Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HELIOS TECHNOLOGIES, INC.HLIO · Entity 4399 | Chief Legal & Compliance Offic | January 28, 2022 | February 01, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HELIOS TECHNOLOGIES, INC.
Report date January 28, 2022 · Filed February 01, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,709.3084 |
Reported balance
After 2022-01-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-01-28 · Exercise / conversion · Acquired 732 · Balance 3,709.3084 F1: Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan (1.8876 Q4 of 2021). |
| Common StockSEC Table I · non-derivative | Direct | 3,530.3084 |
Reported balance
After 2022-01-28 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2022-01-28 · Tax withholding · Disposed 179 · Balance 3,530.3084 F2: Shares withheld by the issuer to satisfy federal tax withholding obligations on vesting of Restricted Stock Units. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,465 |
Reported balance
After 2022-01-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-01-28 · Exercise / conversion · Disposed 732 · Balance 1,465 F3: Each RSU represents the right to receive, following vesting, one share of Common Stock. F4: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan (1.8876 Q4 of 2021).
F2: Shares withheld by the issuer to satisfy federal tax withholding obligations on vesting of Restricted Stock Units.
F3: Each RSU represents the right to receive, following vesting, one share of Common Stock.
F4: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 28, 2022 Filed Feb 1, 2022 19:11 UTC | HELIOS TECHNOLOGIES, INC. HLIO · Entity 4399 | Exercise / conversionRestricted Stock Units · Derivative | 732 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005841 · doc4.xml · derivative · entry 3 Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,465 Underlying: Common Stock · 732 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock. F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date. F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 19:11 UTC | HELIOS TECHNOLOGIES, INC. HLIO · Entity 4399 | Tax withholdingCommon Stock | 179 | $77.10 | $13,800.90 |
DisclosureSEC source: 0001209191-22-005841 · doc4.xml · nonDerivative · entry 2 Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,530.3084 F2 · shares: Shares withheld by the issuer to satisfy federal tax withholding obligations on vesting of Restricted Stock Units. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 19:11 UTC | HELIOS TECHNOLOGIES, INC. HLIO · Entity 4399 | Exercise / conversionCommon Stock | 732 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005841 · doc4.xml · nonDerivative · entry 1 Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,709.3084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan (1.8876 Q4 of 2021). Read SEC document |
| November 24, 2021 Filed Nov 26, 2021 21:07 UTC | HELIOS TECHNOLOGIES, INC. HLIO · Entity 4399 | SaleCommon Stock | 1,016 | $109.91 | $111,668.86 |
DisclosureSEC source: 0001209191-21-066925 · doc4.xml · nonDerivative · entry 3 Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,975.4208 F1 · kind: Sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2021. F4 · price: This transaction was executed in multiple trades at prices ranging from $109.77 to $110.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Read SEC document |
| November 24, 2021 Filed Nov 26, 2021 21:07 UTC | HELIOS TECHNOLOGIES, INC. HLIO · Entity 4399 | SaleCommon Stock | 2,253 | $109.10 | $245,804.55 |
DisclosureSEC source: 0001209191-21-066925 · doc4.xml · nonDerivative · entry 2 Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,991.4208 F1 · kind: Sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $108.75 to $109.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Read SEC document |
| November 24, 2021 Filed Nov 26, 2021 21:07 UTC | HELIOS TECHNOLOGIES, INC. HLIO · Entity 4399 | SaleCommon Stock | 1,731 | $108.09 | $187,101.89 |
DisclosureSEC source: 0001209191-21-066925 · doc4.xml · nonDerivative · entry 1 Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,244.4208 F1 · kind: Sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $107.67 to $108.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 19:15 UTC | HELIOS TECHNOLOGIES, INC. HLIO · Entity 4399 | SaleCommon Stock | 1,000 | $100.07 | $100,074.00 |
DisclosureSEC source: 0001209191-21-063818 · doc4.xml · nonDerivative · entry 1 Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,975.4208 F1 · kind: Sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2021. F2 · balance_after: Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan (88.1428 during the third quarter of 2021). Read SEC document |
| July 09, 2021 Filed Jul 12, 2021 20:04 UTC | HELIOS TECHNOLOGIES, INC. HLIO · Entity 4399 | Tax withholdingCommon Stock | 487 | $78.80 | $38,375.60 |
