Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GOLDMAN SACHS GROUP INCGS · Entity 2819 | Executive VP - General Counsel | January 26, 2011 | January 28, 2011 |
| Jackson Financial Inc.JXN · Entity 3581 | Director | September 24, 2026 | September 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GOLDMAN SACHS GROUP INC
Report date January 26, 2011 · Filed January 28, 2011
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Year-End Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 38,684 |
Reported balance
After 2011-01-26 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2011-01-26 · Grant · Acquired 38,684 · Balance 38,684 F1: One-third of these 2010 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2012, January 2013 and January 2014. The shares of common stock delivered pursuant to these RSUs cannot be sold or transferred before January 2016. |
Filing footnotes · ownership attribution and instrument terms
F1: One-third of these 2010 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2012, January 2013 and January 2014. The shares of common stock delivered pursuant to these RSUs cannot be sold or transferred before January 2016.
Jackson Financial Inc.
Report date September 24, 2026 · Filed September 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 51,682.81 |
Reported balance
After 2026-09-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-24 · Grant · Acquired 354.93 · Balance 51,682.81 F1: These shares reflect additional restricted share units received as dividend equivalent units ("DEUs") on restricted share units. The DEUs are subject to the same terms and conditions as the underlying equity awards on which they accrue. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares reflect additional restricted share units received as dividend equivalent units ("DEUs") on restricted share units. The DEUs are subject to the same terms and conditions as the underlying equity awards on which they accrue.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2007 Filed Jan 8, 2007 23:54 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,000 | $200.12 | $200,120.00 |
DisclosureSEC source: 0000769993-07-000033 · stechereep_ex.xml · nonDerivative · entry 9 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,969 Read SEC document |
| January 04, 2007 Filed Jan 8, 2007 23:54 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 100 | $200.14 | $20,014.00 |
DisclosureSEC source: 0000769993-07-000033 · stechereep_ex.xml · nonDerivative · entry 8 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,969 Read SEC document |
| January 04, 2007 Filed Jan 8, 2007 23:54 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 100 | $200.16 | $20,016.00 |
DisclosureSEC source: 0000769993-07-000033 · stechereep_ex.xml · nonDerivative · entry 7 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,069 Read SEC document |
| January 04, 2007 Filed Jan 8, 2007 23:54 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 400 | $200.30 | $80,120.00 |
DisclosureSEC source: 0000769993-07-000033 · stechereep_ex.xml · nonDerivative · entry 6 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,169 Read SEC document |
| January 04, 2007 Filed Jan 8, 2007 23:54 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 900 | $200.36 | $180,324.00 |
DisclosureSEC source: 0000769993-07-000033 · stechereep_ex.xml · nonDerivative · entry 5 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,569 Read SEC document |
| January 04, 2007 Filed Jan 8, 2007 23:54 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 2,800 | $200.45 | $561,260.00 |
DisclosureSEC source: 0000769993-07-000033 · stechereep_ex.xml · nonDerivative · entry 4 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,469 Read SEC document |
| January 04, 2007 Filed Jan 8, 2007 23:54 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 400 | $200.50 | $80,200.00 |
DisclosureSEC source: 0000769993-07-000033 · stechereep_ex.xml · nonDerivative · entry 3 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,269 Read SEC document |
| January 04, 2007 Filed Jan 8, 2007 23:54 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 15,375 | $199.37 | $3,065,313.75 |
DisclosureSEC source: 0000769993-07-000033 · stechereep_ex.xml · nonDerivative · entry 2 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,669 Read SEC document |
| January 04, 2007 Filed Jan 8, 2007 23:54 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantCommon Stock, par value $0.01 per share | 33,170 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-07-000033 · stechereep_ex.xml · nonDerivative · entry 1 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,044 F1 · price: On January 4, 2007, 33,170 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| December 27, 2006 Filed Dec 29, 2006 18:34 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GiftCommon Stock, par value $0.01 per share | 18,910 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-06-000993 · stechereep_ex.xml · nonDerivative · entry 1 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,874 Read SEC document |
| December 15, 2006 Filed Dec 20, 2006 00:28 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantNonqualified Stock Options (right to buy) · Derivative | 65,116 | $0.00 Strike: $199.84 | $0.00 |
DisclosureSEC source: 0000769993-06-000981 · stechereep_ex.xml · derivative · entry 2 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,116 Underlying: Common Stock · 65,116 shares Expires 2016-11-25 F2 · shares: The value of each Stock Option, based on a binomial option valuation method, was $49.96. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The Stock Options become exercisable in January 2010, although the underlying shares are subject to transfer restrictions until January 2011. F2 · derivative.exercise_date: The value of each Stock Option, based on a binomial option valuation method, was $49.96. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The Stock Options become exercisable in January 2010, although the underlying shares are subject to transfer restrictions until January 2011. Read SEC document |
| December 15, 2006 Filed Dec 20, 2006 00:28 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 25,009 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-06-000981 · stechereep_ex.xml · derivative · entry 1 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,009 Underlying: Common Stock · 25,009 shares Expires not disclosed F1 · derivative.exercise_price: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010. F1 · price: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010. F1 · derivative.exercise_date: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010. F1 · derivative.expiration_date: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010. Read SEC document |
