Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Apple Inc.AAPL · Entity 2389 | Senior Vice President | February 08, 2011 | February 11, 2011 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Apple Inc.
Report date February 08, 2011 · Filed February 11, 2011
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 111,309 |
Reported balance
After 2011-02-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2011-02-08 · Sale · Disposed 10,000 · Balance 111,309 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2005 and amended on February 26, 2010. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2005 and amended on February 26, 2010.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 08, 2011 Filed Feb 11, 2011 00:09 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 10,000 | $355.37 | $3,553,700.00 |
DisclosureSEC source: 0001181431-11-009208 · rrd300487.xml · nonDerivative · entry 1 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,309 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2005 and amended on February 26, 2010. Read SEC document |
| January 31, 2011 Filed Feb 4, 2011 01:22 UTC | Apple Inc. AAPL · Entity 2389 | GrantCommon Stock (ESPP) | 95 | $222.57 | $21,144.39 |
DisclosureSEC source: 0001181431-11-007301 · rrd298446.xml · nonDerivative · entry 2 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,309 F2 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of August 2, 2010 through January 31, 2011. This transaction is also exempt under Rule 16b-3(c). F3 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on August 2, 2010. Read SEC document |
| January 27, 2011 Filed Feb 4, 2011 01:22 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-007301 · rrd298446.xml · nonDerivative · entry 1 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,214 F1 · kind: This transaction represents a gift made by the reporting person. Read SEC document |
| January 10, 2011 Filed Jan 13, 2011 00:21 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 10,000 | $339.21 | $3,392,100.00 |
DisclosureSEC source: 0001181431-11-003352 · rrd297238.xml · nonDerivative · entry 1 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,314 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2005 and amended on February 26, 2010. Read SEC document |
| October 18, 2010 Filed Oct 19, 2010 21:54 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 5,000 | $318.50 | $1,592,500.00 |
DisclosureSEC source: 0001181431-10-051425 · rrd288758.xml · nonDerivative · entry 2 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,314 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2005 and amended on February 26, 2010. Read SEC document |
| October 15, 2010 Filed Oct 19, 2010 21:54 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 10,000 | $307.44 | $3,074,400.00 |
DisclosureSEC source: 0001181431-10-051425 · rrd288758.xml · nonDerivative · entry 1 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,314 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2005 and amended on February 26, 2010. Read SEC document |
| October 06, 2010 Filed Oct 8, 2010 10:11 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 10,000 | $289.61 | $2,896,100.00 |
DisclosureSEC source: 0001181431-10-050283 · rrd288113.xml · nonDerivative · entry 1 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,314 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2005 and amended on February 26, 2010. Read SEC document |
| September 23, 2010 Filed Sep 27, 2010 21:48 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 10,000 | $291.39 | $2,913,900.00 |
DisclosureSEC source: 0001181431-10-048058 · rrd286958.xml · nonDerivative · entry 1 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,314 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2005 and amended on February 26, 2010. Read SEC document |
| September 20, 2010 Filed Sep 22, 2010 22:25 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 10,000 | $278.14 | $2,781,400.00 |
DisclosureSEC source: 0001181431-10-047661 · rrd286703.xml · nonDerivative · entry 1 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,314 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2005 and amended on February 26, 2010. Read SEC document |
| July 30, 2010 Filed Aug 6, 2010 00:05 UTC | Apple Inc. AAPL · Entity 2389 | GrantCommon Stock (ESPP) | 118 | $179.87 | $21,224.48 |
DisclosureSEC source: 0001181431-10-040673 · rrd282467.xml · nonDerivative · entry 1 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,314 F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of December 28, 2009 through July 30, 2010. This transaction is also exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on December 28, 2009. Read SEC document |
| April 26, 2010 Filed Apr 28, 2010 21:57 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 15,000 | $271.98 | $4,079,700.00 |
DisclosureSEC source: 0001181431-10-023277 · rrd273583.xml · nonDerivative · entry 1 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,196 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2005 and amended on February 2, 2009 and on February 26, 2010. Read SEC document |
