Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GILLETTE COG · Entity 13933 | 10% owner | February 02, 2005 | February 10, 2005 |
| MOODYS CORP /DE/MCO · Entity 386 | 10% owner | October 19, 2010 | October 21, 2010 |
| USG CORPUSG · Entity 12609 | 10% owner | February 09, 2009 | February 11, 2009 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GILLETTE CO
Report date February 02, 2005 · Filed February 10, 2005
Jointly reported with BERKSHIRE HATHAWAY INC, BUFFETT WARREN E
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote (1), (2), and (3) below. | 100,980,000 |
Reported balance
Holding disclosure · report date 2005-02-02 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 100,980,000 F1: The reported securities are held by the following direct or indirect subsidiaries of OBH, Inc.: National Indemnity Company (60,000,000), Government Employees Insurance Company (4,980,000), National Fire and Marine Insurance Company (6,400,000), Columbia Insurance Company (20,800,000), National Liability & Fire Insurance Company (800,000), Cypress Insurance Company (1,600,000), and Wesco-Financial Insurance Company (6,400,000). OBH, Inc. is a direct wholly owned subsidiary of Berkshire Hathaway, Inc. ("Berkshire"). F2: Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the reported securities. F3: Each of Berkshire, OBH, Inc., and Mr. Buffett disclaims beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of its or his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities are held by the following direct or indirect subsidiaries of OBH, Inc.: National Indemnity Company (60,000,000), Government Employees Insurance Company (4,980,000), National Fire and Marine Insurance Company (6,400,000), Columbia Insurance Company (20,800,000), National Liability & Fire Insurance Company (800,000), Cypress Insurance Company (1,600,000), and Wesco-Financial Insurance Company (6,400,000). OBH, Inc. is a direct wholly owned subsidiary of Berkshire Hathaway, Inc. ("Berkshire").
F2: Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the reported securities.
F3: Each of Berkshire, OBH, Inc., and Mr. Buffett disclaims beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of its or his pecuniary interest therein.
MOODYS CORP /DE/
Report date October 19, 2010 · Filed October 21, 2010
Jointly reported with BERKSHIRE HATHAWAY INC, BUFFETT WARREN E, National Indemnity Co
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes 3 and 4. | 28,415,250 |
Last balance in matching sequence
After 2010-10-21 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2010-10-19 · Sale · Disposed 30,340 · Balance 28,473,270 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.65 to $26.77. The reporting person undertakes to provide to Moody's Corporation, any security holder of Moody's Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnotes 1 and 2 to this Form 4. F3: 12,695,850 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH LLC ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F4: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Row 2 · 2010-10-21 · Sale · Disposed 58,020 · Balance 28,415,250 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.25 to $27.42. F3: 12,695,850 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH LLC ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F4: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.65 to $26.77. The reporting person undertakes to provide to Moody's Corporation, any security holder of Moody's Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnotes 1 and 2 to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.25 to $27.42.
F3: 12,695,850 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH LLC ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire").
F4: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
USG CORP
Report date February 09, 2009 · Filed February 11, 2009
Jointly reported with BERKSHIRE HATHAWAY INC, BUFFETT WARREN E, National Indemnity Co
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 10% Contingent Convertible Senior Notes due 2018SEC Table II · derivative / convertible security · Expires 2018-11-30 | IndirectSee footnotes 4, 5 | Not disclosed |
Reported balance
After 2009-02-09 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2009-02-09 · Purchase · Acquired Not disclosed · Balance Not disclosed F1: The 10% Contingent Convertible Senior Notes due 2018 ("Notes") are convertible into shares of Common Stock, $0.10 par value ("Shares") at an initial conversion price of $11.40 per share, subject to adjustment under certain circumstances. F2: Following stockholder approval of the issuance of Shares upon conversion of the Notes at a special meeting of stockholders held on February 9, 2009, the Notes became convertible into Shares at the option of the holder thereof at any time prior to the close of business on the business day immediately preceding the final maturity date of the Notes (December 1, 2018), unless the Notes are earlier repurchased or redeemed by the Issuer. F4: $160 million aggregate principal amount of Notes is held by Berkshire Hathaway Life Insurance Company of Nebraska ("BH Nebraska"), $90 million aggregate principal amount of Notes is held by Berkshire Hathaway Assurance Corporation ("BH Assurance"), and $50 million aggregate principal amount of Notes is held by General Re Life Corporation ("General Re Life"). F5: (Footnote 4 contd.) As Berkshire Hathaway Inc. ("Berkshire"), OBH, Inc. ("OBH"), and National Indemnity Company ("NICO") are each in the chain of ownership of BH Nebraska and BH Assurance, each of Berkshire, OBH and NICO may be deemed presently to both beneficially own and have a pecuniary interest in the Notes presently owned by BH Nebraska and BH Assurance. As Berkshire is in the chain of ownership of General Re Life, Berkshire may be deemed presently to both beneficially own and have a pecuniary interest in the Notes presently owned by General Re Life. Warren E. Buffett, as controlling shareholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Notes presently owned by BH Nebraska, BH Assurance and General Re Life. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F3: Subject to adjustment. |
Filing footnotes · ownership attribution and instrument terms
F1: The 10% Contingent Convertible Senior Notes due 2018 ("Notes") are convertible into shares of Common Stock, $0.10 par value ("Shares") at an initial conversion price of $11.40 per share, subject to adjustment under certain circumstances.
F2: Following stockholder approval of the issuance of Shares upon conversion of the Notes at a special meeting of stockholders held on February 9, 2009, the Notes became convertible into Shares at the option of the holder thereof at any time prior to the close of business on the business day immediately preceding the final maturity date of the Notes (December 1, 2018), unless the Notes are earlier repurchased or redeemed by the Issuer.
