person · Reporting owner
PHILLIPS JR CHARLES E
Disclosed activity across 9 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | Director | September 30, 2026 | October 03, 2026 |
| Compass, Inc.COMP · Entity 3646 | Director | May 14, 2026 | May 15, 2026 |
| Elliott Opportunity II Corp.EOCW.U · Entity 124218 | Director | June 28, 2021 | June 28, 2021 |
| MORGAN STANLEYMS · Entity 2815 | Director | July 28, 2009 | July 30, 2009 |
| ORACLE CORPORCL · Entity 2805 | Director · President | July 15, 2010 | July 16, 2010 |
| Oscar Health, Inc.OSCR · Entity 3582 | Director | October 14, 2022 | October 18, 2022 |
| Paramount GlobalPARAA,PARA · Entity 77673 | Director | October 01, 2024 | October 03, 2024 |
| VERIZON COMMUNICATIONS INCVZ · Entity 116 | Director | September 25, 2026 | September 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date September 30, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Share Equivalent UnitsSEC Table II · derivative / convertible security | Direct | 10,590.762 |
Reported balance
After 2026-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 60.048 · Balance 10,590.762 F1: Each Share Equivalent Unit reflects the value of one common share. F2: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date. F4: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Share Equivalent Unit reflects the value of one common share.
F2: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.
F3: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.
F4: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.
Compass, Inc.
Report date May 14, 2026 · Filed May 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 236,642 |
Reported balance
After 2026-05-14 transaction · row 1
1 source rowRow 1 · 2026-05-14 · Exercise / conversion · Acquired 35,288 · Balance 236,642 F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-14 · Exercise / conversion · Disposed 35,288 · Balance 0 F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F2: The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) May 22, 2026. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security | Direct | 27,702 |
Reported balance
After 2026-05-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-14 · Grant · Acquired 27,702 · Balance 27,702 F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3: The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) May 14, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2: The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) May 22, 2026.
F3: The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) May 14, 2027.
Elliott Opportunity II Corp.
Report date June 28, 2021 · Filed June 28, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-06-28 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The Class B Ordinary Shares are automatically convertible into the Issuer's Class A Ordinary Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, as more fully described under the heading "Description of Securities - Founders Shares" in the Issuer's registration statement on Form S-1 (File No. 333-253328). |
| Limited partnership interests in Elliott Opportunity II SponSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-06-28 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F2: Represents limited partnership interests in Elliott Opportunity II Sponsor L.P., a Delaware limited partnership, which is the record holder of 14,000,000 Class B ordinary shares of the Issuer, 1,875,000 of which are subject to forfeiture by Elliott Opportunity II Sponsor L.P. in the event the underwriters for the Issuer's initial public offering do not exercise in full their overallotment option in connection with that offering, all as described in the Registration Statement. The number of Class B ordinary shares underlying these limited partnership interests in Elliott Opportunity II Sponsor L.P. will be adjusted to reflect any such forfeiture. F3: The limited partnership interests in Elliott Opportunity II Sponsor L.P. represent an economic entitlement to the proceeds attributable to 425,000 of the Class B ordinary shares of the Issuer held by Elliott Opportunity II Sponsor L.P. The limited partnership interests in Elliott Opportunity II Sponsor L.P. have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B Ordinary Shares are automatically convertible into the Issuer's Class A Ordinary Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, as more fully described under the heading "Description of Securities - Founders Shares" in the Issuer's registration statement on Form S-1 (File No. 333-253328).
F2: Represents limited partnership interests in Elliott Opportunity II Sponsor L.P., a Delaware limited partnership, which is the record holder of 14,000,000 Class B ordinary shares of the Issuer, 1,875,000 of which are subject to forfeiture by Elliott Opportunity II Sponsor L.P. in the event the underwriters for the Issuer's initial public offering do not exercise in full their overallotment option in connection with that offering, all as described in the Registration Statement. The number of Class B ordinary shares underlying these limited partnership interests in Elliott Opportunity II Sponsor L.P. will be adjusted to reflect any such forfeiture.
F3: The limited partnership interests in Elliott Opportunity II Sponsor L.P. represent an economic entitlement to the proceeds attributable to 425,000 of the Class B ordinary shares of the Issuer held by Elliott Opportunity II Sponsor L.P. The limited partnership interests in Elliott Opportunity II Sponsor L.P. have no expiration date.
