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Kleine Lorri J

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130877
SEC CIK
0001905237

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NORFOLK SOUTHERN CORPNSC · Entity 2965SVP & Chief Legal OfficerJanuary 27, 2022February 03, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NORFOLK SOUTHERN CORP

Report date January 27, 2022 · Filed February 03, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,089.274 Ending reported balance After 2022-01-27 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2022-01-27 · Grant · Acquired 438 · Balance 2,211.274

F1: Represents shares earned by the reporting person under the formula-based performance share feature of the Corporation's Long-Term Incentive plan (a Rule 16h-3 plan).

Row 2 · 2022-01-27 · Tax withholding · Disposed 122 · Balance 2,089.274

Option (right to buy, granted 2022)SEC Table II · derivative / convertible security · Conversion / exercise price $270.98 · Expires 2032-01-26Direct1,530 Reported balance After 2022-01-27 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-01-27 · Grant · Acquired 1,530 · Balance 1,530

F3: Reports the grant to the reporting person of an option to purchase shares of common stock under the Norfolk Southern Corporation Long-Term Incentive Plan (a 16b-3 plan).

Common StockSEC Table I · non-derivativeIndirectBy 401(k) Plan1,444.1655 Reported balance Holding disclosure · report date 2022-01-27 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,444.1655

F2: Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of January 27, 2022, to have been credited to thereporting person's account in the Norfolk Southern Corporation Thrift and investment Plan (TIP), a trusted 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made atvarioustimesand at various prices.

Option (right to buy, granted 2016)SEC Table II · derivative / convertible security · Conversion / exercise price $70.32 · Expires 2026-01-27Direct1,140 Reported balance Holding disclosure · report date 2022-01-27 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 1,140

Option (right to buy, granted 2017)SEC Table II · derivative / convertible security · Conversion / exercise price $120.25 · Expires 2027-01-25Direct1,300 Reported balance Holding disclosure · report date 2022-01-27 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 1,300

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,439 Reported balance Holding disclosure · report date 2022-01-27 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 2,439

F4: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan.Each Unit is the economic equivalent of one share of Common Stock. These Units vest ratably over not more than four years from the grant date and ultimately will be settled in Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares earned by the reporting person under the formula-based performance share feature of the Corporation's Long-Term Incentive plan (a Rule 16h-3 plan).

F2: Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of January 27, 2022, to have been credited to thereporting person's account in the Norfolk Southern Corporation Thrift and investment Plan (TIP), a trusted 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made atvarioustimesand at various prices.

F3: Reports the grant to the reporting person of an option to purchase shares of common stock under the Norfolk Southern Corporation Long-Term Incentive Plan (a 16b-3 plan).

F4: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan.Each Unit is the economic equivalent of one share of Common Stock. These Units vest ratably over not more than four years from the grant date and ultimately will be settled in Common Stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 30, 2022 Filed Feb 2, 2022 02:02 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 Exercise / conversionRestricted Stock Units · Derivative 252 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-22-001244 · doc4.xml · derivative · entry 4

Kleine Lorri J · CIK 0001905237 · SVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506

Underlying: Common Stock · 252 shares

Expires 2024-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person in 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock.

F1 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person in 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock.

F1 · shares: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person in 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock.

F1 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person in 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock.

F1 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person in 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock.

F1 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person in 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock.

Read SEC document
January 30, 2022 Filed Feb 2, 2022 02:02 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 Tax withholdingCommon Stock 71 $270.71 $19,220.41
Disclosure

SEC source: 0001225208-22-001244 · doc4.xml · nonDerivative · entry 2

Kleine Lorri J · CIK 0001905237 · SVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,563.274

Read SEC document
January 30, 2022 Filed Feb 2, 2022 02:02 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 Exercise / conversionCommon Stock 252 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001244 · doc4.xml · nonDerivative · entry 1

Kleine Lorri J · CIK 0001905237 · SVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,634.274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person in 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 02:48 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 Exercise / conversionRestricted Stock Units · Derivative 247 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-22-001218 · doc4.xml · derivative · entry 9

Kleine Lorri J · CIK 0001905237 · SVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511

Underlying: Common Stock · 247 shares

Expires 2024-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2021, under the terms of the Norfolk Southern CorporationLong-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the firstanniversary of the grant date. This distribution represents the first of four installments.