DisclosureSEC source: 0001209191-21-046288 · doc4.xml · nonDerivative · entry 1 Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,887.278 F1 · shares: Represents shares of common stock withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,000 shares of restricted stock granted to the reporting person on July 9, 2018. F2 · balance_after: Includes 237.55724 shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan (127.861755 during the quarter ending March 31, 2021 and 109.695485 during the quarter ending June 30, 2021). Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:22 UTC | HELIOS TECHNOLOGIES, INC. HLIO · Entity 4399 | Exercise / conversionRestricted Stock Units · Derivative | 885 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015933 · doc4.xml · derivative · entry 3 Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,772 Underlying: Common Stock · 885 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date. F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:22 UTC | HELIOS TECHNOLOGIES, INC. HLIO · Entity 4399 | Tax withholdingCommon Stock | 209 | $65.40 | $13,668.60 |
DisclosureSEC source: 0001209191-21-015933 · doc4.xml · nonDerivative · entry 2 Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,136.721 F1 · shares: No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:22 UTC | HELIOS TECHNOLOGIES, INC. HLIO · Entity 4399 | Exercise / conversionCommon Stock | 885 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015933 · doc4.xml · nonDerivative · entry 1 Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,345.721 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:29 UTC | HELIOS TECHNOLOGIES, INC. HLIO · Entity 4399 | Exercise / conversionRestricted Stock Units · Derivative | 1,372 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013798 · doc4.xml · derivative · entry 3 Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,373 Underlying: Common Stock · 1,372 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date. F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:29 UTC | HELIOS TECHNOLOGIES, INC. HLIO · Entity 4399 | Tax withholdingCommon Stock | 407 | $64.28 | $26,161.96 |
DisclosureSEC source: 0001209191-21-013798 · doc4.xml · nonDerivative · entry 2 Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,460.721 F1 · shares: No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:29 UTC | HELIOS TECHNOLOGIES, INC. HLIO · Entity 4399 | Exercise / conversionCommon Stock | 1,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013798 · doc4.xml · nonDerivative · entry 1 Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,867.721 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 22:52 UTC | HELIOS TECHNOLOGIES, INC. HLIO · Entity 4399 | GrantNon-qualified Stock Options (right to buy) · Derivative | 2,197 | $0.00 Strike: $55.03 | $0.00 |
DisclosureSEC source: 0001692276-21-000003 · primary_doc.xml · derivative · entry 4 Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,197 Underlying: Common Stock · 2,197 shares Expires 2031-01-28 F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the Options, 33-1/3% of the options vest and become exercisable on each of the first three anniversaries of the grant date. Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 22:52 UTC | HELIOS TECHNOLOGIES, INC. HLIO · Entity 4399 | GrantRestricted Stock Units · Derivative | 2,197 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692276-21-000003 · primary_doc.xml · derivative · entry 3 Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,197 Underlying: Common Stock · 2,197 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date. F3 · derivative.exercise_date: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date. F3 · derivative.expiration_date: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date. Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 22:52 UTC | HELIOS TECHNOLOGIES, INC. HLIO · Entity 4399 | GrantPerformance-Based Restricted Stock Units · Derivative | 4,394 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692276-21-000003 · primary_doc.xml · derivative · entry 2 Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,394 Underlying: Common Stock · 4,394 shares Expires not disclosed F2 · derivative.exercise_price: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Helios Technologies common stock (Common Stock). The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2021 and ending on the last day of the fiscal year of 2023. F2 · derivative.exercise_date: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Helios Technologies common stock (Common Stock). The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2021 and ending on the last day of the fiscal year of 2023. F2 · derivative.expiration_date: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Helios Technologies common stock (Common Stock). The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2021 and ending on the last day of the fiscal year of 2023. Read SEC document |