MORGAN STANLEY
Report date July 28, 2009 · Filed July 30, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 24,521.15 |
Reported balance
After 2009-07-28 transaction · row 1
1 source rowRow 1 · 2009-07-28 · Gift · Disposed 3,640 · Balance 24,521.15 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 2,594.5 |
Reported balance
Holding disclosure · report date 2009-07-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,594.5 |
ORACLE CORP
Report date July 15, 2010 · Filed July 16, 2010
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,000 |
Ending reported balance
After 2010-07-15 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2010-07-15 · Exercise / conversion · Acquired 750,000 · Balance 755,000 Row 2 · 2010-07-15 · Exercise / conversion · Acquired 750,000 · Balance 1,505,000 Row 3 · 2010-07-15 · Exercise / conversion · Acquired 1,000,000 · Balance 2,505,000 Row 4 · 2010-07-15 · Exercise / conversion · Acquired 1,000,000 · Balance 3,505,000 Row 5 · 2010-07-15 · Sale · Disposed 3,500,000 · Balance 5,000 F2: This transaction was executed in multiple trades at prices ranging from $23.60 to $23.85. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $14.57 · Expires 2016-07-06 | Direct | 0 |
Reported balance
After 2010-07-15 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2010-07-15 · Exercise / conversion · Disposed 750,000 · Balance 0 F1: Option vests 25% annually on anniversary of grant date. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $20.49 · Expires 2017-07-05 | Direct | 750,000 |
Reported balance
After 2010-07-15 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2010-07-15 · Exercise / conversion · Disposed 750,000 · Balance 750,000 F1: Option vests 25% annually on anniversary of grant date. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $20.73 · Expires 2018-07-03 | Direct | 2,000,000 |
Reported balance
After 2010-07-15 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2010-07-15 · Exercise / conversion · Disposed 1,000,000 · Balance 2,000,000 F1: Option vests 25% annually on anniversary of grant date. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $21.04 · Expires 2019-07-02 | Direct | 3,000,000 |
Reported balance
After 2010-07-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2010-07-15 · Exercise / conversion · Disposed 1,000,000 · Balance 3,000,000 F1: Option vests 25% annually on anniversary of grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Option vests 25% annually on anniversary of grant date.
F2: This transaction was executed in multiple trades at prices ranging from $23.60 to $23.85. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Oscar Health, Inc.
Report date October 14, 2022 · Filed October 18, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitSEC Table II · derivative / convertible security | Direct | 11,339 |
Reported balance
After 2022-10-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-10-14 · Grant · Acquired 6,573 · Balance 11,339 F1: Each deferred stock unit represents a right to receive one share of the Company's Class A common stock. F2: The Reporting Person elected, pursuant to the Issuer's Deferred Compensation Plan for Directors, to receive deferred stock units in lieu of cash retainer payments for service on the Issuer's board of directors. The price of the deferred stock units reported herein represents the closing price of the Issuer's Class A Common Stock on October 14, 2022, which price was used to calculate the number of deferred stock units issued to the Reporting Person. F3: The deferred stock units will be settled for cash or shares of Class A common stock, in the Issuer's discretion, within 45 days of the first to occur of (i) termination of service; (ii) a change in control; (iii) death; or (iv) disability. Deferred stock units issued in lieu of cash retainer payment are 100% vested on the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each deferred stock unit represents a right to receive one share of the Company's Class A common stock.
F2: The Reporting Person elected, pursuant to the Issuer's Deferred Compensation Plan for Directors, to receive deferred stock units in lieu of cash retainer payments for service on the Issuer's board of directors. The price of the deferred stock units reported herein represents the closing price of the Issuer's Class A Common Stock on October 14, 2022, which price was used to calculate the number of deferred stock units issued to the Reporting Person.
F3: The deferred stock units will be settled for cash or shares of Class A common stock, in the Issuer's discretion, within 45 days of the first to occur of (i) termination of service; (ii) a change in control; (iii) death; or (iv) disability. Deferred stock units issued in lieu of cash retainer payment are 100% vested on the grant date.
Paramount Global
Report date October 01, 2024 · Filed October 03, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B common stockSEC Table I · non-derivative | Direct | 101,535 |
Reported balance
After 2024-10-01 transaction · row 1
1 source rowRow 1 · 2024-10-01 · Grant · Acquired 257 · Balance 101,535 F1: Represents the regular quarterly crediting of vested Restricted Share Units ("RSUs") with a fair market value equal to the amount of cash dividends in such quarter attributable to previously vested RSUs, the settlement of which the Reporting Person elected to defer pursuant to the Issuer's deferred compensation arrangement for directors. On October 1, 2024, the closing price of the Issuer's Class B Common Stock on The NASDAQ Global Select Market was $10.60 per share. |
| Phantom Class A Common Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,074 |
Reported balance
After 2024-10-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-10-01 · Grant · Acquired 12 · Balance 5,074 F2: Represents cash dividends credited during the previous quarter on Phantom Class A Common Stock Units and Phantom Class B Common Stock Units resulting from cash fees previously deferred by the Reporting Person pursuant to the Issuer's deferred compensation arrangement for directors. The dividends are deemed invested at the beginning of each calendar quarter into Phantom Class A Common Stock Units and Phantom Class B Common Stock Units based on the closing price of the Issuer's Class A Common Stock and Class B Common Stock, as applicable, on the day of the deemed investment, or, if that day is not a business day, on the last preceding business day. The cash value of the Phantom Common Stock Units is paid out after the Reporting Person's retirement from the Board. |
| Phantom Class B Common Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,909 |
Reported balance
After 2024-10-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-10-01 · Grant · Acquired 26 · Balance 5,909 F2: Represents cash dividends credited during the previous quarter on Phantom Class A Common Stock Units and Phantom Class B Common Stock Units resulting from cash fees previously deferred by the Reporting Person pursuant to the Issuer's deferred compensation arrangement for directors. The dividends are deemed invested at the beginning of each calendar quarter into Phantom Class A Common Stock Units and Phantom Class B Common Stock Units based on the closing price of the Issuer's Class A Common Stock and Class B Common Stock, as applicable, on the day of the deemed investment, or, if that day is not a business day, on the last preceding business day. The cash value of the Phantom Common Stock Units is paid out after the Reporting Person's retirement from the Board. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the regular quarterly crediting of vested Restricted Share Units ("RSUs") with a fair market value equal to the amount of cash dividends in such quarter attributable to previously vested RSUs, the settlement of which the Reporting Person elected to defer pursuant to the Issuer's deferred compensation arrangement for directors. On October 1, 2024, the closing price of the Issuer's Class B Common Stock on The NASDAQ Global Select Market was $10.60 per share.
