Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BlackSky Technology Inc.BKSY · Entity 5048 | Chief Financial Officer | February 25, 2022 | February 28, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BlackSky Technology Inc.
Report date February 25, 2022 · Filed February 28, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 451,146 |
Reported balance
After 2022-02-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-02-25 · Purchase · Acquired 12,000 · Balance 451,146 F1: 439,146 of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of a Class A Common Stock. The restricted stock units are granted pursuant to the BlackSky Technology Inc. 2021 Equity Incentive Plan. The number of restricted stock units was calculated based on the closing price of a share of BlackSky Technology Inc.'s Class A Common Stock on the New York Stock Exchange on December 10, 2021. The restricted stock units will vest as follows: one-fourth (1/4th) of the RSUs will vest on September 10th, 2022, and thereafter, one sixteenth (1/16th) of the total number of RSUs will be scheduled to vest quarterly on the 10th day of the third month of each quarter (March 10, June 10, September 10, December 10), in each case subject to the Reporting Person continuing to be a service provider through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: 439,146 of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of a Class A Common Stock. The restricted stock units are granted pursuant to the BlackSky Technology Inc. 2021 Equity Incentive Plan. The number of restricted stock units was calculated based on the closing price of a share of BlackSky Technology Inc.'s Class A Common Stock on the New York Stock Exchange on December 10, 2021. The restricted stock units will vest as follows: one-fourth (1/4th) of the RSUs will vest on September 10th, 2022, and thereafter, one sixteenth (1/16th) of the total number of RSUs will be scheduled to vest quarterly on the 10th day of the third month of each quarter (March 10, June 10, September 10, December 10), in each case subject to the Reporting Person continuing to be a service provider through the applicable vesting date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Lumos Networks Corp.
Report date November 17, 2017 · Filed November 17, 2017
Section 16 reporting ended · disclosed 2017-11-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.01 Per ShareSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-11-17 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2017-11-17 · Exercise / conversion · Acquired 20,523 · Balance 140,128 Row 2 · 2017-11-17 · Exercise / conversion · Acquired 4,281 · Balance 144,409 Row 3 · 2017-11-17 · Exercise / conversion · Acquired 6,829 · Balance 151,238 Row 4 · 2017-11-17 · Tax withholding · Disposed 22,219 · Balance 129,019 F1: Shares withheld by Lumos Networks Corp., a Delaware corporation (the "Company"), for net settlement of option cost for stock options exercised immediately prior to the Merger (defined below). Row 5 · 2017-11-17 · Disposition to issuer · Disposed 129,019 · Balance 0 F2: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") among the Company, MTN Infrastructure TopCo, Inc., a Delaware corporation ("Parent"), and MTN Infrastructure BidCo, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), on November 17, 2017, Merger Sub merged with and into the Company, with the Company surviving as a wholly-owned subsidiary of Parent (the "Merger"). Immediately prior to the effective time of the Merger, shares of Company restricted stock automatically vested and the restrictions thereon lapsed. This represents shares disposed of pursuant to the Merger Agreement and related transactions upon completion of the Merger. These dispositions are exempt under Rule 16b-3(e). |
| Common Stock, Par Value $0.01 Per ShareSEC Table I · non-derivative | IndirectBy 401(k) plan | 0 |
Reported balance
After 2017-11-17 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2017-11-17 · Disposition to issuer · Disposed 2,149.78 · Balance 0 F2: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") among the Company, MTN Infrastructure TopCo, Inc., a Delaware corporation ("Parent"), and MTN Infrastructure BidCo, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), on November 17, 2017, Merger Sub merged with and into the Company, with the Company surviving as a wholly-owned subsidiary of Parent (the "Merger"). Immediately prior to the effective time of the Merger, shares of Company restricted stock automatically vested and the restrictions thereon lapsed. This represents shares disposed of pursuant to the Merger Agreement and related transactions upon completion of the Merger. These dispositions are exempt under Rule 16b-3(e). |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.31 | Direct | 0 |
Reported balance
After 2017-11-17 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-11-17 · Exercise / conversion · Disposed 20,523 · Balance 0 F3: Pursuant to the Merger Agreement, these stock options were exercised immediately prior to the Merger and were net settled in shares. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.46 | Direct | 719 |
Reported balance