| April 01, 2010 Filed Apr 2, 2010 22:19 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 10,000 | $237.67 | $2,376,700.00 |
DisclosureSEC source: 0001181431-10-019949 · rrd271849.xml · nonDerivative · entry 1 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,196 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2005 and amended on February 2, 2009. Read SEC document |
| March 24, 2010 Filed Mar 26, 2010 00:03 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-10-018237 · rrd270803.xml · derivative · entry 3 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2010-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: This restricted stock unit award was granted on December 14, 2005 and vested in full on March 24, 2010. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. Read SEC document |
| March 24, 2010 Filed Mar 26, 2010 00:03 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 69,585 | $229.37 | $15,960,711.45 |
DisclosureSEC source: 0001181431-10-018237 · rrd270803.xml · nonDerivative · entry 2 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,196 F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| March 24, 2010 Filed Mar 26, 2010 00:03 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-10-018237 · rrd270803.xml · nonDerivative · entry 1 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. Read SEC document |
| January 04, 2010 Filed Jan 6, 2010 22:29 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 10,000 | $213.55 | $2,135,500.00 |
DisclosureSEC source: 0001181431-10-001904 · rrd261576.xml · nonDerivative · entry 1 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,781 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2005 and amended on February 2, 2009. Read SEC document |
| October 26, 2009 Filed Oct 28, 2009 21:33 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-048841 · rrd255663.xml · nonDerivative · entry 1 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,781 F1 · kind: This transaction represents a charitable donation to an educational institution. Read SEC document |
| October 06, 2009 Filed Oct 8, 2009 21:46 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 10,000 | $188.42 | $1,884,200.00 |
DisclosureSEC source: 0001181431-09-047311 · rrd254679.xml · nonDerivative · entry 1 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,781 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2005 and amended on February 2, 2009. Read SEC document |
| July 17, 2009 Filed Jul 22, 2009 01:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 10,000 | $149.17 | $1,491,700.00 |
DisclosureSEC source: 0001181431-09-035987 · rrd248698.xml · nonDerivative · entry 1 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,981 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2005 and amended on February 2, 2009. Read SEC document |
| July 08, 2009 Filed Jul 22, 2009 01:30 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-035987 · rrd248698.xml · nonDerivative · entry 2 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,781 F2 · kind: This transaction represents a gift made by the reporting person. Read SEC document |
| June 26, 2009 Filed Jul 2, 2009 21:35 UTC | Apple Inc. AAPL · Entity 2389 | GrantCommon Stock (ESPP) | 288 | $73.62 | $21,202.13 |
DisclosureSEC source: 0001181431-09-033923 · rrd247265.xml · nonDerivative · entry 1 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,981 F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of December 29, 2008 to June 26, 2009. This transaction is also exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on December 29, 2008. Read SEC document |
| April 27, 2009 Filed Apr 29, 2009 21:44 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 10,000 | $122.86 | $1,228,600.00 |
DisclosureSEC source: 0001181431-09-021595 · rrd240638.xml · nonDerivative · entry 1 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,693 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2005 and amended on February 2, 2009. Read SEC document |
| January 26, 2009 Filed Jan 28, 2009 23:03 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 33,296 | $0.00 Strike: $11.84 | $0.00 |
DisclosureSEC source: 0001181431-09-005128 · rrd230989.xml · derivative · entry 2 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,296 shares Expires 2009-07-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This Employee Stock Option was granted on 7/6/1999 and vested annually over 4 years. Read SEC document |
| January 26, 2009 Filed Jan 28, 2009 23:03 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 33,296 | $11.84 | $394,351.16 |
DisclosureSEC source: 0001181431-09-005128 · rrd230989.xml · nonDerivative · entry 1 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2008 Filed Nov 15, 2008 00:53 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-061898 · rrd223555.xml · nonDerivative · entry 1 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,397 F1 · kind: This transaction represents a charitable donation to an educational institution. Read SEC document |
