Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Gogo Inc.GOGO · Entity 5812 | Director · President and CEO | February 17, 2018 | February 20, 2018 |
| OLD NATIONAL BANCORP /IN/ONB · Entity 1457 | Director | February 15, 2022 | February 18, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Gogo Inc.
Report date February 17, 2018 · Filed February 20, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 26,500 |
Reported balance
After 2018-02-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-02-17 · Grant · Acquired 26,500 · Balance 26,500 F1: Each performance restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash. F2: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by February 17, 2022 shall be forfeited. |
| Performance Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.23 · Expires 2028-02-17 | Direct | 173,500 |
Reported balance
After 2018-02-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-02-17 · Grant · Acquired 173,500 · Balance 173,500 F3: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by February 17, 2022 shall be forfeited. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash.
F2: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by February 17, 2022 shall be forfeited.
F3: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by February 17, 2022 shall be forfeited.
OLD NATIONAL BANCORP /IN/
Report date February 15, 2022 · Filed February 18, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,438 |
Reported balance
After 2022-02-15 transaction · row 1
1 source rowRow 1 · 2022-02-15 · Grant · Acquired 30,438 · Balance 30,438 F1: All transactions reflected herein are acquisitions in connection with the merger of First Midwest Bancorp, Inc. ("First Midwest") and Old National Bancorp ("Old National"), with Old National as the surviving corporation, which merger was completed on February 15, 2022, pursuant to the Agreement and Plan of Merger, dated as of May 30, 2021, by and between such parties. In the merger, (1) each outstanding share of First Midwest common stock was converted into the right to receive 1.1336 shares of Old National common stock (the "Exchange Ratio"), (2) each outstanding share of 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, of First Midwest and 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series C, of First Midwest was converted into the right to receive one share of an applicable newly created series of Old National preferred stock, (footnote (1) continues below in footnote (2)) F2: (3) each outstanding First Midwest depositary share representing an interest in a share of the applicable series of First Midwest preferred stock was converted into an Old National depositary share representing an equivalent interest in a share of the applicable series of Old National preferred stock, (4) each equity or equitybased compensatory award of First Midwest was converted into a similar equity or equity-based compensatory award of Old National utilizing Old National common stock in lieu of First Midwest common stock and the Exchange Ratio, and (5) each hypothetical First Midwest deemed common stock investment credited under certain First Midwest deferred compensation plans was assumed and converted into a hypothetical Old National common stock deemed investment based on the Exchange Ratio. The closing market value of Old National common stock on the date of the Merger was $18.92 per share. All transactions are exempt from Section 16(b) pursuant to Rule 16b-3(e). |
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 5,668 |
Reported balance
After 2022-02-15 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2022-02-15 · Grant · Acquired 5,668 · Balance 5,668 F1: All transactions reflected herein are acquisitions in connection with the merger of First Midwest Bancorp, Inc. ("First Midwest") and Old National Bancorp ("Old National"), with Old National as the surviving corporation, which merger was completed on February 15, 2022, pursuant to the Agreement and Plan of Merger, dated as of May 30, 2021, by and between such parties. In the merger, (1) each outstanding share of First Midwest common stock was converted into the right to receive 1.1336 shares of Old National common stock (the "Exchange Ratio"), (2) each outstanding share of 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, of First Midwest and 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series C, of First Midwest was converted into the right to receive one share of an applicable newly created series of Old National preferred stock, (footnote (1) continues below in footnote (2)) F2: (3) each outstanding First Midwest depositary share representing an interest in a share of the applicable series of First Midwest preferred stock was converted into an Old National depositary share representing an equivalent interest in a share of the applicable series of Old National preferred stock, (4) each equity or equitybased compensatory award of First Midwest was converted into a similar equity or equity-based compensatory award of Old National utilizing Old National common stock in lieu of First Midwest common stock and the Exchange Ratio, and (5) each hypothetical First Midwest deemed common stock investment credited under certain First Midwest deferred compensation plans was assumed and converted into a hypothetical Old National common stock deemed investment based on the Exchange Ratio. The closing market value of Old National common stock on the date of the Merger was $18.92 per share. All transactions are exempt from Section 16(b) pursuant to Rule 16b-3(e). |