F3: Subject to adjustment.
F4: $160 million aggregate principal amount of Notes is held by Berkshire Hathaway Life Insurance Company of Nebraska ("BH Nebraska"), $90 million aggregate principal amount of Notes is held by Berkshire Hathaway Assurance Corporation ("BH Assurance"), and $50 million aggregate principal amount of Notes is held by General Re Life Corporation ("General Re Life").
F5: (Footnote 4 contd.) As Berkshire Hathaway Inc. ("Berkshire"), OBH, Inc. ("OBH"), and National Indemnity Company ("NICO") are each in the chain of ownership of BH Nebraska and BH Assurance, each of Berkshire, OBH and NICO may be deemed presently to both beneficially own and have a pecuniary interest in the Notes presently owned by BH Nebraska and BH Assurance. As Berkshire is in the chain of ownership of General Re Life, Berkshire may be deemed presently to both beneficially own and have a pecuniary interest in the Notes presently owned by General Re Life. Warren E. Buffett, as controlling shareholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Notes presently owned by BH Nebraska, BH Assurance and General Re Life. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AMERIPRISE FINANCIAL INC
Report date March 29, 2006 · Filed March 31, 2006
Jointly reported with BERKSHIRE HATHAWAY INC, BUFFETT WARREN E
Section 16 reporting ended · disclosed 2006-03-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectsee footnotes 1 & 2. | 23,922,137 |
Reported balance
After 2006-03-29 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2006-03-29 · Sale · Disposed 6,400,000 · Balance 23,922,137 F3: On March 29, 2006, Ameriprise Financial, Inc. ("Ameriprise") entered into a Stock Purchase and Sale Agreement (the "Purchase Agreement") with Warren E. Buffett and Berkshire, to repurchase from Berkshire subsidiaries 6.4 million shares of Ameriprise common stock. The repurchase transaction was completed on March 29, 2006 following market close, at a price per share equal to the March 29, 2006 closing price on the New York Stock Exchange for a share of Ameriprise common stock of $42.91. All of the shares that were repurchased pursuant to the Purchase Agreement were previously held by NICO. F1: These shares are owned by the following subsidiaries of Berkshire Hathaway Inc.: OBH, Inc. ("OBH") (159,940 shares); National Indemnity Company ("NICO") (17,651,175 shares); National Fire & Marine Insurance Company ("NFMIC") (1,598,926 shares); Columbia Insurance Company ("Columbia") (3,445,080 shares); Wesco-Financial Insurance Company ("WSFIC") (388,620 shares); Nebraska Furniture Mart ("NFM") (279,942 shares); Central States Indemnity Company of Omaha ("CSIC") (174,000 shares); The Fechheimer Brothers Company ("Fechheimer") (167,966 shares); Borsheim's Jewelry Company ("Borsheim's") (55,988 shares); and FlightSafety International, Inc. ("FlightSafety") (500 shares). Each of NICO, NFMIC, Columbia, WSFIC, NFM, CSIC, Fechheimer, Borsheim's, and FlightSafety is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F2: As OBH and Berkshire are each in the chain of ownership of NICO, NFMIC, Columbia, WSFIC, NFM, CSIC, Fechheimer, Borsheim's and FlightSafety, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Ameriprise common stock presently owned by each such subsidiary. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Ameriprise common stock presently owned by each such subsidiary and by OBH. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are owned by the following subsidiaries of Berkshire Hathaway Inc.: OBH, Inc. ("OBH") (159,940 shares); National Indemnity Company ("NICO") (17,651,175 shares); National Fire & Marine Insurance Company ("NFMIC") (1,598,926 shares); Columbia Insurance Company ("Columbia") (3,445,080 shares); Wesco-Financial Insurance Company ("WSFIC") (388,620 shares); Nebraska Furniture Mart ("NFM") (279,942 shares); Central States Indemnity Company of Omaha ("CSIC") (174,000 shares); The Fechheimer Brothers Company ("Fechheimer") (167,966 shares); Borsheim's Jewelry Company ("Borsheim's") (55,988 shares); and FlightSafety International, Inc. ("FlightSafety") (500 shares). Each of NICO, NFMIC, Columbia, WSFIC, NFM, CSIC, Fechheimer, Borsheim's, and FlightSafety is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire").
F2: As OBH and Berkshire are each in the chain of ownership of NICO, NFMIC, Columbia, WSFIC, NFM, CSIC, Fechheimer, Borsheim's and FlightSafety, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Ameriprise common stock presently owned by each such subsidiary. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Ameriprise common stock presently owned by each such subsidiary and by OBH. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F3: On March 29, 2006, Ameriprise Financial, Inc. ("Ameriprise") entered into a Stock Purchase and Sale Agreement (the "Purchase Agreement") with Warren E. Buffett and Berkshire, to repurchase from Berkshire subsidiaries 6.4 million shares of Ameriprise common stock. The repurchase transaction was completed on March 29, 2006 following market close, at a price per share equal to the March 29, 2006 closing price on the New York Stock Exchange for a share of Ameriprise common stock of $42.91. All of the shares that were repurchased pursuant to the Purchase Agreement were previously held by NICO.
