Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Marqeta, Inc.MQ · Entity 806 | See Remarks | January 03, 2022 | January 05, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Marqeta, Inc.
Report date January 03, 2022 · Filed January 05, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 4,813 |
Reported balance
After 2022-01-03 transaction · row 1
1 source rowRow 1 · 2022-01-03 · Conversion · Acquired 1,844 · Balance 4,813 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-03-16 | Direct | 25,000 |
Reported balance
After 2022-01-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-01-03 · Exercise / conversion · Disposed 3,125 · Balance 25,000 F2: Each restricted stock unit is convertible into one share of Class B Common Stock. F3: The units vest in sixteen quarterly installments after January 1, 2020, subject to the Reporting Person's continued service with the Issuer. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 491,430 |
Reported balance
After 2022-01-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-01-03 · Exercise / conversion · Acquired 3,125 · Balance 491,430 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 490,149 |
Reported balance
After 2022-01-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-01-03 · Tax withholding · Disposed 1,281 · Balance 490,149 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. F4: Represents shares that were withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale by the Reporting Person. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 488,305 |
Reported balance
After 2022-01-03 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-01-03 · Conversion · Disposed 1,844 · Balance 488,305 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.
F2: Each restricted stock unit is convertible into one share of Class B Common Stock.
F3: The units vest in sixteen quarterly installments after January 1, 2020, subject to the Reporting Person's continued service with the Issuer.
F4: Represents shares that were withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale by the Reporting Person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2022 Filed Jan 5, 2022 18:20 UTC | Marqeta, Inc. MQ · Entity 806 | ConversionClass B Common Stock · Derivative | 1,844 | $0.00 | $0.00 |
DisclosureSEC source: 0001865104-22-000002 · wf-form4_164142479313245.xml · derivative · entry 5 Caine Renata · CIK 0001865104 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488,305 Underlying: Class A Common Stock · 1,844 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 18:20 UTC | Marqeta, Inc. MQ · Entity 806 | Tax withholdingClass B Common Stock · Derivative | 1,281 | $0.00 | $0.00 |
DisclosureSEC source: 0001865104-22-000002 · wf-form4_164142479313245.xml · derivative · entry 4 Caine Renata · CIK 0001865104 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,149 Underlying: Class A Common Stock · 1,281 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. F4 · kind: Represents shares that were withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale by the Reporting Person. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 18:20 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionClass B Common Stock · Derivative | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001865104-22-000002 · wf-form4_164142479313245.xml · derivative · entry 3 Caine Renata · CIK 0001865104 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,430 Underlying: Class A Common Stock · 3,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 18:20 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionRestricted Stock Units · Derivative | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001865104-22-000002 · wf-form4_164142479313245.xml · derivative · entry 2 Caine Renata · CIK 0001865104 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Class B Common Stock · 3,125 shares Expires 2026-03-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class B Common Stock. F3 · derivative.exercise_date: The units vest in sixteen quarterly installments after January 1, 2020, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 18:20 UTC | Marqeta, Inc. MQ · Entity 806 | ConversionClass A Common Stock | 1,844 | $0.00 | $0.00 |
DisclosureSEC source: 0001865104-22-000002 · wf-form4_164142479313245.xml · nonDerivative · entry 1 Caine Renata · CIK 0001865104 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 16:24 UTC | Marqeta, Inc. MQ · Entity 806 | ConversionClass B Common Stock · Derivative | 2,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001865104-21-000005 · wf-form4_163761624649062.xml · derivative · entry 2 Caine Renata · CIK 0001865104 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488,305 Underlying: Class A Common Stock · 2,044 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 16:24 UTC | Marqeta, Inc. MQ · Entity 806 | ConversionClass A Common Stock | 2,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001865104-21-000005 · wf-form4_163761624649062.xml · nonDerivative · entry 1 Caine Renata · CIK 0001865104 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. On November 18, 2021, the reporting person elected to convert 2,044 shares of Class B Common Stock into 2,044 shares of Class A Common Stock. F2 · balance_after: Includes 925 shares acquired under the Marqeta, Inc. 2021 Employee Stock Purchase Plan on November 15, 2021 Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 17:56 UTC | Marqeta, Inc. MQ · Entity 806 | Tax withholdingClass B Common Stock · Derivative | 1,081 | $21.89 | $23,663.09 |