F2: Represents cash dividends credited during the previous quarter on Phantom Class A Common Stock Units and Phantom Class B Common Stock Units resulting from cash fees previously deferred by the Reporting Person pursuant to the Issuer's deferred compensation arrangement for directors. The dividends are deemed invested at the beginning of each calendar quarter into Phantom Class A Common Stock Units and Phantom Class B Common Stock Units based on the closing price of the Issuer's Class A Common Stock and Class B Common Stock, as applicable, on the day of the deemed investment, or, if that day is not a business day, on the last preceding business day. The cash value of the Phantom Common Stock Units is paid out after the Reporting Person's retirement from the Board.
VERIZON COMMUNICATIONS INC
Report date September 25, 2026 · Filed September 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | IndirectBy Deferred Compensation Plan | 1,770 |
Reported balance
After 2026-09-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-25 · Grant · Acquired 1,770 · Balance 1,770 F1: Each share of phantom stock is the economic equivalent of one share of common stock and is settled in cash. The shares of phantom stock become payable following the reporting person's termination of service as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of phantom stock is the economic equivalent of one share of common stock and is settled in cash. The shares of phantom stock become payable following the reporting person's termination of service as a director.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Viacom Inc.
Report date December 04, 2019 · Filed December 07, 2019
Section 16 reporting ended · disclosed 2019-12-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-12-04 transaction · row 1
1 source rowRow 1 · 2019-12-04 · Disposition to issuer · Disposed 75,969 · Balance 0 F1: Converted pursuant to the merger agreement (the "Merger Agreement") between CBS Corporation ("CBS") and Viacom Inc. ("Viacom") into 0.59625 shares of CBS Common Stock for each share of Viacom Common Stock. |
| Director Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.55 | Direct | 0 |
Reported balance
After 2019-12-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-12-04 · Disposition to issuer · Disposed 1,861 · Balance 0 F2: Represents Stock Options granted under the Viacom Inc. 2011 Stock Option Plan for Outside Directors (the "2011 Stock Option Plan") on January 31, 2011. Each Stock Option was converted into a CBS Stock Option pursuant to the terms of the Merger Agreement. |
| Director Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.04 | Direct | 0 |
Reported balance
After 2019-12-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-12-04 · Disposition to issuer · Disposed 3,294 · Balance 0 F3: Represents Stock Options granted under the 2011 Stock Option Plan on January 31, 2012. Each Stock Option was converted into a CBS Stock Option pursuant to the terms of the Merger Agreement. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-12-04 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-12-04 · Disposition to issuer · Disposed 5,948 · Balance 0 F4: Represents restricted stock units ("RSUs") granted on January 31, 2019 under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016. These RSUs were converted into CBS RSUs pursuant to the terms of the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Converted pursuant to the merger agreement (the "Merger Agreement") between CBS Corporation ("CBS") and Viacom Inc. ("Viacom") into 0.59625 shares of CBS Common Stock for each share of Viacom Common Stock.
F2: Represents Stock Options granted under the Viacom Inc. 2011 Stock Option Plan for Outside Directors (the "2011 Stock Option Plan") on January 31, 2011. Each Stock Option was converted into a CBS Stock Option pursuant to the terms of the Merger Agreement.
F3: Represents Stock Options granted under the 2011 Stock Option Plan on January 31, 2012. Each Stock Option was converted into a CBS Stock Option pursuant to the terms of the Merger Agreement.
