Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Philip Morris International Inc.PM · Entity 2818 | VP and Corporate Secretary | September 24, 2010 | September 28, 2010 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Philip Morris International Inc.
Report date September 24, 2010 · Filed September 28, 2010
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 150,747 |
Reported balance
After 2010-09-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2010-09-24 · Exercise / conversion · Acquired 5,801 · Balance 150,747 |
| Common StockSEC Table I · non-derivative | Direct | 160,566 |
Reported balance
After 2010-09-24 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2010-09-24 · Exercise / conversion · Acquired 9,819 · Balance 160,566 |
| Common StockSEC Table I · non-derivative | Direct | 158,166 |
Reported balance
After 2010-09-24 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2010-09-24 · Sale · Disposed 2,400 · Balance 158,166 |
| Common StockSEC Table I · non-derivative | Direct | 157,166 |
Reported balance
After 2010-09-24 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2010-09-24 · Sale · Disposed 1,000 · Balance 157,166 |
| Common StockSEC Table I · non-derivative | Direct | 156,866 |
Reported balance
After 2010-09-24 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2010-09-24 · Sale · Disposed 300 · Balance 156,866 |
| Common StockSEC Table I · non-derivative | Direct | 156,766 |
Reported balance
After 2010-09-24 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2010-09-24 · Sale · Disposed 100 · Balance 156,766 |
| Common StockSEC Table I · non-derivative | Direct | 149,370 |
Reported balance
After 2010-09-24 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2010-09-24 · Sale · Disposed 7,396 · Balance 149,370 |
| Common StockSEC Table I · non-derivative | Direct | 149,170 |
Reported balance
After 2010-09-24 transaction · row 8
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 8 · 2010-09-24 · Sale · Disposed 200 · Balance 149,170 |
| Common StockSEC Table I · non-derivative | Direct | 149,070 |
Reported balance
After 2010-09-24 transaction · row 9
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 9 · 2010-09-24 · Sale · Disposed 100 · Balance 149,070 |
| Common StockSEC Table I · non-derivative | Direct | 146,298 |
Reported balance
After 2010-09-24 transaction · row 10
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 10 · 2010-09-24 · Sale · Disposed 2,772 · Balance 146,298 |
| Common StockSEC Table I · non-derivative | Direct | 145,422 |
Reported balance
After 2010-09-24 transaction · row 11
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 11 · 2010-09-24 · Sale · Disposed 876 · Balance 145,422 |
| Common StockSEC Table I · non-derivative | Direct | 145,146 |
Reported balance
After 2010-09-24 transaction · row 12
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 12 · 2010-09-24 · Sale · Disposed 276 · Balance 145,146 |
| Common StockSEC Table I · non-derivative | Direct | 144,946 |
Reported balance
After 2010-09-24 transaction · row 13
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 13 · 2010-09-24 · Sale · Disposed 200 · Balance 144,946 F1: Includes 56,796 Deferred Shares. |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.64 · Expires 2011-06-12 | Direct | 0 |
Reported balance
After 2010-09-24 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2010-09-24 · Exercise / conversion · Disposed 5,801 · Balance 0 |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.05 · Expires 2011-06-12 | Direct | 0 |
Reported balance
After 2010-09-24 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2010-09-24 · Exercise / conversion · Disposed 9,819 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectDPS | 587 |
Reported balance
Holding disclosure · report date 2010-09-24 · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · Balance 587 F2: Shares held in the Philip Morris International Inc. Deferred-Profit Sharing Plan as of August 31, 2010. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 56,796 Deferred Shares.
F2: Shares held in the Philip Morris International Inc. Deferred-Profit Sharing Plan as of August 31, 2010.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ALTRIA GROUP, INC.