DisclosureSEC source: 0001865104-21-000003 · wf-form4_163338459484924.xml · derivative · entry 3 Caine Renata · CIK 0001865104 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,349 Underlying: Class A Common Stock · 1,081 shares Expires not disclosed F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. F5 · kind: Represents shares that were withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale by the Reporting Person. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. F4 · balance_after: Includes 1,158 shares of Class B Common Stock that were properly reported on the Reporting Person's Form 4 filed June 8, 2021 but were not included on the Reporting Person's Form 4s filed June 11, 2021 and July 1, 2021 as the result of a scrivener's error. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 17:56 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionClass B Common Stock · Derivative | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001865104-21-000003 · wf-form4_163338459484924.xml · derivative · entry 2 Caine Renata · CIK 0001865104 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,430 Underlying: Class A Common Stock · 3,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. F4 · balance_after: Includes 1,158 shares of Class B Common Stock that were properly reported on the Reporting Person's Form 4 filed June 8, 2021 but were not included on the Reporting Person's Form 4s filed June 11, 2021 and July 1, 2021 as the result of a scrivener's error. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 17:56 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionRestricted Stock Units · Derivative | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001865104-21-000003 · wf-form4_163338459484924.xml · derivative · entry 1 Caine Renata · CIK 0001865104 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,125 Underlying: Class B Common Stock · 3,125 shares Expires 2026-03-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class B Common Stock. F2 · derivative.exercise_date: The units vest in sixteen quarterly installments after January 1, 2020, subject to the Reporting Person's continued service with the Issuer. F3 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. Read SEC document |
| July 01, 2021 Filed Jul 8, 2021 20:39 UTC | Marqeta, Inc. MQ · Entity 806 | Tax withholdingClass B Common Stock · Derivative | 1,081 | $0.00 Strike: $28.10 | $0.00 |
DisclosureSEC source: 0000899243-21-027927 · doc4.xml · derivative · entry 3 Caine Renata · CIK 0001865104 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,147 Underlying: Class A Common Stock · 1,081 shares Expires not disclosed F4 · kind: Represents shares that were withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale by the Reporting Person. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. Read SEC document |
| July 01, 2021 Filed Jul 8, 2021 20:39 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionClass B Common Stock · Derivative | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027927 · doc4.xml · derivative · entry 2 Caine Renata · CIK 0001865104 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488,228 Underlying: Class A Common Stock · 3,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. Read SEC document |
| July 01, 2021 Filed Jul 8, 2021 20:39 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionRestricted Stock Units · Derivative | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027927 · doc4.xml · derivative · entry 1 Caine Renata · CIK 0001865104 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,250 Underlying: Class B Common Stock · 3,125 shares Expires 2026-03-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class B Common Stock. F2 · derivative.exercise_date: The units vest in sixteen quarterly installments after January 1, 2020, subject to the Reporting Person's continued service with the Issuer. F3 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 18:06 UTC | Marqeta, Inc. MQ · Entity 806 | OtherStock Option (Right to Buy) · Derivative | 158,081 | $0.00 Strike: $10.48 | $0.00 |
DisclosureSEC source: 0000899243-21-023958 · doc4.xml · derivative · entry 8 Caine Renata · CIK 0001865104 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,081 Underlying: Class B Common Stock · 158,081 shares Expires 2031-02-10 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3. F5 · derivative.exercise_date: The stock option shall vest with respect to 50% of the shares on January 1, 2023, and shall vest in 24 additional monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer as of each vesting date. The stock option is early exercisable by the Reporting Person. F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 18:06 UTC | Marqeta, Inc. MQ · Entity 806 | OtherStock Option (Right to Buy) · Derivative | 158,081 | $0.00 Strike: $10.48 | $0.00 |
DisclosureSEC source: 0000899243-21-023958 · doc4.xml · derivative · entry 7 Caine Renata · CIK 0001865104 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 158,081 shares Expires 2031-02-10 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3. F5 · derivative.exercise_date: The stock option shall vest with respect to 50% of the shares on January 1, 2023, and shall vest in 24 additional monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer as of each vesting date. The stock option is early exercisable by the Reporting Person. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 18:06 UTC | Marqeta, Inc. MQ · Entity 806 | OtherStock Option (Right to Buy) · Derivative | 223,959 | $0.00 Strike: $10.48 | $0.00 |
