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HARVEY WILLIAM G

Disclosed activity across 1 company

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131088
SEC CIK
0001183955

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
KIRBY CORPKEX · Entity 3677Exec VP FinanceJanuary 24, 2022January 26, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KIRBY CORP

Report date January 24, 2022 · Filed January 26, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.10 per shareSEC Table I · non-derivativeDirect8,990 Ending reported balance After 2022-01-24 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2022-01-24 · Exercise / conversion · Acquired 6,825 · Balance 10,751

F1: Each restricted stock unit represents a contingent right to receive cash or one share of common stock of the issuer.

Row 2 · 2022-01-24 · Tax withholding · Disposed 1,761 · Balance 8,990

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect848 Reported balance After 2022-01-24 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-01-24 · Exercise / conversion · Disposed 848 · Balance 848

F2: These restricted stock units granted on February 22, 2018, vest in five equal annual installments beginning on January 24, 2019. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,788 Reported balance After 2022-01-24 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-01-24 · Exercise / conversion · Disposed 1,394 · Balance 2,788

F3: These restricted stock units granted on February 1, 2019, vest in five equal annual installments beginning on January 24, 2020. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect4,344 Reported balance After 2022-01-24 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-01-24 · Exercise / conversion · Disposed 1,448 · Balance 4,344

F4: These restricted stock units granted on January 31, 2020, vest in five equal annual installments beginning on January 24, 2021. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect12,540 Reported balance After 2022-01-24 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-01-24 · Exercise / conversion · Disposed 3,135 · Balance 12,540

F5: These restricted stock units granted on January 29, 2021, vest in five equal annual installments beginning on January 24, 2022. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive cash or one share of common stock of the issuer.

F2: These restricted stock units granted on February 22, 2018, vest in five equal annual installments beginning on January 24, 2019. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

F3: These restricted stock units granted on February 1, 2019, vest in five equal annual installments beginning on January 24, 2020. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

F4: These restricted stock units granted on January 31, 2020, vest in five equal annual installments beginning on January 24, 2021. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

F5: These restricted stock units granted on January 29, 2021, vest in five equal annual installments beginning on January 24, 2022. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 24, 2022 Filed Jan 26, 2022 20:44 UTC KIRBY CORP KEX · Entity 3677 Exercise / conversionRestricted Stock Units · Derivative 3,135 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005037 · doc4.xml · derivative · entry 6

HARVEY WILLIAM G · CIK 0001183955 · Exec VP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,540

Underlying: Common Stock · 3,135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These restricted stock units granted on January 29, 2021, vest in five equal annual installments beginning on January 24, 2022. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

F5 · derivative.exercise_date: These restricted stock units granted on January 29, 2021, vest in five equal annual installments beginning on January 24, 2022. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

F5 · derivative.expiration_date: These restricted stock units granted on January 29, 2021, vest in five equal annual installments beginning on January 24, 2022. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 20:44 UTC KIRBY CORP KEX · Entity 3677 Exercise / conversionRestricted Stock Units · Derivative 1,448 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005037 · doc4.xml · derivative · entry 5

HARVEY WILLIAM G · CIK 0001183955 · Exec VP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,344

Underlying: Common Stock · 1,448 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These restricted stock units granted on January 31, 2020, vest in five equal annual installments beginning on January 24, 2021. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

F4 · derivative.exercise_date: These restricted stock units granted on January 31, 2020, vest in five equal annual installments beginning on January 24, 2021. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

F4 · derivative.expiration_date: These restricted stock units granted on January 31, 2020, vest in five equal annual installments beginning on January 24, 2021. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 20:44 UTC KIRBY CORP KEX · Entity 3677 Exercise / conversionRestricted Stock Units · Derivative 1,394 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005037 · doc4.xml · derivative · entry 4

HARVEY WILLIAM G · CIK 0001183955 · Exec VP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,788

Underlying: Common Stock · 1,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units granted on February 1, 2019, vest in five equal annual installments beginning on January 24, 2020. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

F3 · derivative.exercise_date: These restricted stock units granted on February 1, 2019, vest in five equal annual installments beginning on January 24, 2020. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

F3 · derivative.expiration_date: These restricted stock units granted on February 1, 2019, vest in five equal annual installments beginning on January 24, 2020. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 20:44 UTC KIRBY CORP KEX · Entity 3677 Exercise / conversionRestricted Stock Units · Derivative 848 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005037 · doc4.xml · derivative · entry 3

HARVEY WILLIAM G · CIK 0001183955 · Exec VP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 848

Underlying: Common Stock · 848 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These restricted stock units granted on February 22, 2018, vest in five equal annual installments beginning on January 24, 2019. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

F2 · derivative.exercise_date: These restricted stock units granted on February 22, 2018, vest in five equal annual installments beginning on January 24, 2019. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

F2 · derivative.expiration_date: These restricted stock units granted on February 22, 2018, vest in five equal annual installments beginning on January 24, 2019. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 20:44 UTC KIRBY CORP KEX · Entity 3677 Tax withholdingCommon Stock, par value $0.10 per share 1,761 $63.04 $111,013.44
Disclosure