Report date March 28, 2008 · Filed April 01, 2008
Section 16 reporting ended · disclosed 2008-04-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 87,166 |
Reported balance
After 2008-03-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2008-03-28 · Other · Disposed 8,080 · Balance 87,166 F1: Reflects the cancellation of deferred stock awarded on January 30, 2008 in accordance with the terms of the 2005 Performance Incentive Plan and Employee Matters Agreement dated as of March 28, 2008 between Altria Group, Inc. and Philip Morris International Inc. This grant was cancelled in connection with the spin-off of Philip Morris International Inc. from Altria Group, Inc. on March 28, 2008 and replaced with an award of deferred stock of equivalent value of Philip Morris International Inc. F2: Includes 7,420 shares of Restricted Stock and 9,154 shares of Deferred Stock. |
| Common StockSEC Table I · non-derivative | IndirectDPS | 527 |
Reported balance
Holding disclosure · report date 2008-03-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 527 F3: Shares held in the Altria Deferred Profit Sharing Plan as of February 29, 2008. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the cancellation of deferred stock awarded on January 30, 2008 in accordance with the terms of the 2005 Performance Incentive Plan and Employee Matters Agreement dated as of March 28, 2008 between Altria Group, Inc. and Philip Morris International Inc. This grant was cancelled in connection with the spin-off of Philip Morris International Inc. from Altria Group, Inc. on March 28, 2008 and replaced with an award of deferred stock of equivalent value of Philip Morris International Inc.
F2: Includes 7,420 shares of Restricted Stock and 9,154 shares of Deferred Stock.
F3: Shares held in the Altria Deferred Profit Sharing Plan as of February 29, 2008.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 24, 2010 Filed Sep 28, 2010 15:54 UTC | Philip Morris International Inc. PM · Entity 2818 | Exercise / conversionOptions (Right to Buy) · Derivative | 9,819 | $44.05 Strike: $44.05 | $432,512.22 |
DisclosureSEC source: 0001182489-10-000540 · edgar.xml · derivative · entry 16 HOLSENBECK G PENN · CIK 0001025077 · VP and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,819 shares Expires 2011-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 24, 2010 Filed Sep 28, 2010 15:54 UTC | Philip Morris International Inc. PM · Entity 2818 | Exercise / conversionOptions (Right to Buy) · Derivative | 5,801 | $25.64 Strike: $25.64 | $148,753.30 |
DisclosureSEC source: 0001182489-10-000540 · edgar.xml · derivative · entry 15 HOLSENBECK G PENN · CIK 0001025077 · VP and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,801 shares Expires 2011-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 24, 2010 Filed Sep 28, 2010 15:54 UTC | Philip Morris International Inc. PM · Entity 2818 | SaleCommon Stock | 200 | $56.19 | $11,238.00 |
DisclosureSEC source: 0001182489-10-000540 · edgar.xml · nonDerivative · entry 13 HOLSENBECK G PENN · CIK 0001025077 · VP and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,946 F1 · balance_after: Includes 56,796 Deferred Shares. Read SEC document |
| September 24, 2010 Filed Sep 28, 2010 15:54 UTC | Philip Morris International Inc. PM · Entity 2818 | SaleCommon Stock | 276 | $56.18 | $15,505.68 |
DisclosureSEC source: 0001182489-10-000540 · edgar.xml · nonDerivative · entry 12 HOLSENBECK G PENN · CIK 0001025077 · VP and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,146 Read SEC document |
| September 24, 2010 Filed Sep 28, 2010 15:54 UTC | Philip Morris International Inc. PM · Entity 2818 | SaleCommon Stock | 876 | $56.17 | $49,204.92 |
DisclosureSEC source: 0001182489-10-000540 · edgar.xml · nonDerivative · entry 11 HOLSENBECK G PENN · CIK 0001025077 · VP and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,422 Read SEC document |
| September 24, 2010 Filed Sep 28, 2010 15:54 UTC | Philip Morris International Inc. PM · Entity 2818 | SaleCommon Stock | 2,772 | $56.16 | $155,675.52 |