BURLINGTON NORTHERN SANTA FE, LLC
Report date February 12, 2010 · Filed February 18, 2010
Jointly reported with BERKSHIRE HATHAWAY INC, BUFFETT WARREN E, National Indemnity Co
Section 16 reporting ended · disclosed 2010-02-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote 4. | 0 |
Reported balance
After 2010-02-12 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2010-02-12 · Purchase · Acquired 264,507,434 · Balance 0 F1: As a result of the merger (the "Merger") of Burlington Northern Santa Fe Corporation ("BNSF") with and into R Acquisition Company, LLC, a subsidiary of National Indemnity Company ("NICO"), on February 12, 2010, each outstanding share of common stock of BNSF, other than shares owned by the Reporting Persons, was converted into the right to receive, at the election of the stockholder (subject to certain proration and reallocation procedures described in the merger agreement), either (i)??$100.00 in cash, or (ii)??a portion of a share of Berkshire Class??A common stock equal to the exchange ratio, which was calculated by dividing $100.00 by the average of the daily volume-weighted average trading prices per share of Berkshire Class??A common stock over the ten trading day period ending on the second full trading day prior to completion of the Merger. F2: Shares of Berkshire Class B common stock were issued in lieu of fractional shares of Berkshire Class A common stock, and cash was paid in lieu of fractional shares of Berkshire Class B common stock. F3: All of the outstanding common stock of BNSF was canceled in the Merger. F4: NICO is a subsidiary of OBH LLC ("OBH"), and OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of OBH and Berkshire may be deemed to both beneficially own and have a pecuniary interest in all securities of BNSF acquired by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed to beneficially own, but only to the extent he has a pecuniary interest in, the BNSF shares acquired by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: As a result of the merger (the "Merger") of Burlington Northern Santa Fe Corporation ("BNSF") with and into R Acquisition Company, LLC, a subsidiary of National Indemnity Company ("NICO"), on February 12, 2010, each outstanding share of common stock of BNSF, other than shares owned by the Reporting Persons, was converted into the right to receive, at the election of the stockholder (subject to certain proration and reallocation procedures described in the merger agreement), either (i)??$100.00 in cash, or (ii)??a portion of a share of Berkshire Class??A common stock equal to the exchange ratio, which was calculated by dividing $100.00 by the average of the daily volume-weighted average trading prices per share of Berkshire Class??A common stock over the ten trading day period ending on the second full trading day prior to completion of the Merger.
F2: Shares of Berkshire Class B common stock were issued in lieu of fractional shares of Berkshire Class A common stock, and cash was paid in lieu of fractional shares of Berkshire Class B common stock.
F3: All of the outstanding common stock of BNSF was canceled in the Merger.
F4: NICO is a subsidiary of OBH LLC ("OBH"), and OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of OBH and Berkshire may be deemed to both beneficially own and have a pecuniary interest in all securities of BNSF acquired by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed to beneficially own, but only to the extent he has a pecuniary interest in, the BNSF shares acquired by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
WESCO FINANCIAL CORP
Report date June 24, 2011 · Filed June 28, 2011
Jointly reported with BERKSHIRE HATHAWAY INC, BUFFETT WARREN E, BCS Holdings, LLC
Section 16 reporting ended · disclosed 2011-06-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote 4. | 0 |
Reported balance
After 2011-06-24 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2011-06-24 · Purchase · Acquired 1,416,720 · Balance 0 F1: Acquired in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of February 4, 2011, and amended on April 15, 2011, by and among Berkshire Hathaway Inc., a Delaware corporation ("Berkshire"), Montana Acquisitions, LLC ("Merger Sub"), a Delaware limited liability company and a direct wholly owned subsidiary of BCS Holdings, LLC ("BCS Holdings"), and Wesco Financial Corporation ("Wesco"). F2: Upon completion of the merger of Wesco with and into Merger Sub (the "Merger"), each share of Wesco common stock (other than shares owned by the Reporting Persons) was converted into the right to receive an amount, either in cash or Berkshire Class B common stock, par value $0.0033 per share, at the election of the shareholder, equal to $385.00, calculated in accordance with the Merger Agreement. F3: Each outstanding share of Wesco common stock was canceled in the Merger. F4: BCS Holdings is a subsidiary of OBH LLC ("OBH"), and OBH is a subsidiary of Berkshire. As OBH and Berkshire are each in the chain of ownership of BCS Holdings, each of OBH and Berkshire may be deemed to both beneficially own and have a pecuniary interest in all securities of Wesco acquired in the Merger. Warren E. Buffett, as the controlling shareholder of Berkshire, may be deemed to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Wesco common stock acquired in the Merger. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquired in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of February 4, 2011, and amended on April 15, 2011, by and among Berkshire Hathaway Inc., a Delaware corporation ("Berkshire"), Montana Acquisitions, LLC ("Merger Sub"), a Delaware limited liability company and a direct wholly owned subsidiary of BCS Holdings, LLC ("BCS Holdings"), and Wesco Financial Corporation ("Wesco").
F2: Upon completion of the merger of Wesco with and into Merger Sub (the "Merger"), each share of Wesco common stock (other than shares owned by the Reporting Persons) was converted into the right to receive an amount, either in cash or Berkshire Class B common stock, par value $0.0033 per share, at the election of the shareholder, equal to $385.00, calculated in accordance with the Merger Agreement.
F3: Each outstanding share of Wesco common stock was canceled in the Merger.
