Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMGEN INCAMGN · Entity 2832 | Director | April 25, 2011 | April 28, 2011 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMGEN INC
Report date April 25, 2011 · Filed April 28, 2011
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 54,096 |
Reported balance
After 2011-04-25 transaction · row 1
1 source rowRow 1 · 2011-04-25 · Grant · Acquired 1,828 · Balance 54,096 F1: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Equity Incentive Program under the Amgen Inc. 2009 Equity Incentive Plan. RSUs vest (a) immediately for directors who have three years or more of prior continuous service as a director, or (b) one year from the grant date if the director has had less than three years of prior continuous service as a director. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis unless payment is otherwise deferred by the director. |
| Nqso (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $54.69 · Expires 2021-04-25 | Direct | 5,000 |
Reported balance
After 2011-04-25 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2011-04-25 · Grant · Acquired 5,000 · Balance 5,000 |
| Common StockSEC Table I · non-derivative | IndirectJdc Family Foundation | 4,000 |
Reported balance
Holding disclosure · report date 2011-04-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,000 |
Filing footnotes · ownership attribution and instrument terms
F1: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Equity Incentive Program under the Amgen Inc. 2009 Equity Incentive Plan. RSUs vest (a) immediately for directors who have three years or more of prior continuous service as a director, or (b) one year from the grant date if the director has had less than three years of prior continuous service as a director. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis unless payment is otherwise deferred by the director.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 25, 2011 Filed Apr 28, 2011 00:06 UTC | AMGEN INC AMGN · Entity 2832 | GrantNqso (Right to Buy) · Derivative | 5,000 | $54.69 Strike: $54.69 | $273,450.00 |
DisclosureSEC source: 0001127602-11-013852 · form4.xml · derivative · entry 3 CHOATE JERRY D · CIK 0001099539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2021-04-25 Read SEC document |
| April 25, 2011 Filed Apr 28, 2011 00:06 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 1,828 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-013852 · form4.xml · nonDerivative · entry 1 CHOATE JERRY D · CIK 0001099539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,096 F1 · shares: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Equity Incentive Program under the Amgen Inc. 2009 Equity Incentive Plan. RSUs vest (a) immediately for directors who have three years or more of prior continuous service as a director, or (b) one year from the grant date if the director has had less than three years of prior continuous service as a director. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis unless payment is otherwise deferred by the director. Read SEC document |
| April 26, 2010 Filed Apr 28, 2010 22:40 UTC | AMGEN INC AMGN · Entity 2832 | GrantNqso (Right to Buy) · Derivative | 5,000 | $58.43 Strike: $58.43 | $292,150.00 |
DisclosureSEC source: 0001127602-10-012363 · form4.xml · derivative · entry 3 CHOATE JERRY D · CIK 0001099539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2020-04-26 Read SEC document |
| April 26, 2010 Filed Apr 28, 2010 22:40 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 1,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-012363 · form4.xml · nonDerivative · entry 1 CHOATE JERRY D · CIK 0001099539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,268 F1 · shares: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. Director Equity Incentive Program under the Company's 2009 Equity Incentive Plan. RSUs vest (a) immediately for directors who have three years or more of prior continuous service as a director, or (b) one year from the grant date if the director has had less than three years of prior continuous service as a director. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis unless payment is otherwise deferred by the director. Read SEC document |
| April 28, 2009 Filed Apr 30, 2009 20:50 UTC | AMGEN INC AMGN · Entity 2832 | GrantNqso (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $50.44 | $0.00 |
DisclosureSEC source: 0001127602-09-010122 · form4.xml · derivative · entry 4 CHOATE JERRY D · CIK 0001099539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2016-04-28 Read SEC document |
| April 28, 2009 Filed Apr 30, 2009 20:50 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 1,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-010122 · form4.xml · nonDerivative · entry 1 CHOATE JERRY D · CIK 0001099539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,982 F1 · security: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. Director Equity Incentive Program under the Company's Amended and Restated 1991 Equity Incentive Plan. RSUs vest (a) immediately for directors who have three years or more of prior continuous service as a director, or (b) one year from the grant date if the director had had less than three years of prior continuous services as a director. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis unless payment is otherwise deferred by the director. Read SEC document |