Filing footnotes · ownership attribution and instrument terms
F1: All transactions reflected herein are acquisitions in connection with the merger of First Midwest Bancorp, Inc. ("First Midwest") and Old National Bancorp ("Old National"), with Old National as the surviving corporation, which merger was completed on February 15, 2022, pursuant to the Agreement and Plan of Merger, dated as of May 30, 2021, by and between such parties. In the merger, (1) each outstanding share of First Midwest common stock was converted into the right to receive 1.1336 shares of Old National common stock (the "Exchange Ratio"), (2) each outstanding share of 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, of First Midwest and 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series C, of First Midwest was converted into the right to receive one share of an applicable newly created series of Old National preferred stock, (footnote (1) continues below in footnote (2))
F2: (3) each outstanding First Midwest depositary share representing an interest in a share of the applicable series of First Midwest preferred stock was converted into an Old National depositary share representing an equivalent interest in a share of the applicable series of Old National preferred stock, (4) each equity or equitybased compensatory award of First Midwest was converted into a similar equity or equity-based compensatory award of Old National utilizing Old National common stock in lieu of First Midwest common stock and the Exchange Ratio, and (5) each hypothetical First Midwest deemed common stock investment credited under certain First Midwest deferred compensation plans was assumed and converted into a hypothetical Old National common stock deemed investment based on the Exchange Ratio. The closing market value of Old National common stock on the date of the Merger was $18.92 per share. All transactions are exempt from Section 16(b) pursuant to Rule 16b-3(e).
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FIRST MIDWEST BANCORP INC
Report date February 15, 2022 · Filed February 17, 2022
Section 16 reporting ended · disclosed 2022-02-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-02-15 transaction · row 1
1 source rowRow 1 · 2022-02-15 · Disposition to issuer · Disposed 26,851 · Balance 0 F1: All transactions reflected herein are dispositions in connection with the merger of First Midwest Bancorp, Inc. ("First Midwest") and Old National Bancorp ("Old National"), with Old National as the surviving corporation, which merger was completed on February 15, 2022, pursuant to the Agreement and Plan of Merger, dated as of May 30, 2021, by and between such parties. In the merger, (1) each outstanding share of First Midwest common stock was converted into the right to receive 1.1336 shares of Old National common stock (the "Exchange Ratio"), (2) each outstanding share of 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, of First Midwest and 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series C, of First Midwest was converted into the right to receive one share of an applicable newly created series of Old National preferred stock, (footnote (1) continues below in footnote (2)). F2: (3) each outstanding First Midwest depositary share representing an interest in a share of the applicable series of First Midwest preferred stock was converted into an Old National depositary share representing an equivalent interest in a share of the applicable series of Old National preferred stock, (4) each equity or equity-based compensatory award of First Midwest was converted into a similar equity or equity-based compensatory award of Old National utilizing Old National common stock in lieu of First Midwest common stock and the Exchange Ratio, and (5) each hypothetical First Midwest deemed common stock investment credited under certain First Midwest deferred compensation plans was assumed and converted into a hypothetical Old National common stock deemed investment based on the Exchange Ratio. The closing market value of Old National common stock on the date of the Merger was $18.92 per share. All transactions are exempt from Section 16(b) pursuant to Rule 16b-3(e). |