| January 20, 2006 Filed Jan 24, 2006 14:20 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 60,000 | $134.00 | $8,040,000.00 |
DisclosureSEC source: 0000769993-06-000060 · stechereep_ex.xml · nonDerivative · entry 1 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,784 Read SEC document |
| January 06, 2006 Filed Jan 10, 2006 00:17 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 4,930 | $129.00 | $635,970.00 |
DisclosureSEC source: 0000769993-06-000039 · stechereep_ex.xml · nonDerivative · entry 3 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,784 Read SEC document |
| January 05, 2006 Filed Jan 10, 2006 00:17 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 9,191 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-06-000039 · stechereep_ex.xml · derivative · entry 5 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 9,191 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 5, 2006, 9,191 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · price: On January 5, 2006, 9,191 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.exercise_date: On January 5, 2006, 9,191 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.expiration_date: On January 5, 2006, 9,191 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| January 05, 2006 Filed Jan 10, 2006 00:17 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 4,261 | $126.47 | $538,867.37 |
DisclosureSEC source: 0000769993-06-000039 · stechereep_ex.xml · nonDerivative · entry 2 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,714 Read SEC document |
| January 05, 2006 Filed Jan 10, 2006 00:17 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantCommon Stock, par value $0.01 per share | 9,191 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-06-000039 · stechereep_ex.xml · nonDerivative · entry 1 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,975 F1 · price: On January 5, 2006, 9,191 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| December 29, 2005 Filed Jan 3, 2006 16:15 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GiftCommon Stock, par value $0.01 per share | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-06-000004 · stechereep_ex.xml · nonDerivative · entry 1 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,784 Read SEC document |
| December 13, 2005 Filed Dec 16, 2005 01:41 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantNonqualified Stock Options (right to buy) · Derivative | 68,460 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-05-000713 · stechereep_ex.xml · derivative · entry 2 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,460 Underlying: Common Stock · 68,460 shares Expires 2015-11-27 F2 · shares: The value of each Stock Option, based on a binomial option valuation method, was $32.91. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The Stock Options become exercisable in January 2009, although the underlying shares are subject to transfer restrictions until January 2010. F2 · derivative.exercise_date: The value of each Stock Option, based on a binomial option valuation method, was $32.91. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The Stock Options become exercisable in January 2009, although the underlying shares are subject to transfer restrictions until January 2010. Read SEC document |
| December 13, 2005 Filed Dec 16, 2005 01:41 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 25,786 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-05-000713 · stechereep_ex.xml · derivative · entry 1 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,786 Underlying: Common Stock · 25,786 shares Expires not disclosed F1 · derivative.exercise_price: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2009. F1 · price: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2009. F1 · derivative.exercise_date: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2009. F1 · derivative.expiration_date: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2009. Read SEC document |
| July 22, 2005 Filed Jul 26, 2005 14:32 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 11,506 | $108.50 | $1,248,401.00 |
DisclosureSEC source: 0000769993-05-000480 · stechereep_ex.xml · nonDerivative · entry 5 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,784 Read SEC document |
| July 22, 2005 Filed Jul 26, 2005 14:32 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 10,600 | $108.51 | $1,150,206.00 |
DisclosureSEC source: 0000769993-05-000480 · stechereep_ex.xml · nonDerivative · entry 4 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,290 Read SEC document |
| July 22, 2005 Filed Jul 26, 2005 14:32 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 3,000 | $108.52 | $325,560.00 |
DisclosureSEC source: 0000769993-05-000480 · stechereep_ex.xml · nonDerivative · entry 3 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,890 Read SEC document |
| July 22, 2005 Filed Jul 26, 2005 14:32 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 4,700 | $108.53 | $510,091.00 |
DisclosureSEC source: 0000769993-05-000480 · stechereep_ex.xml · nonDerivative · entry 2 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,890 Read SEC document |
| July 22, 2005 Filed Jul 26, 2005 14:32 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 2,200 | $108.54 | $238,788.00 |
DisclosureSEC source: 0000769993-05-000480 · stechereep_ex.xml · nonDerivative · entry 1 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,590 Read SEC document |
| June 27, 2005 Filed Jun 29, 2005 20:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 1,464 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-05-000446 · stechereep_ex.xml · nonDerivative · entry 2 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,698 F2 · kind: Reflects the distribution of 1,464 shares of the Issuer's common stock from a grantor retained annuity trust of which the Reporting Person is trustee to other trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. F2 · acquired: Reflects the distribution of 1,464 shares of the Issuer's common stock from a grantor retained annuity trust of which the Reporting Person is trustee to other trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. F2 · ownership.nature: Reflects the distribution of 1,464 shares of the Issuer's common stock from a grantor retained annuity trust of which the Reporting Person is trustee to other trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. Read SEC document |
