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Core & Main Management Feeder, LLC

Disclosed activity across 1 company

Tapewire entity
131430
SEC CIK
0001728626

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Core & Main, Inc.CNM · Entity 363410% ownerJanuary 10, 2022January 12, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Affiliate654,306 Reported balance After 2022-01-10 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2022-01-10 · Sale · Disposed 76,172 · Balance 654,306

F1: Represents securities held by CD&R Fund X Advisor Waterworks B, L.P. ("Fund X Advisor B").

F2: CD&R Waterworks Holdings GP, Ltd. ("CD&R Waterworks Holdings GP"), as the general partner of each of Fund X Advisor B, Fund X B1 and Fund X-A B (collectively, the "CD&R Blocker Fund AIVs"), CD&R Associates X Waterworks, L.P. ("CD&R Associates X"), as the sole shareholder of CD&R Waterworks Holdings GP, and CD&R Investment Associates X, Ltd. ("CD&R Investment Associates"), as the general partner of CD&R Associates X, may be deemed to beneficially own the securities held by the CD&R Blocker Fund AIVs. Each of CD&R Waterworks Holdings GP, CD&R Associates X and CD&R Investment Associates expressly disclaims beneficial ownership of the securities held by the CD&R Blocker Fund AIVs, except to the extent of its pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Affiliate97,932,497 Reported balance After 2022-01-10 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2022-01-10 · Sale · Disposed 11,400,972 · Balance 97,932,497

F2: CD&R Waterworks Holdings GP, Ltd. ("CD&R Waterworks Holdings GP"), as the general partner of each of Fund X Advisor B, Fund X B1 and Fund X-A B (collectively, the "CD&R Blocker Fund AIVs"), CD&R Associates X Waterworks, L.P. ("CD&R Associates X"), as the sole shareholder of CD&R Waterworks Holdings GP, and CD&R Investment Associates X, Ltd. ("CD&R Investment Associates"), as the general partner of CD&R Associates X, may be deemed to beneficially own the securities held by the CD&R Blocker Fund AIVs. Each of CD&R Waterworks Holdings GP, CD&R Associates X and CD&R Investment Associates expressly disclaims beneficial ownership of the securities held by the CD&R Blocker Fund AIVs, except to the extent of its pecuniary interest therein.

F3: Represents securities held by CD&R Fund X Waterworks B1, L.P. ("Fund X B1").

Class A Common StockSEC Table I · non-derivativeIndirectBy Affiliate8,811,168 Reported balance After 2022-01-10 transaction · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · 2022-01-10 · Sale · Disposed 1,025,767 · Balance 8,811,168

F2: CD&R Waterworks Holdings GP, Ltd. ("CD&R Waterworks Holdings GP"), as the general partner of each of Fund X Advisor B, Fund X B1 and Fund X-A B (collectively, the "CD&R Blocker Fund AIVs"), CD&R Associates X Waterworks, L.P. ("CD&R Associates X"), as the sole shareholder of CD&R Waterworks Holdings GP, and CD&R Investment Associates X, Ltd. ("CD&R Investment Associates"), as the general partner of CD&R Associates X, may be deemed to beneficially own the securities held by the CD&R Blocker Fund AIVs. Each of CD&R Waterworks Holdings GP, CD&R Associates X and CD&R Investment Associates expressly disclaims beneficial ownership of the securities held by the CD&R Blocker Fund AIVs, except to the extent of its pecuniary interest therein.

F4: Represents securities held by CD&R Fund X-A Waterworks B, L.P. ("Fund X-A B").

Class A Common StockSEC Table I · non-derivativeIndirectBy Affiliate7,497,089 Reported balance After 2022-01-10 transaction · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · 2022-01-10 · Conversion · Acquired 7,455,242 · Balance 7,497,089

F5: On January 10, 2022, 7,455,242 limited partner interests of Core & Main Holdings, LP ("Partnership Interests") held directly by the reporting person, together with the retirement of a corresponding number of shares of Class B common stock of the Issuer, were exchanged for shares of Class A common stock of the Issuer on a one-for-one basis pursuant to an exchange agreement, dated as of July 22, 2021 (as amended, the "Exchange Agreement").