DisclosureSEC source: 0001182489-10-000540 · edgar.xml · nonDerivative · entry 10 HOLSENBECK G PENN · CIK 0001025077 · VP and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,298 Read SEC document |
| September 24, 2010 Filed Sep 28, 2010 15:54 UTC | Philip Morris International Inc. PM · Entity 2818 | SaleCommon Stock | 100 | $56.15 | $5,615.03 |
DisclosureSEC source: 0001182489-10-000540 · edgar.xml · nonDerivative · entry 9 HOLSENBECK G PENN · CIK 0001025077 · VP and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,070 Read SEC document |
| September 24, 2010 Filed Sep 28, 2010 15:54 UTC | Philip Morris International Inc. PM · Entity 2818 | SaleCommon Stock | 200 | $56.15 | $11,230.02 |
DisclosureSEC source: 0001182489-10-000540 · edgar.xml · nonDerivative · entry 8 HOLSENBECK G PENN · CIK 0001025077 · VP and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,170 Read SEC document |
| September 24, 2010 Filed Sep 28, 2010 15:54 UTC | Philip Morris International Inc. PM · Entity 2818 | SaleCommon Stock | 7,396 | $56.15 | $415,292.80 |
DisclosureSEC source: 0001182489-10-000540 · edgar.xml · nonDerivative · entry 7 HOLSENBECK G PENN · CIK 0001025077 · VP and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,370 Read SEC document |
| September 24, 2010 Filed Sep 28, 2010 15:54 UTC | Philip Morris International Inc. PM · Entity 2818 | SaleCommon Stock | 100 | $56.20 | $5,620.06 |
DisclosureSEC source: 0001182489-10-000540 · edgar.xml · nonDerivative · entry 6 HOLSENBECK G PENN · CIK 0001025077 · VP and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,766 Read SEC document |
| September 24, 2010 Filed Sep 28, 2010 15:54 UTC | Philip Morris International Inc. PM · Entity 2818 | SaleCommon Stock | 300 | $56.21 | $16,863.03 |
DisclosureSEC source: 0001182489-10-000540 · edgar.xml · nonDerivative · entry 5 HOLSENBECK G PENN · CIK 0001025077 · VP and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,866 Read SEC document |
| September 24, 2010 Filed Sep 28, 2010 15:54 UTC | Philip Morris International Inc. PM · Entity 2818 | SaleCommon Stock | 1,000 | $56.21 | $56,210.00 |
DisclosureSEC source: 0001182489-10-000540 · edgar.xml · nonDerivative · entry 4 HOLSENBECK G PENN · CIK 0001025077 · VP and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,166 Read SEC document |
| September 24, 2010 Filed Sep 28, 2010 15:54 UTC | Philip Morris International Inc. PM · Entity 2818 | SaleCommon Stock | 2,400 | $56.20 | $134,880.00 |
DisclosureSEC source: 0001182489-10-000540 · edgar.xml · nonDerivative · entry 3 HOLSENBECK G PENN · CIK 0001025077 · VP and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,166 Read SEC document |
| September 24, 2010 Filed Sep 28, 2010 15:54 UTC | Philip Morris International Inc. PM · Entity 2818 | Exercise / conversionCommon Stock | 9,819 | $44.05 | $432,512.22 |
DisclosureSEC source: 0001182489-10-000540 · edgar.xml · nonDerivative · entry 2 HOLSENBECK G PENN · CIK 0001025077 · VP and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 24, 2010 Filed Sep 28, 2010 15:54 UTC | Philip Morris International Inc. PM · Entity 2818 | Exercise / conversionCommon Stock | 5,801 | $25.64 | $148,753.30 |
DisclosureSEC source: 0001182489-10-000540 · edgar.xml · nonDerivative · entry 1 HOLSENBECK G PENN · CIK 0001025077 · VP and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 17, 2010 Filed Sep 20, 2010 14:39 UTC | Philip Morris International Inc. PM · Entity 2818 | Exercise / conversionOptions (Right to Buy) · Derivative | 16,972 | $44.05 Strike: $44.05 | $747,591.14 |
DisclosureSEC source: 0001182489-10-000538 · edgar.xml · derivative · entry 7 HOLSENBECK G PENN · CIK 0001025077 · VP and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,972 shares Expires 2011-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 17, 2010 Filed Sep 20, 2010 14:39 UTC | Philip Morris International Inc. PM · Entity 2818 | SaleCommon Stock | 900 | $55.38 | $49,842.00 |
