Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Philip Morris International Inc.PM · Entity 2818 | VP and Corporate Secretary | September 24, 2010 | September 28, 2010 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Philip Morris International Inc.
Report date September 24, 2010 · Filed September 28, 2010
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 150,747 |
Reported balance
After 2010-09-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2010-09-24 · Exercise / conversion · Acquired 5,801 · Balance 150,747 |
| Common StockSEC Table I · non-derivative | Direct | 160,566 |
Reported balance
After 2010-09-24 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2010-09-24 · Exercise / conversion · Acquired 9,819 · Balance 160,566 |
| Common StockSEC Table I · non-derivative | Direct | 158,166 |
Reported balance
After 2010-09-24 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2010-09-24 · Sale · Disposed 2,400 · Balance 158,166 |
| Common StockSEC Table I · non-derivative | Direct | 157,166 |
Reported balance
After 2010-09-24 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2010-09-24 · Sale · Disposed 1,000 · Balance 157,166 |
| Common StockSEC Table I · non-derivative | Direct | 156,866 |
Reported balance
After 2010-09-24 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2010-09-24 · Sale · Disposed 300 · Balance 156,866 |
| Common StockSEC Table I · non-derivative | Direct | 156,766 |
Reported balance
After 2010-09-24 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2010-09-24 · Sale · Disposed 100 · Balance 156,766 |
| Common StockSEC Table I · non-derivative | Direct | 149,370 |
Reported balance
After 2010-09-24 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2010-09-24 · Sale · Disposed 7,396 · Balance 149,370 |
| Common StockSEC Table I · non-derivative | Direct | 149,170 |
Reported balance
After 2010-09-24 transaction · row 8
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 8 · 2010-09-24 · Sale · Disposed 200 · Balance 149,170 |
| Common StockSEC Table I · non-derivative | Direct | 149,070 |
Reported balance
After 2010-09-24 transaction · row 9
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 9 · 2010-09-24 · Sale · Disposed 100 · Balance 149,070 |
| Common StockSEC Table I · non-derivative | Direct | 146,298 |
Reported balance
After 2010-09-24 transaction · row 10
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 10 · 2010-09-24 · Sale · Disposed 2,772 · Balance 146,298 |
| Common StockSEC Table I · non-derivative | Direct | 145,422 |
Reported balance
After 2010-09-24 transaction · row 11
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 11 · 2010-09-24 · Sale · Disposed 876 · Balance 145,422 |
| Common StockSEC Table I · non-derivative | Direct | 145,146 |
Reported balance
After 2010-09-24 transaction · row 12
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 12 · 2010-09-24 · Sale · Disposed 276 · Balance 145,146 |
| Common StockSEC Table I · non-derivative | Direct | 144,946 |
Reported balance
After 2010-09-24 transaction · row 13
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 13 · 2010-09-24 · Sale · Disposed 200 · Balance 144,946 F1: Includes 56,796 Deferred Shares. |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.64 · Expires 2011-06-12 | Direct | 0 |
Reported balance
After 2010-09-24 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2010-09-24 · Exercise / conversion · Disposed 5,801 · Balance 0 |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.05 · Expires 2011-06-12 | Direct | 0 |
Reported balance
After 2010-09-24 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2010-09-24 · Exercise / conversion · Disposed 9,819 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectDPS | 587 |
Reported balance
Holding disclosure · report date 2010-09-24 · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · Balance 587 F2: Shares held in the Philip Morris International Inc. Deferred-Profit Sharing Plan as of August 31, 2010. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 56,796 Deferred Shares.
F2: Shares held in the Philip Morris International Inc. Deferred-Profit Sharing Plan as of August 31, 2010.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ALTRIA GROUP, INC.
Report date March 28, 2008 · Filed April 01, 2008
Section 16 reporting ended · disclosed 2008-04-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 87,166 |
Reported balance
After 2008-03-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2008-03-28 · Other · Disposed 8,080 · Balance 87,166 F1: Reflects the cancellation of deferred stock awarded on January 30, 2008 in accordance with the terms of the 2005 Performance Incentive Plan and Employee Matters Agreement dated as of March 28, 2008 between Altria Group, Inc. and Philip Morris International Inc. This grant was cancelled in connection with the spin-off of Philip Morris International Inc. from Altria Group, Inc. on March 28, 2008 and replaced with an award of deferred stock of equivalent value of Philip Morris International Inc. F2: Includes 7,420 shares of Restricted Stock and 9,154 shares of Deferred Stock. |
| Common StockSEC Table I · non-derivative | IndirectDPS | 527 |
Reported balance
Holding disclosure · report date 2008-03-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 527 F3: Shares held in the Altria Deferred Profit Sharing Plan as of February 29, 2008. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the cancellation of deferred stock awarded on January 30, 2008 in accordance with the terms of the 2005 Performance Incentive Plan and Employee Matters Agreement dated as of March 28, 2008 between Altria Group, Inc. and Philip Morris International Inc. This grant was cancelled in connection with the spin-off of Philip Morris International Inc. from Altria Group, Inc. on March 28, 2008 and replaced with an award of deferred stock of equivalent value of Philip Morris International Inc.