F4: Represents restricted stock units ("RSUs") granted on January 31, 2019 under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016. These RSUs were converted into CBS RSUs pursuant to the terms of the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2018 Filed Feb 2, 2018 21:58 UTC | Viacom Inc. VIA, VIAB · Entity 153277 | Exercise / conversionRestricted Share Units · Derivative | 4,152 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-006975 · doc4.xml · derivative · entry 4 PHILLIPS JR CHARLES E · CIK 0001236185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 4,152 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Granted under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016, for no consideration. F1 · derivative.exercise_price: These shares represent Restricted Share Units ("RSUs") that were granted on January 31, 2017 and that vested on January 31, 2018, but which have not been received because the director elected to defer receipt. On the date of vesting, the closing price of the Class B Common Stock on The NASDAQ Global Select Market was $33.42 per share. F3 · price: Granted under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016, for no consideration. F1 · derivative.exercise_date: These shares represent Restricted Share Units ("RSUs") that were granted on January 31, 2017 and that vested on January 31, 2018, but which have not been received because the director elected to defer receipt. On the date of vesting, the closing price of the Class B Common Stock on The NASDAQ Global Select Market was $33.42 per share. F1 · derivative.expiration_date: These shares represent Restricted Share Units ("RSUs") that were granted on January 31, 2017 and that vested on January 31, 2018, but which have not been received because the director elected to defer receipt. On the date of vesting, the closing price of the Class B Common Stock on The NASDAQ Global Select Market was $33.42 per share. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 21:58 UTC | Viacom Inc. VIA, VIAB · Entity 153277 | GrantRestricted Share Units · Derivative | 5,236 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-006975 · doc4.xml · derivative · entry 3 PHILLIPS JR CHARLES E · CIK 0001236185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,236 Underlying: Class B Common Stock · 5,236 shares Expires not disclosed F3 · security: Granted under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016, for no consideration. F4 · derivative.exercise_price: These RSUs will vest on January 31, 2019 and a corresponding number of Class B shares will be delivered on that date, unless the director has elected to defer receipt. F3 · price: Granted under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016, for no consideration. F4 · derivative.exercise_date: These RSUs will vest on January 31, 2019 and a corresponding number of Class B shares will be delivered on that date, unless the director has elected to defer receipt. F4 · derivative.expiration_date: These RSUs will vest on January 31, 2019 and a corresponding number of Class B shares will be delivered on that date, unless the director has elected to defer receipt. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 21:58 UTC | Viacom Inc. VIA, VIAB · Entity 153277 | GrantClass B Common Stock | 99 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-006975 · doc4.xml · nonDerivative · entry 2 PHILLIPS JR CHARLES E · CIK 0001236185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,097 F2 · shares: These shares reflect dividend equivalents that accrued on the RSUs prior to vesting and that were reinvested in Class B common stock upon vesting, but which have not been received because the director elected to defer receipt. F2 · price: These shares reflect dividend equivalents that accrued on the RSUs prior to vesting and that were reinvested in Class B common stock upon vesting, but which have not been received because the director elected to defer receipt. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 21:58 UTC | Viacom Inc. VIA, VIAB · Entity 153277 | Exercise / conversionClass B Common Stock | 4,152 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-006975 · doc4.xml · nonDerivative · entry 1 PHILLIPS JR CHARLES E · CIK 0001236185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,998 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent Restricted Share Units ("RSUs") that were granted on January 31, 2017 and that vested on January 31, 2018, but which have not been received because the director elected to defer receipt. On the date of vesting, the closing price of the Class B Common Stock on The NASDAQ Global Select Market was $33.42 per share. F1 · price: These shares represent Restricted Share Units ("RSUs") that were granted on January 31, 2017 and that vested on January 31, 2018, but which have not been received because the director elected to defer receipt. On the date of vesting, the closing price of the Class B Common Stock on The NASDAQ Global Select Market was $33.42 per share. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 21:16 UTC | Viacom Inc. VIA, VIAB · Entity 153277 | GrantClass B Common Stock | 1,196 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-000844 · doc4.xml · nonDerivative · entry 1 PHILLIPS JR CHARLES E · CIK 0001236185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,846 F1 · shares: These shares reflect the regular quarterly crediting of vested Restricted Share Units with a fair market value equal to (1) the amount of deferred director retainer and meeting fees (and related interest) credited in such quarter and (2) the amount of cash dividends in such quarter attributable to previously vested Restricted Share Units. F1 · price: These shares reflect the regular quarterly crediting of vested Restricted Share Units with a fair market value equal to (1) the amount of deferred director retainer and meeting fees (and related interest) credited in such quarter and (2) the amount of cash dividends in such quarter attributable to previously vested Restricted Share Units. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 20:24 UTC | Viacom Inc. VIA, VIAB · Entity 153277 | GrantClass B Common Stock | 1,387 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-055095 · doc4.xml · nonDerivative · entry 1 PHILLIPS JR CHARLES E · CIK 0001236185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,650 F1 · shares: These shares reflect the regular quarterly crediting of vested Restricted Share Units with a fair market value equal to (1) the amount of deferred director retainer and meeting fees (and related interest) credited in such quarter and (2) the amount of cash dividends in such quarter attributable to previously vested Restricted Share Units. F1 · price: These shares reflect the regular quarterly crediting of vested Restricted Share Units with a fair market value equal to (1) the amount of deferred director retainer and meeting fees (and related interest) credited in such quarter and (2) the amount of cash dividends in such quarter attributable to previously vested Restricted Share Units. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 21:57 UTC | Viacom Inc. VIA, VIAB · Entity 153277 | GrantClass B Common Stock | 1,147 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-043498 · doc4.xml · nonDerivative · entry 1 PHILLIPS JR CHARLES E · CIK 0001236185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,263 F1 · shares: These shares reflect the regular quarterly crediting of vested Restricted Share Units with a fair market value equal to (1) the amount of deferred director retainer and meeting fees (and related interest) credited in such quarter and (2) the amount of cash dividends in such quarter attributable to previously vested Restricted Share Units. F1 · price: These shares reflect the regular quarterly crediting of vested Restricted Share Units with a fair market value equal to (1) the amount of deferred director retainer and meeting fees (and related interest) credited in such quarter and (2) the amount of cash dividends in such quarter attributable to previously vested Restricted Share Units. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 20:14 UTC | Viacom Inc. VIA, VIAB · Entity 153277 | GrantClass B Common Stock | 798 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-024724 · doc4.xml · nonDerivative · entry 1 PHILLIPS JR CHARLES E · CIK 0001236185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,116 F1 · shares: These shares reflect the regular quarterly crediting of vested Restricted Share Units with a fair market value equal to (1) the amount of deferred director retainer and meeting fees (and related interest) credited in such quarter and (2) the amount of cash dividends in such quarter attributable to previously vested Restricted Share Units. F1 · price: These shares reflect the regular quarterly crediting of vested Restricted Share Units with a fair market value equal to (1) the amount of deferred director retainer and meeting fees (and related interest) credited in such quarter and (2) the amount of cash dividends in such quarter attributable to previously vested Restricted Share Units. F2 · balance_after: Adjusted to reflect 24,011 shares representing vested Restricted Share Units resulting from deferred cash compensation that were previously reported on Table II and are now reported on Table I. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:26 UTC | Viacom Inc. VIA, VIAB · Entity 153277 | Exercise / conversionRestricted Share Units · Derivative | 3,834 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-007102 · doc4.xml · derivative · entry 4 PHILLIPS JR CHARLES E · CIK 0001236185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 3,834 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Granted under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, for no consideration. F1 · derivative.exercise_price: These shares represent Restricted Share Units ("RSUs") that were granted on January 31, 2016 and that vested on January 31, 2017, but which have not been received because the director elected to defer receipt. On the date of vesting, the closing price of the Class B Common Stock on The NASDAQ Global Select Market was $42.14 per share. F5 · price: Granted under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, for no consideration. F1 · derivative.exercise_date: These shares represent Restricted Share Units ("RSUs") that were granted on January 31, 2016 and that vested on January 31, 2017, but which have not been received because the director elected to defer receipt. On the date of vesting, the closing price of the Class B Common Stock on The NASDAQ Global Select Market was $42.14 per share. F1 · derivative.expiration_date: These shares represent Restricted Share Units ("RSUs") that were granted on January 31, 2016 and that vested on January 31, 2017, but which have not been received because the director elected to defer receipt. On the date of vesting, the closing price of the Class B Common Stock on The NASDAQ Global Select Market was $42.14 per share. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:26 UTC | Viacom Inc. VIA, VIAB · Entity 153277 | GrantRestricted Share Units · Derivative | 4,152 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-007102 · doc4.xml · derivative · entry 3 PHILLIPS JR CHARLES E · CIK 0001236185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,152 Underlying: Class B Common Stock · 4,152 shares Expires not disclosed F3 · security: Granted under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016, for no consideration. F4 · derivative.exercise_price: These Restricted Share Units will vest on January 31, 2018 and a corresponding number of Class B shares will be delivered on that date, unless the director has elected to defer receipt. F3 · price: Granted under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016, for no consideration. F4 · derivative.exercise_date: These Restricted Share Units will vest on January 31, 2018 and a corresponding number of Class B shares will be delivered on that date, unless the director has elected to defer receipt. F4 · derivative.expiration_date: These Restricted Share Units will vest on January 31, 2018 and a corresponding number of Class B shares will be delivered on that date, unless the director has elected to defer receipt. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:26 UTC | Viacom Inc. VIA, VIAB · Entity 153277 | GrantClass B Common Stock | 109 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-007102 · doc4.xml · nonDerivative · entry 2 PHILLIPS JR CHARLES E · CIK 0001236185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,307 F2 · shares: These shares reflect dividend equivalents that accrued on the RSUs prior to vesting and that were reinvested in Class B common stock upon vesting, but which have not been received because the director elected to defer receipt. F2 · price: These shares reflect dividend equivalents that accrued on the RSUs prior to vesting and that were reinvested in Class B common stock upon vesting, but which have not been received because the director elected to defer receipt. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:26 UTC | Viacom Inc. VIA, VIAB · Entity 153277 | Exercise / conversionClass B Common Stock | 3,834 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-007102 · doc4.xml · nonDerivative · entry 1 PHILLIPS JR CHARLES E · CIK 0001236185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,198 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent Restricted Share Units ("RSUs") that were granted on January 31, 2016 and that vested on January 31, 2017, but which have not been received because the director elected to defer receipt. On the date of vesting, the closing price of the Class B Common Stock on The NASDAQ Global Select Market was $42.14 per share. F1 · price: These shares represent Restricted Share Units ("RSUs") that were granted on January 31, 2016 and that vested on January 31, 2017, but which have not been received because the director elected to defer receipt. On the date of vesting, the closing price of the Class B Common Stock on The NASDAQ Global Select Market was $42.14 per share. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 22:21 UTC | Viacom Inc. VIA, VIAB · Entity 153277 | GrantRestricted Share Units · Derivative | 2,109 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-001212 · doc4.xml · derivative · entry 2 PHILLIPS JR CHARLES E · CIK 0001236185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,011 Underlying: Class B Common Stock · 2,109 shares Expires not disclosed F2 · derivative.exercise_price: These shares reflect the regular quarterly crediting of vested Restricted Share Units with a fair market value equal to the amount of deferred director retainer and meeting fees and related interest in such quarter. F2 · price: These shares reflect the regular quarterly crediting of vested Restricted Share Units with a fair market value equal to the amount of deferred director retainer and meeting fees and related interest in such quarter. F2 · derivative.exercise_date: These shares reflect the regular quarterly crediting of vested Restricted Share Units with a fair market value equal to the amount of deferred director retainer and meeting fees and related interest in such quarter. F2 · derivative.expiration_date: These shares reflect the regular quarterly crediting of vested Restricted Share Units with a fair market value equal to the amount of deferred director retainer and meeting fees and related interest in such quarter. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 22:21 UTC | Viacom Inc. VIA, VIAB · Entity 153277 | GrantClass B Common Stock | 109 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-001212 · doc4.xml · nonDerivative · entry 1 PHILLIPS JR CHARLES E · CIK 0001236185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,364 F1 · shares: These shares reflect the regular quarterly crediting of vested shares with a fair market value equal to the amount of cash dividends in such quarter attributable to vested Restricted Share Units. F1 · price: These shares reflect the regular quarterly crediting of vested shares with a fair market value equal to the amount of cash dividends in such quarter attributable to vested Restricted Share Units. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 20:17 UTC | Viacom Inc. VIA, VIAB · Entity 153277 | GrantRestricted Share Units · Derivative | 762 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-144185 · doc4.xml · derivative · entry 1 PHILLIPS JR CHARLES E · CIK 0001236185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,902 Underlying: Class B Common Stock · 762 shares Expires not disclosed F1 · derivative.exercise_price: These shares reflect the regular quarterly crediting of vested Restricted Share Units with a fair market value equal to the amount of deferred director retainer and meeting fees and related interest in such quarter. F1 · price: These shares reflect the regular quarterly crediting of vested Restricted Share Units with a fair market value equal to the amount of deferred director retainer and meeting fees and related interest in such quarter. F1 · derivative.exercise_date: These shares reflect the regular quarterly crediting of vested Restricted Share Units with a fair market value equal to the amount of deferred director retainer and meeting fees and related interest in such quarter. F1 · derivative.expiration_date: These shares reflect the regular quarterly crediting of vested Restricted Share Units with a fair market value equal to the amount of deferred director retainer and meeting fees and related interest in such quarter. Read SEC document |
| July 15, 2010 Filed Jul 16, 2010 20:18 UTC | ORACLE CORP ORCL · Entity 2805 | Exercise / conversionStock Option · Derivative | 1,000,000 | $0.00 Strike: $21.04 | $0.00 |
DisclosureSEC source: 0001127602-10-019292 · form4.xml · derivative · entry 9 PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2019-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date. Read SEC document |
| July 15, 2010 Filed Jul 16, 2010 20:18 UTC | ORACLE CORP ORCL · Entity 2805 | Exercise / conversionStock Option · Derivative | 1,000,000 | $0.00 Strike: $20.73 | $0.00 |
