NOVC · Entity 13492 | SaleCommon Stock | 54,000 | $0.04 | $1,944.00 |
DisclosureSEC source: 0001437749-20-018424 · rdgdoc.xml · nonDerivative · entry 3 IGDALOFF BARRY · CIK 0001235668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,497,306 Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 10:22 UTC | NOVATION COMPANIES, INC. NOVC · Entity 13492 | SaleCommon Stock | 50,000 | $0.03 | $1,605.00 |
DisclosureSEC source: 0001437749-20-018424 · rdgdoc.xml · nonDerivative · entry 2 IGDALOFF BARRY · CIK 0001235668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,551,306 Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 10:22 UTC | NOVATION COMPANIES, INC. NOVC · Entity 13492 | SaleCommon Stock | 100,000 | $0.03 | $3,250.00 |
DisclosureSEC source: 0001437749-20-018424 · rdgdoc.xml · nonDerivative · entry 1 IGDALOFF BARRY · CIK 0001235668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,601,306 Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 20:54 UTC | DYNEX CAPITAL INC DX · Entity 4199 | GrantCommon Stock | 5,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001225385-20-000218 · edgar.xml · nonDerivative · entry 2 IGDALOFF BARRY · CIK 0001235668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,331 F1 · shares: Restricted stock award. The shares vest on the earlier of: (i) June 12, 2021 or (ii) the date of Dynex Capital, Inc.'s (the "Company") 2021 annual meeting of shareholders if such meeting is at least fifty (50) weeks after the Company's 2020 annual meeting of shareholders. Read SEC document |
| June 04, 2020 Filed Jun 16, 2020 20:54 UTC | DYNEX CAPITAL INC DX · Entity 4199 | GiftCommon Stock | 6,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001225385-20-000218 · edgar.xml · nonDerivative · entry 1 IGDALOFF BARRY · CIK 0001235668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,649 Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 17:53 UTC | DYNEX CAPITAL INC DX · Entity 4199 | PurchaseSeries C Preferred Stock | 1,133 | $17.64 | $19,983.63 |
DisclosureSEC source: 0001225385-20-000040 · edgar.xml · nonDerivative · entry 3 IGDALOFF BARRY · CIK 0001235668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,133 F5 · security: The full name of the Series C Preferred Stock is "6.900% Series C Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock." Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 17:53 UTC | DYNEX CAPITAL INC DX · Entity 4199 | PurchaseCommon Stock | 36,831 | $11.23 | $413,729.99 |
DisclosureSEC source: 0001225385-20-000040 · edgar.xml · nonDerivative · entry 2 IGDALOFF BARRY · CIK 0001235668 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 37,212 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.11 to $11.3892, inclusive. The reporting person undertakes to provide to Dynex, any security holder of Dynex, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F4 · balance_after: The Reverse Stock Split reduced the reporting person's indirectly owned by spouse shares of common stock by 762 shares. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 17:53 UTC | DYNEX CAPITAL INC DX · Entity 4199 | PurchaseCommon Stock | 64,399 | $11.64 | $749,391.84 |
DisclosureSEC source: 0001225385-20-000040 · edgar.xml · nonDerivative · entry 1 IGDALOFF BARRY · CIK 0001235668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,162 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.3892 to $11.7991, inclusive. The reporting person undertakes to provide to Dynex Capital, Inc. ("Dynex"), any security holder of Dynex, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: On June 20, 2019, the common stock of Dynex Capital, Inc. split 1-for-3 (the "Reverse Stock Split"), reducing the reporting person's directly owned shares of common stock by 219,533 shares. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 15:02 UTC | NOVATION COMPANIES, INC. NOVC · Entity 13492 | GrantCommon Stock | 600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-019462 · rdgdoc.xml · nonDerivative · entry 1 IGDALOFF BARRY · CIK 0001235668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,701,306 F1 · shares: Grant of restricted shares of common stock under the Novation Companies, Inc. 2015 Incentive Stock Plan as a portion of the annual base compensation for each non-employee director. The restricted shares will vest as follows - fifty (50%) percent on October 1, 2020 and fifty (50%) percent on October 1, 2021. Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:36 UTC | DYNEX CAPITAL INC DX · Entity 4199 | GrantCommon Stock | 10,310 | $0.00 | $0.00 |
