Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AZEK Co Inc.AZEK · Entity 77750 | Chief Legal Officer | February 07, 2022 | February 08, 2022 |
| Schneider National, Inc.SNDR · Entity 3807 | EVP & General Counsel | January 01, 2019 | January 03, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AZEK Co Inc.
Report date February 07, 2022 · Filed February 08, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 130,561 |
Reported balance
After 2022-02-07 transaction · row 1
1 source rowRow 1 · 2022-02-07 · Purchase · Acquired 9,100 · Balance 130,561 |
Schneider National, Inc.
Report date January 01, 2019 · Filed January 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | Direct | 213,742 |
Reported balance
After 2019-01-01 transaction · row 1
1 source rowRow 1 · 2019-01-01 · Tax withholding · Disposed 856 · Balance 213,742 F1: Shares withheld to satisfy tax liabilities upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to satisfy tax liabilities upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 07, 2022 Filed Feb 8, 2022 17:06 UTC | AZEK Co Inc. AZEK · Entity 77750 | PurchaseClass A Common Stock | 9,100 | $30.33 | $276,003.00 |
DisclosureSEC source: 0001209191-22-007786 · doc4.xml · nonDerivative · entry 1 Kardish Paul J. · CIK 0001533344 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,561 Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 16:23 UTC | AZEK Co Inc. AZEK · Entity 77750 | Tax withholdingClass A Common Stock | 292 | $39.09 | $11,414.28 |
DisclosureSEC source: 0001209191-21-068313 · doc4.xml · nonDerivative · entry 1 Kardish Paul J. · CIK 0001533344 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,461 Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 17:05 UTC | AZEK Co Inc. AZEK · Entity 77750 | GrantNon-qualified stock options (right-to-buy) · Derivative | 2,649 | $0.00 Strike: $41.21 | $0.00 |
DisclosureSEC source: 0001209191-21-066530 · doc4.xml · derivative · entry 2 Kardish Paul J. · CIK 0001533344 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,649 Underlying: Class A Common Stock · 2,649 shares Expires 2031-11-19 F2 · derivative.exercise_date: Non-qualified stock options vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service through the applicable vesting date. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 17:05 UTC | AZEK Co Inc. AZEK · Entity 77750 | GrantClass A Common Stock | 1,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-066530 · doc4.xml · nonDerivative · entry 1 Kardish Paul J. · CIK 0001533344 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,753 F1 · shares: Consists of restricted stock units (RSU). RSUs will vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service through the applicable vesting date. Read SEC document |
| April 26, 2021 Filed Apr 27, 2021 17:09 UTC | AZEK Co Inc. AZEK · Entity 77750 | SaleClass A Common Stock | 15,000 | $50.00 | $750,000.00 |
DisclosureSEC source: 0001209191-21-028596 · doc4.xml · nonDerivative · entry 1 Kardish Paul J. · CIK 0001533344 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,691 F1 · shares: The sale of shares reported on this Form 4 was effected pursuant to a Rule 10-b(5)-1 trading plan adopted by the Reporting Person on January 25, 2021, as amended on February 16, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.01, inclusive. The reporting person undertakes to provide to AZEK, any security holder of AZEK, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 71,840 restricted shares of the Issuer's Class A common stock that will vest in equal installments on September 3, 2021, 2022, 2023 and 2024. Also includes 2,736 restricted stock units that will vest in three equal annual installments beginning on the December 4, 2021 subject to continued service through the applicable vesting date. Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 20:00 UTC | AZEK Co Inc. AZEK · Entity 77750 | GiftClass A Common Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-064730 · doc4.xml · nonDerivative · entry 1 Kardish Paul J. · CIK 0001533344 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,691 F1 · price: Shares of AZEK Class A common stock were donated as a bona fide gift. F2 · balance_after: Includes 71,840 restricted shares of the Issuer's Class A common stock that will vest in equal installments on September 3, 2021, 2022, 2023 and 2024. Also includes 2,736 restricted stock units that will vest in three equal annual installments beginning on the December 4, 2020 subject to continued service through the applicable vesting date. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 19:00 UTC | AZEK Co Inc. AZEK · Entity 77750 | Exercise / conversionClass A Common Stock | 20,000 | $38.20 | $764,000.00 |
DisclosureSEC source: 0001209191-20-064515 · doc4.xml · nonDerivative · entry 1 Kardish Paul J. · CIK 0001533344 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,191 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.69, inclusive. The reporting person undertakes to provide to AZEK, any security holder of AZEK, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Included 89,800 restricted shares of the Issuer's Class A common stock that vested on September 10, 2020; also includes 71,840 restricted shares of the Issuer's Class A common stock that will vest in equal installments on September 3, 2021, 2022, 2023 and 2024; and includes 2,736 restricted stock units that will vest in three equal annual installments beginning on December 4, 2020 subject to continued service through the applicable vesting date. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 11:09 UTC | AZEK Co Inc. AZEK · Entity 77750 | GrantNon-qulalified stock option (right-to-buy) · Derivative | 7,972 | $0.00 Strike: $34.27 | $0.00 |