F1 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2021, under the terms of the Norfolk Southern CorporationLong-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the firstanniversary of the grant date. This distribution represents the first of four installments.

F1 · shares: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2021, under the terms of the Norfolk Southern CorporationLong-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the firstanniversary of the grant date. This distribution represents the first of four installments.

F1 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2021, under the terms of the Norfolk Southern CorporationLong-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the firstanniversary of the grant date. This distribution represents the first of four installments.

F1 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2021, under the terms of the Norfolk Southern CorporationLong-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the firstanniversary of the grant date. This distribution represents the first of four installments.

F1 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2021, under the terms of the Norfolk Southern CorporationLong-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the firstanniversary of the grant date. This distribution represents the first of four installments.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 02:48 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 Exercise / conversionRestricted Stock Units · Derivative 160 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-22-001218 · doc4.xml · derivative · entry 8

Kleine Lorri J · CIK 0001905237 · SVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160

Underlying: Common Stock · 160 shares

Expires 2023-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern CorporationLong-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the firstanniversary of the grant date. This distribution represents the third of four installments.

F2 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern CorporationLong-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the firstanniversary of the grant date. This distribution represents the third of four installments.

F2 · shares: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern CorporationLong-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the firstanniversary of the grant date. This distribution represents the third of four installments.

F2 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern CorporationLong-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the firstanniversary of the grant date. This distribution represents the third of four installments.

F2 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern CorporationLong-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the firstanniversary of the grant date. This distribution represents the third of four installments.

F2 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern CorporationLong-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the firstanniversary of the grant date. This distribution represents the third of four installments.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 02:48 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 Tax withholdingCommon Stock 69 $268.22 $18,507.18
Disclosure

SEC source: 0001225208-22-001218 · doc4.xml · nonDerivative · entry 4

Kleine Lorri J · CIK 0001905237 · SVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,066.274

Read SEC document
January 28, 2022 Filed Feb 1, 2022 02:48 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 Tax withholdingCommon Stock 45 $268.22 $12,069.90
Disclosure

SEC source: 0001225208-22-001218 · doc4.xml · nonDerivative · entry 3

Kleine Lorri J · CIK 0001905237 · SVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,135.274

Read SEC document
January 28, 2022 Filed Feb 1, 2022 02:48 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 Exercise / conversionCommon Stock 160 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001218 · doc4.xml · nonDerivative · entry 2

Kleine Lorri J · CIK 0001905237 · SVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,180.274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern CorporationLong-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the firstanniversary of the grant date. This distribution represents the third of four installments.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 02:48 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 Exercise / conversionCommon Stock 247 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001218 · doc4.xml · nonDerivative · entry 1

Kleine Lorri J · CIK 0001905237 · SVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,020.274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2021, under the terms of the Norfolk Southern CorporationLong-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the firstanniversary of the grant date. This distribution represents the first of four installments.

Read SEC document
January 27, 2022 Filed Feb 1, 2022 02:48 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 GrantRestricted Stock Units · Derivative 1,030 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-22-001218 · doc4.xml · derivative · entry 7

Kleine Lorri J · CIK 0001905237 · SVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030

Underlying: Common Stock · 1,030 shares

Expires not disclosed

F5 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 27, 2022, under the terms of the Norfolk Southern CorporationLong-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the firstanniversary of the grant date.

F5 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 27, 2022, under the terms of the Norfolk Southern CorporationLong-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the firstanniversary of the grant date.

F5 · shares: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 27, 2022, under the terms of the Norfolk Southern CorporationLong-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the firstanniversary of the grant date.

F5 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 27, 2022, under the terms of the Norfolk Southern CorporationLong-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the firstanniversary of the grant date.

F5 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 27, 2022, under the terms of the Norfolk Southern CorporationLong-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the firstanniversary of the grant date.

F5 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 27, 2022, under the terms of the Norfolk Southern CorporationLong-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the firstanniversary of the grant date.

