person · Reporting owner

Dalum Thomas E

Disclosed activity across 1 company

Tapewire entity: 131818
SEC CIK: 0001336612

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Waterstone Financial, Inc.WSBF · Entity 5713	Director	December 28, 2021	January 03, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Waterstone Financial, Inc.

Report date December 28, 2021 · Filed January 03, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	38,531	Reported balance After 2021-12-28 transaction · row 1 1 source row Row 1 · 2021-12-28 · Gift · Disposed 25,000 · Balance 38,531
Common StockSEC Table I · non-derivative	IndirectBy IRA	25,000	Reported balance Holding disclosure · report date 2021-12-28 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 25,000
Common StockSEC Table I · non-derivative	IndirectBy Trust	36,596	Reported balance Holding disclosure · report date 2021-12-28 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 36,596
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $12.75 · Expires 2025-03-04	Direct	79,219	Reported balance Holding disclosure · report date 2021-12-28 · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · Balance 79,219

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
November 19, 2021 Filed Nov 23, 2021 14:37 UTC	Waterstone Financial, Inc. WSBF · Entity 5713	SaleCommon Stock	260	$21.51	$5,592.60	Disclosure SEC source: 0001567619-21-021018 · doc1.xml · nonDerivative · entry 4 Dalum Thomas E · CIK 0001336612 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,570 Read SEC document
November 19, 2021 Filed Nov 23, 2021 14:37 UTC	Waterstone Financial, Inc. WSBF · Entity 5713	SaleCommon Stock	359	$21.51	$7,720.30	Disclosure SEC source: 0001567619-21-021018 · doc1.xml · nonDerivative · entry 3 Dalum Thomas E · CIK 0001336612 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,830 Read SEC document
November 19, 2021 Filed Nov 23, 2021 14:37 UTC	Waterstone Financial, Inc. WSBF · Entity 5713	SaleCommon Stock	2,000	$21.50	$43,000.00	Disclosure SEC source: 0001567619-21-021018 · doc1.xml · nonDerivative · entry 2 Dalum Thomas E · CIK 0001336612 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,189 Read SEC document
November 19, 2021 Filed Nov 23, 2021 14:37 UTC	Waterstone Financial, Inc. WSBF · Entity 5713	Exercise / conversionCommon Stock	9,658	$12.75	$123,139.50	Disclosure SEC source: 0001567619-21-021018 · doc1.xml · nonDerivative · entry 1 Dalum Thomas E · CIK 0001336612 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,189 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
March 15, 2017 Filed Mar 16, 2017 14:28 UTC	Waterstone Financial, Inc. WSBF · Entity 5713	GiftCommon Stock	10,973	$18.40	$201,903.20	Disclosure SEC source: 0001140361-17-012270 · doc1.xml · nonDerivative · entry 3 Dalum Thomas E · CIK 0001336612 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 36,596 Read SEC document
December 07, 2016 Filed Dec 9, 2016 11:42 UTC	Waterstone Financial, Inc. WSBF · Entity 5713	Exercise / conversionStock Appreciation Rights · Derivative	54,865	$0.00 Strike: $16.11	$0.00	Disclosure SEC source: 0001140361-16-089192 · doc1.xml · derivative · entry 5 Dalum Thomas E · CIK 0001336612 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54,865 shares Expires 2017-01-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
December 07, 2016 Filed Dec 9, 2016 11:42 UTC	Waterstone Financial, Inc. WSBF · Entity 5713	Tax withholdingCommon Stock	46,766	$18.90	$883,877.40	Disclosure SEC source: 0001140361-16-089192 · doc1.xml · nonDerivative · entry 2 Dalum Thomas E · CIK 0001336612 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,531 Read SEC document
December 07, 2016 Filed Dec 9, 2016 11:42 UTC	Waterstone Financial, Inc. WSBF · Entity 5713	Exercise / conversionCommon Stock	54,865	$16.11	$883,875.15	Disclosure SEC source: 0001140361-16-089192 · doc1.xml · nonDerivative · entry 1 Dalum Thomas E · CIK 0001336612 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,297 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.