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PHILLIPS JR CHARLES E

Disclosed activity across 9 companies

Tapewire entity
13151
SEC CIK
0001236185

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMERICAN EXPRESS COAXP · Entity 2839DirectorSeptember 30, 2026October 03, 2026
Compass, Inc.COMP · Entity 3646DirectorMay 14, 2026May 15, 2026
Elliott Opportunity II Corp.EOCW.U · Entity 124218DirectorJune 28, 2021June 28, 2021
MORGAN STANLEYMS · Entity 2815DirectorJuly 28, 2009July 30, 2009
ORACLE CORPORCL · Entity 2805Director · PresidentJuly 15, 2010July 16, 2010
Oscar Health, Inc.OSCR · Entity 3582DirectorOctober 14, 2022October 18, 2022
Paramount GlobalPARAA,PARA · Entity 77673DirectorOctober 01, 2024October 03, 2024
VERIZON COMMUNICATIONS INCVZ · Entity 116DirectorSeptember 25, 2026September 29, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMERICAN EXPRESS CO

Report date September 30, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Share Equivalent UnitsSEC Table II · derivative / convertible securityDirect10,590.762 Reported balance After 2026-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 60.048 · Balance 10,590.762

F1: Each Share Equivalent Unit reflects the value of one common share.

F2: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Each Share Equivalent Unit reflects the value of one common share.

F2: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Compass, Inc.

Report date May 14, 2026 · Filed May 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect236,642 Reported balance After 2026-05-14 transaction · row 1
1 source row

Row 1 · 2026-05-14 · Exercise / conversion · Acquired 35,288 · Balance 236,642

F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-05-14 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-14 · Exercise / conversion · Disposed 35,288 · Balance 0

F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2: The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) May 22, 2026.

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible securityDirect27,702 Reported balance After 2026-05-14 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-14 · Grant · Acquired 27,702 · Balance 27,702

F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3: The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) May 14, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2: The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) May 22, 2026.

F3: The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) May 14, 2027.

Elliott Opportunity II Corp.

Report date June 28, 2021 · Filed June 28, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Ordinary SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00DirectNot disclosed Reported balance Holding disclosure · report date 2021-06-28 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: The Class B Ordinary Shares are automatically convertible into the Issuer's Class A Ordinary Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, as more fully described under the heading "Description of Securities - Founders Shares" in the Issuer's registration statement on Form S-1 (File No. 333-253328).

Limited partnership interests in Elliott Opportunity II SponSEC Table II · derivative / convertible security · Conversion / exercise price $0.00DirectNot disclosed Reported balance Holding disclosure · report date 2021-06-28 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

F2: Represents limited partnership interests in Elliott Opportunity II Sponsor L.P., a Delaware limited partnership, which is the record holder of 14,000,000 Class B ordinary shares of the Issuer, 1,875,000 of which are subject to forfeiture by Elliott Opportunity II Sponsor L.P. in the event the underwriters for the Issuer's initial public offering do not exercise in full their overallotment option in connection with that offering, all as described in the Registration Statement. The number of Class B ordinary shares underlying these limited partnership interests in Elliott Opportunity II Sponsor L.P. will be adjusted to reflect any such forfeiture.

F3: The limited partnership interests in Elliott Opportunity II Sponsor L.P. represent an economic entitlement to the proceeds attributable to 425,000 of the Class B ordinary shares of the Issuer held by Elliott Opportunity II Sponsor L.P. The limited partnership interests in Elliott Opportunity II Sponsor L.P. have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: The Class B Ordinary Shares are automatically convertible into the Issuer's Class A Ordinary Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, as more fully described under the heading "Description of Securities - Founders Shares" in the Issuer's registration statement on Form S-1 (File No. 333-253328).

F2: Represents limited partnership interests in Elliott Opportunity II Sponsor L.P., a Delaware limited partnership, which is the record holder of 14,000,000 Class B ordinary shares of the Issuer, 1,875,000 of which are subject to forfeiture by Elliott Opportunity II Sponsor L.P. in the event the underwriters for the Issuer's initial public offering do not exercise in full their overallotment option in connection with that offering, all as described in the Registration Statement. The number of Class B ordinary shares underlying these limited partnership interests in Elliott Opportunity II Sponsor L.P. will be adjusted to reflect any such forfeiture.