DisclosureSEC source: 0001209191-20-062135 · doc4.xml · derivative · entry 2 Kardish Paul J. · CIK 0001533344 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,972 Underlying: Class A Common Stock · 7,972 shares Expires 2030-12-04 F2 · shares: Non-qualified stock options vest in three equal annual installments beginning on the first anniversary of the grant date subject to continued service through the applicable vesting date. F2 · derivative.exercise_date: Non-qualified stock options vest in three equal annual installments beginning on the first anniversary of the grant date subject to continued service through the applicable vesting date. F2 · derivative.underlying_shares: Non-qualified stock options vest in three equal annual installments beginning on the first anniversary of the grant date subject to continued service through the applicable vesting date. F2 · balance_after: Non-qualified stock options vest in three equal annual installments beginning on the first anniversary of the grant date subject to continued service through the applicable vesting date. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 11:09 UTC | AZEK Co Inc. AZEK · Entity 77750 | GrantClass A Common Stock | 2,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062135 · doc4.xml · nonDerivative · entry 1 Kardish Paul J. · CIK 0001533344 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,191 F1 · date: Consists of restricted stock units (RSU). RSUs will vest in three equal annual installments beginning on the first anniversary of the grant date subject to continued service through the applicable vesting date. F1 · shares: Consists of restricted stock units (RSU). RSUs will vest in three equal annual installments beginning on the first anniversary of the grant date subject to continued service through the applicable vesting date. F1 · balance_after: Consists of restricted stock units (RSU). RSUs will vest in three equal annual installments beginning on the first anniversary of the grant date subject to continued service through the applicable vesting date. Read SEC document |
| September 15, 2020 Filed Sep 15, 2020 13:33 UTC | AZEK Co Inc. AZEK · Entity 77750 | SaleClass A Common Stock | 19,145 | $33.25 | $636,571.25 |
DisclosureSEC source: 0001209191-20-050411 · doc4.xml · nonDerivative · entry 1 Kardish Paul J. · CIK 0001533344 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,455 Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 11:49 UTC | AZEK Co Inc. AZEK · Entity 77750 | GrantNonqualified stock option (right to buy) · Derivative | 31,233 | $0.00 Strike: $23.00 | $0.00 |
DisclosureSEC source: 0000899243-20-017024 · doc4.xml · derivative · entry 2 Kardish Paul J. · CIK 0001533344 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,233 Underlying: Class A common stock · 31,233 shares Expires 2030-06-16 F2 · shares: The options will vest in equal installments on June 16, 2021, 2022, 2023 and 2024, subject to continued service through the applicable vesting date. F2 · derivative.exercise_date: The options will vest in equal installments on June 16, 2021, 2022, 2023 and 2024, subject to continued service through the applicable vesting date. F2 · derivative.underlying_shares: The options will vest in equal installments on June 16, 2021, 2022, 2023 and 2024, subject to continued service through the applicable vesting date. F2 · balance_after: The options will vest in equal installments on June 16, 2021, 2022, 2023 and 2024, subject to continued service through the applicable vesting date. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 11:49 UTC | AZEK Co Inc. AZEK · Entity 77750 | GrantNonqualified stock option (right to buy) · Derivative | 167,217 | $0.00 Strike: $23.00 | $0.00 |
DisclosureSEC source: 0000899243-20-017024 · doc4.xml · derivative · entry 1 Kardish Paul J. · CIK 0001533344 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,217 Underlying: Class A common stock · 167,217 shares Expires 2030-06-16 F1 · shares: Includes 83,608 options that will vest if the applicable performance metrics are satisfied for the relevant measurement period and 83,609 options that will vest in equal installments on September 3, 2020, 2021, 2022, 2023 and 2024, subject to continued service through the applicable vesting date. F1 · derivative.exercise_date: Includes 83,608 options that will vest if the applicable performance metrics are satisfied for the relevant measurement period and 83,609 options that will vest in equal installments on September 3, 2020, 2021, 2022, 2023 and 2024, subject to continued service through the applicable vesting date. F1 · derivative.underlying_shares: Includes 83,608 options that will vest if the applicable performance metrics are satisfied for the relevant measurement period and 83,609 options that will vest in equal installments on September 3, 2020, 2021, 2022, 2023 and 2024, subject to continued service through the applicable vesting date. F1 · balance_after: Includes 83,608 options that will vest if the applicable performance metrics are satisfied for the relevant measurement period and 83,609 options that will vest in equal installments on September 3, 2020, 2021, 2022, 2023 and 2024, subject to continued service through the applicable vesting date. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 20:57 UTC | Schneider National, Inc. SNDR · Entity 3807 | Tax withholdingClass B Common Stock | 856 | $18.67 | $15,981.52 |
