Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MASCO CORP /DE/MAS · Entity 3389 | Director | March 12, 2018 | March 13, 2018 |
| SPIRE INCSR · Entity 3925 | Director | February 01, 2022 | February 02, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MASCO CORP /DE/
Report date March 12, 2018 · Filed March 13, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 47,909 |
Ending reported balance
After 2018-03-12 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2018-03-12 · Exercise / conversion · Acquired 9,117 · Balance 57,026 Row 2 · 2018-03-12 · Tax withholding · Disposed 3,463 · Balance 53,563 Row 3 · 2018-03-12 · Sale · Disposed 5,654 · Balance 47,909 |
| Non-Employee Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $16.25 · Expires 2018-05-13 | Direct | 0 |
Reported balance
After 2018-03-12 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-03-12 · Exercise / conversion · Disposed 9,117 · Balance 0 F1: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value. F3: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. F2: This option became exercisable in five equal annual installments commencing May 13, 2009. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.
F2: This option became exercisable in five equal annual installments commencing May 13, 2009.
F3: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.
SPIRE INC
Report date February 01, 2022 · Filed February 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,810 |
Reported balance
After 2022-02-01 transaction · row 1
1 source rowRow 1 · 2022-02-01 · Grant · Acquired 1,810 · Balance 1,810 F1: Represents award of time-vested restricted stock that vests on August 1, 2022. |
| Common StockSEC Table I · non-derivative | IndirectHeld in revocable trust | 29,575 |
Reported balance
Holding disclosure · report date 2022-02-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 29,575 F2: These shares are held in a revocable trust of which Ms. Van Lokeren is the trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents award of time-vested restricted stock that vests on August 1, 2022.
F2: These shares are held in a revocable trust of which Ms. Van Lokeren is the trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2022 Filed Feb 2, 2022 17:48 UTC | SPIRE INC SR · Entity 3925 | GrantCommon Stock | 1,810 | $66.31 | $120,021.10 |
DisclosureSEC source: 0001562180-22-000892 · primarydocument.xml · nonDerivative · entry 1 VAN LOKEREN MARY ANN · CIK 0001182556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,810 F1 · shares: Represents award of time-vested restricted stock that vests on August 1, 2022. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 17:22 UTC | SPIRE INC SR · Entity 3925 | GrantCommon Stock | 1,760 | $62.35 | $109,736.00 |
DisclosureSEC source: 0001562180-21-000796 · primarydocument.xml · nonDerivative · entry 1 VAN LOKEREN MARY ANN · CIK 0001182556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,575 F1 · shares: Represents award of time-vested restricted stock that vests on August 1, 2021. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 20:08 UTC | SPIRE INC SR · Entity 3925 | GrantCommon Stock | 1,320 | $85.48 | $112,833.60 |
DisclosureSEC source: 0001562180-20-000822 · primarydocument.xml · nonDerivative · entry 1 VAN LOKEREN MARY ANN · CIK 0001182556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,815 F1 · shares: Represents award of time-vested restricted stock that vests on August 3, 2020. Read SEC document |
| February 01, 2019 Filed Feb 1, 2019 23:36 UTC | SPIRE INC SR · Entity 3925 | GrantCommon Stock | 1,470 | $78.69 | $115,674.30 |
DisclosureSEC source: 0001562180-19-000686 · primarydocument.xml · nonDerivative · entry 1 VAN LOKEREN MARY ANN · CIK 0001182556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,495 F1 · shares: Represents award of time-vested restricted stock that vests on August 1, 2019. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 19:58 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Exercise / conversionNon-Employee Director Stock Option · Derivative | 9,117 | Not disclosed Strike: $16.25 | Not disclosed |
DisclosureSEC source: 0001225208-18-005998 · doc4.xml · derivative · entry 4 VAN LOKEREN MARY ANN · CIK 0001182556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,117 shares Expires 2018-05-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value. F3 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. F2 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing May 13, 2009. F1 · derivative.underlying_shares: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 19:58 UTC | MASCO CORP /DE/ MAS · Entity 3389 | SaleCommon Stock | 5,654 | $42.77 | $241,844.20 |
DisclosureSEC source: 0001225208-18-005998 · doc4.xml · nonDerivative · entry 3 VAN LOKEREN MARY ANN · CIK 0001182556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,909 Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 19:58 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Tax withholdingCommon Stock | 3,463 | $42.77 | $148,126.36 |
DisclosureSEC source: 0001225208-18-005998 · doc4.xml · nonDerivative · entry 2 VAN LOKEREN MARY ANN · CIK 0001182556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,563 Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 19:58 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Exercise / conversionCommon Stock | 9,117 | $16.25 | $148,158.54 |