DisclosureSEC source: 0001127602-10-019292 · form4.xml · derivative · entry 8 PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2018-07-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date. Read SEC document |
| July 15, 2010 Filed Jul 16, 2010 20:18 UTC | ORACLE CORP ORCL · Entity 2805 | Exercise / conversionStock Option · Derivative | 750,000 | $0.00 Strike: $20.49 | $0.00 |
DisclosureSEC source: 0001127602-10-019292 · form4.xml · derivative · entry 7 PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,000 Underlying: Common Stock · 750,000 shares Expires 2017-07-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date. Read SEC document |
| July 15, 2010 Filed Jul 16, 2010 20:18 UTC | ORACLE CORP ORCL · Entity 2805 | Exercise / conversionStock Option · Derivative | 750,000 | $0.00 Strike: $14.57 | $0.00 |
DisclosureSEC source: 0001127602-10-019292 · form4.xml · derivative · entry 6 PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 750,000 shares Expires 2016-07-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date. Read SEC document |
| July 15, 2010 Filed Jul 16, 2010 20:18 UTC | ORACLE CORP ORCL · Entity 2805 | SaleCommon Stock | 3,500,000 | $23.68 | $82,880,000.00 |
DisclosureSEC source: 0001127602-10-019292 · form4.xml · nonDerivative · entry 5 PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F2 · price: This transaction was executed in multiple trades at prices ranging from $23.60 to $23.85. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 15, 2010 Filed Jul 16, 2010 20:18 UTC | ORACLE CORP ORCL · Entity 2805 | Exercise / conversionCommon Stock | 1,000,000 | $21.04 | $21,040,000.00 |
DisclosureSEC source: 0001127602-10-019292 · form4.xml · nonDerivative · entry 4 PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,505,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2010 Filed Jul 16, 2010 20:18 UTC | ORACLE CORP ORCL · Entity 2805 | Exercise / conversionCommon Stock | 1,000,000 | $20.73 | $20,730,000.00 |
DisclosureSEC source: 0001127602-10-019292 · form4.xml · nonDerivative · entry 3 PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,505,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2010 Filed Jul 16, 2010 20:18 UTC | ORACLE CORP ORCL · Entity 2805 | Exercise / conversionCommon Stock | 750,000 | $20.49 | $15,367,500.00 |
DisclosureSEC source: 0001127602-10-019292 · form4.xml · nonDerivative · entry 2 PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,505,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2010 Filed Jul 16, 2010 20:18 UTC | ORACLE CORP ORCL · Entity 2805 | Exercise / conversionCommon Stock | 750,000 | $14.57 | $10,927,500.00 |
DisclosureSEC source: 0001127602-10-019292 · form4.xml · nonDerivative · entry 1 PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 755,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2010 Filed Jul 2, 2010 21:21 UTC | ORACLE CORP ORCL · Entity 2805 | GrantStock Option · Derivative | 4,000,000 | $0.00 Strike: $21.55 | $0.00 |
DisclosureSEC source: 0001127602-10-018660 · form4.xml · derivative · entry 1 PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000,000 Underlying: Common Stock · 4,000,000 shares Expires 2020-07-01 F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date. Read SEC document |
| April 05, 2010 Filed Apr 7, 2010 17:41 UTC | ORACLE CORP ORCL · Entity 2805 | Exercise / conversionStock Option · Derivative | 1,000,000 | $0.00 Strike: $20.73 | $0.00 |
DisclosureSEC source: 0001127602-10-010755 · form4.xml · derivative · entry 9 PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2018-07-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date. Read SEC document |
| April 05, 2010 Filed Apr 7, 2010 17:41 UTC | ORACLE CORP ORCL · Entity 2805 | Exercise / conversionStock Option · Derivative | 1,500,000 | $0.00 Strike: $20.49 | $0.00 |
DisclosureSEC source: 0001127602-10-010755 · form4.xml · derivative · entry 8 PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500,000 Underlying: Common Stock · 1,500,000 shares Expires 2017-07-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date. Read SEC document |
| April 05, 2010 Filed Apr 7, 2010 17:41 UTC | ORACLE CORP ORCL · Entity 2805 | Exercise / conversionStock Option · Derivative | 500,000 | $0.00 Strike: $12.34 | $0.00 |
DisclosureSEC source: 0001127602-10-010755 · form4.xml · derivative · entry 7 PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 500,000 shares Expires 2015-06-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date. Read SEC document |
| April 05, 2010 Filed Apr 7, 2010 17:41 UTC | ORACLE CORP ORCL · Entity 2805 | Exercise / conversionStock Option · Derivative | 187,500 | $0.00 Strike: $10.23 | $0.00 |
DisclosureSEC source: 0001127602-10-010755 · form4.xml · derivative · entry 6 PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 187,500 shares Expires 2014-08-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date. Read SEC document |
| April 05, 2010 Filed Apr 7, 2010 17:41 UTC | ORACLE CORP ORCL · Entity 2805 | SaleCommon Stock | 3,187,500 | $25.55 | $81,440,625.00 |
DisclosureSEC source: 0001127602-10-010755 · form4.xml · nonDerivative · entry 5 PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F2 · price: This transaction was executed in multiple trades at prices ranging from $25.36 to $25.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 05, 2010 Filed Apr 7, 2010 17:41 UTC | ORACLE CORP ORCL · Entity 2805 | Exercise / conversionCommon Stock | 1,000,000 | $20.73 | $20,730,000.00 |
DisclosureSEC source: 0001127602-10-010755 · form4.xml · nonDerivative · entry 4 PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,192,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 05, 2010 Filed Apr 7, 2010 17:41 UTC | ORACLE CORP ORCL · Entity 2805 | Exercise / conversionCommon Stock | 1,500,000 | $20.49 | $30,735,000.00 |
DisclosureSEC source: 0001127602-10-010755 · form4.xml · nonDerivative · entry 3 PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,192,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 05, 2010 Filed Apr 7, 2010 17:41 UTC | ORACLE CORP ORCL · Entity 2805 | Exercise / conversionCommon Stock | 500,000 | $12.34 | $6,170,000.00 |