F6: Represents securities held by CD&R Waterworks Holdings, LLC ("Waterworks Holdings").

F7: CD&R Waterworks Holdings, L.P. ("Waterworks Holdings, L.P."), as the sole member and manager of Waterworks Holdings, CD&R Waterworks Holdings GP, as the general partner of Waterworks Holdings, L.P., CD&R Associates X, as the sole shareholder of CD&R Waterworks Holdings GP, and CD&R Investment Associates, as the general partner of CD&R Associates X, may be deemed to beneficially own the securities held by Waterworks Holdings. Each of Waterworks Holdings, L.P., CD&R Waterworks Holdings GP, CD&R Associates X and CD&R Investment Associates expressly disclaims beneficial ownership of the securities held by Waterworks Holdings, except to the extent of its pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Affiliate0 Reported balance After 2022-01-10 transaction · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · 2022-01-10 · Sale · Disposed 7,497,089 · Balance 0

F6: Represents securities held by CD&R Waterworks Holdings, LLC ("Waterworks Holdings").

F7: CD&R Waterworks Holdings, L.P. ("Waterworks Holdings, L.P."), as the sole member and manager of Waterworks Holdings, CD&R Waterworks Holdings GP, as the general partner of Waterworks Holdings, L.P., CD&R Associates X, as the sole shareholder of CD&R Waterworks Holdings GP, and CD&R Investment Associates, as the general partner of CD&R Associates X, may be deemed to beneficially own the securities held by Waterworks Holdings. Each of Waterworks Holdings, L.P., CD&R Waterworks Holdings GP, CD&R Associates X and CD&R Investment Associates expressly disclaims beneficial ownership of the securities held by Waterworks Holdings, except to the extent of its pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Affiliate8,153 Reported balance Holding disclosure · report date 2022-01-10 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 8,153

F8: Represents securities held by Core & Main Management Feeder, LLC ("Management Feeder") on behalf of holders of common units of Management Feeder (the "Common Units"). Pursuant to the terms of, and subject to the restrictions and conditions set forth in, the Third Amended and Restated Limited Liability Company Agreement of Management Feeder, vested Common Units are redeemable at the discretion of the holder for limited partnership interests of Core & Main Holdings, LP and shares of Class B common stock of the Issuer on a one-for-one basis, and have no expiration date. Upon a redemption of Common Units, a holder will also receive a distribution of the Class A common stock allocated to those Common Units.

F9: CD&R Waterworks Holdings GP, as the manager of Management Feeder, CD&R Associates X, as the sole shareholder of CD&R Waterworks Holdings GP, and CD&R Investment Associates, as the general partner of CD&R Associates X, may be deemed to beneficially own the securities held by Management Feeder. Each of CD&R Waterworks Holdings GP, CD&R Associates X and CD&R Investment Associates expressly disclaims beneficial ownership of the securities held by Management Feeder, except to the extent of its pecuniary interest therein.

Class B Common Stock and Limited Partnership InterestsSEC Table II · derivative / convertible securityIndirectBy Affiliate64,398,773 Reported balance After 2022-01-10 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-01-10 · Conversion · Disposed 7,455,242 · Balance 64,398,773

F10: Pursuant to the terms of the Exchange Agreement, Partnership Interests, together with the retirement of a corresponding number of shares of Class B common stock of the Issuer, held by the reporting person are exchangeable at the discretion of the reporting person for shares of the Issuer's Class A common stock on a one-for-one basis, or, at the election of a majority of the disinterested members of the Issuer's board of directors, for cash from a substantially concurrent public offering or private sale (based on the price of the Issuer's Class A common stock sold in such public offering or private sale), net of any underwriting discounts and commissions, for each partnership interest exchanged, subject to certain exceptions, conditions and adjustments, and have no expiration date.

F5: On January 10, 2022, 7,455,242 limited partner interests of Core & Main Holdings, LP ("Partnership Interests") held directly by the reporting person, together with the retirement of a corresponding number of shares of Class B common stock of the Issuer, were exchanged for shares of Class A common stock of the Issuer on a one-for-one basis pursuant to an exchange agreement, dated as of July 22, 2021 (as amended, the "Exchange Agreement").

F6: Represents securities held by CD&R Waterworks Holdings, LLC ("Waterworks Holdings").

