Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ANNALY CAPITAL MANAGEMENT INCNLY · Entity 3308 | Chief Investment Officer | February 01, 2022 | February 03, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ANNALY CAPITAL MANAGEMENT INC
Report date February 01, 2022 · Filed February 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 333,083 |
Reported balance
After 2022-02-01 transaction · row 1
1 source rowRow 1 · 2022-02-01 · Grant · Acquired 147,338 · Balance 333,083 F1: Represents restricted stock units granted pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The restricted stock units vest ratably over three years beginning on the one-year anniversary of the grant date (subject to accelerated vesting under certain circumstances). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units granted pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The restricted stock units vest ratably over three years beginning on the one-year anniversary of the grant date (subject to accelerated vesting under certain circumstances).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2022 Filed Feb 3, 2022 23:26 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantCommon Stock | 147,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-001807 · wf-form4_164393076443953.xml · nonDerivative · entry 1 Ertas Ilker · CIK 0001834649 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,083 F1 · shares: Represents restricted stock units granted pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The restricted stock units vest ratably over three years beginning on the one-year anniversary of the grant date (subject to accelerated vesting under certain circumstances). Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 02:35 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Tax withholdingCommon Stock | 2,183 | $7.90 | $17,245.70 |
DisclosureSEC source: 0001628280-22-001613 · wf-form4_164376931775379.xml · nonDerivative · entry 4 Ertas Ilker · CIK 0001834649 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,745 F3 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on January 31, 2022 of a restricted stock award previously granted on January 31, 2020. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 02:35 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Exercise / conversionCommon Stock | 874 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-001613 · wf-form4_164376931775379.xml · nonDerivative · entry 3 Ertas Ilker · CIK 0001834649 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,928 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis. Read SEC document |
| January 29, 2022 Filed Feb 2, 2022 02:35 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Tax withholdingCommon Stock | 17,416 | $7.90 | $137,586.40 |
DisclosureSEC source: 0001628280-22-001613 · wf-form4_164376931775379.xml · nonDerivative · entry 2 Ertas Ilker · CIK 0001834649 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,054 F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on January 29, 2022 of a restricted stock award previously granted on January 29, 2021. Read SEC document |
| January 29, 2022 Filed Feb 2, 2022 02:35 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Exercise / conversionCommon Stock | 3,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-001613 · wf-form4_164376931775379.xml · nonDerivative · entry 1 Ertas Ilker · CIK 0001834649 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,470 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis. Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 21:33 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Tax withholdingCommon Stock | 2,115 | $8.12 | $17,173.80 |
DisclosureSEC source: 0001628280-21-001293 · wf-form4_161230160023341.xml · nonDerivative · entry 3 Ertas Ilker · CIK 0001834649 · Head of Securitized Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,916 F3 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on January 31, 2021 of a restricted stock award previously granted on January 31, 2020. Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 21:33 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Exercise / conversionCommon Stock | 456 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-001293 · wf-form4_161230160023341.xml · nonDerivative · entry 2 Ertas Ilker · CIK 0001834649 · Head of Securitized Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,031 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis. Read SEC document |
| January 31, 2021 Filed Feb 11, 2021 22:11 UTC Amendment | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Tax withholdingCommon Stock | 1,889 | $8.12 | $15,338.68 |
DisclosureSEC source: 0001628280-21-001962 · wf-form4a_161308145220580.xml · nonDerivative · entry 1 Ertas Ilker · CIK 0001834649 · Head of Securitized Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,142 F1 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on January 31, 2021 of a restricted stock award previously granted on January 31, 2020. The original Form 4, filed with the SEC on behalf of the reporting person on February 2, 2021, erroneously overstated the number of shares surrendered to the issuer by the reporting person to satisfy tax withholding obligations in connection with the vesting of a previously granted restricted stock award. This amendment to the original Form 4 corrects this inadvertent error and reflects the corrected amount of securities beneficially owned following each reported transaction. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 21:33 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantCommon Stock | 92,365 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-001293 · wf-form4_161230160023341.xml · nonDerivative · entry 1 Ertas Ilker · CIK 0001834649 · Head of Securitized Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,575 F1 · shares: Represents restricted stock units granted pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The restricted stock units vest ratably over three years beginning on the one-year anniversary of the grant date (subject to accelerated vesting under certain circumstances). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.