F4: BCS Holdings is a subsidiary of OBH LLC ("OBH"), and OBH is a subsidiary of Berkshire. As OBH and Berkshire are each in the chain of ownership of BCS Holdings, each of OBH and Berkshire may be deemed to both beneficially own and have a pecuniary interest in all securities of Wesco acquired in the Merger. Warren E. Buffett, as the controlling shareholder of Berkshire, may be deemed to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Wesco common stock acquired in the Merger. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 24, 2011 Filed Jun 28, 2011 13:54 UTC | WESCO FINANCIAL CORP WSC · Entity 12998 | PurchaseCommon Stock | 1,416,720 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-11-038380 · rrd316297.xml · nonDerivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH LLC · CIK 0000109694 · 10% owner BCS Holdings, LLC · CIK 0000012733 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 4. Disclosed balance after: 0 F1 · kind: Acquired in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of February 4, 2011, and amended on April 15, 2011, by and among Berkshire Hathaway Inc., a Delaware corporation ("Berkshire"), Montana Acquisitions, LLC ("Merger Sub"), a Delaware limited liability company and a direct wholly owned subsidiary of BCS Holdings, LLC ("BCS Holdings"), and Wesco Financial Corporation ("Wesco"). F2 · price: Upon completion of the merger of Wesco with and into Merger Sub (the "Merger"), each share of Wesco common stock (other than shares owned by the Reporting Persons) was converted into the right to receive an amount, either in cash or Berkshire Class B common stock, par value $0.0033 per share, at the election of the shareholder, equal to $385.00, calculated in accordance with the Merger Agreement. F3 · balance_after: Each outstanding share of Wesco common stock was canceled in the Merger. F4 · ownership.nature: BCS Holdings is a subsidiary of OBH LLC ("OBH"), and OBH is a subsidiary of Berkshire. As OBH and Berkshire are each in the chain of ownership of BCS Holdings, each of OBH and Berkshire may be deemed to both beneficially own and have a pecuniary interest in all securities of Wesco acquired in the Merger. Warren E. Buffett, as the controlling shareholder of Berkshire, may be deemed to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Wesco common stock acquired in the Merger. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 21, 2010 Filed Oct 21, 2010 22:24 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 58,020 | $27.33 | $1,585,669.19 |
DisclosureSEC source: 0001181431-10-051676 · rrd289009.xml · nonDerivative · entry 2 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner OBH LLC · CIK 0000109694 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 3 and 4. Disclosed balance after: 28,415,250 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.25 to $27.42. F3 · ownership.nature: 12,695,850 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH LLC ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F4 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 19, 2010 Filed Oct 21, 2010 22:24 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 30,340 | $26.71 | $810,527.03 |
DisclosureSEC source: 0001181431-10-051676 · rrd289009.xml · nonDerivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner OBH LLC · CIK 0000109694 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 3 and 4. Disclosed balance after: 28,473,270 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.65 to $26.77. The reporting person undertakes to provide to Moody's Corporation, any security holder of Moody's Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnotes 1 and 2 to this Form 4. F3 · ownership.nature: 12,695,850 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH LLC ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F4 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 13, 2010 Filed Oct 14, 2010 22:55 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 53,834 | $27.95 | $1,504,864.87 |
DisclosureSEC source: 0001181431-10-050952 · rrd288583.xml · nonDerivative · entry 2 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner OBH LLC · CIK 0000109694 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 3 and 4. Disclosed balance after: 28,503,610 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.90 to $28.00. F3 · ownership.nature: 12,784,210 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH LLC ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F4 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 12, 2010 Filed Oct 14, 2010 22:55 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 316,312 | $27.60 | $8,729,357.16 |
DisclosureSEC source: 0001181431-10-050952 · rrd288583.xml · nonDerivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner OBH LLC · CIK 0000109694 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 3 and 4. Disclosed balance after: 28,557,444 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.40 to $27.75. The reporting person undertakes to provide to Moody's Corporation, any security holder of Moody's Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 2 to this Form 4. F5 · balance_after: This reflects the number of shares beneficially owned by the Reporting Persons following the transaction on October 12, 2010. This number has been adjusted to account for a 430 share understatement due an error in the Form 4 filed by the Reporting Persons on September 14, 2010, in which a sale of 252,270 shares on September 13, 2010 was incorrectly reported as a sale of 252,700 shares. This understatement carried forward in the aggregate holdings of the Reporting Persons reported in a Form 4 filed on September 22, 2010. F3 · ownership.nature: 12,784,210 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH LLC ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F4 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 20, 2010 Filed Sep 22, 2010 23:47 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 560,000 | $25.73 | $14,406,000.00 |
DisclosureSEC source: 0001181431-10-047669 · rrd286854.xml · nonDerivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner OBH LLC · CIK 0000109694 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 2 and 3. Disclosed balance after: 28,873,326 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.60 to $25.80. The reporting person undertakes to provide to Moody's Corporation, any security holder of Moody's Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. F2 · ownership.nature: 13,153,926 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH LLC ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F3 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 14, 2010 Filed Sep 14, 2010 22:51 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 490,000 | $25.19 | $12,344,570.00 |
DisclosureSEC source: 0001181431-10-046664 · rrd286201.xml · nonDerivative · entry 3 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH LLC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 3 and 4. Disclosed balance after: 29,433,326 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.15 to $25.25. F3 · ownership.nature: 13,713,926 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH LLC ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F4 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 13, 2010 Filed Sep 14, 2010 22:51 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 252,700 | $25.22 | $6,373,094.00 |
DisclosureSEC source: 0001181431-10-046664 · rrd286201.xml · nonDerivative · entry 2 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH LLC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 3 and 4. Disclosed balance after: 29,923,326 F3 · ownership.nature: 13,713,926 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH LLC ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F4 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 10, 2010 Filed Sep 14, 2010 22:51 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 607,850 | $25.10 | $15,257,399.71 |