F3: The limited partnership interests in Elliott Opportunity II Sponsor L.P. represent an economic entitlement to the proceeds attributable to 425,000 of the Class B ordinary shares of the Issuer held by Elliott Opportunity II Sponsor L.P. The limited partnership interests in Elliott Opportunity II Sponsor L.P. have no expiration date.

MORGAN STANLEY

Report date July 28, 2009 · Filed July 30, 2009

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect24,521.15 Reported balance After 2009-07-28 transaction · row 1
1 source row

Row 1 · 2009-07-28 · Gift · Disposed 3,640 · Balance 24,521.15

Common StockSEC Table I · non-derivativeIndirectBy 401(k) Plan2,594.5 Reported balance Holding disclosure · report date 2009-07-28 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,594.5

ORACLE CORP

Report date July 15, 2010 · Filed July 16, 2010

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,000 Ending reported balance After 2010-07-15 transaction · row 5
5 source rows · reconciled sequence

Row 1 · 2010-07-15 · Exercise / conversion · Acquired 750,000 · Balance 755,000

Row 2 · 2010-07-15 · Exercise / conversion · Acquired 750,000 · Balance 1,505,000

Row 3 · 2010-07-15 · Exercise / conversion · Acquired 1,000,000 · Balance 2,505,000

Row 4 · 2010-07-15 · Exercise / conversion · Acquired 1,000,000 · Balance 3,505,000

Row 5 · 2010-07-15 · Sale · Disposed 3,500,000 · Balance 5,000

F2: This transaction was executed in multiple trades at prices ranging from $23.60 to $23.85. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $14.57 · Expires 2016-07-06Direct0 Reported balance After 2010-07-15 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2010-07-15 · Exercise / conversion · Disposed 750,000 · Balance 0

F1: Option vests 25% annually on anniversary of grant date.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $20.49 · Expires 2017-07-05Direct750,000 Reported balance After 2010-07-15 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2010-07-15 · Exercise / conversion · Disposed 750,000 · Balance 750,000

F1: Option vests 25% annually on anniversary of grant date.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $20.73 · Expires 2018-07-03Direct2,000,000 Reported balance After 2010-07-15 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2010-07-15 · Exercise / conversion · Disposed 1,000,000 · Balance 2,000,000

F1: Option vests 25% annually on anniversary of grant date.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $21.04 · Expires 2019-07-02Direct3,000,000 Reported balance After 2010-07-15 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2010-07-15 · Exercise / conversion · Disposed 1,000,000 · Balance 3,000,000

F1: Option vests 25% annually on anniversary of grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Option vests 25% annually on anniversary of grant date.

F2: This transaction was executed in multiple trades at prices ranging from $23.60 to $23.85. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Oscar Health, Inc.

Report date October 14, 2022 · Filed October 18, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock UnitSEC Table II · derivative / convertible securityDirect11,339 Reported balance After 2022-10-14 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-10-14 · Grant · Acquired 6,573 · Balance 11,339

F1: Each deferred stock unit represents a right to receive one share of the Company's Class A common stock.

F2: The Reporting Person elected, pursuant to the Issuer's Deferred Compensation Plan for Directors, to receive deferred stock units in lieu of cash retainer payments for service on the Issuer's board of directors. The price of the deferred stock units reported herein represents the closing price of the Issuer's Class A Common Stock on October 14, 2022, which price was used to calculate the number of deferred stock units issued to the Reporting Person.

F3: The deferred stock units will be settled for cash or shares of Class A common stock, in the Issuer's discretion, within 45 days of the first to occur of (i) termination of service; (ii) a change in control; (iii) death; or (iv) disability. Deferred stock units issued in lieu of cash retainer payment are 100% vested on the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Each deferred stock unit represents a right to receive one share of the Company's Class A common stock.

F2: The Reporting Person elected, pursuant to the Issuer's Deferred Compensation Plan for Directors, to receive deferred stock units in lieu of cash retainer payments for service on the Issuer's board of directors. The price of the deferred stock units reported herein represents the closing price of the Issuer's Class A Common Stock on October 14, 2022, which price was used to calculate the number of deferred stock units issued to the Reporting Person.

