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Ward Carter Julian

Disclosed activity across 2 companies

Tapewire entity
131121
SEC CIK
0001467874

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ELITE PHARMACEUTICALS INC /NV/ELTP · Entity 5936CFO, Sec., Treas.February 26, 2018February 27, 2018
Enveric Biosciences, Inc.ENVB · Entity 8193Chief Financial OfficerJanuary 19, 2022January 25, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ELITE PHARMACEUTICALS INC /NV/

Report date February 26, 2018 · Filed February 27, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,127,364 Reported balance After 2018-02-26 transaction · row 1
1 source row

Row 1 · 2018-02-26 · Grant · Acquired 242,060 · Balance 2,127,364

Common StockSEC Table I · non-derivativeIndirectby IRA1,355,014 Reported balance Holding disclosure · report date 2018-02-26 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,355,014

Enveric Biosciences, Inc.

Report date January 19, 2022 · Filed January 25, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect744,429 Reported balance After 2022-01-19 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-01-19 · Grant · Acquired 744,429 · Balance 744,429

F1: Represents the restricted stock units (the "RSUs") granted to the reporting person pursuant to the Enveric Biosciences, Inc. (the "Company") 2020 Long-Term Incentive Plan. For each vested restricted stock unit, the reporting person will be entitled to receive one share of common stock.

F2: 50% of the RSUs shall vest over 4 years in equal annual installments, with the first tranche to vest on January 19, 2023. 50% of the RSUs shall vest in 3 approximately equal tranches on each of December 31, 2022, 2023 and 2024, if the Company's average VWAP (calculated as the average over the fourth calendar quarter of each of 2022, 2023 and 2024, as applicable, of the daily volume weighted average price of a share of common stock), exceeds $1.72, $1.89, $2.08, respectively.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the restricted stock units (the "RSUs") granted to the reporting person pursuant to the Enveric Biosciences, Inc. (the "Company") 2020 Long-Term Incentive Plan. For each vested restricted stock unit, the reporting person will be entitled to receive one share of common stock.

F2: 50% of the RSUs shall vest over 4 years in equal annual installments, with the first tranche to vest on January 19, 2023. 50% of the RSUs shall vest in 3 approximately equal tranches on each of December 31, 2022, 2023 and 2024, if the Company's average VWAP (calculated as the average over the fourth calendar quarter of each of 2022, 2023 and 2024, as applicable, of the daily volume weighted average price of a share of common stock), exceeds $1.72, $1.89, $2.08, respectively.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 19, 2022 Filed Jan 25, 2022 21:57 UTC Enveric Biosciences, Inc. ENVB · Entity 8193 GrantRestricted Stock Units · Derivative 744,429 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-002203 · ownership.xml · derivative · entry 1

Ward Carter Julian · CIK 0001467874 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 744,429

Underlying: Common Stock · 744,429 shares

Expires not disclosed

F1 · security: Represents the restricted stock units (the "RSUs") granted to the reporting person pursuant to the Enveric Biosciences, Inc. (the "Company") 2020 Long-Term Incentive Plan. For each vested restricted stock unit, the reporting person will be entitled to receive one share of common stock.

F2 · derivative.exercise_price: 50% of the RSUs shall vest over 4 years in equal annual installments, with the first tranche to vest on January 19, 2023. 50% of the RSUs shall vest in 3 approximately equal tranches on each of December 31, 2022, 2023 and 2024, if the Company's average VWAP (calculated as the average over the fourth calendar quarter of each of 2022, 2023 and 2024, as applicable, of the daily volume weighted average price of a share of common stock), exceeds $1.72, $1.89, $2.08, respectively.

F2 · derivative.exercise_date: 50% of the RSUs shall vest over 4 years in equal annual installments, with the first tranche to vest on January 19, 2023. 50% of the RSUs shall vest in 3 approximately equal tranches on each of December 31, 2022, 2023 and 2024, if the Company's average VWAP (calculated as the average over the fourth calendar quarter of each of 2022, 2023 and 2024, as applicable, of the daily volume weighted average price of a share of common stock), exceeds $1.72, $1.89, $2.08, respectively.

F2 · derivative.expiration_date: 50% of the RSUs shall vest over 4 years in equal annual installments, with the first tranche to vest on January 19, 2023. 50% of the RSUs shall vest in 3 approximately equal tranches on each of December 31, 2022, 2023 and 2024, if the Company's average VWAP (calculated as the average over the fourth calendar quarter of each of 2022, 2023 and 2024, as applicable, of the daily volume weighted average price of a share of common stock), exceeds $1.72, $1.89, $2.08, respectively.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 21:59 UTC ELITE PHARMACEUTICALS INC /NV/ ELTP · Entity 5936 GrantCommon Stock 242,060 $0.12 $29,991.23
Disclosure

SEC source: 0001053369-18-000004 · primary_doc.xml · nonDerivative · entry 1

Ward Carter Julian · CIK 0001467874 · CFO, Sec., Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,127,364

Read SEC document
February 23, 2017 Filed Feb 27, 2017 23:41 UTC ELITE PHARMACEUTICALS INC /NV/ ELTP · Entity 5936 GrantCommon Stock 133,019 $0.23 $29,995.78
Disclosure

SEC source: 0001053369-17-000004 · primary_doc.xml · nonDerivative · entry 1

Ward Carter Julian · CIK 0001467874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,885,304

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.