| July 09, 2020 Filed Jul 10, 2020 18:59 UTC | HELIOS TECHNOLOGIES, INC. HLIO · Entity 4399 | Tax withholdingCommon Stock | 487 | $33.64 | $16,382.68 |
DisclosureSEC source: 0001693321-20-000002 · primary_doc.xml · nonDerivative · entry 1 Nealis Melanie M · CIK 0001744724 · Chief Legal Comp Off and Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,214.3265 F1 · balance_after: Includes shares purchased and dividend reinvestment shares through the Helios Technologies, Inc. Employee Stock Purchase Plan (206.8171 during the quarter ended June 27, 2020). Read SEC document |
| April 27, 2020 Filed Apr 29, 2020 18:15 UTC | HELIOS TECHNOLOGIES, INC. HLIO · Entity 4399 | GrantRestricted Stock Units · Derivative | 5,418 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692276-20-000029 · primary_doc.xml · derivative · entry 2 Nealis Melanie M · CIK 0001744724 · Chief Legal-Comp Off and Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,418 Underlying: Common Stock · 5,418 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock. F3 · derivative.exercise_date: Unless earlier accelerated or forfeited under the terms of the RSU, 100% of the awards vest and convert into Common Stock twenty four months from the grant date. F3 · derivative.expiration_date: Unless earlier accelerated or forfeited under the terms of the RSU, 100% of the awards vest and convert into Common Stock twenty four months from the grant date. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:58 UTC | HELIOS TECHNOLOGIES, INC. HLIO · Entity 4399 | GrantNon-qualified Stock Options (right to buy) · Derivative | 2,657 | $0.00 Strike: $39.75 | $0.00 |
DisclosureSEC source: 0001692276-20-000013 · primary_doc.xml · derivative · entry 4 Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,657 Underlying: Common Stock · 2,657 shares Expires 2030-02-28 F5 · derivative.exercise_date: Unless earlier forfeited under the terms of the Options, 33-1/3% of the options vest and become exercisable on each of the first three anniversaries of the grant date. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:58 UTC | HELIOS TECHNOLOGIES, INC. HLIO · Entity 4399 | GrantRestricted Stock Units · Derivative | 2,657 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692276-20-000013 · primary_doc.xml · derivative · entry 3 Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,657 Underlying: Common Stock · 2,657 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock. F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date. F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:58 UTC | HELIOS TECHNOLOGIES, INC. HLIO · Entity 4399 | GrantPerformance-Based Restricted Stock Units · Derivative | 5,314 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692276-20-000013 · primary_doc.xml · derivative · entry 2 Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,314 Underlying: Common Stock · 5,314 shares Expires not disclosed F1 · derivative.exercise_price: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Helios Technologies common stock (Common Stock). The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the Company's fiscal year ending January 2, 2020 and ending on the last day of the Company's fiscal year ending December 31, 2022. F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 200% of one share of Common Stock after the determination of the achievement of the performance goals during the three-year performance period beginning on the first day of the Company's fiscal year ending January 2, 2020 and ending on the last day of the Company's fiscal year ending December 31, 2022. F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 200% of one share of Common Stock after the determination of the achievement of the performance goals during the three-year performance period beginning on the first day of the Company's fiscal year ending January 2, 2020 and ending on the last day of the Company's fiscal year ending December 31, 2022. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 19:01 UTC | HELIOS TECHNOLOGIES, INC. HLIO · Entity 4399 | Exercise / conversionRestricted Stock Units · Derivative | 407 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692276-20-000009 · primary_doc.xml · derivative · entry 3 Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,710 Underlying: Common Stock · 407 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock. F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date. F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 19:01 UTC | HELIOS TECHNOLOGIES, INC. HLIO · Entity 4399 | Tax withholdingCommon Stock | 407 | $41.82 | $17,020.74 |
