Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PLAINS ALL AMERICAN PIPELINE LPPAA · Entity 3291 | Director · President | December 31, 2021 | January 06, 2022 |
| PLAINS GP HOLDINGS LPPAGP · Entity 3737 | Director · President & CCO | December 31, 2020 | January 05, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PLAINS ALL AMERICAN PIPELINE LP
Report date December 31, 2021 · Filed January 06, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | Direct | 420,194 |
Ending reported balance
After 2021-11-10 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-11-10 · Gift · Disposed 20,000 · Balance 440,194 Row 2 · 2021-11-10 · Gift · Disposed 20,000 · Balance 420,194 |
PLAINS GP HOLDINGS LP
Report date December 31, 2020 · Filed January 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A sharesSEC Table I · non-derivative | Direct | 1,108,653 |
Ending reported balance
After 2020-12-29 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-11-17 · Gift · Disposed 400,000 · Balance 1,333,653 Row 2 · 2020-12-29 · Gift · Disposed 225,000 · Balance 1,108,653 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Oasis Midstream Partners LP
Report date February 01, 2022 · Filed February 03, 2022
Section 16 reporting ended · disclosed 2022-02-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common units representing limited partner interestsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-02-01 transaction · row 1
1 source rowRow 1 · 2022-02-01 · Disposition to issuer · Disposed 46,278 · Balance 0 F1: On February 1, 2022, pursuant to that certain Agreement and Plan of Merger, dated as of October 25, 2021 (the "Merger Agreement"), by and among Oasis Midstream Partners LP ("OMP"), OMP GP LLC, Crestwood Equity Partners LP ("Crestwood"), Project Phantom Merger Sub LLC, Project Falcon Merger Sub LLC and Crestwood Equity GP LLC, (i) each common unit representing limited partner interests in OMP (other than the Sponsor Units (as defined in the Merger Agreement)) issued and outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) was converted into the right to receive 0.8700 common units representing limited partner interests in Crestwood ("Crestwood Common Units"). On January 31, 2022 (the last trading day prior to the Effective Time), the closing price of the Crestwood Common Units was $27.48. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 1, 2022, pursuant to that certain Agreement and Plan of Merger, dated as of October 25, 2021 (the "Merger Agreement"), by and among Oasis Midstream Partners LP ("OMP"), OMP GP LLC, Crestwood Equity Partners LP ("Crestwood"), Project Phantom Merger Sub LLC, Project Falcon Merger Sub LLC and Crestwood Equity GP LLC, (i) each common unit representing limited partner interests in OMP (other than the Sponsor Units (as defined in the Merger Agreement)) issued and outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) was converted into the right to receive 0.8700 common units representing limited partner interests in Crestwood ("Crestwood Common Units"). On January 31, 2022 (the last trading day prior to the Effective Time), the closing price of the Crestwood Common Units was $27.48.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2022 Filed Feb 3, 2022 20:00 UTC | Oasis Midstream Partners LP OMP · Entity 130813 | Disposition to issuerCommon units representing limited partner interests | 46,278 | $27.48 | $1,271,719.44 |
DisclosureSEC source: 0000899243-22-004725 · doc4.xml · nonDerivative · entry 1 PEFANIS HARRY N · CIK 0001217250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: On February 1, 2022, pursuant to that certain Agreement and Plan of Merger, dated as of October 25, 2021 (the "Merger Agreement"), by and among Oasis Midstream Partners LP ("OMP"), OMP GP LLC, Crestwood Equity Partners LP ("Crestwood"), Project Phantom Merger Sub LLC, Project Falcon Merger Sub LLC and Crestwood Equity GP LLC, (i) each common unit representing limited partner interests in OMP (other than the Sponsor Units (as defined in the Merger Agreement)) issued and outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) was converted into the right to receive 0.8700 common units representing limited partner interests in Crestwood ("Crestwood Common Units"). On January 31, 2022 (the last trading day prior to the Effective Time), the closing price of the Crestwood Common Units was $27.48. Read SEC document |
| November 10, 2021 Filed Jan 6, 2022 22:10 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GiftCommon Units | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-000735 · form5.xml · nonDerivative · entry 2 PEFANIS HARRY N · CIK 0001217250 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,194 Read SEC document |
| November 10, 2021 Filed Jan 6, 2022 22:10 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GiftCommon Units | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-000735 · form5.xml · nonDerivative · entry 1 PEFANIS HARRY N · CIK 0001217250 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,194 Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 20:03 UTC | Oasis Midstream Partners LP OMP · Entity 130813 | GrantCommon Units | 5,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010483 · doc4.xml · nonDerivative · entry 1 PEFANIS HARRY N · CIK 0001217250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,278 F1 · acquired: Represents restricted units received by the reporting person from the issuer as director compensation. Read SEC document |