DisclosureSEC source: 0001182489-10-000538 · edgar.xml · nonDerivative · entry 5 HOLSENBECK G PENN · CIK 0001025077 · VP and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,946 F1 · balance_after: Includes 56,796 Deferred Shares. Read SEC document |
| September 17, 2010 Filed Sep 20, 2010 14:39 UTC | Philip Morris International Inc. PM · Entity 2818 | SaleCommon Stock | 15,622 | $55.37 | $864,990.14 |
DisclosureSEC source: 0001182489-10-000538 · edgar.xml · nonDerivative · entry 4 HOLSENBECK G PENN · CIK 0001025077 · VP and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,846 Read SEC document |
| September 17, 2010 Filed Sep 20, 2010 14:39 UTC | Philip Morris International Inc. PM · Entity 2818 | SaleCommon Stock | 100 | $55.38 | $5,538.04 |
DisclosureSEC source: 0001182489-10-000538 · edgar.xml · nonDerivative · entry 3 HOLSENBECK G PENN · CIK 0001025077 · VP and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,468 Read SEC document |
| September 17, 2010 Filed Sep 20, 2010 14:39 UTC | Philip Morris International Inc. PM · Entity 2818 | SaleCommon Stock | 350 | $55.38 | $19,383.00 |
DisclosureSEC source: 0001182489-10-000538 · edgar.xml · nonDerivative · entry 2 HOLSENBECK G PENN · CIK 0001025077 · VP and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,568 Read SEC document |
| September 17, 2010 Filed Sep 20, 2010 14:39 UTC | Philip Morris International Inc. PM · Entity 2818 | Exercise / conversionCommon Stock | 16,972 | $44.05 | $747,591.14 |
DisclosureSEC source: 0001182489-10-000538 · edgar.xml · nonDerivative · entry 1 HOLSENBECK G PENN · CIK 0001025077 · VP and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2010 Filed Feb 17, 2010 15:37 UTC | Philip Morris International Inc. PM · Entity 2818 | Tax withholdingCommon Stock | 4,140 | $49.07 | $203,129.10 |
DisclosureSEC source: 0001182489-10-000105 · edgar.xml · nonDerivative · entry 1 HOLSENBECK G PENN · CIK 0001025077 · VP and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,946 F1 · price: The average of the high and the low price of Philip Morris International Inc. common stock on February 12, 2010. F2 · balance_after: Includes 56,796 Deferred Shares. Read SEC document |
| February 11, 2010 Filed Feb 16, 2010 16:31 UTC | Philip Morris International Inc. PM · Entity 2818 | GrantCommon Stock | 19,990 | $47.49 | $949,325.10 |
DisclosureSEC source: 0001182489-10-000091 · edgar.xml · nonDerivative · entry 1 HOLSENBECK G PENN · CIK 0001025077 · VP and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,086 F1 · balance_after: Includes 65,950 Deferred Shares. Read SEC document |
| November 23, 2009 Filed Nov 25, 2009 15:41 UTC | Philip Morris International Inc. PM · Entity 2818 | Exercise / conversionOption (Right to Buy) · Derivative | 14,635 | $23.45 Strike: $23.45 | $343,177.58 |
DisclosureSEC source: 0001182489-09-000810 · edgar.xml · derivative · entry 8 HOLSENBECK G PENN · CIK 0001025077 · VP and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,635 shares Expires 2010-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2009 Filed Nov 25, 2009 15:41 UTC | Philip Morris International Inc. PM · Entity 2818 | Exercise / conversionOption (Right to Buy) · Derivative | 8,403 | $25.92 Strike: $25.92 | $217,825.93 |
DisclosureSEC source: 0001182489-09-000810 · edgar.xml · derivative · entry 7 HOLSENBECK G PENN · CIK 0001025077 · VP and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,403 shares Expires 2010-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2009 Filed Nov 25, 2009 15:41 UTC | Philip Morris International Inc. PM · Entity 2818 | Exercise / conversionOption (Right to Buy) · Derivative | 6,367 | $23.82 Strike: $23.82 | $151,631.38 |
DisclosureSEC source: 0001182489-09-000810 · edgar.xml · derivative · entry 6 HOLSENBECK G PENN · CIK 0001025077 · VP and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,367 shares Expires 2010-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2009 Filed Nov 25, 2009 15:41 UTC | Philip Morris International Inc. PM · Entity 2818 | Tax withholdingCommon Stock | 22,054 | $50.03 | $1,103,251.35 |