F7: CD&R Waterworks Holdings, L.P. ("Waterworks Holdings, L.P."), as the sole member and manager of Waterworks Holdings, CD&R Waterworks Holdings GP, as the general partner of Waterworks Holdings, L.P., CD&R Associates X, as the sole shareholder of CD&R Waterworks Holdings GP, and CD&R Investment Associates, as the general partner of CD&R Associates X, may be deemed to beneficially own the securities held by Waterworks Holdings. Each of Waterworks Holdings, L.P., CD&R Waterworks Holdings GP, CD&R Associates X and CD&R Investment Associates expressly disclaims beneficial ownership of the securities held by Waterworks Holdings, except to the extent of its pecuniary interest therein.

Class B Common Stock and Limited Partnership InterestsSEC Table II · derivative / convertible securityIndirectBy Affiliate13,999,368 Reported balance Holding disclosure · report date 2022-01-10 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 13,999,368

F10: Pursuant to the terms of the Exchange Agreement, Partnership Interests, together with the retirement of a corresponding number of shares of Class B common stock of the Issuer, held by the reporting person are exchangeable at the discretion of the reporting person for shares of the Issuer's Class A common stock on a one-for-one basis, or, at the election of a majority of the disinterested members of the Issuer's board of directors, for cash from a substantially concurrent public offering or private sale (based on the price of the Issuer's Class A common stock sold in such public offering or private sale), net of any underwriting discounts and commissions, for each partnership interest exchanged, subject to certain exceptions, conditions and adjustments, and have no expiration date.

F8: Represents securities held by Core & Main Management Feeder, LLC ("Management Feeder") on behalf of holders of common units of Management Feeder (the "Common Units"). Pursuant to the terms of, and subject to the restrictions and conditions set forth in, the Third Amended and Restated Limited Liability Company Agreement of Management Feeder, vested Common Units are redeemable at the discretion of the holder for limited partnership interests of Core & Main Holdings, LP and shares of Class B common stock of the Issuer on a one-for-one basis, and have no expiration date. Upon a redemption of Common Units, a holder will also receive a distribution of the Class A common stock allocated to those Common Units.

F9: CD&R Waterworks Holdings GP, as the manager of Management Feeder, CD&R Associates X, as the sole shareholder of CD&R Waterworks Holdings GP, and CD&R Investment Associates, as the general partner of CD&R Associates X, may be deemed to beneficially own the securities held by Management Feeder. Each of CD&R Waterworks Holdings GP, CD&R Associates X and CD&R Investment Associates expressly disclaims beneficial ownership of the securities held by Management Feeder, except to the extent of its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents securities held by CD&R Fund X Advisor Waterworks B, L.P. ("Fund X Advisor B").

F2: CD&R Waterworks Holdings GP, Ltd. ("CD&R Waterworks Holdings GP"), as the general partner of each of Fund X Advisor B, Fund X B1 and Fund X-A B (collectively, the "CD&R Blocker Fund AIVs"), CD&R Associates X Waterworks, L.P. ("CD&R Associates X"), as the sole shareholder of CD&R Waterworks Holdings GP, and CD&R Investment Associates X, Ltd. ("CD&R Investment Associates"), as the general partner of CD&R Associates X, may be deemed to beneficially own the securities held by the CD&R Blocker Fund AIVs. Each of CD&R Waterworks Holdings GP, CD&R Associates X and CD&R Investment Associates expressly disclaims beneficial ownership of the securities held by the CD&R Blocker Fund AIVs, except to the extent of its pecuniary interest therein.

F3: Represents securities held by CD&R Fund X Waterworks B1, L.P. ("Fund X B1").

F4: Represents securities held by CD&R Fund X-A Waterworks B, L.P. ("Fund X-A B").

F5: On January 10, 2022, 7,455,242 limited partner interests of Core & Main Holdings, LP ("Partnership Interests") held directly by the reporting person, together with the retirement of a corresponding number of shares of Class B common stock of the Issuer, were exchanged for shares of Class A common stock of the Issuer on a one-for-one basis pursuant to an exchange agreement, dated as of July 22, 2021 (as amended, the "Exchange Agreement").

