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Zamoff Mitchell Eliot

Disclosed activity across 1 company

Tapewire entity
13017
SEC CIK
0001475140

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
UNITEDHEALTH GROUP INCUNH · Entity 2809EVP and General CounselMay 24, 2011May 26, 2011

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

UNITEDHEALTH GROUP INC

Report date May 24, 2011 · Filed May 26, 2011

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect113,612.795 Reported balance After 2011-05-24 transaction · row 1
1 source row

Row 1 · 2011-05-24 · Grant · Acquired 20,900 · Balance 113,612.795

F1: The restricted stock units will vest at a rate of 33% annually on May 24 from the years 2012 through 2014.

Filing footnotes · ownership attribution and instrument terms

F1: The restricted stock units will vest at a rate of 33% annually on May 24 from the years 2012 through 2014.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 24, 2011 Filed May 26, 2011 21:12 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GrantCommon Stock 20,900 $47.96 $1,002,364.00
Disclosure

SEC source: 0001209191-11-031316 · doc4.xml · nonDerivative · entry 1

Zamoff Mitchell Eliot · CIK 0001475140 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,612.795

F1 · shares: The restricted stock units will vest at a rate of 33% annually on May 24 from the years 2012 through 2014.

Read SEC document
April 29, 2011 Filed May 2, 2011 21:26 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 SaleCommon Stock 9,900 $49.05 $485,579.16
Disclosure

SEC source: 0001209191-11-025395 · doc4.xml · nonDerivative · entry 6

Zamoff Mitchell Eliot · CIK 0001475140 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,712.795

F2 · price: This transaction was executed in multiple trades ranging from $49.04 to $49.063 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
April 28, 2011 Filed May 2, 2011 21:26 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Exercise / conversionStock Appreciation Right · Derivative 12,500 $0.00 Strike: $29.74 $0.00
Disclosure

SEC source: 0001209191-11-025395 · doc4.xml · derivative · entry 8

Zamoff Mitchell Eliot · CIK 0001475140 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,842

Underlying: Common Stock · 12,500 shares

Expires 2019-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock appreciation rights vest at a rate of 25% annually on February 3 from the years 2010 through 2013.

Read SEC document
April 28, 2011 Filed May 2, 2011 21:26 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Exercise / conversionStock Appreciation Right · Derivative 40,000 $0.00 Strike: $33.94 $0.00
Disclosure

SEC source: 0001209191-11-025395 · doc4.xml · derivative · entry 7

Zamoff Mitchell Eliot · CIK 0001475140 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,200

Underlying: Common Stock · 40,000 shares

Expires 2018-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock appreciation rights vest at a rate of 25% annually on June 5 from the years 2009 through 2012.

Read SEC document
April 28, 2011 Filed May 2, 2011 21:26 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Tax withholdingCommon Stock 9,676 $49.10 $475,091.60
Disclosure

SEC source: 0001209191-11-025395 · doc4.xml · nonDerivative · entry 5

Zamoff Mitchell Eliot · CIK 0001475140 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,612.795

Read SEC document
April 28, 2011 Filed May 2, 2011 21:26 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Exercise / conversionCommon Stock 12,500 $29.74 $371,750.00
Disclosure

SEC source: 0001209191-11-025395 · doc4.xml · nonDerivative · entry 4

Zamoff Mitchell Eliot · CIK 0001475140 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,288.795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2011 Filed May 2, 2011 21:26 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Tax withholdingCommon Stock 32,924 $49.10 $1,616,568.40
Disclosure

SEC source: 0001209191-11-025395 · doc4.xml · nonDerivative · entry 3

Zamoff Mitchell Eliot · CIK 0001475140 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,788.795

Read SEC document
April 28, 2011 Filed May 2, 2011 21:26 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Exercise / conversionCommon Stock 40,000 $33.94 $1,357,600.00
Disclosure

SEC source: 0001209191-11-025395 · doc4.xml · nonDerivative · entry 2

Zamoff Mitchell Eliot · CIK 0001475140 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,712.795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2011 Filed May 2, 2011 21:26 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 SaleCommon Stock 3,103 $49.00 $152,047.00
Disclosure

SEC source: 0001209191-11-025395 · doc4.xml · nonDerivative · entry 1

Zamoff Mitchell Eliot · CIK 0001475140 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,712.795

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 4, 2011.

Read SEC document
March 21, 2011 Filed Mar 22, 2011 22:38 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GrantCommon Stock 68.795 $0.00 $0.00
Disclosure

SEC source: 0001209191-11-019274 · doc4.xml · nonDerivative · entry 1

Zamoff Mitchell Eliot · CIK 0001475140 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,814.795

F1 · shares: Represents payment of dividend equivalents on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if the related award does not vest.

