Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DOUGLAS DYNAMICS, INCPLOW · Entity 5002 | Director | February 15, 2022 | February 17, 2022 |
| Roadrunner Transportation Systems, Inc.RRTS · Entity 148812 | Director | April 16, 2019 | April 18, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DOUGLAS DYNAMICS, INC
Report date February 15, 2022 · Filed February 17, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,212 |
Reported balance
After 2022-02-15 transaction · row 1
1 source rowRow 1 · 2022-02-15 · Grant · Acquired 2,951 · Balance 31,212 |
Roadrunner Transportation Systems, Inc.
Report date April 16, 2019 · Filed April 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,253 |
Reported balance
After 2019-04-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-04-16 · Grant · Acquired 4,400 · Balance 12,253 F1: Reflects the grant of restricted stock units. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. All of these restricted stock units will vest, and the underlying shares of common stock will be delivered, on February 15, 2020. F2: Reflects the 1-for-25 reverse stock split effected on April 4, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the grant of restricted stock units. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. All of these restricted stock units will vest, and the underlying shares of common stock will be delivered, on February 15, 2020.
F2: Reflects the 1-for-25 reverse stock split effected on April 4, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2022 Filed Feb 17, 2022 21:51 UTC | DOUGLAS DYNAMICS, INC PLOW · Entity 5002 | GrantCommon Stock | 2,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-004888 · doc1.xml · nonDerivative · entry 1 STALEY JAMES D · CIK 0001252689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,212 Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 15:25 UTC | DOUGLAS DYNAMICS, INC PLOW · Entity 5002 | GrantCommon Stock | 2,282 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-004377 · doc1.xml · nonDerivative · entry 1 STALEY JAMES D · CIK 0001252689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,261 Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 21:36 UTC | DOUGLAS DYNAMICS, INC PLOW · Entity 5002 | GrantCommon Stock | 1,827 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004461 · doc1.xml · nonDerivative · entry 1 STALEY JAMES D · CIK 0001252689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,979 Read SEC document |
| April 16, 2019 Filed Apr 18, 2019 18:12 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | GrantCommon Stock | 4,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-025272 · doc4.xml · nonDerivative · entry 1 STALEY JAMES D · CIK 0001252689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,253 F1 · shares: Reflects the grant of restricted stock units. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. All of these restricted stock units will vest, and the underlying shares of common stock will be delivered, on February 15, 2020. F2 · balance_after: Reflects the 1-for-25 reverse stock split effected on April 4, 2019. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 17:47 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | GrantCommon Stock | 110,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-018552 · doc4.xml · nonDerivative · entry 1 STALEY JAMES D · CIK 0001252689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,367 F1 · shares: Reflects the grant of restricted stock units. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. All of these restricted stock units will vest, and the underlying shares of common stock will be delivered, on May 15, 2019. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:05 UTC | DOUGLAS DYNAMICS, INC PLOW · Entity 5002 | GrantCommon Stock | 2,244 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005125 · doc1.xml · nonDerivative · entry 1 STALEY JAMES D · CIK 0001252689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,152 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 17:24 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | OtherSubscription Rights (right to buy) · Derivative | 2,593 | $0.00 Strike: $0.50 | $0.00 |
DisclosureSEC source: 0001209191-19-011685 · doc4.xml · derivative · entry 2 STALEY JAMES D · CIK 0001252689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,000 shares Expires 2019-02-19 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 17:24 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | OtherCommon Stock | 60,000 | $0.50 | $30,000.00 |
DisclosureSEC source: 0001209191-19-011685 · doc4.xml · nonDerivative · entry 1 STALEY JAMES D · CIK 0001252689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,367 Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 00:24 UTC | DOUGLAS DYNAMICS, INC PLOW · Entity 5002 | GrantCommon Stock | 2,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-009700 · doc1.xml · nonDerivative · entry 1 STALEY JAMES D · CIK 0001252689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,908 Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 22:29 UTC | DOUGLAS DYNAMICS, INC PLOW · Entity 5002 | GrantCommon Stock | 1,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-010747 · doc1.xml · nonDerivative · entry 1 STALEY JAMES D · CIK 0001252689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,903 Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 19:31 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | GrantCommon Stock | 7,613 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016977 · doc4.xml · nonDerivative · entry 1 STALEY JAMES D · CIK 0001252689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,367 F1 · shares: Reflects the grant of restricted stock units. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. 25% of the restricted stock units will vest, and the underlying shares of common stock will be delivered, on each of March 1, 2018, March 1, 2019, March 1, 2020, and March 1, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.