Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3D SYSTEMS CORPDDD · Entity 5407 | EVP & CFO | August 15, 2019 | August 16, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3D SYSTEMS CORP
Report date August 15, 2019 · Filed August 16, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 120,773 |
Reported balance
After 2019-08-15 transaction · row 1
1 source rowRow 1 · 2019-08-15 · Tax withholding · Disposed 3,944 · Balance 120,773 F1: Shares reported were withheld to satisfy tax withholding obligations with respect to the vesting of a grant of restricted stock originally made on December 4, 2017. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares reported were withheld to satisfy tax withholding obligations with respect to the vesting of a grant of restricted stock originally made on December 4, 2017.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
VOCERA COMMUNICATIONS, INC.
Report date February 23, 2022 · Filed February 23, 2022
Section 16 reporting ended · disclosed 2022-02-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-02-23 transaction · row 1
1 source rowRow 1 · 2022-02-23 · Disposition to issuer · Disposed 25,329 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated January 6, 2022, by and among the Issuer, Stryker Corporation ("Stryker") and Voice Merger Sub Corp. ("Merger Sub"), the Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Stryker, effective as of February 23, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, each share of the common stock was exchanged into the right to receive $79.25 in cash, without interest and less any applicable withholding taxes, at the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated January 6, 2022, by and among the Issuer, Stryker Corporation ("Stryker") and Voice Merger Sub Corp. ("Merger Sub"), the Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Stryker, effective as of February 23, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, each share of the common stock was exchanged into the right to receive $79.25 in cash, without interest and less any applicable withholding taxes, at the Effective Time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 23, 2022 Filed Feb 23, 2022 17:53 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | Disposition to issuerCommon Stock | 25,329 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-012337 · doc4.xml · nonDerivative · entry 1 McMullen John N · CIK 0001391288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated January 6, 2022, by and among the Issuer, Stryker Corporation ("Stryker") and Voice Merger Sub Corp. ("Merger Sub"), the Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Stryker, effective as of February 23, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, each share of the common stock was exchanged into the right to receive $79.25 in cash, without interest and less any applicable withholding taxes, at the Effective Time. Read SEC document |
| June 24, 2021 Filed Jun 25, 2021 19:36 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | SaleCommon Stock | 7,708 | $40.00 | $308,320.00 |
DisclosureSEC source: 0001209191-21-043417 · doc4.xml · nonDerivative · entry 1 McMullen John N · CIK 0001391288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,950 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| July 28, 2020 Filed Jul 30, 2020 19:39 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | SaleCommon Stock | 4,333 | $30.24 | $131,029.92 |
DisclosureSEC source: 0001209191-20-044089 · doc4.xml · nonDerivative · entry 1 McMullen John N · CIK 0001391288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,658 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| July 01, 2020 Filed Jul 2, 2021 17:58 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | GrantCommon Stock | 4,379 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-045130 · doc4.xml · nonDerivative · entry 1 McMullen John N · CIK 0001391288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,329 F1 · shares: Represents a restricted stock unit award that vests in full on the earlier of (i) July 1, 2022 and (ii) the next annual meeting of the issuer's stockholders. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 19:18 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | GrantCommon Stock | 7,708 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-034269 · doc4.xml · nonDerivative · entry 1 McMullen John N · CIK 0001391288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,991 F1 · shares: Represents a restricted stock unit award that vests in full on June 1, 2021. Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 20:12 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,456 | $0.00 Strike: $5.04 | $0.00 |
DisclosureSEC source: 0001209191-20-009841 · doc4.xml · derivative · entry 7 McMullen John N · CIK 0001391288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,456 shares Expires 2021-06-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option is fully vested and immediately exercisable. Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 20:12 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | SaleCommon Stock | 2,456 | $25.00 | $61,400.00 |