DisclosureSEC source: 0001181431-10-046664 · rrd286201.xml · nonDerivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH LLC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 3 and 4. Disclosed balance after: 30,176,026 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.10 to $25.12. The reporting person undertakes to provide to Moody's Corporation, any security holder of Moody's Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 2 to this Form 4. F3 · ownership.nature: 13,713,926 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH LLC ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F4 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 26, 2010 Filed Mar 30, 2010 23:44 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 3,000 | $30.56 | $91,674.00 |
DisclosureSEC source: 0001181431-10-018812 · rrd271410.xml · nonDerivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH LLC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 2 and 3. Disclosed balance after: 30,783,876 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.50 to $30.58. The reporting person undertakes to provide to Moody's Corporation, any security holder of Moody's Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1 to this Form 4. F2 · ownership.nature: 15,064,476 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F3 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 24, 2010 Filed Mar 25, 2010 22:58 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 57,574 | $30.37 | $1,748,297.84 |
DisclosureSEC source: 0001181431-10-018227 · rrd271031.xml · nonDerivative · entry 2 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner OBH LLC · CIK 0000109694 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 3 and 4. Disclosed balance after: 30,786,876 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.35 to $30.42. F3 · ownership.nature: 15,067,476 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F4 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 23, 2010 Filed Mar 25, 2010 22:58 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 148,054 | $30.22 | $4,474,117.85 |
DisclosureSEC source: 0001181431-10-018227 · rrd271031.xml · nonDerivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner OBH LLC · CIK 0000109694 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 3 and 4. Disclosed balance after: 30,844,450 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.15 to $30.38. The reporting person undertakes to provide to Moody's Corporation, any security holder of Moody's Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 2 to this Form 4. F3 · ownership.nature: 15,067,476 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F4 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 19, 2010 Filed Mar 22, 2010 23:18 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 136,943 | $29.81 | $4,082,613.19 |
DisclosureSEC source: 0001181431-10-017709 · rrd270791.xml · nonDerivative · entry 2 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH LLC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes 3 and 4. Disclosed balance after: 30,992,504 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.75 to $29.94. F3 · ownership.nature: 15,273,104 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH LLC ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F4 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 18, 2010 Filed Mar 22, 2010 23:18 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 678,962 | $29.98 | $20,355,280.76 |
DisclosureSEC source: 0001181431-10-017709 · rrd270791.xml · nonDerivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH LLC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes 3 and 4. Disclosed balance after: 31,129,447 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.75 to $30.36. The reporting person undertakes to provide to Moody's Corporation, any security holder of Moody's Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 2 to this Form 4. F3 · ownership.nature: 15,273,104 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH LLC ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F4 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 12, 2010 Filed Feb 18, 2010 00:49 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | PurchaseCommon Stock | 264,507,434 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-10-009824 · rrd266409.xml · nonDerivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 4. Disclosed balance after: 0 F1 · price: As a result of the merger (the "Merger") of Burlington Northern Santa Fe Corporation ("BNSF") with and into R Acquisition Company, LLC, a subsidiary of National Indemnity Company ("NICO"), on February 12, 2010, each outstanding share of common stock of BNSF, other than shares owned by the Reporting Persons, was converted into the right to receive, at the election of the stockholder (subject to certain proration and reallocation procedures described in the merger agreement), either (i)??$100.00 in cash, or (ii)??a portion of a share of Berkshire Class??A common stock equal to the exchange ratio, which was calculated by dividing $100.00 by the average of the daily volume-weighted average trading prices per share of Berkshire Class??A common stock over the ten trading day period ending on the second full trading day prior to completion of the Merger. F2 · price: Shares of Berkshire Class B common stock were issued in lieu of fractional shares of Berkshire Class A common stock, and cash was paid in lieu of fractional shares of Berkshire Class B common stock. F3 · balance_after: All of the outstanding common stock of BNSF was canceled in the Merger. F4 · ownership.nature: NICO is a subsidiary of OBH LLC ("OBH"), and OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of OBH and Berkshire may be deemed to both beneficially own and have a pecuniary interest in all securities of BNSF acquired by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed to beneficially own, but only to the extent he has a pecuniary interest in, the BNSF shares acquired by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 02, 2010 Filed Feb 5, 2010 01:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 6,201 | $28.46 | $176,459.38 |
DisclosureSEC source: 0001181431-10-006804 · rrd265068.xml · nonDerivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes 2 and 3. Disclosed balance after: 31,808,409 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.45 to $28.48. The reporting person undertakes to provide to Moody's Corporation, any security holder of Moody's Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1 to this Form 4. F2 · ownership.nature: 16,089,009 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F3 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 18, 2009 Filed Dec 23, 2009 00:15 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 87,992 | $26.77 | $2,355,387.45 |
DisclosureSEC source: 0001181431-09-058355 · rrd260490.xml · nonDerivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes 2 and 3. Disclosed balance after: 31,814,610 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.44 to $27.045. The reporting person undertakes to provide to Moody's Corporation, any security holder of Moody's Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1 to this Form 4. F2 · ownership.nature: 16,095,210 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F3 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 14, 2009 Filed Dec 15, 2009 00:24 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 74,619 | $26.66 | $1,989,670.86 |
DisclosureSEC source: 0001181431-09-056538 · rrd259576.xml · nonDerivative · entry 3 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes 4 and 5. Disclosed balance after: 31,902,602 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.65 to $26.69. F4 · ownership.nature: 16,183,202 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F5 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 11, 2009 Filed Dec 15, 2009 00:24 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 2,054,798 | $26.67 | $54,796,325.67 |