DisclosureSEC source: 0001225385-19-000083 · edgar.xml · nonDerivative · entry 1 IGDALOFF BARRY · CIK 0001235668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,296 F1 · shares: Restricted stock award. The shares vest May 17, 2020. Read SEC document |
| August 17, 2018 Filed Aug 22, 2018 17:48 UTC | NOVATION COMPANIES, INC. NOVC · Entity 13492 | GrantCommon Stock | 833,333 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-002467 · form411464003igd_08222018.xml · nonDerivative · entry 1 IGDALOFF BARRY · CIK 0001235668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,101,306 F1 · shares: Grant of restricted shares of common stock under the Novation Companies, Inc. 2015 Incentive Stock Plan in payment of a portion of the annual base compensation for each non-employee director. The number of restricted shares was calculated based on the closing price of the common stock on the grant date. The restricted shares will vest on August 17, 2019. Read SEC document |
| May 23, 2018 Filed May 24, 2018 22:34 UTC | DYNEX CAPITAL INC DX · Entity 4199 | SaleCommon Stock | 1,919 | $6.53 | $12,531.07 |
DisclosureSEC source: 0001225385-18-000064 · edgar.xml · nonDerivative · entry 2 IGDALOFF BARRY · CIK 0001235668 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 1,143 Read SEC document |
| May 23, 2018 Filed May 24, 2018 22:34 UTC | DYNEX CAPITAL INC DX · Entity 4199 | SaleCommon Stock | 7,430 | $6.53 | $48,517.90 |
DisclosureSEC source: 0001225385-18-000064 · edgar.xml · nonDerivative · entry 1 IGDALOFF BARRY · CIK 0001235668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,986 Read SEC document |
| May 18, 2018 Filed May 22, 2018 19:36 UTC | DYNEX CAPITAL INC DX · Entity 4199 | GrantCommon Stock | 9,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001225385-18-000060 · edgar.xml · nonDerivative · entry 1 IGDALOFF BARRY · CIK 0001235668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,416 F1 · shares: Restricted stock award. The shares vest May 18, 2019. Read SEC document |
| December 13, 2017 Filed Dec 18, 2017 17:44 UTC | NOVATION COMPANIES, INC. NOVC · Entity 13492 | GrantCommon Stock | 357,143 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-17-002881 · form411464igd_12152017.xml · nonDerivative · entry 1 IGDALOFF BARRY · CIK 0001235668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,267,973 F1 · shares: Grant of restricted shares of common stock under the Novation Companies, Inc. 2015 Incentive Stock Plan as payment of a portion of director compensation. The number of restricted shares was calculated based on the closing price of the common stock on the grant date. The restricted shares vest on December 13, 2018. Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 18:38 UTC | NOVATION COMPANIES, INC. NOVC · Entity 13492 | GrantCommon Stock | 208,333 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-17-002234 · form411464002_08252017.xml · nonDerivative · entry 1 IGDALOFF BARRY · CIK 0001235668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,910,830 F1 · shares: Grant of restricted shares of common stock under the Novation Companies, Inc. 2015 Incentive Stock Plan in payment of a portion of the annual base compensation for each non-employee director. The number of restricted shares was calculated based on the closing price of the common stock on the grant date. The restricted shares will vest on August 23, 2018. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 20:32 UTC | DYNEX CAPITAL INC DX · Entity 4199 | SaleCommon Stock | 7,693 | $6.90 | $53,081.70 |
DisclosureSEC source: 0001225385-17-000084 · edgar.xml · nonDerivative · entry 1 IGDALOFF BARRY · CIK 0001235668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,185 Read SEC document |
| May 19, 2017 Filed May 23, 2017 20:51 UTC | DYNEX CAPITAL INC DX · Entity 4199 | GrantCommon Stock | 7,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001225385-17-000065 · edgar.xml · nonDerivative · entry 1 IGDALOFF BARRY · CIK 0001235668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,878 F1 · shares: Restricted stock award. The shares vest May 18, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.