Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUNDFTHY · Entity 5488 | Officer of Advisor, Port. Mgr. | February 24, 2022 | February 25, 2022 |
| FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUNDFIV · Entity 133788 | Portfolio Manager | July 14, 2020 | August 17, 2020 |
| FIRST TRUST SENIOR FLOATING RATE INCOME FUND IIFCT · Entity 8902 | Portfolio Manager | May 31, 2020 | August 17, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND
Report date February 24, 2022 · Filed February 25, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 3,250 |
Reported balance
After 2022-02-24 transaction · row 1
1 source rowRow 1 · 2022-02-24 · Purchase · Acquired 2,500 · Balance 3,250 |
FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND
Report date July 14, 2020 · Filed August 17, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 1,263 |
Reported balance
After 2020-07-14 transaction · row 1
1 source rowRow 1 · 2020-07-14 · Purchase · Acquired 1,000 · Balance 1,263 |
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II
Report date May 31, 2020 · Filed August 17, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 1,080 |
Reported balance
Holding disclosure · report date 2020-05-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,080 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2022 Filed Feb 25, 2022 21:03 UTC | FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND FTHY · Entity 5488 | PurchaseCommon Shares | 2,500 | $17.73 | $44,324.75 |
DisclosureSEC source: 0001445546-22-001757 · jmscott_fiv4.xml · nonDerivative · entry 1 Scott Jeffrey M · CIK 0001443333 · Officer of Advisor, Port. Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,250 Read SEC document |
| July 15, 2021 Filed Jul 16, 2021 20:41 UTC | FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND FTHY · Entity 5488 | PurchaseCommon Shares | 750 | $20.42 | $15,311.25 |
DisclosureSEC source: 0001445546-21-003480 · jmscott_fiv4.xml · nonDerivative · entry 1 Scott Jeffrey M · CIK 0001443333 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750 Read SEC document |
| July 14, 2020 Filed Aug 17, 2020 16:50 UTC | FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND FIV · Entity 133788 | PurchaseCommon Shares | 1,000 | $8.37 | $8,365.00 |
DisclosureSEC source: 0001445546-20-003925 · jmscott_fiv4.xml · nonDerivative · entry 1 Scott Jeffrey M · CIK 0001443333 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,263 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.