After 2017-11-17 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-11-17 · Exercise / conversion · Disposed 4,281 · Balance 719 F3: Pursuant to the Merger Agreement, these stock options were exercised immediately prior to the Merger and were net settled in shares. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.14 | Direct | 93,171 |
Reported balance
After 2017-11-17 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-11-17 · Exercise / conversion · Disposed 6,829 · Balance 93,171 F3: Pursuant to the Merger Agreement, these stock options were exercised immediately prior to the Merger and were net settled in shares. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.46 | Direct | 0 |
Reported balance
After 2017-11-17 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-11-17 · Disposition to issuer · Disposed 719 · Balance 0 F4: Immediately prior to the effective time of the Merger, each option to purchase shares of Company common stock that was then outstanding automatically vested and was cancelled and entitled the option holder to receive an amount in cash equal to the product of (i) the total number of shares of Company common stock subject to the option and (ii) the amount, if any, by which the $18.00 merger consideration exceeded the applicable exercise price per share of Company common stock underlying the option (less any applicable withholding taxes). |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.14 | Direct | 0 |
Reported balance
After 2017-11-17 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2017-11-17 · Disposition to issuer · Disposed 93,171 · Balance 0 F4: Immediately prior to the effective time of the Merger, each option to purchase shares of Company common stock that was then outstanding automatically vested and was cancelled and entitled the option holder to receive an amount in cash equal to the product of (i) the total number of shares of Company common stock subject to the option and (ii) the amount, if any, by which the $18.00 merger consideration exceeded the applicable exercise price per share of Company common stock underlying the option (less any applicable withholding taxes). |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by Lumos Networks Corp., a Delaware corporation (the "Company"), for net settlement of option cost for stock options exercised immediately prior to the Merger (defined below).
F2: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") among the Company, MTN Infrastructure TopCo, Inc., a Delaware corporation ("Parent"), and MTN Infrastructure BidCo, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), on November 17, 2017, Merger Sub merged with and into the Company, with the Company surviving as a wholly-owned subsidiary of Parent (the "Merger"). Immediately prior to the effective time of the Merger, shares of Company restricted stock automatically vested and the restrictions thereon lapsed. This represents shares disposed of pursuant to the Merger Agreement and related transactions upon completion of the Merger. These dispositions are exempt under Rule 16b-3(e).
F3: Pursuant to the Merger Agreement, these stock options were exercised immediately prior to the Merger and were net settled in shares.
F4: Immediately prior to the effective time of the Merger, each option to purchase shares of Company common stock that was then outstanding automatically vested and was cancelled and entitled the option holder to receive an amount in cash equal to the product of (i) the total number of shares of Company common stock subject to the option and (ii) the amount, if any, by which the $18.00 merger consideration exceeded the applicable exercise price per share of Company common stock underlying the option (less any applicable withholding taxes).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 25, 2022 Filed Feb 28, 2022 14:25 UTC | BlackSky Technology Inc. BKSY · Entity 5048 | PurchaseClass A Common Stock | 12,000 | $2.70 | $32,400.00 |
DisclosureSEC source: 0001753539-22-000006 · wf-form4_164605833704489.xml · nonDerivative · entry 1 BROEKHUYSEN JOHAN G · CIK 0001596139 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,146 F1 · security: 439,146 of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of a Class A Common Stock. The restricted stock units are granted pursuant to the BlackSky Technology Inc. 2021 Equity Incentive Plan. The number of restricted stock units was calculated based on the closing price of a share of BlackSky Technology Inc.'s Class A Common Stock on the New York Stock Exchange on December 10, 2021. The restricted stock units will vest as follows: one-fourth (1/4th) of the RSUs will vest on September 10th, 2022, and thereafter, one sixteenth (1/16th) of the total number of RSUs will be scheduled to vest quarterly on the 10th day of the third month of each quarter (March 10, June 10, September 10, December 10), in each case subject to the Reporting Person continuing to be a service provider through the applicable vesting date. Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 17:50 UTC | BlackSky Technology Inc. BKSY · Entity 5048 | GrantOptions (Right To Buy) · Derivative | 878,292 | $0.00 Strike: $7.97 | $0.00 |