F6: Represents securities held by CD&R Waterworks Holdings, LLC ("Waterworks Holdings").

F7: CD&R Waterworks Holdings, L.P. ("Waterworks Holdings, L.P."), as the sole member and manager of Waterworks Holdings, CD&R Waterworks Holdings GP, as the general partner of Waterworks Holdings, L.P., CD&R Associates X, as the sole shareholder of CD&R Waterworks Holdings GP, and CD&R Investment Associates, as the general partner of CD&R Associates X, may be deemed to beneficially own the securities held by Waterworks Holdings. Each of Waterworks Holdings, L.P., CD&R Waterworks Holdings GP, CD&R Associates X and CD&R Investment Associates expressly disclaims beneficial ownership of the securities held by Waterworks Holdings, except to the extent of its pecuniary interest therein.

F8: Represents securities held by Core & Main Management Feeder, LLC ("Management Feeder") on behalf of holders of common units of Management Feeder (the "Common Units"). Pursuant to the terms of, and subject to the restrictions and conditions set forth in, the Third Amended and Restated Limited Liability Company Agreement of Management Feeder, vested Common Units are redeemable at the discretion of the holder for limited partnership interests of Core & Main Holdings, LP and shares of Class B common stock of the Issuer on a one-for-one basis, and have no expiration date. Upon a redemption of Common Units, a holder will also receive a distribution of the Class A common stock allocated to those Common Units.

F9: CD&R Waterworks Holdings GP, as the manager of Management Feeder, CD&R Associates X, as the sole shareholder of CD&R Waterworks Holdings GP, and CD&R Investment Associates, as the general partner of CD&R Associates X, may be deemed to beneficially own the securities held by Management Feeder. Each of CD&R Waterworks Holdings GP, CD&R Associates X and CD&R Investment Associates expressly disclaims beneficial ownership of the securities held by Management Feeder, except to the extent of its pecuniary interest therein.

F10: Pursuant to the terms of the Exchange Agreement, Partnership Interests, together with the retirement of a corresponding number of shares of Class B common stock of the Issuer, held by the reporting person are exchangeable at the discretion of the reporting person for shares of the Issuer's Class A common stock on a one-for-one basis, or, at the election of a majority of the disinterested members of the Issuer's board of directors, for cash from a substantially concurrent public offering or private sale (based on the price of the Issuer's Class A common stock sold in such public offering or private sale), net of any underwriting discounts and commissions, for each partnership interest exchanged, subject to certain exceptions, conditions and adjustments, and have no expiration date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 10, 2022 Filed Jan 12, 2022 18:01 UTC Core & Main, Inc. CNM · Entity 3634 ConversionClass B Common Stock and Limited Partnership Interests · Derivative 7,455,242 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003106 · doc4.xml · derivative · entry 7

CD&R Investment Associates X, Ltd. · CIK 0001759120 · 10% owner

CD&R Fund X Waterworks B1, L.P. · CIK 0001871836 · 10% owner

CD&R Fund X-A Waterworks B, L.P. · CIK 0001871835 · 10% owner

CD&R Waterworks Holdings, L.P. · CIK 0001871833 · 10% owner

Core & Main Management Feeder, LLC · CIK 0001728626 · 10% owner

CD&R Waterworks Holdings GP, Ltd. · CIK 0001871834 · 10% owner

CD&R Fund X Advisor Waterworks B, L.P. · CIK 0001871837 · 10% owner

CD&R Waterworks Holdings, LLC · CIK 0001874292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Affiliate

Disclosed balance after: 64,398,773

Underlying: Class A Common Stock · 7,455,242 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, Partnership Interests, together with the retirement of a corresponding number of shares of Class B common stock of the Issuer, held by the reporting person are exchangeable at the discretion of the reporting person for shares of the Issuer's Class A common stock on a one-for-one basis, or, at the election of a majority of the disinterested members of the Issuer's board of directors, for cash from a substantially concurrent public offering or private sale (based on the price of the Issuer's Class A common stock sold in such public offering or private sale), net of any underwriting discounts and commissions, for each partnership interest exchanged, subject to certain exceptions, conditions and adjustments, and have no expiration date.