F2: Includes 7,420 shares of Restricted Stock and 9,154 shares of Deferred Stock.
F3: Shares held in the Altria Deferred Profit Sharing Plan as of February 29, 2008.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 28, 2004 Filed Jan 29, 2004 21:18 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantCommon Stock | 9,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001025077-04-000002 · doc4.xml · nonDerivative · entry 1 HOLSENBECK G PENN · CIK 0001025077 · VP, Assc.Gen.Coun.and Corp.Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,471 F1 · balance_after: Includes 25,500 shares of Restricted Stock. Read SEC document |
| October 21, 2003 Filed Oct 22, 2003 19:14 UTC | ALTRIA GROUP, INC. MO · Entity 188 | SaleCommon Stock | 371 | $45.44 | $16,858.24 |
DisclosureSEC source: 0001181431-03-027246 · rrd20719.xml · nonDerivative · entry 6 HOLSENBECK G PENN · CIK 0001025077 · VP/Ass. Gen Counsel/Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,991 F1 · balance_after: Includes 16,020 shares of Restricted Stock. Read SEC document |
| October 21, 2003 Filed Oct 22, 2003 19:14 UTC | ALTRIA GROUP, INC. MO · Entity 188 | SaleCommon Stock | 1,019 | $45.44 | $46,303.36 |
DisclosureSEC source: 0001181431-03-027246 · rrd20719.xml · nonDerivative · entry 5 HOLSENBECK G PENN · CIK 0001025077 · VP/Ass. Gen Counsel/Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,362 Read SEC document |
| October 20, 2003 Filed Oct 22, 2003 19:14 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantOption (Right to Buy) · Derivative | 6,611 | $0.00 Strike: $44.85 | $0.00 |
DisclosureSEC source: 0001181431-03-027246 · rrd20719.xml · derivative · entry 11 HOLSENBECK G PENN · CIK 0001025077 · VP/Ass. Gen Counsel/Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,611 Underlying: Common Stock · 6,611 shares Expires 2005-06-24 Read SEC document |
| October 20, 2003 Filed Oct 22, 2003 19:14 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantOption (Right to Buy) · Derivative | 14,636 | $0.00 Strike: $44.85 | $0.00 |
DisclosureSEC source: 0001181431-03-027246 · rrd20719.xml · derivative · entry 10 HOLSENBECK G PENN · CIK 0001025077 · VP/Ass. Gen Counsel/Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,636 Underlying: Common Stock · 14,636 shares Expires 2010-01-26 Read SEC document |
| October 20, 2003 Filed Oct 22, 2003 19:14 UTC | ALTRIA GROUP, INC. MO · Entity 188 | Exercise / conversionOption (Right to Buy) · Derivative | 8,449 | $0.00 Strike: $24.94 | $0.00 |
DisclosureSEC source: 0001181431-03-027246 · rrd20719.xml · derivative · entry 9 HOLSENBECK G PENN · CIK 0001025077 · VP/Ass. Gen Counsel/Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,330 Underlying: Common Stock · 8,449 shares Expires 2005-06-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 20, 2003 Filed Oct 22, 2003 19:14 UTC | ALTRIA GROUP, INC. MO · Entity 188 | Exercise / conversionOption (Right to Buy) · Derivative | 19,697 | $0.00 Strike: $21.34 | $0.00 |
DisclosureSEC source: 0001181431-03-027246 · rrd20719.xml · derivative · entry 8 HOLSENBECK G PENN · CIK 0001025077 · VP/Ass. Gen Counsel/Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,697 shares Expires 2010-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 20, 2003 Filed Oct 22, 2003 19:14 UTC | ALTRIA GROUP, INC. MO · Entity 188 | Tax withholdingCommon Stock | 6,240 | $44.85 | $279,832.80 |
DisclosureSEC source: 0001181431-03-027246 · rrd20719.xml · nonDerivative · entry 4 HOLSENBECK G PENN · CIK 0001025077 · VP/Ass. Gen Counsel/Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,381 Read SEC document |
| October 20, 2003 Filed Oct 22, 2003 19:14 UTC | ALTRIA GROUP, INC. MO · Entity 188 | Exercise / conversionCommon Stock | 8,449 | $24.94 | $210,692.71 |
DisclosureSEC source: 0001181431-03-027246 · rrd20719.xml · nonDerivative · entry 3 HOLSENBECK G PENN · CIK 0001025077 · VP/Ass. Gen Counsel/Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 20, 2003 Filed Oct 22, 2003 19:14 UTC | ALTRIA GROUP, INC. MO · Entity 188 | Tax withholdingCommon Stock | 13,617 | $44.85 | $610,654.37 |