DisclosureSEC source: 0001753539-21-000021 · wf-form4_164028180742557.xml · derivative · entry 2 BROEKHUYSEN JOHAN G · CIK 0001596139 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 878,292 Underlying: Class A Common Stock · 878,292 shares Expires 2031-12-21 F2 · derivative.exercise_date: Each Option represents a right to purchase the underlying securities of the Issuer reported in Table II. The options are granted pursuant to the BlackSky Technology Inc. 2021 Equity Incentive Plan. The number of options and exercise price for the options was calculated based on the closing price of a share of BlackSky Technology Inc.'s Class A Common Stock on the New York Stock Exchange on December 10, 2021. The shares subject to the Option will vest as follows: one fourth (1/4th) of the award will vest on the September 10, 2022 and thereafter, one forty-eighth (1/48th) of the award will be scheduled to vest monthly on the 10th day of each month, subject to the Reporting Person continuing to be a service provider through the applicable vesting date. Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 17:50 UTC | BlackSky Technology Inc. BKSY · Entity 5048 | GrantClass A Common Stock | 439,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001753539-21-000021 · wf-form4_164028180742557.xml · nonDerivative · entry 1 BROEKHUYSEN JOHAN G · CIK 0001596139 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,146 F1 · security: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock. The restricted stock units are granted pursuant to the BlackSky Technology Inc. 2021 Equity Incentive Plan. The number of restricted stock units was calculated based on the closing price of a share of BlackSky Technology Inc.'s Class A Common Stock on the New York Stock Exchange on December 10, 2021. The restricted stock units will vest as follows: one-fourth (1/4th) of the RSUs will vest on September 10th, 2022, and thereafter, one sixteenth (1/16th) of the total number of RSUs will be scheduled to vest quarterly on the 10th day of the third month of each quarter (March 10, June 10, September 10, December 10), in each case subject to the Reporting Person continuing to be a service provider through the applicable vesting date. Read SEC document |
| November 17, 2017 Filed Nov 17, 2017 15:33 UTC | Lumos Networks Corp. LMOS · Entity 171771 | Disposition to issuerStock Option (Right to Buy) · Derivative | 93,171 | Not disclosed Strike: $16.14 | Not disclosed |
DisclosureSEC source: 0001127602-17-032583 · form4.xml · derivative · entry 11 BROEKHUYSEN JOHAN G · CIK 0001596139 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 93,171 shares Expires not disclosed F4 · kind: Immediately prior to the effective time of the Merger, each option to purchase shares of Company common stock that was then outstanding automatically vested and was cancelled and entitled the option holder to receive an amount in cash equal to the product of (i) the total number of shares of Company common stock subject to the option and (ii) the amount, if any, by which the $18.00 merger consideration exceeded the applicable exercise price per share of Company common stock underlying the option (less any applicable withholding taxes). F4 · price: Immediately prior to the effective time of the Merger, each option to purchase shares of Company common stock that was then outstanding automatically vested and was cancelled and entitled the option holder to receive an amount in cash equal to the product of (i) the total number of shares of Company common stock subject to the option and (ii) the amount, if any, by which the $18.00 merger consideration exceeded the applicable exercise price per share of Company common stock underlying the option (less any applicable withholding taxes). F4 · derivative.exercise_date: Immediately prior to the effective time of the Merger, each option to purchase shares of Company common stock that was then outstanding automatically vested and was cancelled and entitled the option holder to receive an amount in cash equal to the product of (i) the total number of shares of Company common stock subject to the option and (ii) the amount, if any, by which the $18.00 merger consideration exceeded the applicable exercise price per share of Company common stock underlying the option (less any applicable withholding taxes). F4 · derivative.expiration_date: Immediately prior to the effective time of the Merger, each option to purchase shares of Company common stock that was then outstanding automatically vested and was cancelled and entitled the option holder to receive an amount in cash equal to the product of (i) the total number of shares of Company common stock subject to the option and (ii) the amount, if any, by which the $18.00 merger consideration exceeded the applicable exercise price per share of Company common stock underlying the option (less any applicable withholding taxes). Read SEC document |
| November 17, 2017 Filed Nov 17, 2017 15:33 UTC | Lumos Networks Corp. LMOS · Entity 171771 | Disposition to issuerStock Option (Right to Buy) · Derivative | 719 | Not disclosed Strike: $13.46 | Not disclosed |