| November 13, 2008 Filed Nov 15, 2008 00:31 UTC | AMGEN INC AMGN · Entity 2832 | Exercise / conversionNqso (Right to Buy) · Derivative | 16,000 | $0.00 Strike: $28.97 | $0.00 |
DisclosureSEC source: 0001127602-08-009434 · form4.xml · derivative · entry 4 CHOATE JERRY D · CIK 0001099539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,000 shares Expires 2009-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2008 Filed Nov 15, 2008 00:31 UTC | AMGEN INC AMGN · Entity 2832 | SaleCommon Stock | 16,000 | $57.00 | $912,012.80 |
DisclosureSEC source: 0001127602-08-009434 · form4.xml · nonDerivative · entry 2 CHOATE JERRY D · CIK 0001099539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,575 Read SEC document |
| November 13, 2008 Filed Nov 15, 2008 00:31 UTC | AMGEN INC AMGN · Entity 2832 | Exercise / conversionCommon Stock | 16,000 | $28.97 | $463,500.80 |
DisclosureSEC source: 0001127602-08-009434 · form4.xml · nonDerivative · entry 1 CHOATE JERRY D · CIK 0001099539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,575 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 03, 2008 Filed Jun 4, 2008 20:24 UTC | AMGEN INC AMGN · Entity 2832 | Exercise / conversionNQSO (Right to Buy) · Derivative | 60,000 | $17.66 Strike: $17.66 | $1,059,378.00 |
DisclosureSEC source: 0001181431-08-036745 · rrd209708.xml · derivative · entry 8 CHOATE JERRY D · CIK 0001099539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,000 shares Expires 2008-08-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 03, 2008 Filed Jun 4, 2008 20:24 UTC | AMGEN INC AMGN · Entity 2832 | SaleCommon Stock | 3,878 | $44.05 | $170,825.90 |
DisclosureSEC source: 0001181431-08-036745 · rrd209708.xml · nonDerivative · entry 6 CHOATE JERRY D · CIK 0001099539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,575 Read SEC document |
| June 03, 2008 Filed Jun 4, 2008 20:24 UTC | AMGEN INC AMGN · Entity 2832 | SaleCommon Stock | 3,449 | $44.03 | $151,859.47 |
DisclosureSEC source: 0001181431-08-036745 · rrd209708.xml · nonDerivative · entry 5 CHOATE JERRY D · CIK 0001099539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,453 Read SEC document |
| June 03, 2008 Filed Jun 4, 2008 20:24 UTC | AMGEN INC AMGN · Entity 2832 | SaleCommon Stock | 400 | $44.00 | $17,598.00 |
DisclosureSEC source: 0001181431-08-036745 · rrd209708.xml · nonDerivative · entry 4 CHOATE JERRY D · CIK 0001099539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,902 Read SEC document |
| June 03, 2008 Filed Jun 4, 2008 20:24 UTC | AMGEN INC AMGN · Entity 2832 | SaleCommon Stock | 14,073 | $43.99 | $619,071.27 |
DisclosureSEC source: 0001181431-08-036745 · rrd209708.xml · nonDerivative · entry 3 CHOATE JERRY D · CIK 0001099539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,302 Read SEC document |
| June 03, 2008 Filed Jun 4, 2008 20:24 UTC | AMGEN INC AMGN · Entity 2832 | SaleCommon Stock | 2,280 | $43.96 | $100,228.80 |
DisclosureSEC source: 0001181431-08-036745 · rrd209708.xml · nonDerivative · entry 2 CHOATE JERRY D · CIK 0001099539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,375 Read SEC document |
| June 03, 2008 Filed Jun 4, 2008 20:24 UTC | AMGEN INC AMGN · Entity 2832 | Exercise / conversionCommon Stock | 60,000 | $17.66 | $1,059,378.00 |
DisclosureSEC source: 0001181431-08-036745 · rrd209708.xml · nonDerivative · entry 1 CHOATE JERRY D · CIK 0001099539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,655 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2008 Filed May 1, 2008 21:18 UTC | AMGEN INC AMGN · Entity 2832 | GrantNQSO (Right to Buy) · Derivative | 5,000 | $42.13 Strike: $42.13 | $210,650.00 |
DisclosureSEC source: 0001181431-08-028028 · rrd204676.xml · derivative · entry 3 CHOATE JERRY D · CIK 0001099539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2015-04-29 Read SEC document |
| April 29, 2008 Filed May 1, 2008 21:18 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 2,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-028028 · rrd204676.xml · nonDerivative · entry 1 CHOATE JERRY D · CIK 0001099539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,655 F1 · security: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. Director Equity Incentive Program under the company's Amended and Restated 1991 Equity Incentive Plan. RSUs vest (a) immediately for directors who have three years or more of prior continuous service as a director, or (b) one year from the grant date if the director hah had less than three years of prior continuous service as a director. Vested RSUs will be paid in shares of the company's common stock on a one-to-one basis unless payment is otherwise deferred by the director. Read SEC document |