Read SEC document
January 27, 2022 Filed Feb 1, 2022 02:48 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 GrantOption (right to buy, granted 2022) · Derivative 1,530 Not disclosed Strike: $270.98 Not disclosed
Disclosure

SEC source: 0001225208-22-001218 · doc4.xml · derivative · entry 6

Kleine Lorri J · CIK 0001905237 · SVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,530

Underlying: Common Stock · 1,530 shares

Expires 2032-01-26

F4 · price: Reports the grant to the reporting person of an option to purchase shares of common stock under the Norfolk Southern Corporation Long-Term Incentive Plan (a 16b-3 plan).

Read SEC document
January 27, 2022 Filed Feb 3, 2022 20:16 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 GrantOption (right to buy, granted 2022) · Derivative 1,530 Not disclosed Strike: $270.98 Not disclosed
Disclosure

SEC source: 0001225208-22-001368 · doc4.xml · derivative · entry 4

Kleine Lorri J · CIK 0001905237 · SVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,530

Underlying: Common Stock · 1,530 shares

Expires 2032-01-26

F3 · price: Reports the grant to the reporting person of an option to purchase shares of common stock under the Norfolk Southern Corporation Long-Term Incentive Plan (a 16b-3 plan).

Read SEC document
January 27, 2022 Filed Feb 3, 2022 20:16 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 Tax withholdingCommon Stock 122 $270.98 $33,059.56
Disclosure

SEC source: 0001225208-22-001368 · doc4.xml · nonDerivative · entry 2

Kleine Lorri J · CIK 0001905237 · SVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,089.274

Read SEC document
January 27, 2022 Filed Feb 3, 2022 20:16 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 GrantCommon Stock 438 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001368 · doc4.xml · nonDerivative · entry 1

Kleine Lorri J · CIK 0001905237 · SVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,211.274

F1 · shares: Represents shares earned by the reporting person under the formula-based performance share feature of the Corporation's Long-Term Incentive plan (a Rule 16h-3 plan).

Read SEC document
January 26, 2022 Filed Jan 27, 2022 22:11 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 Exercise / conversionRestricted Stock Units · Derivative 290 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-22-001039 · doc4.xml · derivative · entry 7

Kleine Lorri J · CIK 0001905237 · SVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 290 shares

Expires 2022-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2017, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan).

F2 · kind: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2017, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan).

F2 · price: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2017, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan).

F2 · derivative.exercise_date: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2017, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan).

F2 · derivative.expiration_date: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2017, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan).

Read SEC document
January 26, 2022 Filed Jan 27, 2022 22:11 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 Tax withholdingCommon Stock 81 $273.06 $22,118.06
Disclosure

SEC source: 0001225208-22-001039 · doc4.xml · nonDerivative · entry 4

Kleine Lorri J · CIK 0001905237 · SVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,773.274

Read SEC document
January 26, 2022 Filed Jan 27, 2022 22:11 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 Exercise / conversionCommon Stock 290 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001039 · doc4.xml · nonDerivative · entry 3

Kleine Lorri J · CIK 0001905237 · SVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,854.274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2017, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan).

F2 · price: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2017, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan).

Read SEC document
January 25, 2022 Filed Jan 27, 2022 22:11 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 Exercise / conversionRestricted Stock Units · Derivative 165 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-22-001039 · doc4.xml · derivative · entry 6

Kleine Lorri J · CIK 0001905237 · SVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 165 shares

Expires 2022-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the fourth of four installments.

F1 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the fourth of four installments.

F1 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the fourth of four installments.

F1 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the fourth of four installments.

F1 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the fourth of four installments.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 22:11 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 Tax withholdingCommon Stock 46 $271.73 $12,499.58
Disclosure

SEC source: 0001225208-22-001039 · doc4.xml · nonDerivative · entry 2

Kleine Lorri J · CIK 0001905237 · SVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,564.274

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January 25, 2022 Filed Jan 27, 2022 22:11 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 Exercise / conversionCommon Stock 165 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001039 · doc4.xml · nonDerivative · entry 1

Kleine Lorri J · CIK 0001905237 · SVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,610.274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the fourth of four installments.

F1 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the fourth of four installments.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.