DisclosureSEC source: 0001181431-03-027246 · rrd20719.xml · nonDerivative · entry 2 HOLSENBECK G PENN · CIK 0001025077 · VP/Ass. Gen Counsel/Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,172 Read SEC document |
| October 20, 2003 Filed Oct 22, 2003 19:14 UTC | ALTRIA GROUP, INC. MO · Entity 188 | Exercise / conversionCommon Stock | 19,697 | $21.34 | $420,412.77 |
DisclosureSEC source: 0001181431-03-027246 · rrd20719.xml · nonDerivative · entry 1 HOLSENBECK G PENN · CIK 0001025077 · VP/Ass. Gen Counsel/Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 20, 2003 Filed Apr 20, 2007 16:41 UTC | ALTRIA GROUP, INC. MO · Entity 188 | OtherOption (Right to Buy) · Derivative | 0 | $0.00 Strike: $33.66 | $0.00 |
DisclosureSEC source: 0001182489-07-000457 · edgar.xml · derivative · entry 6 HOLSENBECK G PENN · CIK 0001025077 · VP, Assc.Gen.Coun.and Corp.Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,636 Underlying: Common Stock · 14,636 shares Expires 2010-01-26 F4 · derivative.exercise_price: Reflects a price adjustment to a previously issued option award in accordance with the terms of the Company's equity compensation plans in connection with the spin-off of Kraft Foods Inc. on March 30, 2007. F4 · date: Reflects a price adjustment to a previously issued option award in accordance with the terms of the Company's equity compensation plans in connection with the spin-off of Kraft Foods Inc. on March 30, 2007. Read SEC document |
| February 04, 2002 Filed Apr 20, 2007 16:41 UTC | ALTRIA GROUP, INC. MO · Entity 188 | OtherOption (Right to Buy) · Derivative | 0 | $0.00 Strike: $37.21 | $0.00 |
DisclosureSEC source: 0001182489-07-000457 · edgar.xml · derivative · entry 5 HOLSENBECK G PENN · CIK 0001025077 · VP, Assc.Gen.Coun.and Corp.Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,404 Underlying: Common Stock · 8,404 shares Expires 2010-01-26 F4 · derivative.exercise_price: Reflects a price adjustment to a previously issued option award in accordance with the terms of the Company's equity compensation plans in connection with the spin-off of Kraft Foods Inc. on March 30, 2007. F4 · date: Reflects a price adjustment to a previously issued option award in accordance with the terms of the Company's equity compensation plans in connection with the spin-off of Kraft Foods Inc. on March 30, 2007. Read SEC document |
| July 24, 2001 Filed Apr 20, 2007 16:41 UTC | ALTRIA GROUP, INC. MO · Entity 188 | OtherOption (Right to Buy) · Derivative | 0 | $0.00 Strike: $34.18 | $0.00 |
DisclosureSEC source: 0001182489-07-000457 · edgar.xml · derivative · entry 4 HOLSENBECK G PENN · CIK 0001025077 · VP, Assc.Gen.Coun.and Corp.Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,368 Underlying: Common Stock · 6,368 shares Expires 2010-01-26 F4 · derivative.exercise_price: Reflects a price adjustment to a previously issued option award in accordance with the terms of the Company's equity compensation plans in connection with the spin-off of Kraft Foods Inc. on March 30, 2007. F4 · date: Reflects a price adjustment to a previously issued option award in accordance with the terms of the Company's equity compensation plans in connection with the spin-off of Kraft Foods Inc. on March 30, 2007. Read SEC document |
| June 12, 2001 Filed Apr 20, 2007 16:41 UTC | ALTRIA GROUP, INC. MO · Entity 188 | OtherOption (Right to Buy) · Derivative | 0 | $0.00 Strike: $36.80 | $0.00 |
DisclosureSEC source: 0001182489-07-000457 · edgar.xml · derivative · entry 3 HOLSENBECK G PENN · CIK 0001025077 · VP, Assc.Gen.Coun.and Corp.Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,802 Underlying: Common Stock · 5,802 shares Expires 2011-06-12 F4 · derivative.exercise_price: Reflects a price adjustment to a previously issued option award in accordance with the terms of the Company's equity compensation plans in connection with the spin-off of Kraft Foods Inc. on March 30, 2007. F4 · date: Reflects a price adjustment to a previously issued option award in accordance with the terms of the Company's equity compensation plans in connection with the spin-off of Kraft Foods Inc. on March 30, 2007. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.