DisclosureSEC source: 0001182489-09-000810 · edgar.xml · nonDerivative · entry 4 HOLSENBECK G PENN · CIK 0001025077 · VP and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,096 F1 · balance_after: Includes 45,960 Deferred Shares. Read SEC document |
| November 23, 2009 Filed Nov 25, 2009 15:41 UTC | Philip Morris International Inc. PM · Entity 2818 | Exercise / conversionCommon Stock | 14,635 | $23.45 | $343,177.58 |
DisclosureSEC source: 0001182489-09-000810 · edgar.xml · nonDerivative · entry 3 HOLSENBECK G PENN · CIK 0001025077 · VP and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2009 Filed Nov 25, 2009 15:41 UTC | Philip Morris International Inc. PM · Entity 2818 | Exercise / conversionCommon Stock | 8,403 | $25.92 | $217,825.93 |
DisclosureSEC source: 0001182489-09-000810 · edgar.xml · nonDerivative · entry 2 HOLSENBECK G PENN · CIK 0001025077 · VP and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2009 Filed Nov 25, 2009 15:41 UTC | Philip Morris International Inc. PM · Entity 2818 | Exercise / conversionCommon Stock | 6,367 | $23.82 | $151,631.38 |
DisclosureSEC source: 0001182489-09-000810 · edgar.xml · nonDerivative · entry 1 HOLSENBECK G PENN · CIK 0001025077 · VP and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,112 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2009 Filed Feb 13, 2009 15:11 UTC | Philip Morris International Inc. PM · Entity 2818 | Tax withholdingCommon Stock | 3,361 | $36.25 | $121,836.25 |
DisclosureSEC source: 0001182489-09-000159 · edgar.xml · nonDerivative · entry 1 HOLSENBECK G PENN · CIK 0001025077 · VP and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,745 F1 · price: The average of the high and low price of Philip Morris International Inc. common stock on February 11, 2009. F2 · balance_after: Includes 45,960 Deferred Shares. Read SEC document |
| February 04, 2009 Filed Feb 6, 2009 15:15 UTC | Philip Morris International Inc. PM · Entity 2818 | GrantCommon Stock | 25,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001182489-09-000143 · edgar.xml · nonDerivative · entry 1 HOLSENBECK G PENN · CIK 0001025077 · VP and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,106 F1 · balance_after: Includes 7,420 Restricted Shares and 45,960 Deferred Shares. Read SEC document |
| May 14, 2008 Filed May 16, 2008 15:21 UTC | Philip Morris International Inc. PM · Entity 2818 | Exercise / conversionOption (Right to Buy) · Derivative | 13,345 | $44.05 Strike: $44.05 | $587,827.23 |
DisclosureSEC source: 0001182489-08-000522 · edgar.xml · derivative · entry 4 HOLSENBECK G PENN · CIK 0001025077 · VP and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,345 shares Expires 2008-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2008 Filed May 16, 2008 15:21 UTC | Philip Morris International Inc. PM · Entity 2818 | Tax withholdingCommon Stock | 12,211 | $52.63 | $642,603.88 |
DisclosureSEC source: 0001182489-08-000522 · edgar.xml · nonDerivative · entry 2 HOLSENBECK G PENN · CIK 0001025077 · VP and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,896 F1 · balance_after: Includes 7,420 Restricted Shares and 20,750 Deferred Shares. Read SEC document |
| May 14, 2008 Filed May 16, 2008 15:21 UTC | Philip Morris International Inc. PM · Entity 2818 | Exercise / conversionCommon Stock | 13,345 | $44.05 | $587,827.23 |
DisclosureSEC source: 0001182489-08-000522 · edgar.xml · nonDerivative · entry 1 HOLSENBECK G PENN · CIK 0001025077 · VP and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2008 Filed Apr 2, 2008 16:51 UTC | Philip Morris International Inc. PM · Entity 2818 | GrantPhantom Stock Units · Derivative | 10,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001182489-08-000359 · edgar.xml · derivative · entry 2 HOLSENBECK G PENN · CIK 0001025077 · VP and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,740 Underlying: Common Stock · 10,740 shares Expires 2011-03-31 F2 · security: These units were acquired on March 31, 2008 pursuant to a transfer bonus program in connection with the transfer of the Reporting Person to Philip Morris International Inc. ("PMI") upon the spin-off of PMI from Altria Group, Inc. The units will vest at the expiration of three years if the Reporting Person remains employed with PMI at the end of the three-year period and will be settled in cash on the vesting date. F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of PMI Common Stock. Read SEC document |