F5 · kind: On January 10, 2022, 7,455,242 limited partner interests of Core & Main Holdings, LP ("Partnership Interests") held directly by the reporting person, together with the retirement of a corresponding number of shares of Class B common stock of the Issuer, were exchanged for shares of Class A common stock of the Issuer on a one-for-one basis pursuant to an exchange agreement, dated as of July 22, 2021 (as amended, the "Exchange Agreement").

F10 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, Partnership Interests, together with the retirement of a corresponding number of shares of Class B common stock of the Issuer, held by the reporting person are exchangeable at the discretion of the reporting person for shares of the Issuer's Class A common stock on a one-for-one basis, or, at the election of a majority of the disinterested members of the Issuer's board of directors, for cash from a substantially concurrent public offering or private sale (based on the price of the Issuer's Class A common stock sold in such public offering or private sale), net of any underwriting discounts and commissions, for each partnership interest exchanged, subject to certain exceptions, conditions and adjustments, and have no expiration date.

F10 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, Partnership Interests, together with the retirement of a corresponding number of shares of Class B common stock of the Issuer, held by the reporting person are exchangeable at the discretion of the reporting person for shares of the Issuer's Class A common stock on a one-for-one basis, or, at the election of a majority of the disinterested members of the Issuer's board of directors, for cash from a substantially concurrent public offering or private sale (based on the price of the Issuer's Class A common stock sold in such public offering or private sale), net of any underwriting discounts and commissions, for each partnership interest exchanged, subject to certain exceptions, conditions and adjustments, and have no expiration date.

F6 · ownership.direct: Represents securities held by CD&R Waterworks Holdings, LLC ("Waterworks Holdings").

F7 · ownership.direct: CD&R Waterworks Holdings, L.P. ("Waterworks Holdings, L.P."), as the sole member and manager of Waterworks Holdings, CD&R Waterworks Holdings GP, as the general partner of Waterworks Holdings, L.P., CD&R Associates X, as the sole shareholder of CD&R Waterworks Holdings GP, and CD&R Investment Associates, as the general partner of CD&R Associates X, may be deemed to beneficially own the securities held by Waterworks Holdings. Each of Waterworks Holdings, L.P., CD&R Waterworks Holdings GP, CD&R Associates X and CD&R Investment Associates expressly disclaims beneficial ownership of the securities held by Waterworks Holdings, except to the extent of its pecuniary interest therein.

Read SEC document
January 10, 2022 Filed Jan 12, 2022 18:01 UTC Core & Main, Inc. CNM · Entity 3634 SaleClass A Common Stock 7,497,089 $25.12 $188,296,887.32
Disclosure

SEC source: 0001209191-22-003106 · doc4.xml · nonDerivative · entry 5

CD&R Investment Associates X, Ltd. · CIK 0001759120 · 10% owner

CD&R Fund X Waterworks B1, L.P. · CIK 0001871836 · 10% owner

CD&R Fund X-A Waterworks B, L.P. · CIK 0001871835 · 10% owner

CD&R Waterworks Holdings, L.P. · CIK 0001871833 · 10% owner

Core & Main Management Feeder, LLC · CIK 0001728626 · 10% owner

CD&R Waterworks Holdings GP, Ltd. · CIK 0001871834 · 10% owner

CD&R Fund X Advisor Waterworks B, L.P. · CIK 0001871837 · 10% owner

CD&R Waterworks Holdings, LLC · CIK 0001874292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Affiliate

Disclosed balance after: 0

F6 · ownership.direct: Represents securities held by CD&R Waterworks Holdings, LLC ("Waterworks Holdings").

F7 · ownership.direct: CD&R Waterworks Holdings, L.P. ("Waterworks Holdings, L.P."), as the sole member and manager of Waterworks Holdings, CD&R Waterworks Holdings GP, as the general partner of Waterworks Holdings, L.P., CD&R Associates X, as the sole shareholder of CD&R Waterworks Holdings GP, and CD&R Investment Associates, as the general partner of CD&R Associates X, may be deemed to beneficially own the securities held by Waterworks Holdings. Each of Waterworks Holdings, L.P., CD&R Waterworks Holdings GP, CD&R Associates X and CD&R Investment Associates expressly disclaims beneficial ownership of the securities held by Waterworks Holdings, except to the extent of its pecuniary interest therein.