| December 29, 2020 Filed Jan 5, 2021 21:37 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GiftCommon Units | 90,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-21-000004 · edgar.xml · nonDerivative · entry 2 PEFANIS HARRY N · CIK 0001217250 · Director · President & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,194 Read SEC document |
| December 29, 2020 Filed Jan 5, 2021 16:48 UTC | PLAINS GP HOLDINGS LP PAGP · Entity 3737 | GiftClass A shares | 225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-21-000010 · edgar.xml · nonDerivative · entry 2 PEFANIS HARRY N · CIK 0001217250 · Director · President & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,108,653 Read SEC document |
| November 17, 2020 Filed Jan 5, 2021 16:48 UTC | PLAINS GP HOLDINGS LP PAGP · Entity 3737 | GiftClass A shares | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-21-000010 · edgar.xml · nonDerivative · entry 1 PEFANIS HARRY N · CIK 0001217250 · Director · President & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,333,653 Read SEC document |
| October 21, 2020 Filed Oct 21, 2020 17:49 UTC | PLAINS GP HOLDINGS LP PAGP · Entity 3737 | Exercise / conversionClass A Units/Class B shares/GP units · Derivative | 500,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001615619-20-000124 · edgar.xml · derivative · entry 2 PEFANIS HARRY N · CIK 0001217250 · Director · President & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,268,988 Underlying: Class A Shares · 500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of Class A Units of AAP (the "Class A Units") and Class B shares (the "Class B shares") of Plains GP Holdings, L.P. (the "Issuer"), has the right at any time (without expiration) to exchange its Class A Units, together with a like number of associated Class B shares and GP units in PAA GP Holdings LLC, if applicable, for an equal number of Class A shares of the Issuer (the "Class A shares"). On October 21, 2020, the Reporting Person exchanged 500,000 Class A Units, Class B shares and GP units for 500,000 Class A shares. F1 · derivative.exercise_date: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of Class A Units of AAP (the "Class A Units") and Class B shares (the "Class B shares") of Plains GP Holdings, L.P. (the "Issuer"), has the right at any time (without expiration) to exchange its Class A Units, together with a like number of associated Class B shares and GP units in PAA GP Holdings LLC, if applicable, for an equal number of Class A shares of the Issuer (the "Class A shares"). On October 21, 2020, the Reporting Person exchanged 500,000 Class A Units, Class B shares and GP units for 500,000 Class A shares. F1 · derivative.expiration_date: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of Class A Units of AAP (the "Class A Units") and Class B shares (the "Class B shares") of Plains GP Holdings, L.P. (the "Issuer"), has the right at any time (without expiration) to exchange its Class A Units, together with a like number of associated Class B shares and GP units in PAA GP Holdings LLC, if applicable, for an equal number of Class A shares of the Issuer (the "Class A shares"). On October 21, 2020, the Reporting Person exchanged 500,000 Class A Units, Class B shares and GP units for 500,000 Class A shares. Read SEC document |
| October 21, 2020 Filed Oct 21, 2020 17:49 UTC | PLAINS GP HOLDINGS LP PAGP · Entity 3737 | Exercise / conversionClass A Shares representing limited partner interests | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-20-000124 · edgar.xml · nonDerivative · entry 1 PEFANIS HARRY N · CIK 0001217250 · Director · President & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,733,653 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of Class A Units of AAP (the "Class A Units") and Class B shares (the "Class B shares") of Plains GP Holdings, L.P. (the "Issuer"), has the right at any time (without expiration) to exchange its Class A Units, together with a like number of associated Class B shares and GP units in PAA GP Holdings LLC, if applicable, for an equal number of Class A shares of the Issuer (the "Class A shares"). On October 21, 2020, the Reporting Person exchanged 500,000 Class A Units, Class B shares and GP units for 500,000 Class A shares. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 16:44 UTC | PLAINS GP HOLDINGS LP PAGP · Entity 3737 | Exercise / conversionClass A Units/Class B shares/GP units · Derivative | 1,000,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001615619-20-000112 · edgar.xml · derivative · entry 2 PEFANIS HARRY N · CIK 0001217250 · Director · President & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,768,988 Underlying: Class A Shares · 1,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of Class A Units of AAP (the "Class A Units") and Class B shares (the "Class B shares") of Plains GP Holdings, L.P. (the "Issuer"), has the right at any time (without expiration) to exchange its Class A Units, together with a like number of associated Class B shares and GP units in PAA GP Holdings LLC, if applicable, for an equal number of Class A shares of the Issuer (the "Class A shares"). On September 1, 2020, the Reporting Person exchanged 1,000,000 Class A Units and Class B shares for 1,000,000 Class A shares. F1 · derivative.exercise_date: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of Class A Units of AAP (the "Class A Units") and Class B shares (the "Class B shares") of Plains GP Holdings, L.P. (the "Issuer"), has the right at any time (without expiration) to exchange its Class A Units, together with a like number of associated Class B shares and GP units in PAA GP Holdings LLC, if applicable, for an equal number of Class A shares of the Issuer (the "Class A shares"). On September 1, 2020, the Reporting Person exchanged 1,000,000 Class A Units and Class B shares for 1,000,000 Class A shares. F1 · derivative.expiration_date: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of Class A Units of AAP (the "Class A Units") and Class B shares (the "Class B shares") of Plains GP Holdings, L.P. (the "Issuer"), has the right at any time (without expiration) to exchange its Class A Units, together with a like number of associated Class B shares and GP units in PAA GP Holdings LLC, if applicable, for an equal number of Class A shares of the Issuer (the "Class A shares"). On September 1, 2020, the Reporting Person exchanged 1,000,000 Class A Units and Class B shares for 1,000,000 Class A shares. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 16:44 UTC | PLAINS GP HOLDINGS LP PAGP · Entity 3737 | Exercise / conversionClass A Shares representing limited partner interests | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-20-000112 · edgar.xml · nonDerivative · entry 1 PEFANIS HARRY N · CIK 0001217250 · Director · President & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,233,653 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of Class A Units of AAP (the "Class A Units") and Class B shares (the "Class B shares") of Plains GP Holdings, L.P. (the "Issuer"), has the right at any time (without expiration) to exchange its Class A Units, together with a like number of associated Class B shares and GP units in PAA GP Holdings LLC, if applicable, for an equal number of Class A shares of the Issuer (the "Class A shares"). On September 1, 2020, the Reporting Person exchanged 1,000,000 Class A Units and Class B shares for 1,000,000 Class A shares. Read SEC document |
| June 09, 2020 Filed Jan 5, 2021 21:37 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GiftCommon Units | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-21-000004 · edgar.xml · nonDerivative · entry 1 PEFANIS HARRY N · CIK 0001217250 · Director · President & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,194 Read SEC document |
| March 12, 2020 Filed Mar 12, 2020 23:15 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | PurchaseCommon Units | 20,000 | $6.96 | $139,270.00 |
DisclosureSEC source: 0001615619-20-000036 · edgar.xml · nonDerivative · entry 1 PEFANIS HARRY N · CIK 0001217250 · Director · President & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,194 F1 · price: The price in column 4 reflects the weighted average price for the common units. The units were purchased in multiple transactions at prices ranging from $6.90 to $7.06. The reporting person will provide upon request by the SEC staff, the issuer or any security holder of the issuer full information regarding the number of common units purchased at each separate price. Read SEC document |
| March 12, 2020 Filed Mar 12, 2020 19:19 UTC | PLAINS GP HOLDINGS LP PAGP · Entity 3737 | PurchaseClass A shares | 20,000 | $7.36 | $147,100.00 |
DisclosureSEC source: 0001615619-20-000038 · edgar.xml · nonDerivative · entry 1 PEFANIS HARRY N · CIK 0001217250 · Director · President & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,653 F1 · price: The price in column 4 reflects the weighted average price for the Class A shares. The shares were purchased in multiple transactions at prices ranging from $7.35 to $7.36. The reporting person will provide upon request by the SEC staff, the issuer or any security holder of the issuer full information regarding the number of shares purchased at each separate price. Read SEC document |
| February 26, 2020 Filed Feb 27, 2020 22:16 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | PurchaseCommon Units | 30,000 | $14.16 | $424,812.00 |
DisclosureSEC source: 0001615619-20-000032 · edgar.xml · nonDerivative · entry 1 PEFANIS HARRY N · CIK 0001217250 · Director · President & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 630,194 F1 · price: The price in column 4 reflects the weighted average price for the common units. The units were purchased in multiple transactions at prices ranging from $14.14 to $14.17. The reporting person will provide upon request by the SEC staff, the issuer or any security holder of the issuer full information regarding the number of common units purchased at each separate price. Read SEC document |
