Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASSOCIATED BANC-CORPASB · Entity 2747 | Executive Vice President | February 22, 2022 | February 23, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASSOCIATED BANC-CORP
Report date February 22, 2022 · Filed February 23, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock $0.01 Par ValueSEC Table I · non-derivative | Direct | 57,357.355 |
Reported balance
After 2022-02-22 transaction · row 1
1 source rowRow 1 · 2022-02-22 · Gift · Disposed 1,000 · Balance 57,357.355 F1: Transaction is a gift; therefore, price is not applicable. |
| Common Stock $0.01 Par ValueSEC Table I · non-derivative | Indirect401(k) Plan | 1,612.93 |
Reported balance
Holding disclosure · report date 2022-02-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,612.93 |
Filing footnotes · ownership attribution and instrument terms
F1: Transaction is a gift; therefore, price is not applicable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2022 Filed Feb 23, 2022 18:17 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GiftCommon Stock $0.01 Par Value | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006199 · form4.xml · nonDerivative · entry 1 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,357.355 F1 · price: Transaction is a gift; therefore, price is not applicable. Read SEC document |
| February 09, 2022 Filed Feb 10, 2022 17:31 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001127602-22-004103 · form4.xml · derivative · entry 5 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,152 Underlying: Common Stock $0.01 Par Value · 10,000 shares Expires 2026-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2017. Read SEC document |
| February 09, 2022 Filed Feb 10, 2022 17:31 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 10,000 | $25.55 | $255,500.00 |
DisclosureSEC source: 0001127602-22-004103 · form4.xml · nonDerivative · entry 3 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,357.355 F2 · kind: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.53 to $25.58, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holder of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4. Read SEC document |
| February 09, 2022 Filed Feb 10, 2022 17:31 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionCommon Stock $0.01 Par Value | 10,000 | $17.38 | $173,800.00 |
DisclosureSEC source: 0001127602-22-004103 · form4.xml · nonDerivative · entry 2 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,357.355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2022 Filed Feb 10, 2022 17:31 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 994 | $25.71 | $25,555.74 |
DisclosureSEC source: 0001127602-22-004103 · form4.xml · nonDerivative · entry 1 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,357.355 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 21:10 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 3,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-002244 · form4.xml · nonDerivative · entry 3 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,351.355 F3 · kind: Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2022, which will vest in four equal installments beginning on February 8, 2023. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 21:10 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 1,361 | $24.42 | $33,235.62 |
DisclosureSEC source: 0001127602-22-002244 · form4.xml · nonDerivative · entry 2 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,871.355 F2 · kind: Shares were withheld to satisfy tax withholding obligations arising from vesting of performance shares in 2022. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 21:10 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 2,601 | $24.42 | $63,516.42 |
DisclosureSEC source: 0001127602-22-002244 · form4.xml · nonDerivative · entry 1 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,232.355 F1 · kind: Represents vested Performance Shares granted in 2019 and subject to 3-year cliff vesting in 2022. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 18:08 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001127602-21-028927 · form4.xml · derivative · entry 5 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,152 Underlying: Common Stock $0.01 Par Value · 10,000 shares Expires 2026-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2017. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 18:08 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 10,000 | $24.03 | $240,250.00 |
DisclosureSEC source: 0001127602-21-028927 · form4.xml · nonDerivative · entry 3 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,631.355 Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 18:08 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionCommon Stock $0.01 Par Value | 10,000 | $17.38 | $173,800.00 |
DisclosureSEC source: 0001127602-21-028927 · form4.xml · nonDerivative · entry 2 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,631.355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 18:08 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 4,000 | $24.04 | $96,140.00 |
DisclosureSEC source: 0001127602-21-028927 · form4.xml · nonDerivative · entry 1 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,631.355 Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 15:24 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 3,612 | $0.00 Strike: $17.24 | $0.00 |
DisclosureSEC source: 0001127602-21-018628 · form4.xml · derivative · entry 6 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock $0.01 Par Value · 3,612 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2016. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 15:24 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 6,139 | $0.00 Strike: $17.67 | $0.00 |
DisclosureSEC source: 0001127602-21-018628 · form4.xml · derivative · entry 5 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock $0.01 Par Value · 6,139 shares Expires 2024-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 15:24 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionCommon Stock $0.01 Par Value | 3,612 | $17.24 | $62,270.88 |
