Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASSOCIATED BANC-CORPASB · Entity 2747 | Executive Vice President | February 22, 2022 | February 23, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASSOCIATED BANC-CORP
Report date February 22, 2022 · Filed February 23, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock $0.01 Par ValueSEC Table I · non-derivative | Direct | 57,357.355 |
Reported balance
After 2022-02-22 transaction · row 1
1 source rowRow 1 · 2022-02-22 · Gift · Disposed 1,000 · Balance 57,357.355 F1: Transaction is a gift; therefore, price is not applicable. |
| Common Stock $0.01 Par ValueSEC Table I · non-derivative | Indirect401(k) Plan | 1,612.93 |
Reported balance
Holding disclosure · report date 2022-02-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,612.93 |
Filing footnotes · ownership attribution and instrument terms
F1: Transaction is a gift; therefore, price is not applicable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 24, 2018 Filed Jul 25, 2018 19:07 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 1,100 | $28.03 | $30,827.50 |
DisclosureSEC source: 0001127602-18-023838 · form4.xml · nonDerivative · entry 4 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,165.355 Read SEC document |
| July 24, 2018 Filed Jul 25, 2018 19:07 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 2,799 | $28.00 | $78,372.00 |
DisclosureSEC source: 0001127602-18-023838 · form4.xml · nonDerivative · entry 3 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,265.355 Read SEC document |
| July 24, 2018 Filed Jul 25, 2018 19:07 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 34 | $27.98 | $951.15 |
DisclosureSEC source: 0001127602-18-023838 · form4.xml · nonDerivative · entry 2 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,064.355 Read SEC document |
| July 24, 2018 Filed Jul 25, 2018 19:07 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionCommon Stock $0.01 Par Value | 19,834 | $17.24 | $341,938.16 |
DisclosureSEC source: 0001127602-18-023838 · form4.xml · nonDerivative · entry 1 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,098.355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 18:54 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 19,558 | $0.00 Strike: $17.02 | $0.00 |
DisclosureSEC source: 0001127602-18-011357 · form4.xml · derivative · entry 7 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock $0.01 Par Value · 19,558 shares Expires 2024-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 18:54 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 2,290 | $26.78 | $61,314.75 |
DisclosureSEC source: 0001127602-18-011357 · form4.xml · nonDerivative · entry 5 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,264.355 Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 18:54 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 14,487 | $26.75 | $387,527.25 |
DisclosureSEC source: 0001127602-18-011357 · form4.xml · nonDerivative · entry 4 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,554.355 Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 18:54 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 100 | $26.73 | $2,672.50 |
DisclosureSEC source: 0001127602-18-011357 · form4.xml · nonDerivative · entry 3 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,041.355 Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 18:54 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 2,681 | $26.70 | $71,582.70 |
DisclosureSEC source: 0001127602-18-011357 · form4.xml · nonDerivative · entry 2 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,141.355 Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 18:54 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionCommon Stock $0.01 Par Value | 19,558 | $17.02 | $332,877.16 |
DisclosureSEC source: 0001127602-18-011357 · form4.xml · nonDerivative · entry 1 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,822.355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 18:22 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 10,000 | $24.01 | $240,050.00 |
DisclosureSEC source: 0001127602-18-005402 · form4.xml · nonDerivative · entry 1 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,465.355 Read SEC document |
| February 06, 2018 Filed Feb 9, 2018 01:24 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 19,212 | $24.25 Strike: $24.25 | $465,891.00 |
DisclosureSEC source: 0001127602-18-004690 · form4.xml · derivative · entry 4 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,212 Underlying: Common Stock $0.01 Par Value · 19,212 shares Expires 2028-02-06 F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2019. Read SEC document |
| February 06, 2018 Filed Feb 9, 2018 01:24 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 1,513 | $24.25 | $36,690.25 |
DisclosureSEC source: 0001127602-18-004690 · form4.xml · nonDerivative · entry 2 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,465.355 F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| February 06, 2018 Filed Feb 9, 2018 01:24 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 7,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-004690 · form4.xml · nonDerivative · entry 1 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,978.355 F1 · kind: Includes 1,951 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2015; 1,752 shares attributable to the time-based portion, of PRSUs granted in 2018, and 3,505 shares underlying time-based RSUs ("TRSUs") granted in 2018, which will vest in four equal annual installments beginning on February 8, 2019. Read SEC document |
| February 06, 2018 Filed Feb 27, 2018 19:40 UTC Amendment | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 1,201 | $24.25 | $29,124.25 |
DisclosureSEC source: 0001127602-18-008629 · form4a.xml · nonDerivative · entry 1 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,264.355 F1 · kind: Due to an administrative error, the Form 4 filed on February 8, 2018 did not reflect the surrender of shares by the reporting person to satisfy tax withholding obligations resulting from the vesting of restricted stock unit awards ("RSUs"). Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 21:17 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 268 | $25.30 | $6,780.40 |
DisclosureSEC source: 0001127602-18-001253 · form4.xml · nonDerivative · entry 1 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,770.355 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 18:42 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $17.26 | $0.00 |
DisclosureSEC source: 0001127602-17-033515 · form4.xml · derivative · entry 7 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock $0.01 Par Value · 5,000 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively. Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 18:42 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $24.89 | $0.00 |
DisclosureSEC source: 0001127602-17-033515 · form4.xml · derivative · entry 6 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock $0.01 Par Value · 6,000 shares Expires 2018-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively. Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 18:42 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 5,000 | $26.00 | $130,000.00 |
