person · Reporting owner
Walsh Christopher James
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNITEDHEALTH GROUP INCUNH · Entity 2809 | EVP and General Counsel | May 24, 2011 | May 26, 2011 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNITEDHEALTH GROUP INC
Report date May 24, 2011 · Filed May 26, 2011
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 101,337.795 |
Reported balance
After 2011-05-24 transaction · row 1
1 source rowRow 1 · 2011-05-24 · Grant · Acquired 20,900 · Balance 101,337.795 F1: The restricted stock units will vest at a rate of 33% annually on May 24 from the years 2012 through 2014. |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock units will vest at a rate of 33% annually on May 24 from the years 2012 through 2014.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 24, 2011 Filed May 26, 2011 21:11 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 20,900 | $47.96 | $1,002,364.00 |
DisclosureSEC source: 0001209191-11-031314 · doc4.xml · nonDerivative · entry 1 Walsh Christopher James · CIK 0001475141 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,337.795 F1 · shares: The restricted stock units will vest at a rate of 33% annually on May 24 from the years 2012 through 2014. Read SEC document |
| April 29, 2011 Filed May 2, 2011 21:25 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 11,319 | $49.06 | $555,362.21 |
DisclosureSEC source: 0001209191-11-025394 · doc4.xml · nonDerivative · entry 5 Walsh Christopher James · CIK 0001475141 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,437.795 F1 · price: This transaction was executed in multiple trades ranging from $49.06 to $49.075 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| April 28, 2011 Filed May 2, 2011 21:25 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionStock Appreciation Right · Derivative | 22,422 | $0.00 Strike: $29.74 | $0.00 |
DisclosureSEC source: 0001209191-11-025394 · doc4.xml · derivative · entry 7 Walsh Christopher James · CIK 0001475141 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,420 Underlying: Common Stock · 22,422 shares Expires 2019-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock appreciation rights vest at a rate of 25% annually on February 3 from the years 2010 through 2013. Read SEC document |
| April 28, 2011 Filed May 2, 2011 21:25 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionStock Appreciation Right · Derivative | 35,355 | $0.00 Strike: $33.94 | $0.00 |
DisclosureSEC source: 0001209191-11-025394 · doc4.xml · derivative · entry 6 Walsh Christopher James · CIK 0001475141 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,354 Underlying: Common Stock · 35,355 shares Expires 2018-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock appreciation rights vest at a rate of 25% annually on June 5 from the years 2009 through 2012. Read SEC document |
| April 28, 2011 Filed May 2, 2011 21:25 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 17,357 | $49.10 | $852,228.70 |
DisclosureSEC source: 0001209191-11-025394 · doc4.xml · nonDerivative · entry 4 Walsh Christopher James · CIK 0001475141 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,756.795 Read SEC document |
| April 28, 2011 Filed May 2, 2011 21:25 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionCommon Stock | 22,422 | $29.74 | $666,830.28 |
DisclosureSEC source: 0001209191-11-025394 · doc4.xml · nonDerivative · entry 3 Walsh Christopher James · CIK 0001475141 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,113.795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2011 Filed May 2, 2011 21:25 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 29,101 | $49.10 | $1,428,859.10 |
DisclosureSEC source: 0001209191-11-025394 · doc4.xml · nonDerivative · entry 2 Walsh Christopher James · CIK 0001475141 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,691.795 Read SEC document |
| April 28, 2011 Filed May 2, 2011 21:25 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionCommon Stock | 35,355 | $33.94 | $1,199,948.70 |
DisclosureSEC source: 0001209191-11-025394 · doc4.xml · nonDerivative · entry 1 Walsh Christopher James · CIK 0001475141 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,792.795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2011 Filed Mar 31, 2011 21:21 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 3,450 | $45.00 | $155,250.00 |
DisclosureSEC source: 0001209191-11-020328 · doc4.xml · nonDerivative · entry 1 Walsh Christopher James · CIK 0001475141 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,437.795 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2011. Read SEC document |
| March 21, 2011 Filed Mar 22, 2011 22:36 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 68.795 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-019270 · doc4.xml · nonDerivative · entry 1 Walsh Christopher James · CIK 0001475141 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,887.795 F1 · shares: Represents payment of dividend equivalents on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if the related award does not vest. Read SEC document |
| March 14, 2011 Filed Mar 15, 2011 21:51 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 3,450 | $43.26 | $149,247.00 |
DisclosureSEC source: 0001209191-11-018133 · doc4.xml · nonDerivative · entry 1 Walsh Christopher James · CIK 0001475141 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,819 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2011. Read SEC document |
| February 18, 2011 Filed Feb 22, 2011 21:41 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 1,728 | $42.62 | $73,639.24 |
DisclosureSEC source: 0001209191-11-011587 · doc4.xml · nonDerivative · entry 3 Walsh Christopher James · CIK 0001475141 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,269 F1 · price: This transaction was executed in multiple trades ranging from $42.56 to $42.66 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 17, 2011 Filed Feb 22, 2011 21:41 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionStock Appreciation Right · Derivative | 10,000 | $0.00 Strike: $29.74 | $0.00 |
DisclosureSEC source: 0001209191-11-011587 · doc4.xml · derivative · entry 4 Walsh Christopher James · CIK 0001475141 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,842 Underlying: Common Stock · 10,000 shares Expires 2019-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock appreciation rights vest at a rate of 25% annually on February 3 from the years 2010 through 2013. Read SEC document |
| February 17, 2011 Filed Feb 22, 2011 21:41 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 8,272 | $42.59 | $352,304.48 |
DisclosureSEC source: 0001209191-11-011587 · doc4.xml · nonDerivative · entry 2 Walsh Christopher James · CIK 0001475141 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,997 Read SEC document |
