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Center Laboratories, Inc.

Disclosed activity across 1 company

Tapewire entity
131517
SEC CIK
0001770423

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Latest disclosed role at each company.

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Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

WINDTREE THERAPEUTICS INC /DE/

Report date May 20, 2020 · Filed January 10, 2022

Section 16 reporting ended · disclosed 2022-01-10. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Bioengine Capital Inc.1,239,088 Last balance in matching sequence After 2020-05-20 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2020-05-20 · Other · Disposed 3,551,750 · Balance 1,183,916

F1: The Reporting Person voluntarily discloses that, on May 20, 2020, the Issuer effected a 1-for-3 reverse stock split of its Common Stock (the "Reverse Stock Split"), which resulted in the Reporting Person's beneficial ownership of issued and outstanding Common Stock being reduced from 3,551,750 shares of Common Stock to 1,183,916 shares of Common Stock. The shares of Common Stock are directly held by Bioengine Capital Inc., and indirectly held by the Reporting Person, which owns 58.6% of Bioengine Capital Inc.

F2: The shares of Common Stock are directly held by Bioengine Capital Inc, and indirectly held by the Reporting Person, which owns 58.6% of Bioengine Capital Inc.

Row 2 · 2020-05-20 · Purchase · Acquired 55,172 · Balance 1,239,088

F2: The shares of Common Stock are directly held by Bioengine Capital Inc, and indirectly held by the Reporting Person, which owns 58.6% of Bioengine Capital Inc.

Common StockSEC Table I · non-derivativeDirect1,239,088 Reported balance After 2021-12-30 transaction · row 3
1 source row

Row 3 · 2021-12-30 · Purchase · Acquired 1,239,088 · Balance 1,239,088

F3: On December 30, 2021, the Reporting Person purchased all remaining shares of Common Stock held by Bioengine Capital Inc., and now holds the shares directly.

SERIES F WARRANTSSEC Table II · derivative / convertible security · Conversion / exercise price $3.68 · Expires 2020-06-24IndirectBy Bioengine Capital Inc.0 Reported balance After 2020-06-24 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-06-24 · Other · Disposed 0 · Balance 0

F4: The Reporting Person voluntarily discloses that, on July 24, 2020, Series F Warrants had expired. The Series F Warrants were directly held by Bioengine Capital Inc. and indirectly held by the Reporting Person, which owns 58.6% of Bioengine Capital Inc. As a result, the Reporting Person currently indirectly owns 0 shares of Series F Warrants.

SERIES G WARRANTSSEC Table II · derivative / convertible security · Conversion / exercise price $12.15 · Expires 2023-12-24IndirectBy Bioengine Capital Inc.249,004 Reported balance After 2020-05-20 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2020-05-20 · Other · Disposed 249,004 · Balance 249,004

F5: The Reporting Person voluntarily discloses that, on May 20, 2020, in connection with the Reverse Stock Split, the Issuer effected a 1-for-3 reverse split of all of its issued and outstanding Series G Warrants, which resulted in the Reporting Person's beneficial ownership of Series G Warrants being reduced from 747,012 shares of Series G Warrants to 249,004 shares of Series G Warrants.

F7: The exercise of the Series G Warrants is subject to a beneficial ownership limitation of 9.99%, and this limitation can only be changed with effect from the 61st day after a notice requesting such change is delivered to the Issuer.

F6: The Series G and Series J Warrants are directly held by Bioengine Capital Inc. and indirectly held by the Reporting Person, which owns 58.6% of Bioengine Capital Inc.

SERIES J WARRANTSSEC Table II · derivative / convertible security · Conversion / exercise price $7.80 · Expires 2025-05-22IndirectBy Bioengine Capital Inc.55,172 Reported balance After 2020-05-20 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2020-05-20 · Purchase · Acquired 55,172 · Balance 55,172

F6: The Series G and Series J Warrants are directly held by Bioengine Capital Inc. and indirectly held by the Reporting Person, which owns 58.6% of Bioengine Capital Inc.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person voluntarily discloses that, on May 20, 2020, the Issuer effected a 1-for-3 reverse stock split of its Common Stock (the "Reverse Stock Split"), which resulted in the Reporting Person's beneficial ownership of issued and outstanding Common Stock being reduced from 3,551,750 shares of Common Stock to 1,183,916 shares of Common Stock. The shares of Common Stock are directly held by Bioengine Capital Inc., and indirectly held by the Reporting Person, which owns 58.6% of Bioengine Capital Inc.