DisclosureSEC source: 0001127602-10-010755 · form4.xml · nonDerivative · entry 2 PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 692,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 05, 2010 Filed Apr 7, 2010 17:41 UTC | ORACLE CORP ORCL · Entity 2805 | Exercise / conversionCommon Stock | 187,500 | $10.23 | $1,918,125.00 |
DisclosureSEC source: 0001127602-10-010755 · form4.xml · nonDerivative · entry 1 PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2009 Filed Jul 31, 2009 20:14 UTC | ORACLE CORP ORCL · Entity 2805 | Exercise / conversionStock Option · Derivative | 1,500,000 | $0.00 Strike: $14.57 | $0.00 |
DisclosureSEC source: 0001127602-09-016458 · form4.xml · derivative · entry 3 PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,000 Underlying: Common Stock · 1,500,000 shares Expires 2016-07-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date. Read SEC document |
| July 30, 2009 Filed Jul 31, 2009 20:14 UTC | ORACLE CORP ORCL · Entity 2805 | SaleCommon Stock | 1,500,000 | $22.27 | $33,399,300.00 |
DisclosureSEC source: 0001127602-09-016458 · form4.xml · nonDerivative · entry 2 PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F2 · price: This transaction was executed in multiple trades at prices ranging from $21.98 to $22.4605. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 30, 2009 Filed Jul 31, 2009 20:14 UTC | ORACLE CORP ORCL · Entity 2805 | Exercise / conversionCommon Stock | 1,500,000 | $14.57 | $21,855,000.00 |
DisclosureSEC source: 0001127602-09-016458 · form4.xml · nonDerivative · entry 1 PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,505,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2009 Filed Jul 30, 2009 17:23 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 3,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-09-038207 · doc4.xml · nonDerivative · entry 1 PHILLIPS JR CHARLES E · CIK 0001236185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,521.15 Read SEC document |
| July 02, 2009 Filed Jul 6, 2009 21:20 UTC | ORACLE CORP ORCL · Entity 2805 | GrantStock Option · Derivative | 4,000,000 | $0.00 Strike: $21.04 | $0.00 |
DisclosureSEC source: 0001127602-09-015250 · form4.xml · derivative · entry 1 PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000,000 Underlying: Common Stock · 4,000,000 shares Expires 2019-07-02 F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date. Read SEC document |
| April 29, 2009 Filed May 1, 2009 20:47 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 11,116.051 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-09-023783 · doc4.xml · nonDerivative · entry 1 PHILLIPS JR CHARLES E · CIK 0001236185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,129.211 F1 · kind: 5,558.051 deferred stock units and 5,558 shares of common stock acquired under the Morgan Stanley Directors' Equity Capital Accumulation Plan. Deferred stock units are convertible into shares of common stock at a ratio of 1 to 1. Read SEC document |
| July 16, 2008 Filed Jul 18, 2008 17:59 UTC | ORACLE CORP ORCL · Entity 2805 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 500,000 | $0.00 Strike: $12.34 | $0.00 |
DisclosureSEC source: 0001093287-08-000056 · edgardoc.xml · derivative · entry 16 PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2015-06-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date. Read SEC document |
| July 16, 2008 Filed Jul 18, 2008 17:59 UTC | ORACLE CORP ORCL · Entity 2805 | SaleCommon Stock | 73,422 | $20.48 | $1,503,682.56 |
DisclosureSEC source: 0001093287-08-000056 · edgardoc.xml · nonDerivative · entry 15 PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| July 16, 2008 Filed Jul 18, 2008 17:59 UTC | ORACLE CORP ORCL · Entity 2805 | SaleCommon Stock | 5,500 | $20.48 | $112,616.90 |
DisclosureSEC source: 0001093287-08-000056 · edgardoc.xml · nonDerivative · entry 14 PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,422 Read SEC document |
| July 16, 2008 Filed Jul 18, 2008 17:59 UTC | ORACLE CORP ORCL · Entity 2805 | SaleCommon Stock | 33,200 | $20.47 | $679,604.00 |
DisclosureSEC source: 0001093287-08-000056 · edgardoc.xml · nonDerivative · entry 13 PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,922 Read SEC document |
| July 16, 2008 Filed Jul 18, 2008 17:59 UTC | ORACLE CORP ORCL · Entity 2805 | SaleCommon Stock | 5,575 | $20.47 | $114,102.41 |
DisclosureSEC source: 0001093287-08-000056 · edgardoc.xml · nonDerivative · entry 12 PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,122 Read SEC document |
| July 16, 2008 Filed Jul 18, 2008 17:59 UTC | ORACLE CORP ORCL · Entity 2805 | SaleCommon Stock | 81,866 | $20.46 | $1,674,978.36 |
DisclosureSEC source: 0001093287-08-000056 · edgardoc.xml · nonDerivative · entry 11 PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,697 Read SEC document |
| July 16, 2008 Filed Jul 18, 2008 17:59 UTC | ORACLE CORP ORCL · Entity 2805 | SaleCommon Stock | 4,100 | $20.45 | $83,854.02 |
DisclosureSEC source: 0001093287-08-000056 · edgardoc.xml · nonDerivative · entry 10 PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,563 Read SEC document |
| July 16, 2008 Filed Jul 18, 2008 17:59 UTC | ORACLE CORP ORCL · Entity 2805 | SaleCommon Stock | 158,939 | $20.45 | $3,250,302.55 |
DisclosureSEC source: 0001093287-08-000056 · edgardoc.xml · nonDerivative · entry 9 PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,663 Read SEC document |
| July 16, 2008 Filed Jul 18, 2008 17:59 UTC | ORACLE CORP ORCL · Entity 2805 | SaleCommon Stock | 5,100 | $20.45 | $104,289.90 |
DisclosureSEC source: 0001093287-08-000056 · edgardoc.xml · nonDerivative · entry 8 PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,602 Read SEC document |
| July 16, 2008 Filed Jul 18, 2008 17:59 UTC | ORACLE CORP ORCL · Entity 2805 | SaleCommon Stock | 5,500 | $20.45 | $112,467.85 |
DisclosureSEC source: 0001093287-08-000056 · edgardoc.xml · nonDerivative · entry 7 PHILLIPS JR CHARLES E · CIK 0001236185 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,702 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.