| June 27, 2005 Filed Jun 29, 2005 20:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 3,258 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-05-000446 · stechereep_ex.xml · nonDerivative · entry 1 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,790 F1 · kind: Reflects the distribution of 3,258 shares of the Issuer's common stock from a grantor retained annuity trust of which the Reporting Person is trustee to the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act"). The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. F1 · acquired: Reflects the distribution of 3,258 shares of the Issuer's common stock from a grantor retained annuity trust of which the Reporting Person is trustee to the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act"). The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. Read SEC document |
| March 29, 2005 Filed Mar 31, 2005 22:46 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 20,148 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-05-000342 · stechereep_ex.xml · nonDerivative · entry 2 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 25,234 F2 · kind: Reflects the distribution of 20,148 shares of the Issuer's common stock from a grantor retained annuity trust to other trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. F2 · acquired: Reflects the distribution of 20,148 shares of the Issuer's common stock from a grantor retained annuity trust to other trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. F2 · ownership.nature: Reflects the distribution of 20,148 shares of the Issuer's common stock from a grantor retained annuity trust to other trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. Read SEC document |
| March 29, 2005 Filed Mar 31, 2005 22:46 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 16,525 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-05-000342 · stechereep_ex.xml · nonDerivative · entry 1 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,532 F1 · kind: Reflects the distribution of 16,525 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on March 29, 2005. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act"). F1 · acquired: Reflects the distribution of 16,525 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on March 29, 2005. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act"). Read SEC document |
| December 21, 2004 Filed Dec 23, 2004 17:47 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GiftCommon Stock, par value $0.01 per share | 4,787 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-04-000796 · stechereep_ex.xml · nonDerivative · entry 1 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,007 Read SEC document |
| December 14, 2004 Filed Dec 16, 2004 21:14 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 44,428 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000763 · stechereep_ex.xml · derivative · entry 1 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,428 Underlying: Common Stock · 44,428 shares Expires not disclosed F1 · derivative.exercise_price: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008. F1 · price: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008. F1 · derivative.exercise_date: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008. F1 · derivative.expiration_date: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008. Read SEC document |
| October 19, 2004 Filed Oct 21, 2004 16:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 40,000 | $94.29 | $3,771,576.00 |
DisclosureSEC source: 0000769993-04-000606 · stechereep_ex.xml · nonDerivative · entry 1 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,794 Read SEC document |
| June 28, 2004 Filed Jun 30, 2004 21:06 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 5,086 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-04-000429 · stechereep_ex.xml · nonDerivative · entry 3 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,086 F4 · kind: Reflects the distribution of 5,086 shares of the Issuer's common stock from a grantor retained annuity trust to other trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. F4 · acquired: Reflects the distribution of 5,086 shares of the Issuer's common stock from a grantor retained annuity trust to other trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. F4 · ownership.nature: Reflects the distribution of 5,086 shares of the Issuer's common stock from a grantor retained annuity trust to other trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. Read SEC document |
| June 28, 2004 Filed Jun 30, 2004 21:06 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 6,838 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-04-000429 · stechereep_ex.xml · nonDerivative · entry 2 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,086 F3 · kind: Reflects the distribution of 6,838 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. F3 · acquired: Reflects the distribution of 6,838 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. F3 · ownership.nature: Reflects the distribution of 6,838 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. Read SEC document |
| June 28, 2004 Filed Jun 30, 2004 21:06 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 3,531 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-04-000429 · stechereep_ex.xml · nonDerivative · entry 1 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,722 F1 · kind: Reflects the distribution of 3,531 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act"). F1 · acquired: Reflects the distribution of 3,531 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act"). F2 · ownership.nature: As trustee of grantor retained annuity trust. Read SEC document |
| March 26, 2004 Filed Mar 30, 2004 23:32 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 17,782 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-04-000297 · stecher420040326_ex.xml · nonDerivative · entry 2 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 36,673 F2 · kind: Reflects the distribution of 17,782 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F2 · acquired: Reflects the distribution of 17,782 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F3 · ownership.nature: As trustee of grantor retained annuity trust. Read SEC document |