DisclosureSEC source: 0001127602-21-018628 · form4.xml · nonDerivative · entry 3 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,631.355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 15:24 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 9,751 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-018628 · form4.xml · nonDerivative · entry 2 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,019.355 F1 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.180 to $23.185, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 15:24 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionCommon Stock $0.01 Par Value | 6,139 | $17.67 | $108,476.13 |
DisclosureSEC source: 0001127602-21-018628 · form4.xml · nonDerivative · entry 1 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,770.355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 16:49 UTC Amendment | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 3,612 | $0.00 Strike: $17.24 | $0.00 |
DisclosureSEC source: 0001127602-21-018883 · form4a.xml · derivative · entry 6 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock $0.01 Par Value · 3,612 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2016. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 16:49 UTC Amendment | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 6,139 | $0.00 Strike: $17.67 | $0.00 |
DisclosureSEC source: 0001127602-21-018883 · form4a.xml · derivative · entry 5 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock $0.01 Par Value · 6,139 shares Expires 2024-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 16:49 UTC Amendment | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionCommon Stock $0.01 Par Value | 3,612 | $17.24 | $62,270.88 |
DisclosureSEC source: 0001127602-21-018883 · form4a.xml · nonDerivative · entry 3 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,631.355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 16:49 UTC Amendment | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionCommon Stock $0.01 Par Value | 6,139 | $17.67 | $108,476.13 |
DisclosureSEC source: 0001127602-21-018883 · form4a.xml · nonDerivative · entry 2 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,770.355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 16:49 UTC Amendment | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 9,751 | $23.18 | $226,053.53 |
DisclosureSEC source: 0001127602-21-018883 · form4a.xml · nonDerivative · entry 1 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,019.355 F1 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.180 to $23.185, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above. F2 · price: The weighted average price was inadvertently left out on the original Form 4 filing on 6/2/2021. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 17:19 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 468 | $19.36 | $9,060.48 |
DisclosureSEC source: 0001127602-21-004849 · form4.xml · nonDerivative · entry 2 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,631.355 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 17:19 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 367 | $19.36 | $7,105.12 |
DisclosureSEC source: 0001127602-21-004849 · form4.xml · nonDerivative · entry 1 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,099.355 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| February 02, 2021 Filed Feb 3, 2021 20:28 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 917 | $18.06 | $16,561.02 |
DisclosureSEC source: 0001127602-21-003660 · form4.xml · nonDerivative · entry 2 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,466.355 F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 20:28 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 4,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-003660 · form4.xml · nonDerivative · entry 1 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,383.355 F1 · kind: Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2021, which will vest in four equal installments beginning on February 8, 2022. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 17:01 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | PurchaseNon-Cumulative Perpetual Preferred Stock, Series F (ASBPRF) | 1,000 | $25.00 | $25,000.00 |
DisclosureSEC source: 0001127602-20-019405 · form4.xml · nonDerivative · entry 1 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · shares: Represents a purchase of Depositary Shares representing 1/40th interest in a share of 5.625% Non-Cumulative Perpetual Preferred Stock, Series F, of Associated Banc-Corp (ASBPRF). F1 · balance_after: Represents a purchase of Depositary Shares representing 1/40th interest in a share of 5.625% Non-Cumulative Perpetual Preferred Stock, Series F, of Associated Banc-Corp (ASBPRF). Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 21:02 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 243 | $20.27 | $4,925.61 |
DisclosureSEC source: 0001127602-20-004585 · form4.xml · nonDerivative · entry 1 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,677.355 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 00:09 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 3,357 | $20.32 | $68,214.24 |
DisclosureSEC source: 0001127602-20-004136 · form4.xml · nonDerivative · entry 2 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,920.355 F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| February 05, 2020 Filed Feb 6, 2020 17:29 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 300 | $20.74 | $6,220.50 |
DisclosureSEC source: 0001127602-20-003874 · form4.xml · nonDerivative · entry 4 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,910.355 Read SEC document |
| February 05, 2020 Filed Feb 6, 2020 17:29 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 1,700 | $20.73 | $35,244.74 |
DisclosureSEC source: 0001127602-20-003874 · form4.xml · nonDerivative · entry 3 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,210.355 Read SEC document |
| February 05, 2020 Filed Feb 6, 2020 17:29 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 600 | $20.73 | $12,438.00 |
DisclosureSEC source: 0001127602-20-003874 · form4.xml · nonDerivative · entry 2 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,910.355 Read SEC document |
| February 05, 2020 Filed Feb 6, 2020 17:29 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 1,400 | $20.72 | $29,011.08 |