SEC source: 0001209191-22-005037 · doc4.xml · nonDerivative · entry 2

HARVEY WILLIAM G · CIK 0001183955 · Exec VP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,990

Read SEC document
January 24, 2022 Filed Jan 26, 2022 20:44 UTC KIRBY CORP KEX · Entity 3677 Exercise / conversionCommon Stock, par value $0.10 per share 6,825 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005037 · doc4.xml · nonDerivative · entry 1

HARVEY WILLIAM G · CIK 0001183955 · Exec VP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive cash or one share of common stock of the issuer.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 21:04 UTC KIRBY CORP KEX · Entity 3677 GrantRestricted Stock Units · Derivative 15,675 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-002000 · doc1.xml · derivative · entry 1

HARVEY WILLIAM G · CIK 0001183955 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,675

Underlying: Common Stock · 15,675 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash or one share of common stock of the issuer.

F2 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning on January 24, 2022. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable after the vesting dates.

F2 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning on January 24, 2022. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable after the vesting dates.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:39 UTC KIRBY CORP KEX · Entity 3677 Exercise / conversionRestricted Stock Units · Derivative 1,448 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-001505 · doc1.xml · derivative · entry 5

HARVEY WILLIAM G · CIK 0001183955 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,792

Underlying: Common Stock · 1,448 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash or one share of common stock of the issuer.

F4 · derivative.exercise_date: These restricted stock units granted on January 31, 2020, vest in five equal annual installments beginning on January 24, 2021. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

F4 · derivative.expiration_date: These restricted stock units granted on January 31, 2020, vest in five equal annual installments beginning on January 24, 2021. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:39 UTC KIRBY CORP KEX · Entity 3677 Exercise / conversionRestricted Stock Units · Derivative 1,394 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-001505 · doc1.xml · derivative · entry 4

HARVEY WILLIAM G · CIK 0001183955 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,182

Underlying: Common Stock · 1,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash or one share of common stock of the issuer.

F3 · derivative.exercise_date: These restricted stock units granted on February 1, 2019, vest in five equal annual installments beginning on January 24, 2020. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

F3 · derivative.expiration_date: These restricted stock units granted on February 1, 2019, vest in five equal annual installments beginning on January 24, 2020. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:39 UTC KIRBY CORP KEX · Entity 3677 Exercise / conversionRestricted Stock Units · Derivative 848 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-001505 · doc1.xml · derivative · entry 3

HARVEY WILLIAM G · CIK 0001183955 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,696

Underlying: Common Stock · 848 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash or one share of common stock of the issuer.

F2 · derivative.exercise_date: These restricted stock units granted on February 22, 2018, vest in five equal annual installments beginning on January 24, 2019. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

F2 · derivative.expiration_date: These restricted stock units granted on February 22, 2018, vest in five equal annual installments beginning on January 24, 2019. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:39 UTC KIRBY CORP KEX · Entity 3677 Tax withholdingCommon Stock, par value $.10 per share 1,541 $52.81 $81,380.21
Disclosure

SEC source: 0001567619-21-001505 · doc1.xml · nonDerivative · entry 2

HARVEY WILLIAM G · CIK 0001183955 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,926

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:39 UTC KIRBY CORP KEX · Entity 3677 Exercise / conversionCommon Stock, par value $.10 per share 3,690 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-001505 · doc1.xml · nonDerivative · entry 1

HARVEY WILLIAM G · CIK 0001183955 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive cash or one share of common stock of the issuer.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 18:00 UTC KIRBY CORP KEX · Entity 3677 GrantEmployee Stock Options (Right to Buy) · Derivative 13,137 $0.00 Strike: $73.29 $0.00
Disclosure

SEC source: 0001567619-20-002026 · doc1.xml · derivative · entry 2

HARVEY WILLIAM G · CIK 0001183955 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,137

Underlying: Common Stock · 13,137 shares

Expires 2027-01-31

F3 · derivative.exercise_date: Option is exercisable 33% after one year, 67% after two years and 100% after three years from date of grant.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 18:00 UTC KIRBY CORP KEX · Entity 3677 GrantRestricted Stock Units · Derivative 7,240 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-002026 · doc1.xml · derivative · entry 1

HARVEY WILLIAM G · CIK 0001183955 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,240

Underlying: Common Stock · 7,240 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash or one share of common stock of the issuer.

F2 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning on January 24, 2021. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable after the vesting dates.

F2 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning on January 24, 2021. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable after the vesting dates.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 15:30 UTC KIRBY CORP KEX · Entity 3677 Exercise / conversionRestricted Stock Units · Derivative 1,394 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001604 · doc1.xml · derivative · entry 4

HARVEY WILLIAM G · CIK 0001183955 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,576

Underlying: Common Stock · 1,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash or one share of common stock of the issuer.