DisclosureSEC source: 0001181431-09-056538 · rrd259576.xml · nonDerivative · entry 2 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes 4 and 5. Disclosed balance after: 31,977,221 F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $26.93. F4 · ownership.nature: 16,183,202 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F5 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 10, 2009 Filed Dec 15, 2009 00:24 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,325,374 | $25.20 | $33,401,015.25 |
DisclosureSEC source: 0001181431-09-056538 · rrd259576.xml · nonDerivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes 4 and 5. Disclosed balance after: 34,032,019 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.15 to $25.40. The reporting person undertakes to provide to Moody's Corporation, any security holder of Moody's Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 through 3 to this Form 4. F4 · ownership.nature: 16,183,202 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F5 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 08, 2009 Filed Dec 10, 2009 00:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 704,346 | $24.81 | $17,472,992.96 |
DisclosureSEC source: 0001181431-09-055868 · rrd259207.xml · nonDerivative · entry 2 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes 3 and 4. Disclosed balance after: 35,357,393 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.80 to $24.87. F3 · ownership.nature: 19,637,993 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F4 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 07, 2009 Filed Dec 10, 2009 00:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 2,004,946 | $25.04 | $50,200,038.44 |
DisclosureSEC source: 0001181431-09-055868 · rrd259207.xml · nonDerivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes 3 and 4. Disclosed balance after: 36,061,739 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.345. The reporting person undertakes to provide to Moody's Corporation, any security holder of Moody's Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 2 to this Form 4. F3 · ownership.nature: 19,637,993 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F4 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 29, 2009 Filed Oct 30, 2009 23:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 19,600 | $25.27 | $495,346.88 |
DisclosureSEC source: 0001181431-09-049353 · rrd255893.xml · nonDerivative · entry 2 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 3 and 4. Disclosed balance after: 38,066,685 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.25 to $25.36. F3 · ownership.nature: 22,347,285 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F4 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 28, 2009 Filed Oct 30, 2009 23:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,133,027 | $24.86 | $28,171,243.42 |
DisclosureSEC source: 0001181431-09-049353 · rrd255893.xml · nonDerivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 3 and 4. Disclosed balance after: 38,086,285 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.65 to $25.20. The reporting person undertakes to provide to Moody's Corporation, any security holder of Moody's Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. F3 · ownership.nature: 22,347,285 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F4 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 02, 2009 Filed Sep 3, 2009 22:36 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 6,500 | $26.32 | $171,109.90 |
DisclosureSEC source: 0001181431-09-042750 · rrd252344.xml · nonDerivative · entry 3 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 4 and 5. Disclosed balance after: 39,219,312 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.30 to $26.35. F4 · ownership.nature: 23,499,912 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F5 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 01, 2009 Filed Sep 3, 2009 22:36 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 421,127 | $27.60 | $11,622,599.85 |
DisclosureSEC source: 0001181431-09-042750 · rrd252344.xml · nonDerivative · entry 2 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 4 and 5. Disclosed balance after: 39,225,812 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.50 to $27.74. F4 · ownership.nature: 23,499,912 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F5 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 01, 2009 Filed Sep 3, 2009 22:36 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 366,761 | $26.81 | $9,833,009.11 |
DisclosureSEC source: 0001181431-09-042750 · rrd252344.xml · nonDerivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 4 and 5. Disclosed balance after: 39,646,939 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $27.44. The reporting person undertakes to provide to Moody's Corporation, any security holder of Moody's Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (3) to this Form 4. F4 · ownership.nature: 23,499,912 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F5 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| July 22, 2009 Filed Jul 22, 2009 23:38 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 627 | $27.37 | $17,157.98 |
DisclosureSEC source: 0001181431-09-036112 · rrd248885.xml · nonDerivative · entry 6 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 7 and 8. Disclosed balance after: 40,013,700 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.36 to $27.37. F7 · ownership.nature: 24,294,300 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F8 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| July 22, 2009 Filed Jul 22, 2009 23:38 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 2,253,573 | $26.64 | $60,040,367.94 |
DisclosureSEC source: 0001181431-09-036112 · rrd248885.xml · nonDerivative · entry 5 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 7 and 8. Disclosed balance after: 40,014,327 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.36 to $27.33. F7 · ownership.nature: 24,294,300 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F8 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| July 21, 2009 Filed Jul 22, 2009 23:38 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 231,765 | $28.12 | $6,516,930.51 |
DisclosureSEC source: 0001181431-09-036112 · rrd248885.xml · nonDerivative · entry 4 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 7 and 8. Disclosed balance after: 42,267,900 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.885 to $28.73. F7 · ownership.nature: 24,294,300 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F8 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| July 21, 2009 Filed Jul 22, 2009 23:38 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,709,690 | $27.13 | $46,390,215.55 |
DisclosureSEC source: 0001181431-09-036112 · rrd248885.xml · nonDerivative · entry 3 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 7 and 8. Disclosed balance after: 42,499,665 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.885 to $27.88. F7 · ownership.nature: 24,294,300 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F8 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| July 21, 2009 Filed Jul 22, 2009 23:38 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,973,645 | $26.59 | $52,482,773.11 |
DisclosureSEC source: 0001181431-09-036112 · rrd248885.xml · nonDerivative · entry 2 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 7 and 8. Disclosed balance after: 44,209,355 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.885 to $26.8813. F7 · ownership.nature: 24,294,300 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F8 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| July 20, 2009 Filed Jul 22, 2009 23:38 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,817,000 | $28.73 | $52,196,777.30 |