F3: The deferred stock units will be settled for cash or shares of Class A common stock, in the Issuer's discretion, within 45 days of the first to occur of (i) termination of service; (ii) a change in control; (iii) death; or (iv) disability. Deferred stock units issued in lieu of cash retainer payment are 100% vested on the grant date.

Paramount Global

Report date October 01, 2024 · Filed October 03, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B common stockSEC Table I · non-derivativeDirect101,535 Reported balance After 2024-10-01 transaction · row 1
1 source row

Row 1 · 2024-10-01 · Grant · Acquired 257 · Balance 101,535

F1: Represents the regular quarterly crediting of vested Restricted Share Units ("RSUs") with a fair market value equal to the amount of cash dividends in such quarter attributable to previously vested RSUs, the settlement of which the Reporting Person elected to defer pursuant to the Issuer's deferred compensation arrangement for directors. On October 1, 2024, the closing price of the Issuer's Class B Common Stock on The NASDAQ Global Select Market was $10.60 per share.

Phantom Class A Common Stock UnitsSEC Table II · derivative / convertible securityDirect5,074 Reported balance After 2024-10-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-10-01 · Grant · Acquired 12 · Balance 5,074

F2: Represents cash dividends credited during the previous quarter on Phantom Class A Common Stock Units and Phantom Class B Common Stock Units resulting from cash fees previously deferred by the Reporting Person pursuant to the Issuer's deferred compensation arrangement for directors. The dividends are deemed invested at the beginning of each calendar quarter into Phantom Class A Common Stock Units and Phantom Class B Common Stock Units based on the closing price of the Issuer's Class A Common Stock and Class B Common Stock, as applicable, on the day of the deemed investment, or, if that day is not a business day, on the last preceding business day. The cash value of the Phantom Common Stock Units is paid out after the Reporting Person's retirement from the Board.

Phantom Class B Common Stock UnitsSEC Table II · derivative / convertible securityDirect5,909 Reported balance After 2024-10-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-10-01 · Grant · Acquired 26 · Balance 5,909

F2: Represents cash dividends credited during the previous quarter on Phantom Class A Common Stock Units and Phantom Class B Common Stock Units resulting from cash fees previously deferred by the Reporting Person pursuant to the Issuer's deferred compensation arrangement for directors. The dividends are deemed invested at the beginning of each calendar quarter into Phantom Class A Common Stock Units and Phantom Class B Common Stock Units based on the closing price of the Issuer's Class A Common Stock and Class B Common Stock, as applicable, on the day of the deemed investment, or, if that day is not a business day, on the last preceding business day. The cash value of the Phantom Common Stock Units is paid out after the Reporting Person's retirement from the Board.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the regular quarterly crediting of vested Restricted Share Units ("RSUs") with a fair market value equal to the amount of cash dividends in such quarter attributable to previously vested RSUs, the settlement of which the Reporting Person elected to defer pursuant to the Issuer's deferred compensation arrangement for directors. On October 1, 2024, the closing price of the Issuer's Class B Common Stock on The NASDAQ Global Select Market was $10.60 per share.

F2: Represents cash dividends credited during the previous quarter on Phantom Class A Common Stock Units and Phantom Class B Common Stock Units resulting from cash fees previously deferred by the Reporting Person pursuant to the Issuer's deferred compensation arrangement for directors. The dividends are deemed invested at the beginning of each calendar quarter into Phantom Class A Common Stock Units and Phantom Class B Common Stock Units based on the closing price of the Issuer's Class A Common Stock and Class B Common Stock, as applicable, on the day of the deemed investment, or, if that day is not a business day, on the last preceding business day. The cash value of the Phantom Common Stock Units is paid out after the Reporting Person's retirement from the Board.