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 0 |
Reported balance
After 2022-02-15 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2022-02-15 · Disposition to issuer · Disposed 5,000 · Balance 0 F1: All transactions reflected herein are dispositions in connection with the merger of First Midwest Bancorp, Inc. ("First Midwest") and Old National Bancorp ("Old National"), with Old National as the surviving corporation, which merger was completed on February 15, 2022, pursuant to the Agreement and Plan of Merger, dated as of May 30, 2021, by and between such parties. In the merger, (1) each outstanding share of First Midwest common stock was converted into the right to receive 1.1336 shares of Old National common stock (the "Exchange Ratio"), (2) each outstanding share of 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, of First Midwest and 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series C, of First Midwest was converted into the right to receive one share of an applicable newly created series of Old National preferred stock, (footnote (1) continues below in footnote (2)). F2: (3) each outstanding First Midwest depositary share representing an interest in a share of the applicable series of First Midwest preferred stock was converted into an Old National depositary share representing an equivalent interest in a share of the applicable series of Old National preferred stock, (4) each equity or equity-based compensatory award of First Midwest was converted into a similar equity or equity-based compensatory award of Old National utilizing Old National common stock in lieu of First Midwest common stock and the Exchange Ratio, and (5) each hypothetical First Midwest deemed common stock investment credited under certain First Midwest deferred compensation plans was assumed and converted into a hypothetical Old National common stock deemed investment based on the Exchange Ratio. The closing market value of Old National common stock on the date of the Merger was $18.92 per share. All transactions are exempt from Section 16(b) pursuant to Rule 16b-3(e). |
Filing footnotes · ownership attribution and instrument terms
F1: All transactions reflected herein are dispositions in connection with the merger of First Midwest Bancorp, Inc. ("First Midwest") and Old National Bancorp ("Old National"), with Old National as the surviving corporation, which merger was completed on February 15, 2022, pursuant to the Agreement and Plan of Merger, dated as of May 30, 2021, by and between such parties. In the merger, (1) each outstanding share of First Midwest common stock was converted into the right to receive 1.1336 shares of Old National common stock (the "Exchange Ratio"), (2) each outstanding share of 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, of First Midwest and 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series C, of First Midwest was converted into the right to receive one share of an applicable newly created series of Old National preferred stock, (footnote (1) continues below in footnote (2)).
F2: (3) each outstanding First Midwest depositary share representing an interest in a share of the applicable series of First Midwest preferred stock was converted into an Old National depositary share representing an equivalent interest in a share of the applicable series of Old National preferred stock, (4) each equity or equity-based compensatory award of First Midwest was converted into a similar equity or equity-based compensatory award of Old National utilizing Old National common stock in lieu of First Midwest common stock and the Exchange Ratio, and (5) each hypothetical First Midwest deemed common stock investment credited under certain First Midwest deferred compensation plans was assumed and converted into a hypothetical Old National common stock deemed investment based on the Exchange Ratio. The closing market value of Old National common stock on the date of the Merger was $18.92 per share. All transactions are exempt from Section 16(b) pursuant to Rule 16b-3(e).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2022 Filed Feb 18, 2022 02:38 UTC | OLD NATIONAL BANCORP /IN/ ONB · Entity 1457 | GrantCommon Stock | 5,668 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-006104 · form4.xml · nonDerivative · entry 2 SMALL MICHAEL · CIK 0001230004 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 5,668 F1 · price: All transactions reflected herein are acquisitions in connection with the merger of First Midwest Bancorp, Inc. ("First Midwest") and Old National Bancorp ("Old National"), with Old National as the surviving corporation, which merger was completed on February 15, 2022, pursuant to the Agreement and Plan of Merger, dated as of May 30, 2021, by and between such parties. In the merger, (1) each outstanding share of