Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| American Water Works Company, Inc.AWK · Entity 3169 | Director · President and CEO | January 31, 2022 | February 02, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
American Water Works Company, Inc.
Report date January 31, 2022 · Filed February 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 136,696 |
Ending reported balance
After 2022-01-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-01-31 · Grant · Acquired 10,846 · Balance 143,348 F1: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2019 under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards vested on January 31, 2022. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Row 2 · 2022-01-31 · Tax withholding · Disposed 6,652 · Balance 136,696 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2019 under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards vested on January 31, 2022. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 21, 2017 Filed Aug 23, 2017 17:15 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionCommon Stock | 15,169 | $39.45 | $598,417.05 |
DisclosureSEC source: 0001209191-17-049981 · doc4.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 08:03 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $39.45 | $0.00 |
DisclosureSEC source: 0001209191-17-018544 · doc4.xml · derivative · entry 3 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,169 Underlying: Common Stock · 10,000 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award granted on February 21, 2013 and representing a right to purchase 25,169 shares vested in three equal installments on January 1, 2014, 2015 and 2016. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 08:03 UTC | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 10,000 | $78.00 | $780,000.00 |
DisclosureSEC source: 0001209191-17-018544 · doc4.xml · nonDerivative · entry 2 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,002 Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 08:03 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionCommon Stock | 10,000 | $39.45 | $394,500.00 |
DisclosureSEC source: 0001209191-17-018544 · doc4.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 58 shares purchased under the American Water Works Company, Inc. Employee Stock Purchase Plan since the reporting person's last Form 4. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 19:08 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 3,426 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011711 · doc4.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,944 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 16:15 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionPerformance Stock Units · Derivative | 8,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005861 · doc4.xml · derivative · entry 5 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,578 shares Expires 2016-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance stock unit represented a contingent right to receive one share of common stock of American Water Works Company, Inc. (the "Company"), based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F4 · shares: Represents the earned portion of the TSR performance stock units, including target units granted in 2014 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target. F1 · derivative.exercise_date: Each performance stock unit represented a contingent right to receive one share of common stock of American Water Works Company, Inc. (the "Company"), based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F3 · derivative.expiration_date: Represents the end of the performance period to which the performance stock units relate. F4 · derivative.underlying_shares: Represents the earned portion of the TSR performance stock units, including target units granted in 2014 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 16:15 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantPerformance Stock Units · Derivative | 3,677 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005861 · doc4.xml · derivative · entry 4 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,578 Underlying: Common Stock · 3,677 shares Expires 2016-12-31 F1 · derivative.exercise_price: Each performance stock unit represented a contingent right to receive one share of common stock of American Water Works Company, Inc. (the "Company"), based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F2 · shares: Represents the above-target earned portion of the TSR performance stock unit. In 2014, the Company granted 4,901 performance stock units, equal to the number of shares to be received if target performance was achieved. F1 · derivative.exercise_date: Each performance stock unit represented a contingent right to receive one share of common stock of American Water Works Company, Inc. (the "Company"), based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F3 · derivative.expiration_date: Represents the end of the performance period to which the performance stock units relate. F2 · derivative.underlying_shares: Represents the above-target earned portion of the TSR performance stock unit. In 2014, the Company granted 4,901 performance stock units, equal to the number of shares to be received if target performance was achieved. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 16:15 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 6,335 | $71.72 | $454,346.20 |
DisclosureSEC source: 0001209191-17-005861 · doc4.xml · nonDerivative · entry 3 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,518 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 16:15 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 6,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005861 · doc4.xml · nonDerivative · entry 2 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,853 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 16:15 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionCommon Stock | 8,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005861 · doc4.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,179 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 16:51 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 1,462 | $72.36 | $105,790.32 |
DisclosureSEC source: 0001209191-17-001086 · doc4.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,601 F1 · balance_after: Includes 188 shares purchased under the American Water Works Company, Inc. Employee Stock Purchase Plan since the reporting person's last Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.