VERIZON COMMUNICATIONS INC

Report date September 25, 2026 · Filed September 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom StockSEC Table II · derivative / convertible securityIndirectBy Deferred Compensation Plan1,770 Reported balance After 2026-09-25 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-25 · Grant · Acquired 1,770 · Balance 1,770

F1: Each share of phantom stock is the economic equivalent of one share of common stock and is settled in cash. The shares of phantom stock become payable following the reporting person's termination of service as a director.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of phantom stock is the economic equivalent of one share of common stock and is settled in cash. The shares of phantom stock become payable following the reporting person's termination of service as a director.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Viacom Inc.

Report date December 04, 2019 · Filed December 07, 2019

Section 16 reporting ended · disclosed 2019-12-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-12-04 transaction · row 1
1 source row

Row 1 · 2019-12-04 · Disposition to issuer · Disposed 75,969 · Balance 0

F1: Converted pursuant to the merger agreement (the "Merger Agreement") between CBS Corporation ("CBS") and Viacom Inc. ("Viacom") into 0.59625 shares of CBS Common Stock for each share of Viacom Common Stock.

Director Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.55Direct0 Reported balance After 2019-12-04 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-12-04 · Disposition to issuer · Disposed 1,861 · Balance 0

F2: Represents Stock Options granted under the Viacom Inc. 2011 Stock Option Plan for Outside Directors (the "2011 Stock Option Plan") on January 31, 2011. Each Stock Option was converted into a CBS Stock Option pursuant to the terms of the Merger Agreement.

Director Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.04Direct0 Reported balance After 2019-12-04 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-12-04 · Disposition to issuer · Disposed 3,294 · Balance 0

F3: Represents Stock Options granted under the 2011 Stock Option Plan on January 31, 2012. Each Stock Option was converted into a CBS Stock Option pursuant to the terms of the Merger Agreement.

Restricted Share UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-12-04 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-12-04 · Disposition to issuer · Disposed 5,948 · Balance 0

F4: Represents restricted stock units ("RSUs") granted on January 31, 2019 under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016. These RSUs were converted into CBS RSUs pursuant to the terms of the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Converted pursuant to the merger agreement (the "Merger Agreement") between CBS Corporation ("CBS") and Viacom Inc. ("Viacom") into 0.59625 shares of CBS Common Stock for each share of Viacom Common Stock.

F2: Represents Stock Options granted under the Viacom Inc. 2011 Stock Option Plan for Outside Directors (the "2011 Stock Option Plan") on January 31, 2011. Each Stock Option was converted into a CBS Stock Option pursuant to the terms of the Merger Agreement.

F3: Represents Stock Options granted under the 2011 Stock Option Plan on January 31, 2012. Each Stock Option was converted into a CBS Stock Option pursuant to the terms of the Merger Agreement.

F4: Represents restricted stock units ("RSUs") granted on January 31, 2019 under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016. These RSUs were converted into CBS RSUs pursuant to the terms of the Merger Agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 16, 2008 Filed Jul 18, 2008 17:59 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 13,766 $20.45 $281,477.53
Disclosure

SEC source: 0001093287-08-000056 · edgardoc.xml · nonDerivative · entry 6

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,202

Read SEC document
July 16, 2008 Filed Jul 18, 2008 17:59 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 6,900 $20.44 $141,067.74
Disclosure

SEC source: 0001093287-08-000056 · edgardoc.xml · nonDerivative · entry 5

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,968

Read SEC document
July 16, 2008 Filed Jul 18, 2008 17:59 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 6,500 $20.44 $132,880.15
Disclosure

SEC source: 0001093287-08-000056 · edgardoc.xml · nonDerivative · entry 4

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,868

Read SEC document
July 16, 2008 Filed Jul 18, 2008 17:59 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 5,900 $20.44 $120,608.98
Disclosure

SEC source: 0001093287-08-000056 · edgardoc.xml · nonDerivative · entry 3

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,368

Read SEC document
July 16, 2008 Filed Jul 18, 2008 17:59 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 93,732 $20.44 $1,915,882.08
Disclosure

SEC source: 0001093287-08-000056 · edgardoc.xml · nonDerivative · entry 2

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,268

Read SEC document
July 16, 2008 Filed Jul 18, 2008 17:59 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionCommon Stock 500,000 $12.34 $6,170,000.00
Disclosure