| March 28, 2008 Filed Apr 1, 2008 21:24 UTC | ALTRIA GROUP, INC. MO · Entity 188 | OtherCommon Stock | 8,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001182489-08-000332 · edgar.xml · nonDerivative · entry 1 HOLSENBECK G PENN · CIK 0001025077 · VP, Assc.Gen.Coun.and Corp.Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,166 F1 · shares: Reflects the cancellation of deferred stock awarded on January 30, 2008 in accordance with the terms of the 2005 Performance Incentive Plan and Employee Matters Agreement dated as of March 28, 2008 between Altria Group, Inc. and Philip Morris International Inc. This grant was cancelled in connection with the spin-off of Philip Morris International Inc. from Altria Group, Inc. on March 28, 2008 and replaced with an award of deferred stock of equivalent value of Philip Morris International Inc. F2 · balance_after: Includes 7,420 shares of Restricted Stock and 9,154 shares of Deferred Stock. Read SEC document |
| February 04, 2008 Filed Feb 6, 2008 21:46 UTC | ALTRIA GROUP, INC. MO · Entity 188 | Tax withholdingCommon Stock | 3,934 | $75.41 | $296,643.27 |
DisclosureSEC source: 0001182489-08-000117 · edgar.xml · nonDerivative · entry 1 HOLSENBECK G PENN · CIK 0001025077 · VP, Assc.Gen.Coun.and Corp.Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,246 F1 · price: The average of the high and low price of Altria Group, Inc. common stock on February 4, 2008. F2 · balance_after: Includes 7,420 shares of Restricted Stock and 17,234 shares of Deferred Stock. Read SEC document |
| January 30, 2008 Filed Feb 1, 2008 20:34 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantCommon Stock | 8,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001182489-08-000068 · edgar.xml · nonDerivative · entry 1 HOLSENBECK G PENN · CIK 0001025077 · VP, Assc.Gen.Coun.and Corp.Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,180 F1 · balance_after: Includes 15,650 shares of Restricted Stock and 17,234 shares of Deferred Stock. Read SEC document |
| May 15, 2007 Filed May 16, 2007 20:00 UTC | ALTRIA GROUP, INC. MO · Entity 188 | Exercise / conversionOption (Right to Buy) · Derivative | 10,877 | $60.27 Strike: $60.27 | $655,576.37 |
DisclosureSEC source: 0001182489-07-000549 · edgar.xml · derivative · entry 4 HOLSENBECK G PENN · CIK 0001025077 · VP, Assc.Gen.Coun.and Corp.Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,877 shares Expires 2007-06-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2007 Filed May 16, 2007 20:00 UTC | ALTRIA GROUP, INC. MO · Entity 188 | SaleCommon Stock | 10,877 | $69.68 | $757,896.31 |
DisclosureSEC source: 0001182489-07-000549 · edgar.xml · nonDerivative · entry 2 HOLSENBECK G PENN · CIK 0001025077 · VP, Assc.Gen.Coun.and Corp.Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,100 F1 · balance_after: Includes 15,650 shares of Restricted Stock and 9,154 shares of Deferred Stock. Read SEC document |
| May 15, 2007 Filed May 16, 2007 20:00 UTC | ALTRIA GROUP, INC. MO · Entity 188 | Exercise / conversionCommon Stock | 10,877 | $60.27 | $655,576.37 |
