Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| American Water Works Company, Inc.AWK · Entity 3169 | Director · President and CEO | January 31, 2022 | February 02, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
American Water Works Company, Inc.
Report date January 31, 2022 · Filed February 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 136,696 |
Ending reported balance
After 2022-01-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-01-31 · Grant · Acquired 10,846 · Balance 143,348 F1: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2019 under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards vested on January 31, 2022. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Row 2 · 2022-01-31 · Tax withholding · Disposed 6,652 · Balance 136,696 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2019 under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards vested on January 31, 2022. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2022 Filed Feb 2, 2022 09:13 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 6,652 | $160.80 | $1,069,641.60 |
DisclosureSEC source: 0001410636-22-000021 · wf-form4_164381117228067.xml · nonDerivative · entry 2 Lynch Walter · CIK 0001430106 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,696 Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 09:13 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 10,846 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-22-000021 · wf-form4_164381117228067.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,348 F1 · shares: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2019 under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards vested on January 31, 2022. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 18:29 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 24,617 | $0.00 Strike: $65.15 | $0.00 |
DisclosureSEC source: 0001410636-21-000218 · wf-form4_163762372796766.xml · derivative · entry 3 Lynch Walter · CIK 0001430106 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,617 shares Expires 2022-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option award vested in three equal installments on January 1, 2017, 2018 and 2019. Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 18:29 UTC | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 24,617 | $173.42 | $4,269,080.14 |
DisclosureSEC source: 0001410636-21-000218 · wf-form4_163762372796766.xml · nonDerivative · entry 2 Lynch Walter · CIK 0001430106 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,502 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $173.22 to $173.85, inclusive. The reporting person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 18:29 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionCommon Stock | 24,617 | $65.15 | $1,603,797.55 |
DisclosureSEC source: 0001410636-21-000218 · wf-form4_163762372796766.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 11:03 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 7,427 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-21-000080 · wf-form4_161366419244104.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,502 Read SEC document |
| January 31, 2021 Filed Feb 1, 2021 21:31 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 1,394 | $159.02 | $221,673.88 |
DisclosureSEC source: 0001410636-21-000053 · wf-form4_161223304303501.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,075 Read SEC document |
| January 22, 2021 Filed Jan 25, 2021 21:29 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 5,444 | $160.91 | $875,994.04 |
DisclosureSEC source: 0001410636-21-000030 · wf-form4_161162814075949.xml · nonDerivative · entry 2 Lynch Walter · CIK 0001430106 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,469 Read SEC document |
| January 22, 2021 Filed Jan 25, 2021 21:29 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 13,369 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-21-000030 · wf-form4_161162814075949.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,913 F1 · shares: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2018 under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards vested on January 22, 2021. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 18:05 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 340 | $153.47 | $52,179.80 |
DisclosureSEC source: 0001410636-21-000010 · wf-form4_160988788740819.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,544 Read SEC document |
| August 10, 2020 Filed Aug 10, 2020 17:57 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 8,454 | $0.00 Strike: $52.75 | $0.00 |
DisclosureSEC source: 0001410636-20-000122 · wf-form4_159709662397790.xml · derivative · entry 3 Lynch Walter · CIK 0001430106 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,454 shares Expires 2021-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award granted on February 17, 2015 and representing a right to purchase 25,362 shares, vested in three equal installments on January 1, 2016, 2017 and 2018. F3 · balance_after: Prior exercises of an aggregate of 16,908 shares underlying this option were previously reported. Read SEC document |
| August 10, 2020 Filed Aug 10, 2020 17:57 UTC | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 8,454 | $148.82 | $1,258,124.28 |
DisclosureSEC source: 0001410636-20-000122 · wf-form4_159709662397790.xml · nonDerivative · entry 2 Lynch Walter · CIK 0001430106 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,884 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $148.48 to $149.10, inclusive. The reporting person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| August 10, 2020 Filed Aug 10, 2020 17:57 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionCommon Stock | 8,454 | $52.75 | $445,948.50 |
DisclosureSEC source: 0001410636-20-000122 · wf-form4_159709662397790.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 11:13 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 4,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-20-000065 · wf-form4_158592676708224.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,884 Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 13:31 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 2,255 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-20-000029 · wf-form4_158153227279014.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,824 Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 14:13 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 484 | $136.20 | $65,920.80 |