DisclosureSEC source: 0001127602-17-032583 · form4.xml · derivative · entry 10 BROEKHUYSEN JOHAN G · CIK 0001596139 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 719 shares Expires not disclosed F4 · kind: Immediately prior to the effective time of the Merger, each option to purchase shares of Company common stock that was then outstanding automatically vested and was cancelled and entitled the option holder to receive an amount in cash equal to the product of (i) the total number of shares of Company common stock subject to the option and (ii) the amount, if any, by which the $18.00 merger consideration exceeded the applicable exercise price per share of Company common stock underlying the option (less any applicable withholding taxes). F4 · price: Immediately prior to the effective time of the Merger, each option to purchase shares of Company common stock that was then outstanding automatically vested and was cancelled and entitled the option holder to receive an amount in cash equal to the product of (i) the total number of shares of Company common stock subject to the option and (ii) the amount, if any, by which the $18.00 merger consideration exceeded the applicable exercise price per share of Company common stock underlying the option (less any applicable withholding taxes). F4 · derivative.exercise_date: Immediately prior to the effective time of the Merger, each option to purchase shares of Company common stock that was then outstanding automatically vested and was cancelled and entitled the option holder to receive an amount in cash equal to the product of (i) the total number of shares of Company common stock subject to the option and (ii) the amount, if any, by which the $18.00 merger consideration exceeded the applicable exercise price per share of Company common stock underlying the option (less any applicable withholding taxes). F4 · derivative.expiration_date: Immediately prior to the effective time of the Merger, each option to purchase shares of Company common stock that was then outstanding automatically vested and was cancelled and entitled the option holder to receive an amount in cash equal to the product of (i) the total number of shares of Company common stock subject to the option and (ii) the amount, if any, by which the $18.00 merger consideration exceeded the applicable exercise price per share of Company common stock underlying the option (less any applicable withholding taxes). Read SEC document |
| November 17, 2017 Filed Nov 17, 2017 15:33 UTC | Lumos Networks Corp. LMOS · Entity 171771 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,829 | $0.00 Strike: $16.14 | $0.00 |
DisclosureSEC source: 0001127602-17-032583 · form4.xml · derivative · entry 9 BROEKHUYSEN JOHAN G · CIK 0001596139 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,171 Underlying: Common Stock · 6,829 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, these stock options were exercised immediately prior to the Merger and were net settled in shares. F3 · derivative.expiration_date: Pursuant to the Merger Agreement, these stock options were exercised immediately prior to the Merger and were net settled in shares. Read SEC document |
| November 17, 2017 Filed Nov 17, 2017 15:33 UTC | Lumos Networks Corp. LMOS · Entity 171771 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,281 | $0.00 Strike: $13.46 | $0.00 |
DisclosureSEC source: 0001127602-17-032583 · form4.xml · derivative · entry 8 BROEKHUYSEN JOHAN G · CIK 0001596139 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 719 Underlying: Common Stock · 4,281 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, these stock options were exercised immediately prior to the Merger and were net settled in shares. F3 · derivative.expiration_date: Pursuant to the Merger Agreement, these stock options were exercised immediately prior to the Merger and were net settled in shares. Read SEC document |
| November 17, 2017 Filed Nov 17, 2017 15:33 UTC | Lumos Networks Corp. LMOS · Entity 171771 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,523 | $0.00 Strike: $11.31 | $0.00 |
DisclosureSEC source: 0001127602-17-032583 · form4.xml · derivative · entry 7 BROEKHUYSEN JOHAN G · CIK 0001596139 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,523 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, these stock options were exercised immediately prior to the Merger and were net settled in shares. F3 · derivative.expiration_date: Pursuant to the Merger Agreement, these stock options were exercised immediately prior to the Merger and were net settled in shares. Read SEC document |
| November 17, 2017 Filed Nov 17, 2017 15:33 UTC | Lumos Networks Corp. LMOS · Entity 171771 | Disposition to issuerCommon Stock, Par Value $0.01 Per Share | 2,149.78 | $18.00 | $38,696.04 |
DisclosureSEC source: 0001127602-17-032583 · form4.xml · nonDerivative · entry 6 BROEKHUYSEN JOHAN G · CIK 0001596139 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) plan Disclosed balance after: 0 F2 · kind: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") among the Company, MTN Infrastructure TopCo, Inc., a Delaware corporation ("Parent"), and MTN Infrastructure BidCo, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), on November 17, 2017, Merger Sub merged with and into the Company, with the Company surviving as a wholly-owned subsidiary of Parent (the "Merger"). Immediately prior to the effective time of the Merger, shares of Company restricted stock automatically vested and the restrictions thereon lapsed. This represents shares disposed of pursuant to the Merger Agreement and related transactions upon completion of the Merger. These dispositions are exempt under Rule 16b-3(e). F2 · shares: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") among the Company, MTN Infrastructure TopCo, Inc., a Delaware corporation ("Parent"), and MTN Infrastructure BidCo, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), on November 17, 2017, Merger Sub merged with and into the Company, with the Company surviving as a wholly-owned subsidiary of Parent (the "Merger"). Immediately prior to the effective time of the Merger, shares of Company restricted stock automatically vested and the restrictions thereon lapsed. This represents shares disposed of pursuant to the Merger Agreement and related transactions upon completion of the Merger. These dispositions are exempt under Rule 16b-3(e). Read SEC document |