SEC source: 0001093287-08-000056 · edgardoc.xml · nonDerivative · entry 1

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 03, 2008 Filed Jul 8, 2008 22:48 UTC ORACLE CORP ORCL · Entity 2805 GrantNon-Qualified Stock Option (right to buy) · Derivative 4,000,000 $0.00 Strike: $20.73 $0.00
Disclosure

SEC source: 0001197588-08-000021 · edgardoc.xml · derivative · entry 1

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000,000

Underlying: Common Stock · 4,000,000 shares

Expires 2018-07-03

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
April 08, 2008 Filed Apr 10, 2008 22:06 UTC MORGAN STANLEY MS · Entity 2815 GrantCommon Stock 1,883.405 $47.79 $90,007.92
Disclosure

SEC source: 0001209191-08-023758 · doc4.xml · nonDerivative · entry 2

PHILLIPS JR CHARLES E · CIK 0001236185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,574.112

F1 · kind: Stock Units acquired under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.

Read SEC document
April 08, 2008 Filed Apr 10, 2008 22:06 UTC MORGAN STANLEY MS · Entity 2815 GrantCommon Stock 5,231.68 $0.00 $0.00
Disclosure

SEC source: 0001209191-08-023758 · doc4.xml · nonDerivative · entry 1

PHILLIPS JR CHARLES E · CIK 0001236185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,690.707

F1 · kind: Stock Units acquired under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.

F2 · balance_after: Reflects the application of a mandatory anti-dilution adjustment to the Reporting Person's Stock Units as a result of the issuer's spin-off of Discover Financial Services on June 30, 2007.

Read SEC document
September 26, 2007 Filed Sep 27, 2007 21:45 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 355,138 $21.80 $7,742,008.40
Disclosure

SEC source: 0001335064-07-000026 · edgardoc.xml · nonDerivative · entry 30

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,903

Read SEC document
September 26, 2007 Filed Sep 27, 2007 21:45 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 200 $21.80 $4,359.00
Disclosure

SEC source: 0001335064-07-000026 · edgardoc.xml · nonDerivative · entry 29

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 691,041

Read SEC document
September 26, 2007 Filed Sep 27, 2007 21:45 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 5,484 $21.79 $119,523.23
Disclosure

SEC source: 0001335064-07-000026 · edgardoc.xml · nonDerivative · entry 28

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 691,241

Read SEC document
September 26, 2007 Filed Sep 27, 2007 21:45 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 348,151 $21.77 $7,579,247.27
Disclosure

SEC source: 0001335064-07-000026 · edgardoc.xml · nonDerivative · entry 27

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 696,725

Read SEC document
September 26, 2007 Filed Sep 27, 2007 21:45 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 41,900 $21.77 $912,116.91
Disclosure

SEC source: 0001335064-07-000026 · edgardoc.xml · nonDerivative · entry 26

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,044,876

Read SEC document
September 26, 2007 Filed Sep 27, 2007 21:45 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 6,101 $21.77 $132,789.49
Disclosure

SEC source: 0001335064-07-000026 · edgardoc.xml · nonDerivative · entry 25

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,086,776

Read SEC document
September 26, 2007 Filed Sep 27, 2007 21:45 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 300 $21.77 $6,529.50
Disclosure

SEC source: 0001335064-07-000026 · edgardoc.xml · nonDerivative · entry 24

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,092,877

Read SEC document
September 26, 2007 Filed Sep 27, 2007 21:45 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 5,200 $21.76 $113,158.24
Disclosure

SEC source: 0001335064-07-000026 · edgardoc.xml · nonDerivative · entry 23

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,093,177

Read SEC document
September 26, 2007 Filed Sep 27, 2007 21:45 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 5,548 $21.76 $120,730.03
Disclosure

SEC source: 0001335064-07-000026 · edgardoc.xml · nonDerivative · entry 22

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,098,377

Read SEC document
September 26, 2007 Filed Sep 27, 2007 21:45 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 5,582 $21.76 $121,464.88
Disclosure

SEC source: 0001335064-07-000026 · edgardoc.xml · nonDerivative · entry 21

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,103,925

Read SEC document
September 26, 2007 Filed Sep 27, 2007 21:45 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 85,948 $21.76 $1,870,228.48
Disclosure