DisclosureSEC source: 0001410636-20-000021 · wf-form4_158084357533956.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,569 Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 14:25 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 5,542 | $134.05 | $742,905.10 |
DisclosureSEC source: 0001410636-20-000011 · wf-form4_157989393804662.xml · nonDerivative · entry 2 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,053 Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 14:25 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 12,723 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-20-000011 · wf-form4_157989393804662.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,595 F1 · balance_after: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2017 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan. These awards vested on January 22, 2020. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 17:00 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 794 | $122.85 | $97,542.90 |
DisclosureSEC source: 0001410636-20-000003 · wf-form4_157808879989095.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,872 Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 14:50 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,908 | $0.00 Strike: $52.75 | $0.00 |
DisclosureSEC source: 0001410636-19-000152 · wf-form4_156762302773612.xml · derivative · entry 3 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,454 Underlying: Common Stock · 6,908 shares Expires 2021-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option award granted on February 17, 2015 and representing a right to purchase 25,362 shares, vested in three equal installments on January 1, 2016, 2017 and 2018. F2 · balance_after: A prior exercise of 10,000 shares underlying this option was previously reported. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 14:50 UTC | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 6,908 | $126.91 | $876,694.28 |
DisclosureSEC source: 0001410636-19-000152 · wf-form4_156762302773612.xml · nonDerivative · entry 2 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,666 Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 14:50 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionCommon Stock | 6,908 | $52.75 | $364,397.00 |
DisclosureSEC source: 0001410636-19-000152 · wf-form4_156762302773612.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2019 Filed Jun 5, 2019 13:07 UTC | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 3,372 | $112.90 | $380,698.80 |
DisclosureSEC source: 0001410636-19-000123 · wf-form4_155975445094975.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,666 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.90 to $112.91, inclusive. The report person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| May 16, 2019 Filed May 17, 2019 13:57 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $52.75 | $0.00 |
DisclosureSEC source: 0001410636-19-000105 · wf-form4_155811581289902.xml · derivative · entry 6 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,362 Underlying: Common Stock · 10,000 shares Expires 2021-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option award granted on February 17, 2015, representing a right to purchase 25,362 shares, vested in three equal installments on January 1, 2016, 2017 and 2018. Read SEC document |
| May 16, 2019 Filed May 17, 2019 13:57 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 8,545 | $0.00 Strike: $44.06 | $0.00 |
DisclosureSEC source: 0001410636-19-000105 · wf-form4_155811581289902.xml · derivative · entry 5 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,545 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option award granted on February 20, 2014, representing a right to purchase 28,545 shares, vested in three equal installments on January 1, 2015, 2016 and 2017. F2 · balance_after: Prior exercises of a total of 20,000 shares underlying this option were previously reported. Read SEC document |
| May 16, 2019 Filed May 17, 2019 13:57 UTC | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 10,000 | $111.15 | $1,111,500.00 |
DisclosureSEC source: 0001410636-19-000105 · wf-form4_155811581289902.xml · nonDerivative · entry 4 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,038 Read SEC document |
| May 16, 2019 Filed May 17, 2019 13:57 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionCommon Stock | 10,000 | $52.75 | $527,500.00 |
DisclosureSEC source: 0001410636-19-000105 · wf-form4_155811581289902.xml · nonDerivative · entry 3 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,038 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2019 Filed May 17, 2019 13:57 UTC | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 8,545 | $111.15 | $949,776.75 |
DisclosureSEC source: 0001410636-19-000105 · wf-form4_155811581289902.xml · nonDerivative · entry 2 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,038 Read SEC document |
| May 16, 2019 Filed May 17, 2019 13:57 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionCommon Stock | 8,545 | $44.06 | $376,492.70 |
DisclosureSEC source: 0001410636-19-000105 · wf-form4_155811581289902.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 16:41 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 3,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000045 · wf-form4_155061245437971.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,038 Read SEC document |
| January 23, 2019 Filed Jan 24, 2019 18:39 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 3,806 | $94.24 | $358,677.44 |
DisclosureSEC source: 0001410636-19-000023 · wf-form4_154837313483079.xml · nonDerivative · entry 2 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,984 Read SEC document |
| January 23, 2019 Filed Jan 24, 2019 18:39 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 9,846 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000023 · wf-form4_154837313483079.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,790 F1 · shares: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2016 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan. These awards vested on January 23, 2019. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Read SEC document |
| January 01, 2019 Filed Jan 2, 2019 15:44 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 1,087 | $90.77 | $98,666.99 |
DisclosureSEC source: 0001410636-19-000006 · wf-form4_154646187300196.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,944 Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 19:08 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $44.06 | $0.00 |