| February 17, 2011 Filed Feb 22, 2011 21:41 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionCommon Stock | 10,000 | $29.74 | $297,400.00 |
DisclosureSEC source: 0001209191-11-011587 · doc4.xml · nonDerivative · entry 1 Walsh Christopher James · CIK 0001475141 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,269 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2011 Filed Feb 11, 2011 21:30 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 23,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-008872 · doc4.xml · nonDerivative · entry 2 Walsh Christopher James · CIK 0001475141 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,269 F1 · shares: The restricted stock units will vest at a rate of 33% on February 9, 2012; December 28, 2012; and February 9, 2014. F2 · balance_after: Amount does not include performance-based restricted stock units granted to the executive officer on February 9, 2011, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of performance-based restricted stock units that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of performance-based restricted stock units is 23,770. Read SEC document |
| February 09, 2011 Filed Feb 11, 2011 21:30 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 1,239 | $42.07 | $52,124.73 |
DisclosureSEC source: 0001209191-11-008872 · doc4.xml · nonDerivative · entry 1 Walsh Christopher James · CIK 0001475141 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,499 Read SEC document |
| February 03, 2011 Filed Feb 4, 2011 23:56 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 2,359 | $43.04 | $101,531.36 |
DisclosureSEC source: 0001209191-11-007324 · doc4.xml · nonDerivative · entry 1 Walsh Christopher James · CIK 0001475141 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,738 Read SEC document |
| January 26, 2011 Filed Jan 27, 2011 22:02 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 1,741 | $40.47 | $70,458.27 |
DisclosureSEC source: 0001209191-11-005298 · doc4.xml · nonDerivative · entry 3 Walsh Christopher James · CIK 0001475141 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,097 Read SEC document |
| January 25, 2011 Filed Jan 27, 2011 22:02 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionStock Appreciation Right · Derivative | 10,000 | $0.00 Strike: $29.74 | $0.00 |
DisclosureSEC source: 0001209191-11-005298 · doc4.xml · derivative · entry 4 Walsh Christopher James · CIK 0001475141 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,842 Underlying: Common Stock · 10,000 shares Expires 2019-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock appreciation rights vest at a rate of 25% annually on February 3 from the years 2010 through 2013. Read SEC document |
| January 25, 2011 Filed Jan 27, 2011 22:02 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 8,259 | $40.62 | $335,480.58 |
DisclosureSEC source: 0001209191-11-005298 · doc4.xml · nonDerivative · entry 2 Walsh Christopher James · CIK 0001475141 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,838 Read SEC document |
| January 25, 2011 Filed Jan 27, 2011 22:02 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionCommon Stock | 10,000 | $29.74 | $297,400.00 |
DisclosureSEC source: 0001209191-11-005298 · doc4.xml · nonDerivative · entry 1 Walsh Christopher James · CIK 0001475141 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2011 Filed Jan 18, 2011 22:51 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 3,300 | $40.00 | $132,000.00 |
DisclosureSEC source: 0001209191-11-003544 · doc4.xml · nonDerivative · entry 1 Walsh Christopher James · CIK 0001475141 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,097 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2010. F2 · balance_after: Includes shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan. Read SEC document |
| October 29, 2010 Filed Nov 1, 2010 21:31 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 2,140 | $36.05 | $77,147.00 |
DisclosureSEC source: 0001209191-10-052378 · doc4.xml · nonDerivative · entry 1 Walsh Christopher James · CIK 0001475141 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,148 F1 · balance_after: Includes shares and dividend shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan. Read SEC document |
| June 05, 2010 Filed Jun 8, 2010 21:34 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 1,551 | $30.34 | $47,057.34 |
DisclosureSEC source: 0000731766-10-000075 · edgardoc.xml · nonDerivative · entry 1 Walsh Christopher James · CIK 0001475141 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,031 F1 · balance_after: Includes dividend shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan. Read SEC document |
| February 09, 2010 Filed Feb 11, 2010 23:50 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantStock Appreciation Rights · Derivative | 38,012 | $0.00 Strike: $33.00 | $0.00 |
DisclosureSEC source: 0000731766-10-000031 · edgardoc.xml · derivative · entry 2 Walsh Christopher James · CIK 0001475141 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,012 Underlying: Common Stock · 38,012 shares Expires 2020-02-09 F3 · derivative.exercise_date: The stock appreciation rights will vest at a rate of 25% annually on February 9 from the years 2011 through 2014. Read SEC document |
| February 09, 2010 Filed Feb 11, 2010 23:50 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 15,152 | $0.00 | $0.00 |
DisclosureSEC source: 0000731766-10-000031 · edgardoc.xml · nonDerivative · entry 1 Walsh Christopher James · CIK 0001475141 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,581 F1 · shares: The restricted stock units will vest at a rate of 25% annually on February 9 from the years 2011 through 2014. F2 · balance_after: Amount does not include performance-based restricted stock units granted to the executive officer on February 9, 2010, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of performance-based restricted stock units that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of performance-based restricted stock units is 30,304. Amount does include shares acquired under UnitedHealth Group's Employee Stock Purchase Plan. Read SEC document |
| February 03, 2010 Filed Feb 5, 2010 23:23 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 2,424 | $33.32 | $80,767.68 |
DisclosureSEC source: 0000731766-10-000018 · edgardoc.xml · nonDerivative · entry 1 Walsh Christopher James · CIK 0001475141 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,429 F1 · balance_after: Includes shares acquired under UnitedHealth Group's Employee Stock Purchase Plan. Read SEC document |
| October 29, 2009 Filed Oct 30, 2009 21:07 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 2,043 | $26.47 | $54,078.21 |
DisclosureSEC source: 0000731766-09-000094 · edgardoc.xml · nonDerivative · entry 1 Walsh Christopher James · CIK 0001475141 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,591 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.