First Midwest common stock was converted into the right to receive 1.1336 shares of Old National common stock (the "Exchange Ratio"), (2) each outstanding share of 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, of First Midwest and 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series C, of First Midwest was converted into the right to receive one share of an applicable newly created series of Old National preferred stock, (footnote (1) continues below in footnote (2)) F2 · price: (3) each outstanding First Midwest depositary share representing an interest in a share of the applicable series of First Midwest preferred stock was converted into an Old National depositary share representing an equivalent interest in a share of the applicable series of Old National preferred stock, (4) each equity or equitybased compensatory award of First Midwest was converted into a similar equity or equity-based compensatory award of Old National utilizing Old National common stock in lieu of First Midwest common stock and the Exchange Ratio, and (5) each hypothetical First Midwest deemed common stock investment credited under certain First Midwest deferred compensation plans was assumed and converted into a hypothetical Old National common stock deemed investment based on the Exchange Ratio. The closing market value of Old National common stock on the date of the Merger was $18.92 per share. All transactions are exempt from Section 16(b) pursuant to Rule 16b-3(e). Read SEC document |
| February 15, 2022 Filed Feb 18, 2022 02:38 UTC | OLD NATIONAL BANCORP /IN/ ONB · Entity 1457 | GrantCommon Stock | 30,438 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-006104 · form4.xml · nonDerivative · entry 1 SMALL MICHAEL · CIK 0001230004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,438 F1 · price: All transactions reflected herein are acquisitions in connection with the merger of First Midwest Bancorp, Inc. ("First Midwest") and Old National Bancorp ("Old National"), with Old National as the surviving corporation, which merger was completed on February 15, 2022, pursuant to the Agreement and Plan of Merger, dated as of May 30, 2021, by and between such parties. In the merger, (1) each outstanding share of First Midwest common stock was converted into the right to receive 1.1336 shares of Old National common stock (the "Exchange Ratio"), (2) each outstanding share of 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, of First Midwest and 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series C, of First Midwest was converted into the right to receive one share of an applicable newly created series of Old National preferred stock, (footnote (1) continues below in footnote (2)) F2 · price: (3) each outstanding First Midwest depositary share representing an interest in a share of the applicable series of First Midwest preferred stock was converted into an Old National depositary share representing an equivalent interest in a share of the applicable series of Old National preferred stock, (4) each equity or equitybased compensatory award of First Midwest was converted into a similar equity or equity-based compensatory award of Old National utilizing Old National common stock in lieu of First Midwest common stock and the Exchange Ratio, and (5) each hypothetical First Midwest deemed common stock investment credited under certain First Midwest deferred compensation plans was assumed and converted into a hypothetical Old National common stock deemed investment based on the Exchange Ratio. The closing market value of Old National common stock on the date of the Merger was $18.92 per share. All transactions are exempt from Section 16(b) pursuant to Rule 16b-3(e). Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:58 UTC | FIRST MIDWEST BANCORP INC FMBI · Entity 130241 | Disposition to issuerCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-005666 · form4.xml · nonDerivative · entry 2 SMALL MICHAEL · CIK 0001230004 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 0 F1 · price: All transactions reflected herein are dispositions in connection with the merger of First Midwest Bancorp, Inc. ("First Midwest") and Old National Bancorp ("Old National"), with Old National as the surviving corporation, which merger was completed on February 15, 2022, pursuant to the Agreement and Plan of Merger, dated as of May 30, 2021, by and between such parties. In the merger, (1) each outstanding share of First Midwest common stock was converted into the right to receive 1.1336 shares of Old National common stock (the "Exchange Ratio"), (2) each outstanding share of 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, of First Midwest and 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series C, of First Midwest was converted into the right to receive one share of an applicable newly created series of