Read SEC document
January 10, 2022 Filed Jan 12, 2022 18:01 UTC Core & Main, Inc. CNM · Entity 3634 ConversionClass A Common Stock 7,455,242 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003106 · doc4.xml · nonDerivative · entry 4

CD&R Investment Associates X, Ltd. · CIK 0001759120 · 10% owner

CD&R Fund X Waterworks B1, L.P. · CIK 0001871836 · 10% owner

CD&R Fund X-A Waterworks B, L.P. · CIK 0001871835 · 10% owner

CD&R Waterworks Holdings, L.P. · CIK 0001871833 · 10% owner

Core & Main Management Feeder, LLC · CIK 0001728626 · 10% owner

CD&R Waterworks Holdings GP, Ltd. · CIK 0001871834 · 10% owner

CD&R Fund X Advisor Waterworks B, L.P. · CIK 0001871837 · 10% owner

CD&R Waterworks Holdings, LLC · CIK 0001874292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Affiliate

Disclosed balance after: 7,497,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: On January 10, 2022, 7,455,242 limited partner interests of Core & Main Holdings, LP ("Partnership Interests") held directly by the reporting person, together with the retirement of a corresponding number of shares of Class B common stock of the Issuer, were exchanged for shares of Class A common stock of the Issuer on a one-for-one basis pursuant to an exchange agreement, dated as of July 22, 2021 (as amended, the "Exchange Agreement").

F6 · ownership.direct: Represents securities held by CD&R Waterworks Holdings, LLC ("Waterworks Holdings").

F7 · ownership.direct: CD&R Waterworks Holdings, L.P. ("Waterworks Holdings, L.P."), as the sole member and manager of Waterworks Holdings, CD&R Waterworks Holdings GP, as the general partner of Waterworks Holdings, L.P., CD&R Associates X, as the sole shareholder of CD&R Waterworks Holdings GP, and CD&R Investment Associates, as the general partner of CD&R Associates X, may be deemed to beneficially own the securities held by Waterworks Holdings. Each of Waterworks Holdings, L.P., CD&R Waterworks Holdings GP, CD&R Associates X and CD&R Investment Associates expressly disclaims beneficial ownership of the securities held by Waterworks Holdings, except to the extent of its pecuniary interest therein.

Read SEC document
January 10, 2022 Filed Jan 12, 2022 18:01 UTC Core & Main, Inc. CNM · Entity 3634 SaleClass A Common Stock 1,025,767 $25.12 $25,763,163.97
Disclosure

SEC source: 0001209191-22-003106 · doc4.xml · nonDerivative · entry 3

CD&R Investment Associates X, Ltd. · CIK 0001759120 · 10% owner

CD&R Fund X Waterworks B1, L.P. · CIK 0001871836 · 10% owner

CD&R Fund X-A Waterworks B, L.P. · CIK 0001871835 · 10% owner

CD&R Waterworks Holdings, L.P. · CIK 0001871833 · 10% owner

Core & Main Management Feeder, LLC · CIK 0001728626 · 10% owner

CD&R Waterworks Holdings GP, Ltd. · CIK 0001871834 · 10% owner

CD&R Fund X Advisor Waterworks B, L.P. · CIK 0001871837 · 10% owner

CD&R Waterworks Holdings, LLC · CIK 0001874292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Affiliate

Disclosed balance after: 8,811,168

F2 · ownership.direct: CD&R Waterworks Holdings GP, Ltd. ("CD&R Waterworks Holdings GP"), as the general partner of each of Fund X Advisor B, Fund X B1 and Fund X-A B (collectively, the "CD&R Blocker Fund AIVs"), CD&R Associates X Waterworks, L.P. ("CD&R Associates X"), as the sole shareholder of CD&R Waterworks Holdings GP, and CD&R Investment Associates X, Ltd. ("CD&R Investment Associates"), as the general partner of CD&R Associates X, may be deemed to beneficially own the securities held by the CD&R Blocker Fund AIVs. Each of CD&R Waterworks Holdings GP, CD&R Associates X and CD&R Investment Associates expressly disclaims beneficial ownership of the securities held by the CD&R Blocker Fund AIVs, except to the extent of its pecuniary interest therein.

