Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ANNALY CAPITAL MANAGEMENT INCNLY · Entity 3308 | Chief Credit Officer | February 01, 2022 | February 03, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ANNALY CAPITAL MANAGEMENT INC
Report date February 01, 2022 · Filed February 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 399,501 |
Reported balance
After 2022-02-01 transaction · row 1
1 source rowRow 1 · 2022-02-01 · Grant · Acquired 137,832 · Balance 399,501 F1: Represents restricted stock units granted pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The restricted stock units vest ratably over three years beginning on the one-year anniversary of the grant date (subject to accelerated vesting under certain circumstances). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units granted pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The restricted stock units vest ratably over three years beginning on the one-year anniversary of the grant date (subject to accelerated vesting under certain circumstances).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2022 Filed Feb 3, 2022 23:26 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantCommon Stock | 137,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-001809 · wf-form4_164393079774409.xml · nonDerivative · entry 1 Coffey Timothy P · CIK 0001688842 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,501 F1 · shares: Represents restricted stock units granted pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The restricted stock units vest ratably over three years beginning on the one-year anniversary of the grant date (subject to accelerated vesting under certain circumstances). Read SEC document |
| January 29, 2022 Filed Feb 2, 2022 02:35 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Tax withholdingCommon Stock | 2,322 | $7.90 | $18,343.80 |
DisclosureSEC source: 0001628280-22-001614 · wf-form4_164376933405125.xml · nonDerivative · entry 2 Coffey Timothy P · CIK 0001688842 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,669 F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on January 29, 2022 of a restricted stock award previously granted on January 29, 2021. Read SEC document |
| January 29, 2022 Filed Feb 2, 2022 02:35 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Exercise / conversionCommon Stock | 444 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-001614 · wf-form4_164376933405125.xml · nonDerivative · entry 1 Coffey Timothy P · CIK 0001688842 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis Read SEC document |
| June 30, 2021 Filed Jul 14, 2021 21:56 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Tax withholdingCommon Stock | 34,737 | $8.88 | $308,464.56 |
DisclosureSEC source: 0001628280-21-013843 · wf-form4_162629978029697.xml · nonDerivative · entry 2 Coffey Timothy P · CIK 0001688842 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,547 F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on June 30, 2021 of a restricted stock award previously granted on June 30, 2020. Read SEC document |
| June 30, 2021 Filed Jul 14, 2021 21:56 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Exercise / conversionCommon Stock | 7,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-013843 · wf-form4_162629978029697.xml · nonDerivative · entry 1 Coffey Timothy P · CIK 0001688842 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 21:33 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantCommon Stock | 12,315 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-001292 · wf-form4_161230156705065.xml · nonDerivative · entry 1 Coffey Timothy P · CIK 0001688842 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,864 F1 · shares: Represents restricted stock units granted pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The restricted stock units vest ratably over three years beginning on the one-year anniversary of the grant date (subject to accelerated vesting under certain circumstances). Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 20:55 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantCommon Stock | 190,549 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-010120 · wf-form4_159363681223852.xml · nonDerivative · entry 1 Coffey Timothy P · CIK 0001688842 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,549 F1 · security: Includes shares of common stock represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The restricted stock units (and allocable dividend equivalents) vest ratably over three years beginning on the one-year anniversary of the grant date (subject to accelerated vesting under certain circumstances). Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 20:52 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantCommon Stock | 190,549 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-010119 · wf-form4_159363661148757.xml · nonDerivative · entry 1 Coffey Timothy P · CIK 0001688842 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,549 F1 · security: Includes shares of common stock represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The restricted stock units (and allocable dividend equivalents) vest ratably over three years beginning on the one-year anniversary of the grant date (subject to accelerated vesting under certain circumstances). Read SEC document |
| May 12, 2020 Filed May 12, 2020 20:29 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | PurchaseCommon Stock | 50,000 | $6.00 | $300,000.00 |
DisclosureSEC source: 0001628280-20-007570 · wf-form4_158931533414079.xml · nonDerivative · entry 1 Coffey Timothy P · CIK 0001688842 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,000 Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 23:25 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | PurchaseCommon Stock | 30,000 | $10.15 | $304,500.00 |
DisclosureSEC source: 0001140361-16-085908 · doc1.xml · nonDerivative · entry 1 Coffey Timothy P · CIK 0001688842 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,000 F1 · price: Represents the weighted average purchase price of $10.146641, rounded to the nearest hundredth. The highest price at which the shares were purchased was $10.15 and the lowest price at which the shares were purchased was $10.14. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.