F3 · derivative.exercise_date: These restricted stock units granted on February 1, 2019, vest in five equal annual installments beginning on January 24, 2020. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

F3 · derivative.expiration_date: These restricted stock units granted on February 1, 2019, vest in five equal annual installments beginning on January 24, 2020. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 15:30 UTC KIRBY CORP KEX · Entity 3677 Exercise / conversionRestricted Stock Units · Derivative 848 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001604 · doc1.xml · derivative · entry 3

HARVEY WILLIAM G · CIK 0001183955 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,544

Underlying: Common Stock · 848 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash or one share of common stock of the issuer.

F2 · derivative.exercise_date: These restricted stock units granted on February 22, 2018, vest in five equal annual installments beginning on January 24, 2019. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

F2 · derivative.expiration_date: These restricted stock units granted on February 22, 2018, vest in five equal annual installments beginning on January 24, 2019. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 15:30 UTC KIRBY CORP KEX · Entity 3677 Tax withholdingCommon Stock, par value $.10 per share 934 $83.66 $78,138.44
Disclosure

SEC source: 0001567619-20-001604 · doc1.xml · nonDerivative · entry 2

HARVEY WILLIAM G · CIK 0001183955 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,777

Read SEC document
January 24, 2020 Filed Jan 28, 2020 15:30 UTC KIRBY CORP KEX · Entity 3677 Exercise / conversionCommon Stock, par value $.10 per share 2,242 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-001604 · doc1.xml · nonDerivative · entry 1

HARVEY WILLIAM G · CIK 0001183955 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive cash or one share of common stock of the issuer.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:00 UTC KIRBY CORP KEX · Entity 3677 GrantEmployee Stock Option (Right to Buy) · Derivative 11,490 $0.00 Strike: $73.93 $0.00
Disclosure

SEC source: 0001567619-19-002357 · doc1.xml · derivative · entry 2

HARVEY WILLIAM G · CIK 0001183955 · EVP - Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,490

Underlying: Common Stock · 11,490 shares

Expires 2026-02-01

F3 · derivative.exercise_date: Option is exercisable 33% after one year, 67% after two years and 100% after three years from date of grant.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:00 UTC KIRBY CORP KEX · Entity 3677 GrantRestricted Stock Units · Derivative 6,970 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002357 · doc1.xml · derivative · entry 1

HARVEY WILLIAM G · CIK 0001183955 · EVP - Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,970

Underlying: Common Stock · 6,970 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash or one share of common stock of the issuer.

F2 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning on January 24, 2020. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable after the vesting dates.

F2 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning on January 24, 2020. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable after the vesting dates.

Read SEC document
January 24, 2019 Filed Jan 28, 2019 19:58 UTC KIRBY CORP KEX · Entity 3677 Exercise / conversionRestricted Stock Units · Derivative 848 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-001749 · doc1.xml · derivative · entry 3

HARVEY WILLIAM G · CIK 0001183955 · EVP - Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,392

Underlying: Common Stock · 848 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash or one share of common stock of the issuer.

F2 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning January 24, 2019. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable after the vesting dates.

F2 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning January 24, 2019. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable after the vesting dates.

Read SEC document
January 24, 2019 Filed Jan 28, 2019 19:58 UTC KIRBY CORP KEX · Entity 3677 Tax withholdingCommon Stock, par value $.10 per share 379 $67.40 $25,544.60
Disclosure

SEC source: 0001567619-19-001749 · doc1.xml · nonDerivative · entry 2

HARVEY WILLIAM G · CIK 0001183955 · EVP - Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469

Read SEC document
January 24, 2019 Filed Jan 28, 2019 19:58 UTC KIRBY CORP KEX · Entity 3677 Exercise / conversionCommon Stock, par value $.10 per share 848 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-001749 · doc1.xml · nonDerivative · entry 1

HARVEY WILLIAM G · CIK 0001183955 · EVP - Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive cash or one share of common stock of the issuer.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 22:42 UTC KIRBY CORP KEX · Entity 3677 GrantEmployee Stock Option (Right to Buy) · Derivative 6,846 $0.00 Strike: $75.50 $0.00
Disclosure

SEC source: 0001140361-18-010212 · doc1.xml · derivative · entry 2

HARVEY WILLIAM G · CIK 0001183955 · EVP - Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,846

Underlying: Common Stock · 6,846 shares

Expires 2025-02-22

F3 · derivative.exercise_date: Option is exercisable 33% after one year, 67% after two years and 100% after three years from date of grant.

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February 22, 2018 Filed Feb 26, 2018 22:42 UTC KIRBY CORP KEX · Entity 3677 GrantRestricted Stock Units · Derivative 4,240 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-010212 · doc1.xml · derivative · entry 1

HARVEY WILLIAM G · CIK 0001183955 · EVP - Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,240

Underlying: Common Stock · 4,240 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash or one share of common stock of the issuer.

F2 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning 1/24/19. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable after the vesting dates.

F2 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning 1/24/19. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable after the vesting dates.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.