| April 26, 2007 Filed Apr 30, 2007 17:35 UTC | AMGEN INC AMGN · Entity 2832 | GrantNQSO (Right to Buy) · Derivative | 5,000 | $62.55 Strike: $62.55 | $312,750.00 |
DisclosureSEC source: 0001181431-07-027936 · rrd155973.xml · derivative · entry 3 CHOATE JERRY D · CIK 0001099539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2014-04-26 Read SEC document |
| April 26, 2007 Filed Apr 30, 2007 17:35 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 1,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-027936 · rrd155973.xml · nonDerivative · entry 1 CHOATE JERRY D · CIK 0001099539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,282 F1 · security: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. Director Equity Incentive Program under the Company's Amended and Restated 1991 Equity Incentive Plan. RSUs vest (a) immediately for directors who have three years or more of prior continuous service as a director, or (b) one year from the grant date if the director had had less than three years of prior continuous service as a director. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis unless payment is otherwise deferred by the director. Read SEC document |
| March 15, 2006 Filed Mar 17, 2006 22:55 UTC | AMGEN INC AMGN · Entity 2832 | GrantNQSO (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $74.89 | $0.00 |
DisclosureSEC source: 0001181431-06-018808 · rrd111623.xml · derivative · entry 2 CHOATE JERRY D · CIK 0001099539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2013-03-15 Read SEC document |
| March 15, 2006 Filed Mar 17, 2006 22:55 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 1,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-018808 · rrd111623.xml · nonDerivative · entry 1 CHOATE JERRY D · CIK 0001099539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,684 F1 · balance_after: Includes shares equivalent to Restricted Stock Units, which were granted pursuant to the Amgen Inc. Director Equity Incentive Program under the Company's Amended and Restated 1991 Equity Incentive Plan, which were paid in shares of the Company's common stock on a one-to-one basis shortly after vesting, and which were previously identified as Restricted Stock Units on Table I. Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 01:16 UTC | AMGEN INC AMGN · Entity 2832 | GrantNQSO (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $58.61 | $0.00 |
DisclosureSEC source: 0001181431-05-017372 · rrd72832.xml · derivative · entry 3 CHOATE JERRY D · CIK 0001099539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2015-03-15 Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 01:16 UTC | AMGEN INC AMGN · Entity 2832 | GrantRestricted Stock Units | 1,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-017372 · rrd72832.xml · nonDerivative · entry 2 CHOATE JERRY D · CIK 0001099539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,706 F1 · security: (DIR 03.15.05) The Restricted Stock Units ("RSUs") were granted pursuant to the Amgen Inc. Director Equity Incentive Program under the Company's Amended and Restated 1991 Equity Incentive Plan. RSUs vest (a) immediately for directors who have three years or more of prior continuous service as a director, or (b) one year from the grant date if the director had had less than three years of prior continuous service as a director. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis unless payment is otherwise deferred by the director. Read SEC document |
| March 15, 2004 Filed Mar 16, 2004 21:01 UTC | AMGEN INC AMGN · Entity 2832 | GrantNQSO (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $59.48 | $0.00 |
DisclosureSEC source: 0001181431-04-015900 · rrd36767.xml · derivative · entry 3 CHOATE JERRY D · CIK 0001099539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2011-03-15 Read SEC document |
| March 15, 2004 Filed Mar 16, 2004 21:01 UTC | AMGEN INC AMGN · Entity 2832 | GrantRestricted Stock Units | 1,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-015900 · rrd36767.xml · nonDerivative · entry 2 CHOATE JERRY D · CIK 0001099539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,643 F1 · security: (DIR 03.15.04) The Restricted Stock Units ("RSUs") were granted pursuant to the Amgen Inc. Director Equity Incentive Program under the Company's Amended and Restated 1991 Equity Incentive Plan. RSUs vest (a) immediately for directors who have three years or more of prior continuous services as a director, or (b) one year from the grant date if the director had had less than three years of prior continuous service as a director. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis unless payment is otherwise deferred by the director. Read SEC document |
| February 04, 2004 Filed Feb 5, 2004 18:22 UTC | AMGEN INC AMGN · Entity 2832 | PurchaseCommon Stock | 4,000 | $66.18 | $264,720.00 |
DisclosureSEC source: 0001181431-04-006683 · rrd31638.xml · nonDerivative · entry 1 CHOATE JERRY D · CIK 0001099539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.