Old National preferred stock, (footnote (1) continues below in footnote (2)). F2 · price: (3) each outstanding First Midwest depositary share representing an interest in a share of the applicable series of First Midwest preferred stock was converted into an Old National depositary share representing an equivalent interest in a share of the applicable series of Old National preferred stock, (4) each equity or equity-based compensatory award of First Midwest was converted into a similar equity or equity-based compensatory award of Old National utilizing Old National common stock in lieu of First Midwest common stock and the Exchange Ratio, and (5) each hypothetical First Midwest deemed common stock investment credited under certain First Midwest deferred compensation plans was assumed and converted into a hypothetical Old National common stock deemed investment based on the Exchange Ratio. The closing market value of Old National common stock on the date of the Merger was $18.92 per share. All transactions are exempt from Section 16(b) pursuant to Rule 16b-3(e). Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:58 UTC | FIRST MIDWEST BANCORP INC FMBI · Entity 130241 | Disposition to issuerCommon Stock | 26,851 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-005666 · form4.xml · nonDerivative · entry 1 SMALL MICHAEL · CIK 0001230004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: All transactions reflected herein are dispositions in connection with the merger of First Midwest Bancorp, Inc. ("First Midwest") and Old National Bancorp ("Old National"), with Old National as the surviving corporation, which merger was completed on February 15, 2022, pursuant to the Agreement and Plan of Merger, dated as of May 30, 2021, by and between such parties. In the merger, (1) each outstanding share of First Midwest common stock was converted into the right to receive 1.1336 shares of Old National common stock (the "Exchange Ratio"), (2) each outstanding share of 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, of First Midwest and 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series C, of First Midwest was converted into the right to receive one share of an applicable newly created series of Old National preferred stock, (footnote (1) continues below in footnote (2)). F2 · price: (3) each outstanding First Midwest depositary share representing an interest in a share of the applicable series of First Midwest preferred stock was converted into an Old National depositary share representing an equivalent interest in a share of the applicable series of Old National preferred stock, (4) each equity or equity-based compensatory award of First Midwest was converted into a similar equity or equity-based compensatory award of Old National utilizing Old National common stock in lieu of First Midwest common stock and the Exchange Ratio, and (5) each hypothetical First Midwest deemed common stock investment credited under certain First Midwest deferred compensation plans was assumed and converted into a hypothetical Old National common stock deemed investment based on the Exchange Ratio. The closing market value of Old National common stock on the date of the Merger was $18.92 per share. All transactions are exempt from Section 16(b) pursuant to Rule 16b-3(e). Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 08:43 UTC | FIRST MIDWEST BANCORP INC FMBI · Entity 130241 | PurchaseCommon Stock | 2,000 | $12.44 | $24,880.00 |
DisclosureSEC source: 0001127602-20-023195 · form4.xml · nonDerivative · entry 1 SMALL MICHAEL · CIK 0001230004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,851 Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 19:36 UTC | FIRST MIDWEST BANCORP INC FMBI · Entity 130241 | GrantCommon Stock | 603 | $21.76 | $13,121.28 |
DisclosureSEC source: 0001127602-19-002840 · form4.xml · nonDerivative · entry 1 SMALL MICHAEL · CIK 0001230004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,851 F1 · shares: Award of stock granted pursuant to the Amended and Restated First Midwest Bancorp, Inc. Non-Employee Director Stock Plan. This award represents the fourth payment for 2018 of the equity portion of the Reporting Person's annual director compensation, which is paid in equal installments on a quarterly basis and may be paid, at the Reporting Person's option, in cash or stock. The number of shares represented by this award was determined by dividing the dollar value of the award granted to the Reporting Person by the price shown, which is the average high and low sale price of one share of the Issuer's common stock on the date of grant. Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 16:27 UTC | FIRST MIDWEST BANCORP INC FMBI · Entity 130241 | GrantCommon Stock | 599 | $21.90 | $13,118.10 |