DisclosureSEC source: 0000899243-21-023958 · doc4.xml · derivative · entry 6 Caine Renata · CIK 0001865104 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,959 Underlying: Class B Common Stock · 223,959 shares Expires 2031-01-21 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3. F4 · derivative.exercise_date: The stock option vests in 48 monthly installments after January 1, 2021, subject to the Reporting Person's continued service to the Issuer as of each vesting date. The stock option is early exercisable by the Reporting Person. F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 18:06 UTC | Marqeta, Inc. MQ · Entity 806 | OtherStock Option (Right to Buy) · Derivative | 223,959 | $0.00 Strike: $10.48 | $0.00 |
DisclosureSEC source: 0000899243-21-023958 · doc4.xml · derivative · entry 5 Caine Renata · CIK 0001865104 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 223,959 shares Expires 2031-01-21 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3. F4 · derivative.exercise_date: The stock option vests in 48 monthly installments after January 1, 2021, subject to the Reporting Person's continued service to the Issuer as of each vesting date. The stock option is early exercisable by the Reporting Person. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 18:06 UTC | Marqeta, Inc. MQ · Entity 806 | OtherRestricted Stock Units · Derivative | 34,375 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-023958 · doc4.xml · derivative · entry 4 Caine Renata · CIK 0001865104 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,375 Underlying: Class B Common Stock · 34,375 shares Expires 2026-03-16 F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3. F3 · derivative.exercise_date: These shares represent restricted stock units. Each restricted stock unit is convertible into one share of Class B Common Stock. The restricted stock units vest in 16 quarterly installments after January 1, 2020, subject to the Reporting Person's continued service to the Issuer. F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 18:06 UTC | Marqeta, Inc. MQ · Entity 806 | OtherRestricted Stock Units · Derivative | 34,375 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-023958 · doc4.xml · derivative · entry 3 Caine Renata · CIK 0001865104 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,375 shares Expires 2026-03-16 F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3. F3 · derivative.exercise_date: These shares represent restricted stock units. Each restricted stock unit is convertible into one share of Class B Common Stock. The restricted stock units vest in 16 quarterly installments after January 1, 2020, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 18:06 UTC | Marqeta, Inc. MQ · Entity 806 | OtherClass B Common Stock · Derivative | 485,103 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-023958 · doc4.xml · derivative · entry 2 Caine Renata · CIK 0001865104 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,103 Underlying: Class A Common Stock · 485,103 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 18:06 UTC | Marqeta, Inc. MQ · Entity 806 | OtherCommon Stock | 485,103 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-023958 · doc4.xml · nonDerivative · entry 1 Caine Renata · CIK 0001865104 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3. F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 18:36 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionRestricted Stock Units · Derivative | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-022845 · doc4.xml · derivative · entry 3 Caine Renata · CIK 0001865104 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,375 Underlying: Common Stock · 15,625 shares Expires 2026-03-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Common Stock. F4 · derivative.exercise_date: The units vest in sixteen quarterly installments after January 1, 2020, subject to the Reporting Person's continued service with the Issuer. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock shall be reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 18:36 UTC | Marqeta, Inc. MQ · Entity 806 | Tax withholdingCommon Stock | 5,405 | $27.00 | $145,935.00 |
DisclosureSEC source: 0000899243-21-022845 · doc4.xml · nonDerivative · entry 2 Caine Renata · CIK 0001865104 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,261 F1 · security: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock shall be reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. F3 · kind: Represents shares that were withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 18:36 UTC | Marqeta, Inc. MQ · Entity 806 | GrantCommon Stock | 15,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-022845 · doc4.xml · nonDerivative · entry 1 Caine Renata · CIK 0001865104 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,666 F1 · security: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock shall be reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. F2 · price: Each restricted stock unit is convertible into one share of Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.