| September 26, 2008 Filed Sep 27, 2008 00:36 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Units · Derivative | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-054634 · rrd219557.xml · derivative · entry 1 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2012-03-24 F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit. F2 · derivative.exercise_date: 100% of the restricted stock units are scheduled to vest on March 24, 2012, assuming continued employment. F2 · derivative.expiration_date: 100% of the restricted stock units are scheduled to vest on March 24, 2012, assuming continued employment. Read SEC document |
| April 28, 2008 Filed May 1, 2008 00:51 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 125 | $170.67 | $21,333.75 |
DisclosureSEC source: 0001181431-08-027705 · rrd204168.xml · nonDerivative · entry 17 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,271 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2005 and amended on February 26, 2008. Read SEC document |
| April 28, 2008 Filed May 1, 2008 00:51 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 400 | $170.66 | $68,264.00 |
DisclosureSEC source: 0001181431-08-027705 · rrd204168.xml · nonDerivative · entry 16 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,396 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2005 and amended on February 26, 2008. Read SEC document |
| April 28, 2008 Filed May 1, 2008 00:51 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 775 | $170.65 | $132,253.75 |
DisclosureSEC source: 0001181431-08-027705 · rrd204168.xml · nonDerivative · entry 15 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,796 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2005 and amended on February 26, 2008. Read SEC document |
| April 28, 2008 Filed May 1, 2008 00:51 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 300 | $170.64 | $51,192.00 |
DisclosureSEC source: 0001181431-08-027705 · rrd204168.xml · nonDerivative · entry 14 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,571 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2005 and amended on February 26, 2008. Read SEC document |
| April 28, 2008 Filed May 1, 2008 00:51 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 500 | $170.63 | $85,315.00 |
DisclosureSEC source: 0001181431-08-027705 · rrd204168.xml · nonDerivative · entry 13 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,871 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2005 and amended on February 26, 2008. Read SEC document |
| April 28, 2008 Filed May 1, 2008 00:51 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 100 | $170.59 | $17,059.00 |
DisclosureSEC source: 0001181431-08-027705 · rrd204168.xml · nonDerivative · entry 12 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,371 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2005 and amended on February 26, 2008. Read SEC document |
| April 28, 2008 Filed May 1, 2008 00:51 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 400 | $170.58 | $68,232.00 |
DisclosureSEC source: 0001181431-08-027705 · rrd204168.xml · nonDerivative · entry 11 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,471 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2005 and amended on February 26, 2008. Read SEC document |
| April 28, 2008 Filed May 1, 2008 00:51 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 100 | $170.57 | $17,057.00 |
DisclosureSEC source: 0001181431-08-027705 · rrd204168.xml · nonDerivative · entry 10 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,871 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2005 and amended on February 26, 2008. Read SEC document |
| April 28, 2008 Filed May 1, 2008 00:51 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 100 | $170.56 | $17,056.00 |
DisclosureSEC source: 0001181431-08-027705 · rrd204168.xml · nonDerivative · entry 9 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,971 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2005 and amended on February 26, 2008. Read SEC document |
| April 28, 2008 Filed May 1, 2008 00:51 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 800 | $170.55 | $136,440.00 |
DisclosureSEC source: 0001181431-08-027705 · rrd204168.xml · nonDerivative · entry 8 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,071 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2005 and amended on February 26, 2008. Read SEC document |
| April 28, 2008 Filed May 1, 2008 00:51 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 1,000 | $170.54 | $170,540.00 |
DisclosureSEC source: 0001181431-08-027705 · rrd204168.xml · nonDerivative · entry 7 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,871 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2005 and amended on February 26, 2008. Read SEC document |
| April 28, 2008 Filed May 1, 2008 00:51 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 1,000 | $170.53 | $170,530.00 |
