Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ORACLE CORPORCL · Entity 2805 | Executive Vice President | October 19, 2010 | October 21, 2010 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ORACLE CORP
Report date October 19, 2010 · Filed October 21, 2010
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 163,356 |
Reported balance
After 2010-10-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2010-10-19 · Exercise / conversion · Acquired 150,000 · Balance 163,356 |
| Common StockSEC Table I · non-derivative | Direct | 266,965 |
Reported balance
After 2010-10-19 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2010-10-19 · Exercise / conversion · Acquired 103,609 · Balance 266,965 |
| Common StockSEC Table I · non-derivative | Direct | 280,875 |
Reported balance
After 2010-10-19 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2010-10-19 · Exercise / conversion · Acquired 13,910 · Balance 280,875 |
| Common StockSEC Table I · non-derivative | Direct | 285,530 |
Reported balance
After 2010-10-19 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2010-10-19 · Exercise / conversion · Acquired 4,655 · Balance 285,530 |
| Common StockSEC Table I · non-derivative | Direct | 13,356 |
Reported balance
After 2010-10-19 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2010-10-19 · Sale · Disposed 272,174 · Balance 13,356 F1: This transaction was executed in multiple trades at prices ranging from $28.8006 to $28.8567. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2: This includes 6,678 shares of unvested restricted stock units. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $23.18 · Expires 2018-06-05 | Direct | 150,000 |
Reported balance
After 2010-10-19 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2010-10-19 · Exercise / conversion · Disposed 150,000 · Balance 150,000 F3: Option vests 25% annually on anniversary of grant date. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $21.04 · Expires 2019-07-02 | Direct | 396,391 |
Reported balance
After 2010-10-19 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2010-10-19 · Exercise / conversion · Disposed 103,609 · Balance 396,391 F3: Option vests 25% annually on anniversary of grant date. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $13.93 · Expires 2014-04-11 | Direct | 8,373 |
Reported balance
After 2010-10-19 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2010-10-19 · Exercise / conversion · Disposed 13,910 · Balance 8,373 F4: Option vests monthly with next vest date on 11/11/10 and will be fully vested on 4/11/11. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $14.47 · Expires 2016-05-10 | Direct | 0 |
Reported balance
After 2010-10-19 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2010-10-19 · Exercise / conversion · Disposed 4,655 · Balance 0 F5: Option fully vested and exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $28.8006 to $28.8567. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This includes 6,678 shares of unvested restricted stock units.
F3: Option vests 25% annually on anniversary of grant date.
F4: Option vests monthly with next vest date on 11/11/10 and will be fully vested on 4/11/11.
F5: Option fully vested and exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 19, 2010 Filed Oct 21, 2010 17:53 UTC | ORACLE CORP ORCL · Entity 2805 | Exercise / conversionStock Option · Derivative | 4,655 | $0.00 Strike: $14.47 | $0.00 |
DisclosureSEC source: 0001127602-10-025832 · form4.xml · derivative · entry 9 Au Yeung Steve · CIK 0001496338 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,655 shares Expires 2016-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Option fully vested and exercisable. Read SEC document |
| October 19, 2010 Filed Oct 21, 2010 17:53 UTC | ORACLE CORP ORCL · Entity 2805 | Exercise / conversionStock Option · Derivative | 13,910 | $0.00 Strike: $13.93 | $0.00 |
DisclosureSEC source: 0001127602-10-025832 · form4.xml · derivative · entry 8 Au Yeung Steve · CIK 0001496338 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,373 Underlying: Common Stock · 13,910 shares Expires 2014-04-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Option vests monthly with next vest date on 11/11/10 and will be fully vested on 4/11/11. Read SEC document |
| October 19, 2010 Filed Oct 21, 2010 17:53 UTC | ORACLE CORP ORCL · Entity 2805 | Exercise / conversionStock Option · Derivative | 103,609 | $0.00 Strike: $21.04 | $0.00 |
DisclosureSEC source: 0001127602-10-025832 · form4.xml · derivative · entry 7 Au Yeung Steve · CIK 0001496338 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,391 Underlying: Common Stock · 103,609 shares Expires 2019-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date. Read SEC document |
| October 19, 2010 Filed Oct 21, 2010 17:53 UTC | ORACLE CORP ORCL · Entity 2805 | Exercise / conversionStock Option · Derivative | 150,000 | $0.00 Strike: $23.18 | $0.00 |
DisclosureSEC source: 0001127602-10-025832 · form4.xml · derivative · entry 6 Au Yeung Steve · CIK 0001496338 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2018-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date. Read SEC document |
| October 19, 2010 Filed Oct 21, 2010 17:53 UTC | ORACLE CORP ORCL · Entity 2805 | SaleCommon Stock | 272,174 | $28.83 | $7,847,592.94 |
DisclosureSEC source: 0001127602-10-025832 · form4.xml · nonDerivative · entry 5 Au Yeung Steve · CIK 0001496338 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,356 F1 · price: This transaction was executed in multiple trades at prices ranging from $28.8006 to $28.8567. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: This includes 6,678 shares of unvested restricted stock units. Read SEC document |
| October 19, 2010 Filed Oct 21, 2010 17:53 UTC | ORACLE CORP ORCL · Entity 2805 | Exercise / conversionCommon Stock | 4,655 | $14.47 | $67,357.85 |
DisclosureSEC source: 0001127602-10-025832 · form4.xml · nonDerivative · entry 4 Au Yeung Steve · CIK 0001496338 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,530 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 19, 2010 Filed Oct 21, 2010 17:53 UTC | ORACLE CORP ORCL · Entity 2805 | Exercise / conversionCommon Stock | 13,910 | $13.93 | $193,766.30 |
DisclosureSEC source: 0001127602-10-025832 · form4.xml · nonDerivative · entry 3 Au Yeung Steve · CIK 0001496338 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 19, 2010 Filed Oct 21, 2010 17:53 UTC | ORACLE CORP ORCL · Entity 2805 | Exercise / conversionCommon Stock | 103,609 | $21.04 | $2,179,933.36 |
DisclosureSEC source: 0001127602-10-025832 · form4.xml · nonDerivative · entry 2 Au Yeung Steve · CIK 0001496338 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,965 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 19, 2010 Filed Oct 21, 2010 17:53 UTC | ORACLE CORP ORCL · Entity 2805 | Exercise / conversionCommon Stock | 150,000 | $23.18 | $3,477,000.00 |
DisclosureSEC source: 0001127602-10-025832 · form4.xml · nonDerivative · entry 1 Au Yeung Steve · CIK 0001496338 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.