SEC source: 0001335064-07-000026 · edgardoc.xml · nonDerivative · entry 20

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,109,507

Read SEC document
September 26, 2007 Filed Sep 27, 2007 21:45 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 5,084 $21.76 $110,608.01
Disclosure

SEC source: 0001335064-07-000026 · edgardoc.xml · nonDerivative · entry 19

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,195,455

Read SEC document
September 26, 2007 Filed Sep 27, 2007 21:45 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 5,005 $21.75 $108,873.26
Disclosure

SEC source: 0001335064-07-000026 · edgardoc.xml · nonDerivative · entry 18

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200,539

Read SEC document
September 26, 2007 Filed Sep 27, 2007 21:45 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 321,695 $21.75 $6,996,866.25
Disclosure

SEC source: 0001335064-07-000026 · edgardoc.xml · nonDerivative · entry 17

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,205,544

Read SEC document
September 26, 2007 Filed Sep 27, 2007 21:45 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 10,156 $21.75 $220,846.28
Disclosure

SEC source: 0001335064-07-000026 · edgardoc.xml · nonDerivative · entry 16

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,527,239

Read SEC document
September 26, 2007 Filed Sep 27, 2007 21:45 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 5,300 $21.74 $115,220.94
Disclosure

SEC source: 0001335064-07-000026 · edgardoc.xml · nonDerivative · entry 15

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,537,395

Read SEC document
September 26, 2007 Filed Sep 27, 2007 21:45 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 15,864 $21.73 $344,723.13
Disclosure

SEC source: 0001335064-07-000026 · edgardoc.xml · nonDerivative · entry 14

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,542,695

Read SEC document
September 26, 2007 Filed Sep 27, 2007 21:45 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 5,336 $21.72 $115,900.05
Disclosure

SEC source: 0001335064-07-000026 · edgardoc.xml · nonDerivative · entry 13

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,558,559

Read SEC document
September 26, 2007 Filed Sep 27, 2007 21:45 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 5,250 $21.72 $114,031.05
Disclosure

SEC source: 0001335064-07-000026 · edgardoc.xml · nonDerivative · entry 12

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,563,895

Read SEC document
September 26, 2007 Filed Sep 27, 2007 21:45 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 5,350 $21.72 $116,202.54
Disclosure

SEC source: 0001335064-07-000026 · edgardoc.xml · nonDerivative · entry 11

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,569,145

Read SEC document
September 26, 2007 Filed Sep 27, 2007 21:45 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 33,900 $21.72 $736,308.00
Disclosure

SEC source: 0001335064-07-000026 · edgardoc.xml · nonDerivative · entry 10

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,574,495

Read SEC document
September 26, 2007 Filed Sep 27, 2007 21:45 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 5,500 $21.71 $119,427.55
Disclosure

SEC source: 0001335064-07-000026 · edgardoc.xml · nonDerivative · entry 9

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,608,395

Read SEC document
September 26, 2007 Filed Sep 27, 2007 21:45 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 12,463 $21.71 $270,602.89
Disclosure

SEC source: 0001335064-07-000026 · edgardoc.xml · nonDerivative · entry 8

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,613,895

Read SEC document
September 26, 2007 Filed Sep 27, 2007 21:45 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 900 $21.71 $19,540.98
Disclosure

SEC source: 0001335064-07-000026 · edgardoc.xml · nonDerivative · entry 7

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,626,358

Read SEC document
September 26, 2007 Filed Sep 27, 2007 21:45 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 349,142 $21.71 $7,579,872.82
Disclosure

SEC source: 0001335064-07-000026 · edgardoc.xml · nonDerivative · entry 6

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,627,258

Read SEC document
September 26, 2007 Filed Sep 27, 2007 21:45 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 466,100 $21.70 $10,114,370.00
Disclosure

SEC source: 0001335064-07-000026 · edgardoc.xml · nonDerivative · entry 5

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,976,400

Read SEC document
September 26, 2007 Filed Sep 27, 2007 21:45 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionCommon Stock 750,000 $14.57 $10,927,500.00
Disclosure