DisclosureSEC source: 0001127602-18-031053 · form4.xml · nonDerivative · entry 1 SMALL MICHAEL · CIK 0001230004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,248 F1 · shares: Award of stock granted pursuant to the Amended and Restated First Midwest Bancorp, Inc. Non-Employee Director Stock Plan. This award represents the third payment for 2018 of the equity portion of the Reporting Person's annual director compensation, which is paid in equal installments on a quarterly basis and may be paid, at the Reporting Person's option, in cash or stock. The number of shares represented by this award was determined by dividing the dollar value of the award granted to the Reporting Person by the price shown, which is the average high and low sale price of one share of the Issuer's common stock on the date of grant. Read SEC document |
| July 26, 2018 Filed Jul 27, 2018 21:26 UTC | FIRST MIDWEST BANCORP INC FMBI · Entity 130241 | GrantCommon Stock | 491 | $26.72 | $13,119.52 |
DisclosureSEC source: 0001127602-18-023987 · form4.xml · nonDerivative · entry 1 SMALL MICHAEL · CIK 0001230004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,649 F1 · shares: Award of stock granted pursuant to the Amended and Restated First Midwest Bancorp, Inc. Non-Employee Director Stock Plan. This award represents the second payment for 2018 of the equity portion of the Reporting Person's annual director compensation, which is paid in equal installments on a quarterly basis and may be paid, at the Reporting Person's option, in cash or stock. The number of shares represented by this award was determined by dividing the dollar value of the award granted to the Reporting Person by the price shown, which is the average high and low sale price of one share of the Issuer's common stock on the date of grant. Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 19:52 UTC | FIRST MIDWEST BANCORP INC FMBI · Entity 130241 | GrantCommon Stock | 530 | $24.78 | $13,133.40 |
DisclosureSEC source: 0001127602-18-015624 · form4.xml · nonDerivative · entry 1 SMALL MICHAEL · CIK 0001230004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,158 F1 · shares: Award of stock granted pursuant to the Amended and Restated First Midwest Bancorp, Inc. Non-Employee Director Stock Plan. This award represents the first payment for 2018 of the equity portion of the Reporting Person's annual director compensation, which is paid in equal installments on a quarterly basis and may be paid, at the Reporting Person's option, in cash or stock. The number of shares represented by this award was determined by dividing the dollar value of the award granted to the Reporting Person by the price shown, which is the average high and low sale price of one share of the Issuer's Common Stock on the date of grant. Read SEC document |
| February 17, 2018 Filed Feb 20, 2018 17:30 UTC | Gogo Inc. GOGO · Entity 5812 | GrantPerformance Options (Right to Buy) · Derivative | 173,500 | $0.00 Strike: $10.23 | $0.00 |
DisclosureSEC source: 0001209191-18-011436 · doc4.xml · derivative · entry 2 SMALL MICHAEL · CIK 0001230004 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,500 Underlying: Common Stock · 173,500 shares Expires 2028-02-17 F3 · derivative.exercise_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by February 17, 2022 shall be forfeited. F3 · derivative.expiration_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by February 17, 2022 shall be forfeited. Read SEC document |
| February 17, 2018 Filed Feb 20, 2018 17:30 UTC | Gogo Inc. GOGO · Entity 5812 | GrantPerformance Restricted Stock Units · Derivative | 26,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011436 · doc4.xml · derivative · entry 1 SMALL MICHAEL · CIK 0001230004 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,500 Underlying: Common Stock · 26,500 shares Expires not disclosed F1 · derivative.exercise_price: Each performance restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash. F2 · derivative.exercise_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by February 17, 2022 shall be forfeited. F2 · derivative.expiration_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by February 17, 2022 shall be forfeited. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 18:12 UTC | FIRST MIDWEST BANCORP INC FMBI · Entity 130241 | GrantCommon Stock | 527 | $24.89 | $13,117.03 |
DisclosureSEC source: 0001127602-18-003857 · form4.xml · nonDerivative · entry 1 SMALL MICHAEL · CIK 0001230004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,628 F1 · shares: Award of stock granted pursuant to the Amended and Restated First Midwest Bancorp, Inc. Non-Employee Director Stock Plan. This award represents the fourth payment for 2017 of the equity portion of the Reporting Person's annual director compensation, which is paid in equal installments on a quarterly basis and may be paid, at the Reporting Person's option, in cash or stock. The number of shares represented by this award was determined by dividing the dollar value of the award granted to the Reporting Person by the price shown, which is the average high and low sale price of one share of the Issuer's Common Stock on the date of grant. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 10:40 UTC | Gogo Inc. GOGO · Entity 5812 | PurchaseCommon Stock | 100,000 | $8.79 | $878,600.00 |