DisclosureSEC source: 0001209191-20-009841 · doc4.xml · nonDerivative · entry 5 McMullen John N · CIK 0001391288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,283 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 20:12 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | Exercise / conversionCommon Stock | 2,456 | $5.04 | $12,378.24 |
DisclosureSEC source: 0001209191-20-009841 · doc4.xml · nonDerivative · entry 4 McMullen John N · CIK 0001391288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,739 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 20:12 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | Exercise / conversionStock Option (Right to Buy) · Derivative | 11,258 | $0.00 Strike: $5.04 | $0.00 |
DisclosureSEC source: 0001209191-20-009841 · doc4.xml · derivative · entry 6 McMullen John N · CIK 0001391288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,456 Underlying: Common Stock · 11,258 shares Expires 2021-06-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option is fully vested and immediately exercisable. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 20:12 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | SaleCommon Stock | 5,600 | $25.00 | $140,000.00 |
DisclosureSEC source: 0001209191-20-009841 · doc4.xml · nonDerivative · entry 3 McMullen John N · CIK 0001391288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,283 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 20:12 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | SaleCommon Stock | 11,258 | $25.00 | $281,450.00 |
DisclosureSEC source: 0001209191-20-009841 · doc4.xml · nonDerivative · entry 2 McMullen John N · CIK 0001391288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,883 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 20:12 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | Exercise / conversionCommon Stock | 11,258 | $5.04 | $56,740.32 |
DisclosureSEC source: 0001209191-20-009841 · doc4.xml · nonDerivative · entry 1 McMullen John N · CIK 0001391288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,141 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 20:11 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | Tax withholdingCommon Stock | 3,944 | $6.55 | $25,833.20 |
DisclosureSEC source: 0001209191-19-046301 · doc4.xml · nonDerivative · entry 1 McMullen John N · CIK 0001391288 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,773 F1 · shares: Shares reported were withheld to satisfy tax withholding obligations with respect to the vesting of a grant of restricted stock originally made on December 4, 2017. Read SEC document |
| July 01, 2019 Filed Jul 30, 2019 20:15 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | Tax withholdingCommon Stock | 8,646 | $9.09 | $78,592.14 |
DisclosureSEC source: 0001209191-19-043660 · doc4.xml · nonDerivative · entry 1 McMullen John N · CIK 0001391288 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,717 F1 · shares: Shares reported were withheld to satisfy tax withholding obligations with respect to the vesting of a grant of restricted stock originally made on July 1, 2016. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 21:37 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | GrantCommon Stock | 4,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012794 · doc1.xml · nonDerivative · entry 1 McMullen John N · CIK 0001391288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,883 F1 · shares: Represents a restricted stock unit award that vests in full on June 1, 2020. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 22:26 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | GrantCommon Stock | 12,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015793 · doc4.xml · nonDerivative · entry 1 McMullen John N · CIK 0001391288 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,363 F1 · shares: The Reporting Person was awarded 14,111 shares of restricted stock under the Issuer's 2015 Incentive Plan. 4,704 vested on March 1, 2019, 4,704 of the total shares awarded will vest on March 1, 2020, and 4,703 shares will vest on March 1, 2021. 1,773 shares from the March 1, 2019 vesting were withheld to satisfy tax withholding obligations. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:22 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | GrantCommon Stock | 32,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011532 · doc4.xml · nonDerivative · entry 1 McMullen John N · CIK 0001391288 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,025 F1 · shares: The Reporting Person has been awarded 32,895 shares of restricted stock under the Issuer's 2015 Incentive Plan. One-third of the total shares awarded vest on February 15, 2020, an additional one-third of the total shares awarded vest on February 15, 2021, and the remaining shares awarded vest on February 15, 2022. Read SEC document |
| October 29, 2018 Filed Oct 31, 2018 19:04 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,714 | $0.00 Strike: $5.04 | $0.00 |