DisclosureSEC source: 0001692063-19-000010 · wf-form4_154654903028203.xml · nonDerivative · entry 1 Kardish Paul J. · CIK 0001533344 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,742 F1 · kind: Shares withheld to satisfy tax liabilities upon vesting. Read SEC document |
| September 17, 2018 Filed Sep 17, 2018 22:16 UTC | Schneider National, Inc. SNDR · Entity 3807 | GiftClass B Common Stock | 1,665 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001692063-18-000177 · wf-form4_153722259795834.xml · nonDerivative · entry 1 Kardish Paul J. · CIK 0001533344 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,598 F1 · price: Shares of Schneider common stock class B were donated as a bona fide gift to the American Red Cross and Villa Joseph Marie High School Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 20:59 UTC | Schneider National, Inc. SNDR · Entity 3807 | Tax withholdingClass B Common Stock | 1,137 | $27.09 | $30,801.33 |
DisclosureSEC source: 0001692063-18-000065 · wf-form4_152123396382434.xml · nonDerivative · entry 1 Kardish Paul J. · CIK 0001533344 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,263 F1 · kind: Shares withheld to satisfy tax liabilities upon vesting. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:20 UTC | Schneider National, Inc. SNDR · Entity 3807 | GrantEmployee Stock Option-Right To Buy · Derivative | 12,460 | $0.00 Strike: $26.81 | $0.00 |
DisclosureSEC source: 0001692063-18-000050 · wf-form4_151916161612218.xml · derivative · entry 3 Kardish Paul J. · CIK 0001533344 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,460 Underlying: Class B Common Stock · 12,460 shares Expires 2028-02-15 F3 · derivative.exercise_date: These options vest in equal annual installments on each of the first four anniversaries of March 15, 2018, subject to the employee's continued employment through the applicable vesting date. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:20 UTC | Schneider National, Inc. SNDR · Entity 3807 | GrantClass B Common Stock | 4,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001692063-18-000050 · wf-form4_151916161612218.xml · nonDerivative · entry 1 Kardish Paul J. · CIK 0001533344 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,400 F1 · shares: Consists of restricted shares that vest in equal annual installments on each of the first four anniversaries of March 15, 2018, subject to the employee's continued employment through the applicable vesting date. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 21:57 UTC | Schneider National, Inc. SNDR · Entity 3807 | Tax withholdingClass B Common Stock | 925 | $28.56 | $26,418.00 |
DisclosureSEC source: 0001692063-18-000010 · wf-form4_151501662123304.xml · nonDerivative · entry 1 Kardish Paul J. · CIK 0001533344 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,240 F1 · kind: Shares withheld to satisfy tax liabilities upon vesting. F2 · balance_after: The reporting person's share ownership has been updated as a result of the Company's internal audit of the beneficial ownership of the Company's Section 16(a) reporting officers. The Company's audit did not identify any violations of Section 16(b) of the Securities Exchange Act of 1934, as amended. To the extent the share ownership shown in this Form 4 is inconsistent with the ownership reported on previously filed forms, this Form 4 serves as an amendment to any such previously filed forms. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 14:09 UTC | Schneider National, Inc. SNDR · Entity 3807 | SaleClass B Common Stock | 85,000 | $25.12 | $2,135,200.00 |
DisclosureSEC source: 0001692063-17-000069 · wf-form4_151058217757477.xml · nonDerivative · entry 1 Kardish Paul J. · CIK 0001533344 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,432 Read SEC document |
| April 05, 2017 Filed May 13, 2017 01:21 UTC | Schneider National, Inc. SNDR · Entity 3807 | GrantEmployee Stock Option-Right To Buy · Derivative | 15,136 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0000950157-17-000628 · form4.xml · derivative · entry 2 Kardish Paul J. · CIK 0001533344 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,136 Underlying: Class B Common Stock · 15,136 shares Expires 2027-04-05 F2 · derivative.exercise_date: These options vest in equal annual installments on each of the first four anniversaries of the grant date, which was April 5, 2017, subject to the employee's continued employment through the applicable vesting date. Read SEC document |
| April 05, 2017 Filed May 13, 2017 01:21 UTC | Schneider National, Inc. SNDR · Entity 3807 | GrantRestricted Shares | 5,076 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-17-000628 · form4.xml · nonDerivative · entry 1 Kardish Paul J. · CIK 0001533344 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,432 F1 · security: The restricted shares vest in equal annual installments on each of the first four anniversaries of the grant date, which was April 5, 2017, subject to the employee's continued employment through the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.