Read SEC document
March 10, 2011 Filed Mar 11, 2011 21:29 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 SaleCommon Stock 4,287 $43.85 $187,963.52
Disclosure

SEC source: 0001209191-11-017353 · doc4.xml · nonDerivative · entry 5

Zamoff Mitchell Eliot · CIK 0001475140 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,746

Read SEC document
March 09, 2011 Filed Mar 11, 2011 21:29 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Exercise / conversionStock Appreciation Right · Derivative 9,000 $0.00 Strike: $33.00 $0.00
Disclosure

SEC source: 0001209191-11-017353 · doc4.xml · derivative · entry 7

Zamoff Mitchell Eliot · CIK 0001475140 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,012

Underlying: Common Stock · 9,000 shares

Expires 2020-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2011 Filed Mar 11, 2011 21:29 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Exercise / conversionStock Appreciation Right · Derivative 25,000 $0.00 Strike: $33.94 $0.00
Disclosure

SEC source: 0001209191-11-017353 · doc4.xml · derivative · entry 6

Zamoff Mitchell Eliot · CIK 0001475140 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,200

Underlying: Common Stock · 25,000 shares

Expires 2018-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2011 Filed Mar 11, 2011 21:29 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Tax withholdingCommon Stock 7,669 $44.49 $341,193.81
Disclosure

SEC source: 0001209191-11-017353 · doc4.xml · nonDerivative · entry 4

Zamoff Mitchell Eliot · CIK 0001475140 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,033

Read SEC document
March 09, 2011 Filed Mar 11, 2011 21:29 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Exercise / conversionCommon Stock 9,000 $33.00 $297,000.00
Disclosure

SEC source: 0001209191-11-017353 · doc4.xml · nonDerivative · entry 3

Zamoff Mitchell Eliot · CIK 0001475140 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2011 Filed Mar 11, 2011 21:29 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Tax withholdingCommon Stock 21,604 $44.49 $961,161.96
Disclosure

SEC source: 0001209191-11-017353 · doc4.xml · nonDerivative · entry 2

Zamoff Mitchell Eliot · CIK 0001475140 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,702

Read SEC document
March 09, 2011 Filed Mar 11, 2011 21:29 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Exercise / conversionCommon Stock 25,000 $33.94 $848,500.00
Disclosure

SEC source: 0001209191-11-017353 · doc4.xml · nonDerivative · entry 1

Zamoff Mitchell Eliot · CIK 0001475140 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2011 Filed Feb 24, 2011 22:32 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 SaleCommon Stock 1,763 $43.38 $76,485.99
Disclosure

SEC source: 0001209191-11-012497 · doc4.xml · nonDerivative · entry 3

Zamoff Mitchell Eliot · CIK 0001475140 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,306

Read SEC document
February 22, 2011 Filed Feb 24, 2011 22:32 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Exercise / conversionStock Appreciation Right · Derivative 10,000 $0.00 Strike: $29.74 $0.00
Disclosure

SEC source: 0001209191-11-012497 · doc4.xml · derivative · entry 4

Zamoff Mitchell Eliot · CIK 0001475140 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,342

Underlying: Common Stock · 10,000 shares

Expires 2019-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock appreciation rights vest at a rate of 25% annually on February 3 from the years 2010 through 2013.

Read SEC document
February 22, 2011 Filed Feb 24, 2011 22:32 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Tax withholdingCommon Stock 8,237 $42.96 $353,861.52
Disclosure

SEC source: 0001209191-11-012497 · doc4.xml · nonDerivative · entry 2

Zamoff Mitchell Eliot · CIK 0001475140 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,069

Read SEC document
February 22, 2011 Filed Feb 24, 2011 22:32 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Exercise / conversionCommon Stock 10,000 $29.74 $297,400.00
Disclosure

SEC source: 0001209191-11-012497 · doc4.xml · nonDerivative · entry 1

Zamoff Mitchell Eliot · CIK 0001475140 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2011 Filed Feb 11, 2011 21:32 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GrantCommon Stock 23,770 $0.00 $0.00
Disclosure

SEC source: 0001209191-11-008876 · doc4.xml · nonDerivative · entry 2

Zamoff Mitchell Eliot · CIK 0001475140 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,306

F1 · shares: The restricted stock units will vest at a rate of 33% on February 9, 2012; December 28, 2012; and February 9, 2014.

F2 · balance_after: Amount does not include performance-based restricted stock units granted to the executive officer on February 9, 2011, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of performance-based restricted stock units that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of performance-based restricted stock units is 23,770.