F2: The shares of Common Stock are directly held by Bioengine Capital Inc, and indirectly held by the Reporting Person, which owns 58.6% of Bioengine Capital Inc.

F3: On December 30, 2021, the Reporting Person purchased all remaining shares of Common Stock held by Bioengine Capital Inc., and now holds the shares directly.

F4: The Reporting Person voluntarily discloses that, on July 24, 2020, Series F Warrants had expired. The Series F Warrants were directly held by Bioengine Capital Inc. and indirectly held by the Reporting Person, which owns 58.6% of Bioengine Capital Inc. As a result, the Reporting Person currently indirectly owns 0 shares of Series F Warrants.

F5: The Reporting Person voluntarily discloses that, on May 20, 2020, in connection with the Reverse Stock Split, the Issuer effected a 1-for-3 reverse split of all of its issued and outstanding Series G Warrants, which resulted in the Reporting Person's beneficial ownership of Series G Warrants being reduced from 747,012 shares of Series G Warrants to 249,004 shares of Series G Warrants.

F6: The Series G and Series J Warrants are directly held by Bioengine Capital Inc. and indirectly held by the Reporting Person, which owns 58.6% of Bioengine Capital Inc.

F7: The exercise of the Series G Warrants is subject to a beneficial ownership limitation of 9.99%, and this limitation can only be changed with effect from the 61st day after a notice requesting such change is delivered to the Issuer.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 30, 2021 Filed Jan 10, 2022 22:03 UTC WINDTREE THERAPEUTICS INC /DE/ WINT · Entity 8761 PurchaseCommon Stock 1,239,088 $1.60 $1,982,540.80
Disclosure

SEC source: 0001213900-22-001391 · ownership.xml · nonDerivative · entry 3

Center Laboratories, Inc. · CIK 0001770423 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,239,088

F3 · kind: On December 30, 2021, the Reporting Person purchased all remaining shares of Common Stock held by Bioengine Capital Inc., and now holds the shares directly.

Read SEC document
June 24, 2020 Filed Jan 10, 2022 22:03 UTC WINDTREE THERAPEUTICS INC /DE/ WINT · Entity 8761 OtherSERIES F WARRANTS · Derivative 0 $0.00 Strike: $3.68 $0.00
Disclosure

SEC source: 0001213900-22-001391 · ownership.xml · derivative · entry 4

Center Laboratories, Inc. · CIK 0001770423 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Bioengine Capital Inc.

Disclosed balance after: 0

Underlying: Common Stock · 384,824 shares

Expires 2020-06-24

F4 · date: The Reporting Person voluntarily discloses that, on July 24, 2020, Series F Warrants had expired. The Series F Warrants were directly held by Bioengine Capital Inc. and indirectly held by the Reporting Person, which owns 58.6% of Bioengine Capital Inc. As a result, the Reporting Person currently indirectly owns 0 shares of Series F Warrants.

F4 · kind: The Reporting Person voluntarily discloses that, on July 24, 2020, Series F Warrants had expired. The Series F Warrants were directly held by Bioengine Capital Inc. and indirectly held by the Reporting Person, which owns 58.6% of Bioengine Capital Inc. As a result, the Reporting Person currently indirectly owns 0 shares of Series F Warrants.

F4 · balance_after: The Reporting Person voluntarily discloses that, on July 24, 2020, Series F Warrants had expired. The Series F Warrants were directly held by Bioengine Capital Inc. and indirectly held by the Reporting Person, which owns 58.6% of Bioengine Capital Inc. As a result, the Reporting Person currently indirectly owns 0 shares of Series F Warrants.

F4 · ownership.direct: The Reporting Person voluntarily discloses that, on July 24, 2020, Series F Warrants had expired. The Series F Warrants were directly held by Bioengine Capital Inc. and indirectly held by the Reporting Person, which owns 58.6% of Bioengine Capital Inc. As a result, the Reporting Person currently indirectly owns 0 shares of Series F Warrants.