DisclosureSEC source: 0001127602-20-003874 · form4.xml · nonDerivative · entry 1 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,510.355 Read SEC document |
| February 04, 2020 Filed Feb 7, 2020 00:09 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 32,197 | $0.00 Strike: $20.32 | $0.00 |
DisclosureSEC source: 0001127602-20-004136 · form4.xml · derivative · entry 4 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,197 Underlying: Common Stock $0.01 Par Value · 32,197 shares Expires 2030-02-04 F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2021 Read SEC document |
| February 04, 2020 Filed Feb 7, 2020 00:09 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 12,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004136 · form4.xml · nonDerivative · entry 1 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,277.355 F1 · kind: Includes 8,184 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2017 and 4,183 shares Time-based RSUs ("TRSUs") granted in 2020, which will vest in four equal annual installments beginning on February 8, 2021. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 16:33 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 1,847 | $22.01 | $40,652.47 |
DisclosureSEC source: 0001127602-19-007622 · form4.xml · nonDerivative · entry 1 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,910.355 F1 · kind: Shares were surrendered to satisfy tax withholding obligations resulting from the vesting of awards. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 15:51 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $17.24 | $0.00 |
DisclosureSEC source: 0001127602-19-005239 · form4.xml · derivative · entry 3 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,612 Underlying: Common Stock $0.01 Par Value · 3,000 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2016. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 15:51 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionCommon Stock $0.01 Par Value | 3,000 | $17.24 | $51,720.00 |
DisclosureSEC source: 0001127602-19-005239 · form4.xml · nonDerivative · entry 1 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,757.355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2019 Filed Feb 8, 2019 22:26 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 12,000 | $22.54 | $270,480.00 |
DisclosureSEC source: 0001127602-19-004819 · form4.xml · nonDerivative · entry 1 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000.355 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.50 to $22.57, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holder of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 21:13 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 243 | $22.40 | $5,443.20 |
DisclosureSEC source: 0001127602-19-005078 · form4.xml · nonDerivative · entry 1 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,757.355 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 02:02 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 22,000 | $22.01 Strike: $22.01 | $484,220.00 |
DisclosureSEC source: 0001127602-19-004681 · form4.xml · derivative · entry 4 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Underlying: Common Stock $0.01 Par Value · 22,000 shares Expires 2029-02-05 F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2020. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 02:02 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 4,509 | $22.01 | $99,243.09 |
DisclosureSEC source: 0001127602-19-004681 · form4.xml · nonDerivative · entry 2 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,000.355 F2 · kind: Shares were surrendered to satisfy tax withholding obligations resulting from the vesting of awards. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 02:02 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 17,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004681 · form4.xml · nonDerivative · entry 1 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,509.355 F1 · kind: Includes 11,475 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2016 and 5,770 shares Time-based RSAs ("TRSAs") granted in 2019, which will vest in four equal annual installments beginning on February 8, 2020. Read SEC document |
| July 24, 2018 Filed Jul 25, 2018 19:07 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 19,834 | $0.00 Strike: $17.24 | $0.00 |
DisclosureSEC source: 0001127602-18-023838 · form4.xml · derivative · entry 12 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,612 Underlying: Common Stock $0.01 Par Value · 19,834 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2016. Read SEC document |
| July 24, 2018 Filed Jul 25, 2018 19:07 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 500 | $28.18 | $14,087.50 |
DisclosureSEC source: 0001127602-18-023838 · form4.xml · nonDerivative · entry 10 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,264.355 Read SEC document |
| July 24, 2018 Filed Jul 25, 2018 19:07 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 1,100 | $28.15 | $30,965.00 |
DisclosureSEC source: 0001127602-18-023838 · form4.xml · nonDerivative · entry 9 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,764.355 Read SEC document |
| July 24, 2018 Filed Jul 25, 2018 19:07 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 4,400 | $28.13 | $123,750.00 |
DisclosureSEC source: 0001127602-18-023838 · form4.xml · nonDerivative · entry 8 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,864.355 Read SEC document |
| July 24, 2018 Filed Jul 25, 2018 19:07 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 3,300 | $28.10 | $92,730.00 |
DisclosureSEC source: 0001127602-18-023838 · form4.xml · nonDerivative · entry 7 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,264.355 Read SEC document |
| July 24, 2018 Filed Jul 25, 2018 19:07 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 1,600 | $28.08 | $44,920.00 |
DisclosureSEC source: 0001127602-18-023838 · form4.xml · nonDerivative · entry 6 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,564.355 Read SEC document |
| July 24, 2018 Filed Jul 25, 2018 19:07 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 5,001 | $28.05 | $140,278.05 |
DisclosureSEC source: 0001127602-18-023838 · form4.xml · nonDerivative · entry 5 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,164.355 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.