DisclosureSEC source: 0001127602-17-033515 · form4.xml · nonDerivative · entry 4 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,038.355 Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 18:42 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionCommon Stock $0.01 Par Value | 5,000 | $17.26 | $86,300.00 |
DisclosureSEC source: 0001127602-17-033515 · form4.xml · nonDerivative · entry 3 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,038.355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 18:42 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 6,000 | $26.00 | $156,000.00 |
DisclosureSEC source: 0001127602-17-033515 · form4.xml · nonDerivative · entry 2 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,038.355 Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 18:42 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionCommon Stock $0.01 Par Value | 6,000 | $24.89 | $149,340.00 |
DisclosureSEC source: 0001127602-17-033515 · form4.xml · nonDerivative · entry 1 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,038.355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 07, 2017 Filed Apr 11, 2017 13:55 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 2,405 | $23.75 | $57,118.75 |
DisclosureSEC source: 0001127602-17-014604 · form4.xml · nonDerivative · entry 1 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,038.355 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 22:03 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 840 | $25.05 | $21,042.00 |
DisclosureSEC source: 0001127602-17-005051 · form4.xml · nonDerivative · entry 1 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,443.355 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:01 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 15,830 | $25.20 Strike: $25.20 | $398,916.00 |
DisclosureSEC source: 0001127602-17-004574 · form4.xml · derivative · entry 4 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,830 Underlying: Common Stock $0.01 Par Value · 15,830 shares Expires 2027-02-06 F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2018. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:01 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 3,394 | $25.20 | $85,528.80 |
DisclosureSEC source: 0001127602-17-004574 · form4.xml · nonDerivative · entry 2 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,283.355 F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:01 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 13,133 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004574 · form4.xml · nonDerivative · entry 1 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,677.355 F1 · kind: Includes 8,224 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2014; 1,636 shares attributable to the time-based portion, of PRSUs granted in 2017, and 3,273 shares underlying time-based RSUs ("TRSUs") granted in 2017, which will vest in four equal annual installments beginning on February 8, 2018. Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 21:41 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 9,926 | $0.00 Strike: $14.02 | $0.00 |
DisclosureSEC source: 0001127602-17-003593 · form4.xml · derivative · entry 8 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock $0.01 Par Value · 9,926 shares Expires 2023-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively. Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 21:41 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 100 | $25.65 | $2,565.00 |
DisclosureSEC source: 0001127602-17-003593 · form4.xml · nonDerivative · entry 6 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,544.355 Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 21:41 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 6,444 | $25.60 | $164,966.40 |
DisclosureSEC source: 0001127602-17-003593 · form4.xml · nonDerivative · entry 5 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,644.355 Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 21:41 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 482 | $25.55 | $12,315.10 |
DisclosureSEC source: 0001127602-17-003593 · form4.xml · nonDerivative · entry 4 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,088.355 Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 21:41 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 2,100 | $25.50 | $53,550.00 |
DisclosureSEC source: 0001127602-17-003593 · form4.xml · nonDerivative · entry 3 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,570.355 Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 21:41 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 800 | $25.45 | $20,360.00 |
DisclosureSEC source: 0001127602-17-003593 · form4.xml · nonDerivative · entry 2 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,670.355 Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 21:41 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionCommon Stock $0.01 Par Value | 9,926 | $14.02 | $139,162.52 |
DisclosureSEC source: 0001127602-17-003593 · form4.xml · nonDerivative · entry 1 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,470.355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 17:50 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 432 | $25.45 | $10,994.40 |
DisclosureSEC source: 0001127602-17-003031 · form4.xml · nonDerivative · entry 1 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,544.355 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| January 04, 2017 Filed Jan 12, 2017 19:47 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GiftCommon Stock $0.01 Par Value | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001596 · form4.xml · nonDerivative · entry 1 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,976.355 Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 19:37 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $14.02 | $0.00 |
DisclosureSEC source: 0001127602-16-067377 · form4.xml · derivative · entry 7 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,926 Underlying: Common Stock $0.01 Par Value · 10,000 shares Expires 2023-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 19:37 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 100 | $23.18 | $2,317.50 |
DisclosureSEC source: 0001127602-16-067377 · form4.xml · nonDerivative · entry 5 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,276.355 Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 19:37 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 2,403 | $23.15 | $55,629.45 |
DisclosureSEC source: 0001127602-16-067377 · form4.xml · nonDerivative · entry 4 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,376.355 Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 19:37 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 3,696 | $23.11 | $85,396.08 |
DisclosureSEC source: 0001127602-16-067377 · form4.xml · nonDerivative · entry 3 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,779.355 Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 19:37 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 3,801 | $23.10 | $87,803.10 |
DisclosureSEC source: 0001127602-16-067377 · form4.xml · nonDerivative · entry 2 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,475.355 Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 19:37 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionCommon Stock $0.01 Par Value | 10,000 | $14.02 | $140,200.00 |
DisclosureSEC source: 0001127602-16-067377 · form4.xml · nonDerivative · entry 1 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,276.355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.