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WAITES BENJAMIN A

Disclosed activity across 1 company

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129904
SEC CIK
0001317849

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
REGIONAL HEALTH PROPERTIES, INCRHE · Entity 8343Chief Financial OfficerFebruary 23, 2022February 28, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

REGIONAL HEALTH PROPERTIES, INC

Report date February 23, 2022 · Filed February 28, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect21,168 Reported balance After 2022-02-16 transaction · row 1
1 source row

Row 1 · 2022-02-16 · Tax withholding · Disposed 2,832 · Balance 21,168

F1: Net settlement for the tax liability arising from the January 1, 2022, vesting of 8,000 Restricted stock granted on July 1, 2021, pursuant to the Regional Health Properties, Inc. 2020 Stock Incentive Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Net settlement for the tax liability arising from the January 1, 2022, vesting of 8,000 Restricted stock granted on July 1, 2021, pursuant to the Regional Health Properties, Inc. 2020 Stock Incentive Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2022 Filed Feb 28, 2022 11:00 UTC REGIONAL HEALTH PROPERTIES, INC RHE · Entity 8343 Tax withholdingCommon Stock 2,832 $4.51 $12,772.32
Disclosure

SEC source: 0001209191-22-013432 · doc4.xml · nonDerivative · entry 1

WAITES BENJAMIN A · CIK 0001317849 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,168

F1 · shares: Net settlement for the tax liability arising from the January 1, 2022, vesting of 8,000 Restricted stock granted on July 1, 2021, pursuant to the Regional Health Properties, Inc. 2020 Stock Incentive Plan.

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January 01, 2022 Filed Jan 4, 2022 21:38 UTC REGIONAL HEALTH PROPERTIES, INC RHE · Entity 8343 GrantCommon Stock Option · Derivative 12,000 $0.00 Strike: $4.51 $0.00
Disclosure

SEC source: 0001209191-22-000842 · doc4.xml · derivative · entry 2

WAITES BENJAMIN A · CIK 0001317849 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 12,000 shares

Expires 2032-01-01

F1 · shares: Restricted stock option granted pursuant to the Regional Health Properties, Inc.'s 2020 Stock Incentive Plan and in respect of 2021 compensation.

F2 · shares: The option to buy shares of restricted stock will vest over a two-year period on the following schedule: (1) 12,000 shares on January 1, 2023; and (2) 12,000 shares of January 1, 2024.

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January 01, 2022 Filed Jan 4, 2022 21:38 UTC REGIONAL HEALTH PROPERTIES, INC RHE · Entity 8343 GrantCommon Stock Option · Derivative 12,000 $0.00 Strike: $4.51 $0.00
Disclosure

SEC source: 0001209191-22-000842 · doc4.xml · derivative · entry 1

WAITES BENJAMIN A · CIK 0001317849 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2032-01-01

F1 · shares: Restricted stock option granted pursuant to the Regional Health Properties, Inc.'s 2020 Stock Incentive Plan and in respect of 2021 compensation.

F2 · shares: The option to buy shares of restricted stock will vest over a two-year period on the following schedule: (1) 12,000 shares on January 1, 2023; and (2) 12,000 shares of January 1, 2024.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:18 UTC REGIONAL HEALTH PROPERTIES, INC RHE · Entity 8343 GrantCommon Stock 24,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-045437 · doc4.xml · nonDerivative · entry 1

WAITES BENJAMIN A · CIK 0001317849 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

F1 · shares: Restricted stock granted pursuant to the Regional Health Properties, Inc.'s 2020 Stock Incentive Plan and in respect of 2021 compensation.

F2 · shares: The shares of restricted stock will vest over a three-year period on the following schedule: (1) 8,000 shares on January 1, 2022; (2) 8,000 shares of January 1, 2023; and (3) 8,000 shares on January 1, 2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.