Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASPEN INSURANCE HOLDINGS LTDAHL · Entity 9774 | Director | February 15, 2019 | February 25, 2019 |
| Athene Holding Ltd.ATH · Entity 9807 | Director | December 31, 2021 | February 14, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASPEN INSURANCE HOLDINGS LTD
Report date February 15, 2019 · Filed February 25, 2019
This filing explicitly reported no securities owned.
Athene Holding Ltd.
Report date December 31, 2021 · Filed February 14, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-02-23 transaction · row 1
1 source rowRow 1 · 2021-02-23 · Gift · Disposed 1,672,719 · Balance 0 F1: Reflects the transfer of the reporting person's ownership of Cardinal Holdings Limited ("Cardinal"), an entity which then held the reporting person's Class A common shares (the "Common Shares") of Athene Holding Ltd., to an irrevocable trust for estate planning purposes. In addition, an agency agreement between Cardinal and the reporting person that previously allowed the reporting person to retain all voting rights and dispositive power with respect to shares held at Cardinal was terminated in early 2021. As a result of these events, the reporting person no longer beneficially owned these Common Shares as a result of this transaction. F2: Incudes Common Shares that were previously distributed by AP Alternative Assets, L.P. ("AAA") on a pro rata basis to unitholders of AAA. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the transfer of the reporting person's ownership of Cardinal Holdings Limited ("Cardinal"), an entity which then held the reporting person's Class A common shares (the "Common Shares") of Athene Holding Ltd., to an irrevocable trust for estate planning purposes. In addition, an agency agreement between Cardinal and the reporting person that previously allowed the reporting person to retain all voting rights and dispositive power with respect to shares held at Cardinal was terminated in early 2021. As a result of these events, the reporting person no longer beneficially owned these Common Shares as a result of this transaction.
F2: Incudes Common Shares that were previously distributed by AP Alternative Assets, L.P. ("AAA") on a pro rata basis to unitholders of AAA.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 01, 2022 Filed Jan 3, 2022 17:12 UTC | Athene Holding Ltd. ATH · Entity 9807 | Disposition to issuerClass A Common Shares | 0.77 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-000202 · form4.xml · nonDerivative · entry 1 Lohr Gernot · CIK 0001690828 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated March 8, 2021 (the "Merger Agreement") by and among the Issuer, Apollo Global Management, Inc., a Delaware corporation ("AGM"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("HoldCo"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of HoldCo ("Company Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of HoldCo ("AGM Merger Sub"), effective January 1, 2022 (the "Effective Time"): (i) AGM merged with AGM Merger Sub, with AGM surviving such merger as a direct wholly owned subsidiary of HoldCo (the "AGM Merger"), (ii) the Issuer merged with Company Merger Sub, with the Issuer surviving such merger as a direct, wholly owned subsidiary of HoldCo (the "Company Merger" and, together with the AGM Merger, the "Mergers"), and (iii) the name of HoldCo was changed to "Apollo Global Management, Inc." F2 · price: Pursuant to the Merger Agreement, these Class A common shares, par value $0.001 per share, of the Issuer ("Class A Common Shares") converted automatically into the right to receive 1.149 shares of common stock, par value $0.00001 per share, of HoldCo ("HoldCo Shares"), with fractional shares paid out in cash. As of December 31, 2021, the closing market price of the Issuer's Class A Common Shares was $83.33 and the closing market price of AGM's Class A common stock was $72.43. F3 · balance_after: The Reporting Person ceased to beneficially own 1,179,575 Class A Common Shares during 2021 in a transaction exempt from Form 4 reporting obligations. Read SEC document |
| February 23, 2021 Filed Feb 14, 2022 16:55 UTC | Athene Holding Ltd. ATH · Entity 9807 | GiftClass A Common Shares | 1,672,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004847 · form5.xml · nonDerivative · entry 1 Lohr Gernot · CIK 0001690828 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Reflects the transfer of the reporting person's ownership of Cardinal Holdings Limited ("Cardinal"), an entity which then held the reporting person's Class A common shares (the "Common Shares") of Athene Holding Ltd., to an irrevocable trust for estate planning purposes. In addition, an agency agreement between Cardinal and the reporting person that previously allowed the reporting person to retain all voting rights and dispositive power with respect to shares held at Cardinal was terminated in early 2021. As a result of these events, the reporting person no longer beneficially owned these Common Shares as a result of this transaction. F2 · shares: Incudes Common Shares that were previously distributed by AP Alternative Assets, L.P. ("AAA") on a pro rata basis to unitholders of AAA. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.