DisclosureSEC source: 0001181431-09-036112 · rrd248885.xml · nonDerivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 7 and 8. Disclosed balance after: 46,183,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.41 to $29.29. The reporting person undertakes to provide to Moody's Corporation, any security holder of Moody's Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (6) to this Form 4. F7 · ownership.nature: 24,294,300 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F8 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 09, 2009 Filed Feb 11, 2009 19:33 UTC | USG CORP USG · Entity 12609 | Purchase10% Contingent Convertible Senior Notes due 2018 · Derivative | Not disclosed | $300,000,000.00 | $300,000,000.00 |
DisclosureSEC source: 0001181431-09-008180 · rrd232358.xml · derivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 4, 5 Disclosed balance after: Not disclosed Underlying: Common Stock · 26,315,790 shares Expires 2018-11-30 F1 · derivative.exercise_price: The 10% Contingent Convertible Senior Notes due 2018 ("Notes") are convertible into shares of Common Stock, $0.10 par value ("Shares") at an initial conversion price of $11.40 per share, subject to adjustment under certain circumstances. F2 · date: Following stockholder approval of the issuance of Shares upon conversion of the Notes at a special meeting of stockholders held on February 9, 2009, the Notes became convertible into Shares at the option of the holder thereof at any time prior to the close of business on the business day immediately preceding the final maturity date of the Notes (December 1, 2018), unless the Notes are earlier repurchased or redeemed by the Issuer. F4 · price: $160 million aggregate principal amount of Notes is held by Berkshire Hathaway Life Insurance Company of Nebraska ("BH Nebraska"), $90 million aggregate principal amount of Notes is held by Berkshire Hathaway Assurance Corporation ("BH Assurance"), and $50 million aggregate principal amount of Notes is held by General Re Life Corporation ("General Re Life"). F5 · price: (Footnote 4 contd.) As Berkshire Hathaway Inc. ("Berkshire"), OBH, Inc. ("OBH"), and National Indemnity Company ("NICO") are each in the chain of ownership of BH Nebraska and BH Assurance, each of Berkshire, OBH and NICO may be deemed presently to both beneficially own and have a pecuniary interest in the Notes presently owned by BH Nebraska and BH Assurance. As Berkshire is in the chain of ownership of General Re Life, Berkshire may be deemed presently to both beneficially own and have a pecuniary interest in the Notes presently owned by General Re Life. Warren E. Buffett, as controlling shareholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Notes presently owned by BH Nebraska, BH Assurance and General Re Life. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F3 · derivative.underlying_shares: Subject to adjustment. F4 · valueOwnedAfter: $160 million aggregate principal amount of Notes is held by Berkshire Hathaway Life Insurance Company of Nebraska ("BH Nebraska"), $90 million aggregate principal amount of Notes is held by Berkshire Hathaway Assurance Corporation ("BH Assurance"), and $50 million aggregate principal amount of Notes is held by General Re Life Corporation ("General Re Life"). F5 · valueOwnedAfter: (Footnote 4 contd.) As Berkshire Hathaway Inc. ("Berkshire"), OBH, Inc. ("OBH"), and National Indemnity Company ("NICO") are each in the chain of ownership of BH Nebraska and BH Assurance, each of Berkshire, OBH and NICO may be deemed presently to both beneficially own and have a pecuniary interest in the Notes presently owned by BH Nebraska and BH Assurance. As Berkshire is in the chain of ownership of General Re Life, Berkshire may be deemed presently to both beneficially own and have a pecuniary interest in the Notes presently owned by General Re Life. Warren E. Buffett, as controlling shareholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Notes presently owned by BH Nebraska, BH Assurance and General Re Life. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F4 · ownership.nature: $160 million aggregate principal amount of Notes is held by Berkshire Hathaway Life Insurance Company of Nebraska ("BH Nebraska"), $90 million aggregate principal amount of Notes is held by Berkshire Hathaway Assurance Corporation ("BH Assurance"), and $50 million aggregate principal amount of Notes is held by General Re Life Corporation ("General Re Life"). F5 · ownership.nature: (Footnote 4 contd.) As Berkshire Hathaway Inc. ("Berkshire"), OBH, Inc. ("OBH"), and National Indemnity Company ("NICO") are each in the chain of ownership of BH Nebraska and BH Assurance, each of Berkshire, OBH and NICO may be deemed presently to both beneficially own and have a pecuniary interest in the Notes presently owned by BH Nebraska and BH Assurance. As Berkshire is in the chain of ownership of General Re Life, Berkshire may be deemed presently to both beneficially own and have a pecuniary interest in the Notes presently owned by General Re Life. Warren E. Buffett, as controlling shareholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Notes presently owned by BH Nebraska, BH Assurance and General Re Life. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 30, 2009 Filed Feb 3, 2009 00:42 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | OtherPut Option (obligation to buy) · Derivative | 2,325,000 | $0.00 Strike: $75.00 | $0.00 |
DisclosureSEC source: 0001181431-09-005922 · rrd231490.xml · derivative · entry 2 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 0 Underlying: Common Stock · 2,325,000 shares Expires 2009-01-30 F1 · ownership.direct: This Form 4 reports the exercise of put options written by National Indemnity Company (?NICO?), a subsidiary of OBH, Inc. (?OBH?). OBH is a subsidiary of Berkshire Hathaway Inc. (?Berkshire?). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: This Form 4 reports the exercise of put options written by National Indemnity Company (?NICO?), a subsidiary of OBH, Inc. (?OBH?). OBH is a subsidiary of Berkshire Hathaway Inc. (?Berkshire?). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 30, 2009 Filed Feb 3, 2009 00:42 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | OtherCommon Stock | 2,325,000 | $75.00 | $174,375,000.00 |
DisclosureSEC source: 0001181431-09-005922 · rrd231490.xml · nonDerivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 76,777,029 F1 · ownership.direct: This Form 4 reports the exercise of put options written by National Indemnity Company (?NICO?), a subsidiary of OBH, Inc. (?OBH?). OBH is a subsidiary of Berkshire Hathaway Inc. (?Berkshire?). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: This Form 4 reports the exercise of put options written by National Indemnity Company (?NICO?), a subsidiary of OBH, Inc. (?OBH?). OBH is a subsidiary of Berkshire Hathaway Inc. (?Berkshire?). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 20, 2009 Filed Jan 21, 2009 00:01 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | PurchaseCommon Stock | 1,882,000 | $61.65 | $116,030,757.80 |
DisclosureSEC source: 0001181431-09-003954 · rrd230489.xml · nonDerivative · entry 3 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 74,452,029 F1 · ownership.direct: These shares are owned by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Burlington Northern common stock presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Burlington Northern common stock presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: These shares are owned by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Burlington Northern common stock presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Burlington Northern common stock presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 16, 2009 Filed Jan 21, 2009 00:01 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | PurchaseCommon Stock | 681,000 | $63.43 | $43,196,851.50 |