| February 26, 2020 Filed Feb 27, 2020 17:19 UTC | PLAINS GP HOLDINGS LP PAGP · Entity 3737 | PurchaseClass A shares | 30,000 | $14.39 | $431,787.00 |
DisclosureSEC source: 0001615619-20-000034 · edgar.xml · nonDerivative · entry 1 PEFANIS HARRY N · CIK 0001217250 · Director · President & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,653 F1 · price: The price in column 4 reflects the weighted average price for the Class A shares. The shares were purchased in multiple transactions at prices ranging from $14.35 to $14.41. The reporting person will provide upon request by the SEC staff, the issuer or any security holder of the issuer full information regarding the number of shares purchased at each separate price. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 20:39 UTC | Oasis Midstream Partners LP OMP · Entity 130813 | GrantCommon Units | 5,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-004568 · doc4.xml · nonDerivative · entry 1 PEFANIS HARRY N · CIK 0001217250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,840 F1 · acquired: Represents restricted units received by the reporting person from the issuer as director compensation. Read SEC document |
| February 06, 2019 Filed Jan 7, 2020 00:04 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GiftCommon Units | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-20-000006 · edgar.xml · nonDerivative · entry 2 PEFANIS HARRY N · CIK 0001217250 · Director · President & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,194 Read SEC document |
| January 18, 2019 Filed Jan 7, 2020 00:04 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GiftCommon Units | 160,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-20-000006 · edgar.xml · nonDerivative · entry 1 PEFANIS HARRY N · CIK 0001217250 · Director · President & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 620,194 Read SEC document |
| January 17, 2019 Filed Jan 22, 2019 19:17 UTC | Oasis Midstream Partners LP OMP · Entity 130813 | GrantCommon Units | 5,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-004865 · doc4.xml · nonDerivative · entry 1 PEFANIS HARRY N · CIK 0001217250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,450 F1 · acquired: Represents restricted units received by the reporting person from the issuer as director compensation. Read SEC document |
| November 14, 2018 Filed Nov 20, 2018 19:59 UTC | Oasis Midstream Partners LP OMP · Entity 130813 | PurchaseCommon units representing limited partner interests | 25,000 | $20.00 | $500,000.00 |
DisclosureSEC source: 0001209191-18-059602 · doc4.xml · nonDerivative · entry 1 PEFANIS HARRY N · CIK 0001217250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,060 F1 · kind: Purchased in a registered offering by the Issuer of common units representing limited partner interests. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 21:00 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-18-000038 · edgar.xml · derivative · entry 4 PEFANIS HARRY N · CIK 0001217250 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 45,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 Common Units for Phantom Units granted under long-term incentive plan. F2 · derivative.expiration_date: N/A Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 21:00 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 12,338 | $26.80 | $330,658.40 |
DisclosureSEC source: 0001615619-18-000038 · edgar.xml · nonDerivative · entry 2 PEFANIS HARRY N · CIK 0001217250 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 780,194 Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 21:00 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-18-000038 · edgar.xml · nonDerivative · entry 1 PEFANIS HARRY N · CIK 0001217250 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 792,532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 17:00 UTC | Oasis Midstream Partners LP OMP · Entity 130813 | GrantCommon Units | 5,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-045326 · doc4.xml · nonDerivative · entry 1 PEFANIS HARRY N · CIK 0001217250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,060 F1 · acquired: Represents units of restricted stock received by the reporting person from the issuer as director compensation. Read SEC document |
| August 16, 2017 Filed Aug 16, 2017 22:49 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GiftCommon Units | 32,189 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-17-000096 · edgar.xml · nonDerivative · entry 3 PEFANIS HARRY N · CIK 0001217250 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 747,532 Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 22:49 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-17-000096 · edgar.xml · derivative · entry 5 PEFANIS HARRY N · CIK 0001217250 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Units · 45,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 Common Units for Phantom Units granted under long-term incentive plan. F2 · derivative.expiration_date: N/A Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 22:49 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 12,811 | $20.49 | $262,497.39 |