DisclosureSEC source: 0001225208-18-005998 · doc4.xml · nonDerivative · entry 1 VAN LOKEREN MARY ANN · CIK 0001182556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,026 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 16:04 UTC | SPIRE INC SR · Entity 3925 | GrantCommon Stock | 1,400 | $63.20 | $88,480.00 |
DisclosureSEC source: 0001562180-18-000613 · primarydocument.xml · nonDerivative · entry 1 VAN LOKEREN MARY ANN · CIK 0001182556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,025 F1 · shares: Represents award of time-vested restricted stock that vests on August 1, 2018. Read SEC document |
| November 13, 2017 Filed Nov 14, 2017 15:58 UTC | MASCO CORP /DE/ MAS · Entity 3389 | SaleCommon Stock | 2,000 | $38.85 | $77,690.00 |
DisclosureSEC source: 0001225208-17-017273 · doc4.xml · nonDerivative · entry 2 VAN LOKEREN MARY ANN · CIK 0001182556 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.8300 to $38.8610, inclusive. Read SEC document |
| November 13, 2017 Filed Nov 14, 2017 15:58 UTC | MASCO CORP /DE/ MAS · Entity 3389 | SaleCommon Stock | 14,850 | $38.85 | $576,848.25 |
DisclosureSEC source: 0001225208-17-017273 · doc4.xml · nonDerivative · entry 1 VAN LOKEREN MARY ANN · CIK 0001182556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,909 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.8300 to $38.8610, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| May 12, 2017 Filed May 16, 2017 14:06 UTC | MASCO CORP /DE/ MAS · Entity 3389 | GrantCommon Stock | 3,570 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-009843 · doc4.xml · nonDerivative · entry 1 VAN LOKEREN MARY ANN · CIK 0001182556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,759 F1 · price: N/A Read SEC document |
| May 04, 2017 Filed May 4, 2017 19:45 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Exercise / conversionNon-Employee Director Stock Option · Derivative | 1,823 | Not disclosed Strike: $8.79 | Not disclosed |
DisclosureSEC source: 0001225208-17-009131 · doc4.xml · derivative · entry 9 VAN LOKEREN MARY ANN · CIK 0001182556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,823 shares Expires 2019-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value. F3 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. F4 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing May 12, 2010. F1 · derivative.underlying_shares: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value. Read SEC document |
| May 04, 2017 Filed May 4, 2017 19:45 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Exercise / conversionNon-Employee Director Stock Option · Derivative | 9,117 | Not disclosed Strike: $26.65 | Not disclosed |
DisclosureSEC source: 0001225208-17-009131 · doc4.xml · derivative · entry 8 VAN LOKEREN MARY ANN · CIK 0001182556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,117 shares Expires 2017-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value. F3 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. F2 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing May 8, 2008. F1 · derivative.underlying_shares: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value. Read SEC document |
| May 04, 2017 Filed May 4, 2017 19:45 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Tax withholdingCommon Stock | 6,623 | $36.68 | $242,934.95 |
DisclosureSEC source: 0001225208-17-009131 · doc4.xml · nonDerivative · entry 6 VAN LOKEREN MARY ANN · CIK 0001182556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,189 Read SEC document |
| May 04, 2017 Filed May 4, 2017 19:45 UTC | MASCO CORP /DE/ MAS · Entity 3389 | SaleCommon Stock | 2,494 | $36.68 | $91,481.17 |
DisclosureSEC source: 0001225208-17-009131 · doc4.xml · nonDerivative · entry 5 VAN LOKEREN MARY ANN · CIK 0001182556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,812 Read SEC document |
| May 04, 2017 Filed May 4, 2017 19:45 UTC | MASCO CORP /DE/ MAS · Entity 3389 | SaleCommon Stock | 1,386 | $36.68 | $50,835.71 |
DisclosureSEC source: 0001225208-17-009131 · doc4.xml · nonDerivative · entry 4 VAN LOKEREN MARY ANN · CIK 0001182556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,306 Read SEC document |
| May 04, 2017 Filed May 4, 2017 19:45 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Tax withholdingCommon Stock | 437 | $36.68 | $16,028.29 |
DisclosureSEC source: 0001225208-17-009131 · doc4.xml · nonDerivative · entry 3 VAN LOKEREN MARY ANN · CIK 0001182556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,692 Read SEC document |
| May 04, 2017 Filed May 4, 2017 19:45 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Exercise / conversionCommon Stock | 1,823 | $8.79 | $16,028.36 |
DisclosureSEC source: 0001225208-17-009131 · doc4.xml · nonDerivative · entry 2 VAN LOKEREN MARY ANN · CIK 0001182556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,129 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2017 Filed May 4, 2017 19:45 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Exercise / conversionCommon Stock | 9,117 | $26.65 | $242,957.11 |
DisclosureSEC source: 0001225208-17-009131 · doc4.xml · nonDerivative · entry 1 VAN LOKEREN MARY ANN · CIK 0001182556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,306 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2017 Filed Feb 1, 2017 14:07 UTC | SPIRE INC SR · Entity 3925 | GrantCommon Stock | 1,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-003257 · form4.xml · nonDerivative · entry 1 VAN LOKEREN MARY ANN · CIK 0001182556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,625 F1 · shares: Represents award of time-vested restricted stock that vests on August 1, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.