DisclosureSEC source: 0001209191-17-059677 · doc4.xml · nonDerivative · entry 1 SMALL MICHAEL · CIK 0001230004 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,224 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.58 to $8.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 18:08 UTC | FIRST MIDWEST BANCORP INC FMBI · Entity 130241 | GrantCommon Stock | 628 | $22.90 | $14,381.20 |
DisclosureSEC source: 0001127602-17-030539 · form4.xml · nonDerivative · entry 1 SMALL MICHAEL · CIK 0001230004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,101 F1 · shares: Award of stock granted pursuant to the Amended and Restated First Midwest Bancorp, Inc. Non-Employee Director Stock Plan. This award represents the third payment for 2017 of the equity portion of the Reporting Person's annual director compensation, which is paid in equal installments on a quarterly basis and may be paid, at the Reporting Person's option, in cash or stock. The number of shares represented by this award was determined by dividing the dollar value of the award granted to the Reporting Person by the price shown, which is the average high and low sale price of one share of the Issuer's Common Stock on the date of grant. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 19:34 UTC | FIRST MIDWEST BANCORP INC FMBI · Entity 130241 | GrantCommon Stock | 553 | $22.59 | $12,492.27 |
DisclosureSEC source: 0001127602-17-024417 · form4.xml · nonDerivative · entry 1 SMALL MICHAEL · CIK 0001230004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,473 F1 · shares: Award of stock granted pursuant to the Amended and Restated First Midwest Bancorp, Inc. Non-Employee Director Stock Plan. This award represents the second payment for 2017 of the equity portion of the Reporting Person's annual director compensation, which is paid in equal installments on a quarterly basis and may be paid, at the Reporting Person's option, in cash or stock. The number of shares represented by this award was determined by dividing the dollar value of the award granted to the Reporting Person by the price shown, which is the average high and low sale price of one share of the Issuer's Common Stock on the date of grant. Read SEC document |
| May 28, 2017 Filed May 31, 2017 14:51 UTC | Gogo Inc. GOGO · Entity 5812 | Tax withholdingCommon Stock | 3,110 | $12.71 | $39,528.10 |
DisclosureSEC source: 0001209191-17-036377 · doc4.xml · nonDerivative · entry 3 SMALL MICHAEL · CIK 0001230004 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,224 F1 · security: Includes restricted shares. Read SEC document |
| May 26, 2017 Filed May 31, 2017 14:51 UTC | Gogo Inc. GOGO · Entity 5812 | Tax withholdingCommon Stock | 1,749 | $12.71 | $22,229.79 |
DisclosureSEC source: 0001209191-17-036377 · doc4.xml · nonDerivative · entry 2 SMALL MICHAEL · CIK 0001230004 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,334 F1 · security: Includes restricted shares. Read SEC document |
| May 26, 2017 Filed May 31, 2017 14:51 UTC | Gogo Inc. GOGO · Entity 5812 | Tax withholdingCommon Stock | 1,749 | $12.71 | $22,229.79 |
DisclosureSEC source: 0001209191-17-036377 · doc4.xml · nonDerivative · entry 1 SMALL MICHAEL · CIK 0001230004 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,083 F1 · security: Includes restricted shares. Read SEC document |
| April 27, 2017 Filed May 1, 2017 19:27 UTC | FIRST MIDWEST BANCORP INC FMBI · Entity 130241 | GrantCommon Stock | 531 | $23.53 | $12,494.43 |
DisclosureSEC source: 0001127602-17-016170 · form4.xml · nonDerivative · entry 1 SMALL MICHAEL · CIK 0001230004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,920 F1 · shares: Award of stock granted pursuant to the Amended and Restated First Midwest Bancorp, Inc. Non-Employee Director Stock Plan. This award represents the first payment for 2017 of the equity portion of the Reporting Person's annual director compensation, which is paid in equal installments on a quarterly basis and may be paid, at the Reporting Person's option, in cash or stock. The number of shares represented by this award was determined by dividing the dollar value of the award granted to the Reporting Person by the price shown, which is the average high and low sale price of one share of the Issuer's Common Stock on the date of grant. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 21:14 UTC | Gogo Inc. GOGO · Entity 5812 | GrantPerformance Restricted Stock Units · Derivative | 10,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-021140 · doc4.xml · derivative · entry 4 SMALL MICHAEL · CIK 0001230004 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,430 Underlying: Common Stock · 10,430 shares Expires not disclosed F4 · derivative.exercise_price: Each performance restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash. F5 · derivative.exercise_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of March 14, 2017 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 14, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by March 14, 2021 shall be forfeited. F5 · derivative.expiration_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of March 14, 2017 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 14, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by March 14, 2021 shall be forfeited. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 21:14 UTC | Gogo Inc. GOGO · Entity 5812 | GrantPerformance Options (Right to Buy) · Derivative | 81,870 | $0.00 Strike: $11.96 | $0.00 |
DisclosureSEC source: 0001209191-17-021140 · doc4.xml · derivative · entry 3 SMALL MICHAEL · CIK 0001230004 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,870 Underlying: Common Stock · 81,870 shares Expires 2027-03-14 F3 · derivative.exercise_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of March 14, 2017 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 14, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by March 14, 2021 shall be forfeited. F3 · derivative.expiration_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of March 14, 2017 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 14, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by March 14, 2021 shall be forfeited. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 21:14 UTC | Gogo Inc. GOGO · Entity 5812 | GrantOptions (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $11.96 | $0.00 |
DisclosureSEC source: 0001209191-17-021140 · doc4.xml · derivative · entry 2 SMALL MICHAEL · CIK 0001230004 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2027-03-14 F2 · derivative.exercise_date: These options were granted on March 14, 2017 and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 21:14 UTC | Gogo Inc. GOGO · Entity 5812 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-021140 · doc4.xml · nonDerivative · entry 1 SMALL MICHAEL · CIK 0001230004 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,832 F1 · security: Includes restricted shares. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 19:41 UTC | FIRST MIDWEST BANCORP INC FMBI · Entity 130241 | GrantCommon Stock | 509 | $24.56 | $12,501.04 |
DisclosureSEC source: 0001127602-17-002990 · form4.xml · nonDerivative · entry 1 SMALL MICHAEL · CIK 0001230004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,389 F1 · shares: Award of stock granted pursuant to the Amended and Restated First Midwest Bancorp, Inc. Non-Employee Director Stock Plan. This award represents the fourth payment for 2016 of the equity portion of the Reporting Person's annual director compensation, which is paid in equal installments on a quarterly basis and may be paid, at the Reporting Person's option, in cash or stock. The number of shares represented by this award was determined by dividing the dollar value of the award granted to the Reporting Person by the price shown, which is the average high and low sale price of one share of the Issuer's Common Stock on the date of grant. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 16:50 UTC | Gogo Inc. GOGO · Entity 5812 | PurchaseCommon Stock | 50,000 | $8.94 | $446,850.00 |
DisclosureSEC source: 0001209191-16-150026 · doc4.xml · nonDerivative · entry 1 SMALL MICHAEL · CIK 0001230004 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,832 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.65 to $9.18, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| October 20, 2016 Filed Oct 24, 2016 20:31 UTC | FIRST MIDWEST BANCORP INC FMBI · Entity 130241 | GrantCommon Stock | 640 | $19.55 | $12,512.00 |
DisclosureSEC source: 0001127602-16-065184 · form4.xml · nonDerivative · entry 1 SMALL MICHAEL · CIK 0001230004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,880 F1 · shares: Award of stock granted pursuant to the Amended and Restated First Midwest Bancorp, Inc. Non-Employee Director Stock Plan. This award represents the third payment for 2016 of the equity portion of the Reporting Person's annual director compensation, which is paid in equal installments on a quarterly basis and may be paid, at the Reporting Person's option, in cash or stock. The number of shares represented by this award was determined by dividing the dollar value of the award granted to the Reporting Person by the price shown, which is the average high and low sale price of one share of the Issuer's Common Stock on the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.