Read SEC document
February 09, 2011 Filed Feb 11, 2011 21:32 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Tax withholdingCommon Stock 1,239 $42.07 $52,124.73
Disclosure

SEC source: 0001209191-11-008876 · doc4.xml · nonDerivative · entry 1

Zamoff Mitchell Eliot · CIK 0001475140 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,536

Read SEC document
February 03, 2011 Filed Feb 4, 2011 23:57 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Tax withholdingCommon Stock 2,359 $43.04 $101,531.36
Disclosure

SEC source: 0001209191-11-007327 · doc4.xml · nonDerivative · entry 2

Zamoff Mitchell Eliot · CIK 0001475140 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,775

Read SEC document
February 03, 2011 Filed Feb 4, 2011 23:57 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 SaleCommon Stock 3,102 $44.00 $136,488.00
Disclosure

SEC source: 0001209191-11-007327 · doc4.xml · nonDerivative · entry 1

Zamoff Mitchell Eliot · CIK 0001475140 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,134

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 4, 2010.

Read SEC document
January 26, 2011 Filed Jan 27, 2011 22:02 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 SaleCommon Stock 1,290 $40.31 $52,001.71
Disclosure

SEC source: 0001209191-11-005299 · doc4.xml · nonDerivative · entry 3

Zamoff Mitchell Eliot · CIK 0001475140 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,236

F1 · price: This transaction was executed in multiple trades ranging from $40.31 to $40.312 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
January 25, 2011 Filed Jan 27, 2011 22:02 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Exercise / conversionStock Appreciation Right · Derivative 7,500 $0.00 Strike: $29.74 $0.00
Disclosure

SEC source: 0001209191-11-005299 · doc4.xml · derivative · entry 4

Zamoff Mitchell Eliot · CIK 0001475140 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,342

Underlying: Common Stock · 7,500 shares

Expires 2019-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock appreciation rights vest at a rate of 25% annually on February 3 from the years 2010 through 2013.

Read SEC document
January 25, 2011 Filed Jan 27, 2011 22:02 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Tax withholdingCommon Stock 6,210 $40.62 $252,250.20
Disclosure

SEC source: 0001209191-11-005299 · doc4.xml · nonDerivative · entry 2

Zamoff Mitchell Eliot · CIK 0001475140 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,526

Read SEC document
January 25, 2011 Filed Jan 27, 2011 22:02 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Exercise / conversionCommon Stock 7,500 $29.74 $223,050.00
Disclosure

SEC source: 0001209191-11-005299 · doc4.xml · nonDerivative · entry 1

Zamoff Mitchell Eliot · CIK 0001475140 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2011 Filed Jan 12, 2011 22:49 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 SaleCommon Stock 3,102 $39.00 $120,978.00
Disclosure

SEC source: 0001209191-11-003001 · doc4.xml · nonDerivative · entry 1

Zamoff Mitchell Eliot · CIK 0001475140 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,236

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 4, 2010.

Read SEC document
June 05, 2010 Filed Jun 8, 2010 21:35 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Tax withholdingCommon Stock 3,703 $30.34 $112,349.02
Disclosure

SEC source: 0000731766-10-000078 · edgardoc.xml · nonDerivative · entry 1

Zamoff Mitchell Eliot · CIK 0001475140 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,514

F1 · balance_after: Includes dividend shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan.

Read SEC document
February 09, 2010 Filed Feb 11, 2010 23:50 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GrantStock Appreciation Rights · Derivative 38,012 $0.00 Strike: $33.00 $0.00
Disclosure

SEC source: 0000731766-10-000033 · edgardoc.xml · derivative · entry 2

Zamoff Mitchell Eliot · CIK 0001475140 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,012

Underlying: Common Stock · 38,012 shares

Expires 2020-02-09

F3 · derivative.exercise_date: The stock appreciation rights will vest at a rate of 25% annually on February 9 from the years 2011 through 2014.

Read SEC document
February 09, 2010 Filed Feb 11, 2010 23:50 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GrantCommon Stock 15,152 $0.00 $0.00
Disclosure

SEC source: 0000731766-10-000033 · edgardoc.xml · nonDerivative · entry 1

Zamoff Mitchell Eliot · CIK 0001475140 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,216

F1 · shares: The restricted stock units will vest at a rate of 25% annually on February 9 from the years 2011 through 2014.

F2 · balance_after: Amount does not include performance-based restricted stock units granted to the executive officer on February 9, 2010, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of performance-based restricted stock units that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of performance-based restricted stock units is 30,304. Amount does include shares acquired under UnitedHealth Group's Employee Stock Purchase Plan.

Read SEC document
February 03, 2010 Filed Feb 5, 2010 23:24 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Tax withholdingCommon Stock 2,424 $33.32 $80,767.68
Disclosure

SEC source: 0000731766-10-000021 · edgardoc.xml · nonDerivative · entry 1

Zamoff Mitchell Eliot · CIK 0001475140 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,064

F1 · balance_after: Includes shares acquired under UnitedHealth Group's Employee Stock Purchase Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.