Read SEC document
May 20, 2020 Filed Jan 10, 2022 22:03 UTC WINDTREE THERAPEUTICS INC /DE/ WINT · Entity 8761 PurchaseSERIES J WARRANTS · Derivative 55,172 $0.00 Strike: $7.80 $0.00
Disclosure

SEC source: 0001213900-22-001391 · ownership.xml · derivative · entry 6

Center Laboratories, Inc. · CIK 0001770423 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Bioengine Capital Inc.

Disclosed balance after: 55,172

Underlying: Common Stock · 55,172 shares

Expires 2025-05-22

F6 · ownership.direct: The Series G and Series J Warrants are directly held by Bioengine Capital Inc. and indirectly held by the Reporting Person, which owns 58.6% of Bioengine Capital Inc.

Read SEC document
May 20, 2020 Filed Jan 10, 2022 22:03 UTC WINDTREE THERAPEUTICS INC /DE/ WINT · Entity 8761 OtherSERIES G WARRANTS · Derivative 249,004 $0.00 Strike: $12.15 $0.00
Disclosure

SEC source: 0001213900-22-001391 · ownership.xml · derivative · entry 5

Center Laboratories, Inc. · CIK 0001770423 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Bioengine Capital Inc.

Disclosed balance after: 249,004

Underlying: Common Stock · 249,004 shares

Expires 2023-12-24

F5 · kind: The Reporting Person voluntarily discloses that, on May 20, 2020, in connection with the Reverse Stock Split, the Issuer effected a 1-for-3 reverse split of all of its issued and outstanding Series G Warrants, which resulted in the Reporting Person's beneficial ownership of Series G Warrants being reduced from 747,012 shares of Series G Warrants to 249,004 shares of Series G Warrants.

F7 · derivative.exercise_date: The exercise of the Series G Warrants is subject to a beneficial ownership limitation of 9.99%, and this limitation can only be changed with effect from the 61st day after a notice requesting such change is delivered to the Issuer.

F5 · ownership.direct: The Reporting Person voluntarily discloses that, on May 20, 2020, in connection with the Reverse Stock Split, the Issuer effected a 1-for-3 reverse split of all of its issued and outstanding Series G Warrants, which resulted in the Reporting Person's beneficial ownership of Series G Warrants being reduced from 747,012 shares of Series G Warrants to 249,004 shares of Series G Warrants.

F6 · ownership.direct: The Series G and Series J Warrants are directly held by Bioengine Capital Inc. and indirectly held by the Reporting Person, which owns 58.6% of Bioengine Capital Inc.

Read SEC document
May 20, 2020 Filed Jan 10, 2022 22:03 UTC WINDTREE THERAPEUTICS INC /DE/ WINT · Entity 8761 PurchaseCommon Stock 55,172 $7.25 $399,997.00
Disclosure

SEC source: 0001213900-22-001391 · ownership.xml · nonDerivative · entry 2

Center Laboratories, Inc. · CIK 0001770423 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Bioengine Capital Inc.

Disclosed balance after: 1,239,088

F2 · ownership.direct: The shares of Common Stock are directly held by Bioengine Capital Inc, and indirectly held by the Reporting Person, which owns 58.6% of Bioengine Capital Inc.

Read SEC document
May 20, 2020 Filed Jan 10, 2022 22:03 UTC WINDTREE THERAPEUTICS INC /DE/ WINT · Entity 8761 OtherCommon Stock 3,551,750 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-001391 · ownership.xml · nonDerivative · entry 1

Center Laboratories, Inc. · CIK 0001770423 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Bioengine Capital Inc.

Disclosed balance after: 1,183,916

F1 · shares: The Reporting Person voluntarily discloses that, on May 20, 2020, the Issuer effected a 1-for-3 reverse stock split of its Common Stock (the "Reverse Stock Split"), which resulted in the Reporting Person's beneficial ownership of issued and outstanding Common Stock being reduced from 3,551,750 shares of Common Stock to 1,183,916 shares of Common Stock. The shares of Common Stock are directly held by Bioengine Capital Inc., and indirectly held by the Reporting Person, which owns 58.6% of Bioengine Capital Inc.

F2 · ownership.direct: The shares of Common Stock are directly held by Bioengine Capital Inc, and indirectly held by the Reporting Person, which owns 58.6% of Bioengine Capital Inc.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.