DisclosureSEC source: 0001181431-09-003954 · rrd230489.xml · nonDerivative · entry 2 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 72,570,029 F1 · ownership.direct: These shares are owned by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Burlington Northern common stock presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Burlington Northern common stock presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: These shares are owned by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Burlington Northern common stock presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Burlington Northern common stock presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 15, 2009 Filed Jan 21, 2009 00:01 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | PurchaseCommon Stock | 1,800,000 | $62.19 | $111,945,960.00 |
DisclosureSEC source: 0001181431-09-003954 · rrd230489.xml · nonDerivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 71,889,029 F1 · ownership.direct: These shares are owned by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Burlington Northern common stock presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Burlington Northern common stock presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: These shares are owned by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Burlington Northern common stock presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Burlington Northern common stock presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 11, 2008 Filed Dec 13, 2008 01:14 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | OtherPut option (obligation to buy) · Derivative | 1,000,000 | $0.00 Strike: $76.00 | $0.00 |
DisclosureSEC source: 0001181431-08-067249 · rrd226290.xml · derivative · entry 4 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 0 Underlying: Common Stock · 1,000,000 shares Expires 2008-12-11 F1 · ownership.direct: This Form 4 reports the exercise of put options written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: This Form 4 reports the exercise of put options written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 11, 2008 Filed Dec 13, 2008 01:14 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | OtherPut option (obligation to buy) · Derivative | 1,217,500 | $0.00 Strike: $75.00 | $0.00 |
DisclosureSEC source: 0001181431-08-067249 · rrd226290.xml · derivative · entry 3 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 0 Underlying: Common Stock · 1,217,500 shares Expires 2008-12-11 F1 · ownership.direct: This Form 4 reports the exercise of put options written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 11, 2008 Filed Dec 13, 2008 01:14 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | OtherCommon Stock | 1,000,000 | $76.00 | $76,000,000.00 |
DisclosureSEC source: 0001181431-08-067249 · rrd226290.xml · nonDerivative · entry 2 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 70,089,029 F1 · ownership.direct: This Form 4 reports the exercise of put options written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: This Form 4 reports the exercise of put options written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 11, 2008 Filed Dec 13, 2008 01:14 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | OtherCommon Stock | 1,217,500 | $75.00 | $91,312,500.00 |
DisclosureSEC source: 0001181431-08-067249 · rrd226290.xml · nonDerivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 69,089,029 F1 · ownership.direct: This Form 4 reports the exercise of put options written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: This Form 4 reports the exercise of put options written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 09, 2008 Filed Dec 10, 2008 22:19 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | OtherPut Option (obligation to buy) · Derivative | 1,190,476 | $0.00 Strike: $80.00 | $0.00 |
DisclosureSEC source: 0001181431-08-066742 · rrd226027.xml · derivative · entry 6 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 0 Underlying: Common Stock · 1,190,476 shares Expires 2008-12-09 F1 · ownership.direct: This Form 4 reports the exercise of put options written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: This Form 4 reports the exercise of put options written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 09, 2008 Filed Dec 10, 2008 22:19 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | OtherPut Option (obligation to buy) · Derivative | 761,111 | $0.00 Strike: $77.00 | $0.00 |
DisclosureSEC source: 0001181431-08-066742 · rrd226027.xml · derivative · entry 5 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 0 Underlying: Common Stock · 761,111 shares Expires 2008-12-09 F1 · ownership.direct: This Form 4 reports the exercise of put options written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: This Form 4 reports the exercise of put options written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 09, 2008 Filed Dec 10, 2008 22:19 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | OtherCommon Stock | 1,190,476 | $80.00 | $95,238,080.00 |
DisclosureSEC source: 0001181431-08-066742 · rrd226027.xml · nonDerivative · entry 3 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 67,871,529 F1 · ownership.direct: This Form 4 reports the exercise of put options written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: This Form 4 reports the exercise of put options written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 09, 2008 Filed Dec 10, 2008 22:19 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | OtherCommon Stock | 761,111 | $77.00 | $58,605,547.00 |
DisclosureSEC source: 0001181431-08-066742 · rrd226027.xml · nonDerivative · entry 2 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 66,681,053 F1 · ownership.direct: This Form 4 reports the exercise of put options written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: This Form 4 reports the exercise of put options written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 08, 2008 Filed Dec 10, 2008 22:19 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | OtherPut Option (obligation to buy) · Derivative | 1,309,524 | $0.00 Strike: $80.00 | $0.00 |
DisclosureSEC source: 0001181431-08-066742 · rrd226027.xml · derivative · entry 4 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 0 Underlying: Common Stock · 1,309,524 shares Expires 2008-12-08 F1 · ownership.direct: This Form 4 reports the exercise of put options written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: This Form 4 reports the exercise of put options written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 08, 2008 Filed Dec 10, 2008 22:19 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | OtherCommon Stock | 1,309,524 | $80.00 | $104,761,920.00 |
DisclosureSEC source: 0001181431-08-066742 · rrd226027.xml · nonDerivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 65,919,942 F1 · ownership.direct: This Form 4 reports the exercise of put options written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: This Form 4 reports the exercise of put options written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 03, 2008 Filed Dec 5, 2008 21:58 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | SalePut Option (obligation to buy) · Derivative | 2,325,000 | $6.35 Strike: $75.00 | $14,772,585.00 |
DisclosureSEC source: 0001181431-08-065808 · rrd225536.xml · derivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 2,325,000 Underlying: Common Stock · 2,325,000 shares Expires 2009-01-30 F1 · ownership.direct: The put options were written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: The put options were written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.