DisclosureSEC source: 0001181431-08-027705 · rrd204168.xml · nonDerivative · entry 6 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,871 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2005 and amended on February 26, 2008. Read SEC document |
| April 28, 2008 Filed May 1, 2008 00:51 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 400 | $170.52 | $68,208.00 |
DisclosureSEC source: 0001181431-08-027705 · rrd204168.xml · nonDerivative · entry 5 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,871 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2005 and amended on February 26, 2008. Read SEC document |
| April 28, 2008 Filed May 1, 2008 00:51 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 400 | $170.51 | $68,204.00 |
DisclosureSEC source: 0001181431-08-027705 · rrd204168.xml · nonDerivative · entry 4 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,271 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2005 and amended on February 26, 2008. Read SEC document |
| April 28, 2008 Filed May 1, 2008 00:51 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 1,500 | $170.50 | $255,750.00 |
DisclosureSEC source: 0001181431-08-027705 · rrd204168.xml · nonDerivative · entry 3 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,671 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2005 and amended on February 26, 2008. Read SEC document |
| April 28, 2008 Filed May 1, 2008 00:51 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 1,600 | $170.49 | $272,784.00 |
DisclosureSEC source: 0001181431-08-027705 · rrd204168.xml · nonDerivative · entry 2 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,171 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2005 and amended on February 26, 2008. Read SEC document |
| April 28, 2008 Filed May 1, 2008 00:51 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 500 | $170.46 | $85,230.00 |
DisclosureSEC source: 0001181431-08-027705 · rrd204168.xml · nonDerivative · entry 1 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,771 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2005 and amended on February 26, 2008. Read SEC document |
| March 24, 2008 Filed Mar 27, 2008 01:29 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 250,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-08-021457 · rrd201044.xml · derivative · entry 3 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 250,000 shares Expires 2008-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, 1 share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, 1 share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. Read SEC document |
| March 24, 2008 Filed Mar 27, 2008 01:29 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 113,659 | $139.53 | $15,858,840.27 |
DisclosureSEC source: 0001181431-08-021457 · rrd201044.xml · nonDerivative · entry 2 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,271 F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock unit. Read SEC document |
| March 24, 2008 Filed Mar 27, 2008 01:29 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 250,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-08-021457 · rrd201044.xml · nonDerivative · entry 1 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,930 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents the right to receive, at settlement, 1 share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, 1 share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. Read SEC document |
| October 31, 2007 Filed Nov 2, 2007 22:58 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-066022 · rrd176703.xml · nonDerivative · entry 1 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,930 F1 · security: Includes 1,000 shares acquired under Apple's Employee Stock Purchase Plan. Read SEC document |
| April 26, 2007 Filed Apr 30, 2007 23:28 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 10,625 | $101.58 | $1,079,287.50 |
DisclosureSEC source: 0001181431-07-028215 · rrd155824.xml · nonDerivative · entry 1 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,636 F1 · security: Shares acquired under Apple's 2003 Employee Stock Plan. F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2005. Read SEC document |
| January 16, 2007 Filed Jan 18, 2007 18:01 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionEmployee Stock Option · Derivative | 20,000 | $11.84 Strike: $11.84 | $236,876.00 |
DisclosureSEC source: 0001181431-07-004558 · rrd143107.xml · derivative · entry 3 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,296 Underlying: Common Stock · 20,000 shares Expires 2009-07-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004. Read SEC document |
| January 16, 2007 Filed Jan 18, 2007 18:01 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 20,000 | $95.73 | $1,914,600.00 |
DisclosureSEC source: 0001181431-07-004558 · rrd143107.xml · nonDerivative · entry 2 SERLET BERTRAND · CIK 0001252200 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,261 F1 · security: Shares underlying stock options granted under the 1997 Employee Stock Option Plan. F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.