DisclosureSEC source: 0001567619-18-004879 · doc1.xml · derivative · entry 4 McMullen John N · CIK 0001391288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,714 Underlying: Common Stock · 13,714 shares Expires 2021-06-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option is fully vested. Read SEC document |
| October 29, 2018 Filed Oct 31, 2018 19:04 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | SaleCommon Stock | 25,215 | $34.90 | $880,104.36 |
DisclosureSEC source: 0001567619-18-004879 · doc1.xml · nonDerivative · entry 3 McMullen John N · CIK 0001391288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,550 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.43 to $35.20 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 29, 2018 Filed Oct 31, 2018 19:04 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | SaleCommon Stock | 13,714 | $34.94 | $479,156.19 |
DisclosureSEC source: 0001567619-18-004879 · doc1.xml · nonDerivative · entry 2 McMullen John N · CIK 0001391288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,765 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.56 to $35.17 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 29, 2018 Filed Oct 31, 2018 19:04 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | Exercise / conversionCommon Stock | 13,714 | $5.04 | $69,118.56 |
DisclosureSEC source: 0001567619-18-004879 · doc1.xml · nonDerivative · entry 1 McMullen John N · CIK 0001391288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:44 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | Tax withholdingCommon Stock | 3,944 | $18.87 | $74,423.28 |
DisclosureSEC source: 0001209191-18-047393 · doc4.xml · nonDerivative · entry 1 McMullen John N · CIK 0001391288 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,130 F1 · price: Represents shares of common stock, the value of which was withheld to satisfy tax withholding obligations with respect to shares that vested on August 15, 2018. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:14 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | Tax withholdingCommon Stock | 8,646 | $14.09 | $121,822.14 |
DisclosureSEC source: 0001209191-18-040994 · doc4.xml · nonDerivative · entry 2 McMullen John N · CIK 0001391288 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,074 F2 · price: Represents shares of common stock, the value of which was withheld to satisfy tax withholding obligations with respect to shares that vested on July 2, 2018. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 21:40 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | GrantCommon Stock | 5,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-027498 · doc1.xml · nonDerivative · entry 1 McMullen John N · CIK 0001391288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,765 F1 · shares: Represents a restricted stock unit award that vests in full on June 1, 2019. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 22:35 UTC Amendment | 3D SYSTEMS CORP DDD · Entity 5407 | GrantCommon Stock | 34,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-064008 · doc4a.xml · nonDerivative · entry 1 McMullen John N · CIK 0001391288 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,208 F1 · shares: The Reporting Person has been awarded 34,208 shares of restricted stock under the Issuer's 2015 Incentive Plan. One-third of the total shares awarded vest on August 15, 2018, an additional one-third of the total shares awarded vest on August 15, 2019, and the remaining shares awarded vest on August 15, 2020. F2 · price: This Form 4/A amends the Form 4 filed on December 5, 2017 to correct the price. No other changes were made to the originally filed Form 4. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 21:32 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | GrantCommon Stock | 34,208 | $8.77 | $300,004.16 |
DisclosureSEC source: 0001209191-17-063939 · doc4.xml · nonDerivative · entry 1 McMullen John N · CIK 0001391288 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,208 F1 · shares: The Reporting Person has been awarded 34,208 shares of restricted stock under the Issuer's 2015 Incentive Plan. One-third of the total shares awarded vest on August 15, 2018, an additional one-third of the total shares awarded vest on August 15, 2019, and the remaining shares awarded vest on August 15, 2020. Read SEC document |
| July 03, 2017 Filed Jul 3, 2018 20:14 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | Tax withholdingCommon Stock | 8,488 | $18.35 | $155,754.80 |
DisclosureSEC source: 0001209191-18-040994 · doc4.xml · nonDerivative · entry 1 McMullen John N · CIK 0001391288 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,720 F1 · price: Represents shares of common stock, the value of which was withheld to satisfy tax withholding obligations with respect to shares that vested on July 3, 2017. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 21:36 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | GrantCommon Stock | 5,285 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-023696 · doc1.xml · nonDerivative · entry 1 McMullen John N · CIK 0001391288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,165 F1 · shares: Represents a restricted stock unit award that vests in full on June 1, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.