F4 · ownership.direct: Represents securities held by CD&R Fund X-A Waterworks B, L.P. ("Fund X-A B").

Read SEC document
January 10, 2022 Filed Jan 12, 2022 18:01 UTC Core & Main, Inc. CNM · Entity 3634 SaleClass A Common Stock 11,400,972 $25.12 $286,346,812.75
Disclosure

SEC source: 0001209191-22-003106 · doc4.xml · nonDerivative · entry 2

CD&R Investment Associates X, Ltd. · CIK 0001759120 · 10% owner

CD&R Fund X Waterworks B1, L.P. · CIK 0001871836 · 10% owner

CD&R Fund X-A Waterworks B, L.P. · CIK 0001871835 · 10% owner

CD&R Waterworks Holdings, L.P. · CIK 0001871833 · 10% owner

Core & Main Management Feeder, LLC · CIK 0001728626 · 10% owner

CD&R Waterworks Holdings GP, Ltd. · CIK 0001871834 · 10% owner

CD&R Fund X Advisor Waterworks B, L.P. · CIK 0001871837 · 10% owner

CD&R Waterworks Holdings, LLC · CIK 0001874292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Affiliate

Disclosed balance after: 97,932,497

F2 · ownership.direct: CD&R Waterworks Holdings GP, Ltd. ("CD&R Waterworks Holdings GP"), as the general partner of each of Fund X Advisor B, Fund X B1 and Fund X-A B (collectively, the "CD&R Blocker Fund AIVs"), CD&R Associates X Waterworks, L.P. ("CD&R Associates X"), as the sole shareholder of CD&R Waterworks Holdings GP, and CD&R Investment Associates X, Ltd. ("CD&R Investment Associates"), as the general partner of CD&R Associates X, may be deemed to beneficially own the securities held by the CD&R Blocker Fund AIVs. Each of CD&R Waterworks Holdings GP, CD&R Associates X and CD&R Investment Associates expressly disclaims beneficial ownership of the securities held by the CD&R Blocker Fund AIVs, except to the extent of its pecuniary interest therein.

F3 · ownership.direct: Represents securities held by CD&R Fund X Waterworks B1, L.P. ("Fund X B1").

Read SEC document
January 10, 2022 Filed Jan 12, 2022 18:01 UTC Core & Main, Inc. CNM · Entity 3634 SaleClass A Common Stock 76,172 $25.12 $1,913,135.95
Disclosure

SEC source: 0001209191-22-003106 · doc4.xml · nonDerivative · entry 1

CD&R Investment Associates X, Ltd. · CIK 0001759120 · 10% owner

CD&R Fund X Waterworks B1, L.P. · CIK 0001871836 · 10% owner

CD&R Fund X-A Waterworks B, L.P. · CIK 0001871835 · 10% owner

CD&R Waterworks Holdings, L.P. · CIK 0001871833 · 10% owner

Core & Main Management Feeder, LLC · CIK 0001728626 · 10% owner

CD&R Waterworks Holdings GP, Ltd. · CIK 0001871834 · 10% owner

CD&R Fund X Advisor Waterworks B, L.P. · CIK 0001871837 · 10% owner

CD&R Waterworks Holdings, LLC · CIK 0001874292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Affiliate

Disclosed balance after: 654,306

F1 · ownership.direct: Represents securities held by CD&R Fund X Advisor Waterworks B, L.P. ("Fund X Advisor B").

F2 · ownership.direct: CD&R Waterworks Holdings GP, Ltd. ("CD&R Waterworks Holdings GP"), as the general partner of each of Fund X Advisor B, Fund X B1 and Fund X-A B (collectively, the "CD&R Blocker Fund AIVs"), CD&R Associates X Waterworks, L.P. ("CD&R Associates X"), as the sole shareholder of CD&R Waterworks Holdings GP, and CD&R Investment Associates X, Ltd. ("CD&R Investment Associates"), as the general partner of CD&R Associates X, may be deemed to beneficially own the securities held by the CD&R Blocker Fund AIVs. Each of CD&R Waterworks Holdings GP, CD&R Associates X and CD&R Investment Associates expressly disclaims beneficial ownership of the securities held by the CD&R Blocker Fund AIVs, except to the extent of its pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.