| March 26, 2004 Filed Mar 30, 2004 23:32 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 25,368 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-04-000297 · stecher420040326_ex.xml · nonDerivative · entry 1 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: Reflects the distribution of 25,368 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This trust is no longer a beneficial owner of the Issuer's securities. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F1 · acquired: Reflects the distribution of 25,368 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This trust is no longer a beneficial owner of the Issuer's securities. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Reflects the distribution of 25,368 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This trust is no longer a beneficial owner of the Issuer's securities. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 22:17 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 32,516 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000016 · stechereep_ex.xml · derivative · entry 10 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 32,516 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 5, 2004, 32,516 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · price: On January 5, 2004, 32,516 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.exercise_date: On January 5, 2004, 32,516 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.expiration_date: On January 5, 2004, 32,516 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 22:17 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 25,497 | $96.89 | $2,470,457.87 |
DisclosureSEC source: 0000769993-04-000016 · stechereep_ex.xml · nonDerivative · entry 5 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 429,275 Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 22:17 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 3,824 | $97.05 | $371,100.08 |
DisclosureSEC source: 0000769993-04-000016 · stechereep_ex.xml · nonDerivative · entry 4 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,772 Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 22:17 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 9,551 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000016 · stechereep_ex.xml · nonDerivative · entry 3 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,596 F2 · kind: On January 5, 2004, 9,551 shares of the Issuer's common stock previously held indirectly by the Reporting Person through The Goldman Sachs Defined Contribution Plan vested and were delivered to the Reporting Person. This transaction was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F2 · price: On January 5, 2004, 9,551 shares of the Issuer's common stock previously held indirectly by the Reporting Person through The Goldman Sachs Defined Contribution Plan vested and were delivered to the Reporting Person. This transaction was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 22:17 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 12,746 | $97.05 | $1,236,935.57 |
DisclosureSEC source: 0000769993-04-000016 · stechereep_ex.xml · nonDerivative · entry 2 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,045 Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 22:17 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantCommon Stock, par value $0.01 per share | 32,516 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000016 · stechereep_ex.xml · nonDerivative · entry 1 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,791 F1 · price: On January 5, 2004, 32,516 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| December 19, 2003 Filed Dec 23, 2003 18:02 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 15,000 | $96.41 | $1,446,166.50 |
DisclosureSEC source: 0000769993-03-000699 · stechereep_ex.xml · nonDerivative · entry 1 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 429,275 Read SEC document |
| December 17, 2003 Filed Dec 18, 2003 19:57 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 33,170 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-03-000679 · stechereep_ex.xml · derivative · entry 1 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,170 Underlying: Common Stock · 33,170 shares Expires not disclosed F1 · derivative.exercise_price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as an equity-based award by $94.44 (the average closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange for the ten trading-day period up to and including the last day of the Issuer's 2003 fiscal year). F1 · price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as an equity-based award by $94.44 (the average closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange for the ten trading-day period up to and including the last day of the Issuer's 2003 fiscal year). F2 · derivative.exercise_date: Of these RSUs, 25% vested upon grant, with the remaining 75% vesting on November 24, 2006. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2007. F2 · derivative.expiration_date: Of these RSUs, 25% vested upon grant, with the remaining 75% vesting on November 24, 2006. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2007. F1 · derivative.underlying_shares: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as an equity-based award by $94.44 (the average closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange for the ten trading-day period up to and including the last day of the Issuer's 2003 fiscal year). Read SEC document |
| October 17, 2003 Filed Oct 20, 2003 18:14 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 15,000 | $87.35 | $1,310,301.00 |
DisclosureSEC source: 0000769993-03-000583 · stechereep_ex.xml · nonDerivative · entry 2 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,275 Read SEC document |
| October 16, 2003 Filed Oct 20, 2003 18:14 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 15,000 | $88.16 | $1,322,385.00 |
DisclosureSEC source: 0000769993-03-000583 · stechereep_ex.xml · nonDerivative · entry 1 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,275 Read SEC document |
| October 15, 2003 Filed Oct 16, 2003 19:27 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 15,000 | $88.99 | $1,334,844.00 |
DisclosureSEC source: 0000769993-03-000572 · stechereep_ex.xml · nonDerivative · entry 2 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,275 Read SEC document |
| October 14, 2003 Filed Oct 16, 2003 19:27 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 15,000 | $88.08 | $1,321,212.00 |
DisclosureSEC source: 0000769993-03-000572 · stechereep_ex.xml · nonDerivative · entry 1 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 489,275 Read SEC document |
| September 24, 2003 Filed Sep 26, 2003 18:42 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 15,000 | $86.62 | $1,299,226.50 |
DisclosureSEC source: 0000769993-03-000528 · stechereep_ex.xml · nonDerivative · entry 1 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504,275 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.