SEC source: 0001335064-07-000026 · edgardoc.xml · nonDerivative · entry 4

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,442,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 26, 2007 Filed Sep 27, 2007 21:45 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionCommon Stock 1,000,000 $12.34 $12,340,000.00
Disclosure

SEC source: 0001335064-07-000026 · edgardoc.xml · nonDerivative · entry 3

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,692,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 26, 2007 Filed Sep 27, 2007 21:45 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionCommon Stock 187,500 $10.23 $1,918,125.00
Disclosure

SEC source: 0001335064-07-000026 · edgardoc.xml · nonDerivative · entry 2

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 692,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 26, 2007 Filed Sep 27, 2007 21:45 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionCommon Stock 500,000 $12.30 $6,150,000.00
Disclosure

SEC source: 0001335064-07-000026 · edgardoc.xml · nonDerivative · entry 1

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 26, 2007 Filed Sep 27, 2007 21:46 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 750,000 $0.00 Strike: $14.57 $0.00
Disclosure

SEC source: 0001335064-07-000027 · edgardoc.xml · derivative · entry 8

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250,000

Underlying: Common Stock · 750,000 shares

Expires 2016-07-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
September 26, 2007 Filed Sep 27, 2007 21:46 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000,000 $0.00 Strike: $12.34 $0.00
Disclosure

SEC source: 0001335064-07-000027 · edgardoc.xml · derivative · entry 7

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2015-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
September 26, 2007 Filed Sep 27, 2007 21:46 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 500,000 $0.00 Strike: $12.30 $0.00
Disclosure

SEC source: 0001335064-07-000027 · edgardoc.xml · derivative · entry 6

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500,000 shares

Expires 2013-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
September 26, 2007 Filed Sep 27, 2007 21:46 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 187,500 $0.00 Strike: $10.23 $0.00
Disclosure

SEC source: 0001335064-07-000027 · edgardoc.xml · derivative · entry 5

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,500

Underlying: Common Stock · 187,500 shares

Expires 2014-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
September 26, 2007 Filed Sep 27, 2007 21:46 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 151,027 $21.87 $3,302,960.49
Disclosure

SEC source: 0001335064-07-000027 · edgardoc.xml · nonDerivative · entry 4

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
September 26, 2007 Filed Sep 27, 2007 21:46 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 100,000 $21.86 $2,186,000.00
Disclosure

SEC source: 0001335064-07-000027 · edgardoc.xml · nonDerivative · entry 3

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,027

Read SEC document
September 26, 2007 Filed Sep 27, 2007 21:46 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 79,476 $21.85 $1,736,550.60
Disclosure

SEC source: 0001335064-07-000027 · edgardoc.xml · nonDerivative · entry 2

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,027

Read SEC document
September 26, 2007 Filed Sep 27, 2007 21:46 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 400 $21.82 $8,726.00
Disclosure

SEC source: 0001335064-07-000027 · edgardoc.xml · nonDerivative · entry 1

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,503

Read SEC document
July 05, 2007 Filed Jul 6, 2007 22:32 UTC ORACLE CORP ORCL · Entity 2805 GrantNon-Qualified Stock Option (right to buy) · Derivative 3,000,000 $0.00 Strike: $20.49 $0.00
Disclosure

SEC source: 0001197588-07-000007 · primary_doc.xml · derivative · entry 1

PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000,000

Underlying: Common Stock · 3,000,000 shares

Expires 2017-07-05

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
April 10, 2007 Filed Apr 12, 2007 21:05 UTC MORGAN STANLEY MS · Entity 2815 GrantCommon Stock 1,117.098 $80.57 $90,004.59
Disclosure

SEC source: 0001209191-07-023731 · doc4.xml · nonDerivative · entry 2

PHILLIPS JR CHARLES E · CIK 0001236185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,241.933

F1 · kind: Stock Units acquired under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.

Read SEC document
April 10, 2007 Filed Apr 12, 2007 21:05 UTC MORGAN STANLEY MS · Entity 2815 GrantCommon Stock 3,103.05 $0.00 $0.00
Disclosure

SEC source: 0001209191-07-023731 · doc4.xml · nonDerivative · entry 1

PHILLIPS JR CHARLES E · CIK 0001236185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,124.835

F1 · kind: Stock Units acquired under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.