DisclosureSEC source: 0001692276-20-000009 · primary_doc.xml · nonDerivative · entry 2 Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,325.3446 F2 · shares: No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 19:01 UTC | HELIOS TECHNOLOGIES, INC. HLIO · Entity 4399 | Exercise / conversionCommon Stock | 1,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001692276-20-000009 · primary_doc.xml · nonDerivative · entry 1 Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,732.3446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan (152.400 during the quarter ended June 29, 2019; 149.4324 during the quarter ended September 28, 2019; 182.3848 during the quarter ended December 28, 2019; and 1.1274 dividend reinvestment shares). Read SEC document |
| February 22, 2020 Filed Feb 8, 2021 16:17 UTC Amendment | HELIOS TECHNOLOGIES, INC. HLIO · Entity 4399 | Exercise / conversionRestricted Stock Units · Derivative | 1,372 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692276-21-000008 · primary_doc.xml · derivative · entry 1 Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,745 Underlying: Common Stock · 1,372 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock. F2 · shares: The reporting person is amending the transaction reported in the previously filed Form 4 to correct the Number of Derivative Securities Disposed (which was incorrectly reported as 407), and the Number of Derivative Securities Beneficially Owned Following Reported Transaction (which was incorrectly reported as 3,710). F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date. F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date. F2 · derivative.underlying_shares: The reporting person is amending the transaction reported in the previously filed Form 4 to correct the Number of Derivative Securities Disposed (which was incorrectly reported as 407), and the Number of Derivative Securities Beneficially Owned Following Reported Transaction (which was incorrectly reported as 3,710). F2 · balance_after: The reporting person is amending the transaction reported in the previously filed Form 4 to correct the Number of Derivative Securities Disposed (which was incorrectly reported as 407), and the Number of Derivative Securities Beneficially Owned Following Reported Transaction (which was incorrectly reported as 3,710). Read SEC document |
| July 09, 2019 Filed Jul 11, 2019 19:18 UTC | HELIOS TECHNOLOGIES, INC. HLIO · Entity 4399 | Tax withholdingCommon Stock | 600 | $44.90 | $26,940.00 |
DisclosureSEC source: 0001744724-19-000002 · primary_doc.xml · nonDerivative · entry 1 Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,875 F1 · shares: Represents shares of common stock withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,000 shares of restricted stock granted to the reporting person on July 9, 2018. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 19:25 UTC | HELIOS TECHNOLOGIES, INC. SNHY · Entity 4399 | GrantRestricted Stock Units · Derivative | 4,117 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001744724-19-000001 · primary_doc.xml · derivative · entry 2 Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,117 Underlying: Common Stock · 4,117 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock. F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date. F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 19:25 UTC | HELIOS TECHNOLOGIES, INC. SNHY · Entity 4399 | GrantPerformance-Based Restricted Stock Units · Derivative | 4,117 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001744724-19-000001 · primary_doc.xml · derivative · entry 1 Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,117 Underlying: Common Stock · 4,117 shares Expires not disclosed F1 · derivative.exercise_price: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 150% of one share of Sun Hydraulics common stock (Common Stock). The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the Company's fiscal year ending December 28, 2019 and ending on the last day of the Company's fiscal year ending January 1, 2022. F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 150% of one share of Common Stock after the determination of the achievement of the performance goals during the three-year performance period ending on the last day of the Company's fiscal year ending January 1, 2022. F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 150% of one share of Common Stock after the determination of the achievement of the performance goals during the three-year performance period ending on the last day of the Company's fiscal year ending January 1, 2022. Read SEC document |
| November 08, 2018 Filed Nov 8, 2018 22:55 UTC | HELIOS TECHNOLOGIES, INC. SNHY · Entity 4399 | PurchaseCommon Stock | 475 | $40.42 | $19,197.60 |
DisclosureSEC source: 0001744724-18-000004 · primary_doc.xml · nonDerivative · entry 1 Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,475 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.