DisclosureSEC source: 0001615619-17-000096 · edgar.xml · nonDerivative · entry 2 PEFANIS HARRY N · CIK 0001217250 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 779,721 Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 22:49 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-17-000096 · edgar.xml · nonDerivative · entry 1 PEFANIS HARRY N · CIK 0001217250 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 792,532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:42 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | OtherClass B Shares/Class A Units/GP Units · Derivative | 1,181,676 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001615619-16-000118 · edgar.xml · derivative · entry 2 PEFANIS HARRY N · CIK 0001217250 · President & COO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote (4) Disclosed balance after: 1,181,676 Underlying: Common Units · 1,181,676 shares Expires not disclosed F4 · kind: PAA Management, L.P. ("PAA Management") is also a limited partner of AAP and may from time to time exercise the Redemption Right with respect to its Class A Units. The Reporting Person is a member of PAA Management LLC, the general partner of PAA Management, and a limited partner of PAA Management. Therefore he may be deemed to be a beneficial owner of the interests held by PAA Management. The Reporting Person disclaims beneficial ownership of the securities held by PAA Management, except to the extent of his pecuniary interest therein. Pursuant to the limited partnership agreement of AAP, PAA Management may not exercise its Redemption Right with respect to any Class A Units attributable to the interest of the Reporting Person until November 15, 2017. F4 · derivative.exercise_date: PAA Management, L.P. ("PAA Management") is also a limited partner of AAP and may from time to time exercise the Redemption Right with respect to its Class A Units. The Reporting Person is a member of PAA Management LLC, the general partner of PAA Management, and a limited partner of PAA Management. Therefore he may be deemed to be a beneficial owner of the interests held by PAA Management. The Reporting Person disclaims beneficial ownership of the securities held by PAA Management, except to the extent of his pecuniary interest therein. Pursuant to the limited partnership agreement of AAP, PAA Management may not exercise its Redemption Right with respect to any Class A Units attributable to the interest of the Reporting Person until November 15, 2017. F3 · derivative.expiration_date: Pursuant to the limited partnership agreement of AAP, the Redemption Right does not expire. F4 · balance_after: PAA Management, L.P. ("PAA Management") is also a limited partner of AAP and may from time to time exercise the Redemption Right with respect to its Class A Units. The Reporting Person is a member of PAA Management LLC, the general partner of PAA Management, and a limited partner of PAA Management. Therefore he may be deemed to be a beneficial owner of the interests held by PAA Management. The Reporting Person disclaims beneficial ownership of the securities held by PAA Management, except to the extent of his pecuniary interest therein. Pursuant to the limited partnership agreement of AAP, PAA Management may not exercise its Redemption Right with respect to any Class A Units attributable to the interest of the Reporting Person until November 15, 2017. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:42 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | OtherClass B Shares/Class A Units · Derivative | 2,587,312 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001615619-16-000118 · edgar.xml · derivative · entry 1 PEFANIS HARRY N · CIK 0001217250 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,587,312 Underlying: Common Units · 2,587,312 shares Expires not disclosed F1 · kind: The limited partnership agreement of Plains AAP, L.P. ("AAP") was amended and restated on November 15, 2016 to provide, among other things, that each limited partner of AAP holding Class A Units, including the Reporting Person, will have the right, subject to certain limitations, to redeem its Class A Units in AAP (the "Class A Units"), for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") held by AAP on a one-for-one basis, by delivering such Class A Units to Plains AAP along with the associated Class B Shares (the "Class B Shares") in Plains GP Holdings, L.P. ("PAGP") and GP Units (the "GP Units") in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right"). F2 · derivative.exercise_date: Pursuant to the limited partnership agreement of AAP, the Reporting Person may not exercise his Redemption Right with respect to any Class A Units until November 15, 2017. F3 · derivative.expiration_date: Pursuant to the limited partnership agreement of AAP, the Redemption Right does not expire. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.