DisclosureSEC source: 0001410636-18-000177 · wf-form4_154241329527006.xml · derivative · entry 3 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,545 Underlying: Common Stock · 5,000 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award granted on February 20, 2014 and representing a right to purchase 28,545 shares vested in three equal installments on January 1, 2015, January 1, 2016 and January 1, 2017. F3 · balance_after: Prior exercises of a total of 15,000 shares underlying this option were previously reported. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 19:08 UTC | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 5,000 | $91.69 | $458,450.00 |
DisclosureSEC source: 0001410636-18-000177 · wf-form4_154241329527006.xml · nonDerivative · entry 2 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,031 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.68 to $91.74, inclusive. The reporting person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 19:08 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionCommon Stock | 5,000 | $44.06 | $220,300.00 |
DisclosureSEC source: 0001410636-18-000177 · wf-form4_154241329527006.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,031 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 11:04 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $44.06 | $0.00 |
DisclosureSEC source: 0001410636-18-000157 · wf-form4_153624622915896.xml · derivative · entry 3 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,545 Underlying: Common Stock · 10,000 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award granted on February 20, 2014 and representing a right to purchase 28,545 shares vested in three equal installments on January 1, 2015, January 1, 2016 and January 1, 2017. F3 · balance_after: A prior exercise of 5,000 shares underlying this option was previously reported. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 11:04 UTC | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 10,000 | $89.57 | $895,700.00 |
DisclosureSEC source: 0001410636-18-000157 · wf-form4_153624622915896.xml · nonDerivative · entry 2 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,031 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.44 to $89.75, inclusive. The report person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 11:04 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionCommon Stock | 10,000 | $44.06 | $440,600.00 |
DisclosureSEC source: 0001410636-18-000157 · wf-form4_153624622915896.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,031 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 13:25 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 3,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000053 · wf-form4_151880551716561.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,031 Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 18:45 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 4,640 | $84.53 | $392,219.20 |
DisclosureSEC source: 0001410636-18-000031 · wf-form4_151726949130531.xml · nonDerivative · entry 2 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,760 Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 18:45 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 11,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000031 · wf-form4_151726949130531.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,400 F1 · shares: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in June 2015 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan. These awards vested on January 25, 2018. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 13:58 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 1,174 | $91.49 | $107,409.26 |
DisclosureSEC source: 0001410636-18-000009 · wf-form4_151500591764546.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,493 Read SEC document |
| November 07, 2017 Filed Nov 8, 2017 18:00 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $44.06 | $0.00 |
DisclosureSEC source: 0001410636-17-000017 · wf-form4_151018203919023.xml · derivative · entry 3 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,545 Underlying: Common Stock · 5,000 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award granted on February 20, 2014 and representing a right to purchase 28,545 shares vested in three equal installments on January 1, 2015, January 1, 2016 and January 1, 2017. Read SEC document |
| November 07, 2017 Filed Nov 8, 2017 18:00 UTC | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 5,000 | $89.95 | $449,750.00 |
DisclosureSEC source: 0001410636-17-000017 · wf-form4_151018203919023.xml · nonDerivative · entry 2 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,667 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.9501 to $89.96, inclusive. The reporting person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| November 07, 2017 Filed Nov 8, 2017 18:00 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionCommon Stock | 5,000 | $44.06 | $220,300.00 |
DisclosureSEC source: 0001410636-17-000017 · wf-form4_151018203919023.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 16:08 UTC | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 2,035 | $82.00 | $166,870.00 |
DisclosureSEC source: 0001209191-17-050697 · doc4.xml · nonDerivative · entry 2 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,667 Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 16:08 UTC | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 1,300 | $82.12 | $106,756.00 |
DisclosureSEC source: 0001209191-17-050697 · doc4.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,702 Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 17:15 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,169 | $0.00 Strike: $39.45 | $0.00 |
DisclosureSEC source: 0001209191-17-049981 · doc4.xml · derivative · entry 3 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,169 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option award granted on February 21, 2013 and representing a right to purchase 25,169 shares vested in three equal installments on January 1, 2014, 2015 and 2016. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 17:15 UTC | American Water Works Company, Inc. AWK · Entity 3169 | SaleCommon Stock | 15,169 | $82.00 | $1,243,858.00 |
DisclosureSEC source: 0001209191-17-049981 · doc4.xml · nonDerivative · entry 2 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,002 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.