Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Marqeta, Inc.MQ · Entity 806 | Chief Financial Officer | December 29, 2021 | January 03, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Marqeta, Inc.
Report date December 29, 2021 · Filed January 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.40 · Expires 2028-11-12 | Direct | 2,591,190 |
Reported balance
After 2021-12-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-12-29 · Exercise / conversion · Disposed 8,000 · Balance 2,591,190 F1: The stock option vested with respect to 25% of the shares on August 13, 2019 and vests in 36 additional monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer as of each vesting date. The stock option is early exercisable by the Reporting Person. F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 88,000 |
Reported balance
After 2021-12-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-12-29 · Exercise / conversion · Acquired 8,000 · Balance 88,000 F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. F3: Since the Reporting Person's last filing, 80,000 shares were transferred to the Faix Family Trust, dated February 28, 2017, for which the Reporting Person serves as co-trustee with his spouse. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock option vested with respect to 25% of the shares on August 13, 2019 and vests in 36 additional monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer as of each vesting date. The stock option is early exercisable by the Reporting Person.
F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.
F3: Since the Reporting Person's last filing, 80,000 shares were transferred to the Faix Family Trust, dated February 28, 2017, for which the Reporting Person serves as co-trustee with his spouse.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 29, 2021 Filed Jan 3, 2022 19:06 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionClass B Common Stock · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001863901-22-000002 · wf-form4_164125475989241.xml · derivative · entry 2 Faix Philip · CIK 0001863901 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 88,000 Underlying: Class A Common Stock · 8,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. F3 · ownership.nature: Since the Reporting Person's last filing, 80,000 shares were transferred to the Faix Family Trust, dated February 28, 2017, for which the Reporting Person serves as co-trustee with his spouse. Read SEC document |
| December 29, 2021 Filed Jan 3, 2022 19:06 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionStock Option (Right to Buy) · Derivative | 8,000 | $0.00 Strike: $0.40 | $0.00 |
DisclosureSEC source: 0001863901-22-000002 · wf-form4_164125475989241.xml · derivative · entry 1 Faix Philip · CIK 0001863901 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,591,190 Underlying: Class B Common Stock · 8,000 shares Expires 2028-11-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option vested with respect to 25% of the shares on August 13, 2019 and vests in 36 additional monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer as of each vesting date. The stock option is early exercisable by the Reporting Person. F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 18:08 UTC | Marqeta, Inc. MQ · Entity 806 | OtherStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $10.48 | $0.00 |
DisclosureSEC source: 0000899243-21-023962 · doc4.xml · derivative · entry 10 Faix Philip · CIK 0001863901 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Class B Common Stock · 150,000 shares Expires 2031-02-10 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3. F6 · derivative.exercise_date: The stock option vests in 48 monthly installments after January 1, 2021, subject to the Reporting Person's continued service to the Issuer as of each vesting date. The stock option is early exercisable by the Reporting Person. F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 18:08 UTC | Marqeta, Inc. MQ · Entity 806 | OtherStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $10.48 | $0.00 |
DisclosureSEC source: 0000899243-21-023962 · doc4.xml · derivative · entry 9 Faix Philip · CIK 0001863901 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2031-02-10 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3. F6 · derivative.exercise_date: The stock option vests in 48 monthly installments after January 1, 2021, subject to the Reporting Person's continued service to the Issuer as of each vesting date. The stock option is early exercisable by the Reporting Person. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 18:08 UTC | Marqeta, Inc. MQ · Entity 806 | OtherStock Option (Right to Buy) · Derivative | 485,689 | $0.00 Strike: $10.48 | $0.00 |
DisclosureSEC source: 0000899243-21-023962 · doc4.xml · derivative · entry 8 Faix Philip · CIK 0001863901 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,689 Underlying: Class B Common Stock · 485,689 shares Expires 2031-02-10 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3. F5 · derivative.exercise_date: The stock option shall vest with respect to 50% of the shares on January 1, 2023, and shall vest in 24 additional monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer as of each vesting date. The stock option is early exercisable by the Reporting Person. F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 18:08 UTC | Marqeta, Inc. MQ · Entity 806 | OtherStock Option (Right to Buy) · Derivative | 485,689 | $0.00 Strike: $10.48 | $0.00 |
DisclosureSEC source: 0000899243-21-023962 · doc4.xml · derivative · entry 7 Faix Philip · CIK 0001863901 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 485,689 shares Expires 2031-02-10 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3. F5 · derivative.exercise_date: The stock option shall vest with respect to 50% of the shares on January 1, 2023, and shall vest in 24 additional monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer as of each vesting date. The stock option is early exercisable by the Reporting Person. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 18:08 UTC | Marqeta, Inc. MQ · Entity 806 | OtherStock Option (Right to Buy) · Derivative | 450,000 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0000899243-21-023962 · doc4.xml · derivative · entry 6 Faix Philip · CIK 0001863901 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Class B Common Stock · 450,000 shares Expires 2030-05-04 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3. F4 · derivative.exercise_date: The stock option vests in 48 monthly installments after April 1, 2020, subject to the Reporting Person's continued service to the Issuer as of each vesting date. The stock option is early exercisable by the Reporting Person. F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 18:08 UTC | Marqeta, Inc. MQ · Entity 806 | OtherStock Option (Right to Buy) · Derivative | 450,000 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0000899243-21-023962 · doc4.xml · derivative · entry 5 Faix Philip · CIK 0001863901 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 450,000 shares Expires 2030-05-04 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3. F4 · derivative.exercise_date: The stock option vests in 48 monthly installments after April 1, 2020, subject to the Reporting Person's continued service to the Issuer as of each vesting date. The stock option is early exercisable by the Reporting Person. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 18:08 UTC | Marqeta, Inc. MQ · Entity 806 | OtherStock Option (Right to Buy) · Derivative | 2,599,190 | $0.00 Strike: $0.40 | $0.00 |
DisclosureSEC source: 0000899243-21-023962 · doc4.xml · derivative · entry 4 Faix Philip · CIK 0001863901 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,599,190 Underlying: Class B Common Stock · 2,599,190 shares Expires 2028-11-13 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3. F3 · derivative.exercise_date: The stock option vested with respect to 25% of the shares on August 13, 2019 and vests in 36 additional monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer as of each vesting date. The stock option is early exercisable by the Reporting Person. F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 18:08 UTC | Marqeta, Inc. MQ · Entity 806 | OtherStock Option (Right to Buy) · Derivative | 2,599,190 | $0.00 Strike: $0.40 | $0.00 |
DisclosureSEC source: 0000899243-21-023962 · doc4.xml · derivative · entry 3 Faix Philip · CIK 0001863901 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,599,190 shares Expires 2028-11-13 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3. F3 · derivative.exercise_date: The stock option vested with respect to 25% of the shares on August 13, 2019 and vests in 36 additional monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer as of each vesting date. The stock option is early exercisable by the Reporting Person. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 18:08 UTC | Marqeta, Inc. MQ · Entity 806 | OtherClass B Common Stock · Derivative | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-023962 · doc4.xml · derivative · entry 2 Faix Philip · CIK 0001863901 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Class A Common Stock · 80,000 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 18:08 UTC | Marqeta, Inc. MQ · Entity 806 | OtherCommon Stock | 80,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-023962 · doc4.xml · nonDerivative · entry 1 Faix Philip · CIK 0001863901 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3. F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.