DisclosureSEC source: 0001182489-07-000549 · edgar.xml · nonDerivative · entry 1 HOLSENBECK G PENN · CIK 0001025077 · VP, Assc.Gen.Coun.and Corp.Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2007 Filed Apr 20, 2007 16:41 UTC | ALTRIA GROUP, INC. MO · Entity 188 | OtherCommon Stock | 2,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001182489-07-000457 · edgar.xml · nonDerivative · entry 1 HOLSENBECK G PENN · CIK 0001025077 · VP, Assc.Gen.Coun.and Corp.Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,100 F1 · date: Reflects an adjustment to previously granted deferred shares awarded on January 31, 2007 in accordance with the terms of the 2005 Performance Incentive Plan in connection with the spin-off of Kraft Foods Inc. on March 30, 2007. F1 · shares: Reflects an adjustment to previously granted deferred shares awarded on January 31, 2007 in accordance with the terms of the 2005 Performance Incentive Plan in connection with the spin-off of Kraft Foods Inc. on March 30, 2007. F2 · balance_after: Includes 15,650 shares of Restricted Stock and 9,154 shares of Deferred Stock. Read SEC document |
| March 15, 2007 Filed Mar 16, 2007 19:45 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantOption (Right to Buy) · Derivative | 9,820 | $84.24 Strike: $84.24 | $827,236.80 |
DisclosureSEC source: 0001182489-07-000350 · edgar.xml · derivative · entry 21 HOLSENBECK G PENN · CIK 0001025077 · VP, Assc.Gen.Coun.and Corp.Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,820 Underlying: Common Stock · 9,820 shares Expires 2011-06-12 Read SEC document |
| March 15, 2007 Filed Mar 16, 2007 19:45 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantOption (Right to Buy) · Derivative | 16,973 | $84.24 Strike: $84.24 | $1,429,805.52 |
DisclosureSEC source: 0001182489-07-000350 · edgar.xml · derivative · entry 20 HOLSENBECK G PENN · CIK 0001025077 · VP, Assc.Gen.Coun.and Corp.Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,973 Underlying: Common Stock · 16,973 shares Expires 2011-01-31 Read SEC document |
| March 15, 2007 Filed Mar 16, 2007 19:45 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantOption (Right to Buy) · Derivative | 5,082 | $84.24 Strike: $84.24 | $428,107.68 |
DisclosureSEC source: 0001182489-07-000350 · edgar.xml · derivative · entry 19 HOLSENBECK G PENN · CIK 0001025077 · VP, Assc.Gen.Coun.and Corp.Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,082 Underlying: Common Stock · 5,082 shares Expires 2009-06-29 Read SEC document |
| March 15, 2007 Filed Mar 16, 2007 19:45 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantOption (Right to Buy) · Derivative | 14,518 | $84.24 Strike: $84.24 | $1,222,996.32 |
DisclosureSEC source: 0001182489-07-000350 · edgar.xml · derivative · entry 18 HOLSENBECK G PENN · CIK 0001025077 · VP, Assc.Gen.Coun.and Corp.Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,518 Underlying: Common Stock · 14,518 shares Expires 2009-06-29 Read SEC document |
| March 15, 2007 Filed Mar 16, 2007 19:45 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantOption (Right to Buy) · Derivative | 13,346 | $84.24 Strike: $84.24 | $1,124,267.04 |
DisclosureSEC source: 0001182489-07-000350 · edgar.xml · derivative · entry 17 HOLSENBECK G PENN · CIK 0001025077 · VP, Assc.Gen.Coun.and Corp.Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,346 Underlying: Common Stock · 13,346 shares Expires 2008-06-23 Read SEC document |
| March 15, 2007 Filed Mar 16, 2007 19:45 UTC | ALTRIA GROUP, INC. MO · Entity 188 | Exercise / conversionOption (Right to Buy) · Derivative | 12,558 | $49.04 Strike: $49.04 | $615,844.32 |
DisclosureSEC source: 0001182489-07-000350 · edgar.xml · derivative · entry 16 HOLSENBECK G PENN · CIK 0001025077 · VP, Assc.Gen.Coun.and Corp.Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,802 Underlying: Common Stock · 12,558 shares Expires 2011-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2007 Filed Mar 16, 2007 19:45 UTC | ALTRIA GROUP, INC. MO · Entity 188 | Exercise / conversionOption (Right to Buy) · Derivative | 22,540 | $44.38 Strike: $44.38 | $1,000,212.50 |
DisclosureSEC source: 0001182489-07-000350 · edgar.xml · derivative · entry 15 HOLSENBECK G PENN · CIK 0001025077 · VP, Assc.Gen.Coun.and Corp.Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,540 shares Expires 2011-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.