| November 17, 2017 Filed Nov 17, 2017 15:33 UTC | Lumos Networks Corp. LMOS · Entity 171771 | Disposition to issuerCommon Stock, Par Value $0.01 Per Share | 129,019 | $18.00 | $2,322,342.00 |
DisclosureSEC source: 0001127602-17-032583 · form4.xml · nonDerivative · entry 5 BROEKHUYSEN JOHAN G · CIK 0001596139 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") among the Company, MTN Infrastructure TopCo, Inc., a Delaware corporation ("Parent"), and MTN Infrastructure BidCo, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), on November 17, 2017, Merger Sub merged with and into the Company, with the Company surviving as a wholly-owned subsidiary of Parent (the "Merger"). Immediately prior to the effective time of the Merger, shares of Company restricted stock automatically vested and the restrictions thereon lapsed. This represents shares disposed of pursuant to the Merger Agreement and related transactions upon completion of the Merger. These dispositions are exempt under Rule 16b-3(e). F2 · shares: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") among the Company, MTN Infrastructure TopCo, Inc., a Delaware corporation ("Parent"), and MTN Infrastructure BidCo, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), on November 17, 2017, Merger Sub merged with and into the Company, with the Company surviving as a wholly-owned subsidiary of Parent (the "Merger"). Immediately prior to the effective time of the Merger, shares of Company restricted stock automatically vested and the restrictions thereon lapsed. This represents shares disposed of pursuant to the Merger Agreement and related transactions upon completion of the Merger. These dispositions are exempt under Rule 16b-3(e). Read SEC document |
| November 17, 2017 Filed Nov 17, 2017 15:33 UTC | Lumos Networks Corp. LMOS · Entity 171771 | Tax withholdingCommon Stock, Par Value $0.01 Per Share | 22,219 | $18.00 | $399,942.00 |
DisclosureSEC source: 0001127602-17-032583 · form4.xml · nonDerivative · entry 4 BROEKHUYSEN JOHAN G · CIK 0001596139 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,019 F1 · shares: Shares withheld by Lumos Networks Corp., a Delaware corporation (the "Company"), for net settlement of option cost for stock options exercised immediately prior to the Merger (defined below). Read SEC document |
| November 17, 2017 Filed Nov 17, 2017 15:33 UTC | Lumos Networks Corp. LMOS · Entity 171771 | Exercise / conversionCommon Stock, Par Value $0.01 Per Share | 6,829 | $16.14 | $110,220.06 |
DisclosureSEC source: 0001127602-17-032583 · form4.xml · nonDerivative · entry 3 BROEKHUYSEN JOHAN G · CIK 0001596139 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,238 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2017 Filed Nov 17, 2017 15:33 UTC | Lumos Networks Corp. LMOS · Entity 171771 | Exercise / conversionCommon Stock, Par Value $0.01 Per Share | 4,281 | $13.46 | $57,622.26 |
DisclosureSEC source: 0001127602-17-032583 · form4.xml · nonDerivative · entry 2 BROEKHUYSEN JOHAN G · CIK 0001596139 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,409 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2017 Filed Nov 17, 2017 15:33 UTC | Lumos Networks Corp. LMOS · Entity 171771 | Exercise / conversionCommon Stock, Par Value $0.01 Per Share | 20,523 | $11.31 | $232,115.13 |
DisclosureSEC source: 0001127602-17-032583 · form4.xml · nonDerivative · entry 1 BROEKHUYSEN JOHAN G · CIK 0001596139 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2017 Filed Oct 5, 2017 16:05 UTC | Lumos Networks Corp. LMOS · Entity 171771 | Tax withholdingCommon Stock, Par Value $0.01 Per Share | 13,768 | $17.93 | $246,791.40 |
DisclosureSEC source: 0001127602-17-029435 · form4.xml · nonDerivative · entry 1 BROEKHUYSEN JOHAN G · CIK 0001596139 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,605 F1 · shares: Shares sold back to the Company for settlement of tax withholding obligations upon vesting of restricted stock. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 17:04 UTC | Lumos Networks Corp. LMOS · Entity 171771 | Tax withholdingCommon Stock, Par Value $0.01 Per Share | 1,686 | $17.64 | $29,741.04 |
DisclosureSEC source: 0001127602-17-013182 · form4.xml · nonDerivative · entry 1 BROEKHUYSEN JOHAN G · CIK 0001596139 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,373 F1 · shares: Shares sold back to the Company for settlement of tax withholding obligations upon vesting of restricted stock. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 17:03 UTC | Lumos Networks Corp. LMOS · Entity 171771 | Tax withholdingCommon Stock, Par Value $0.01 Per Share | 4,156 | $17.70 | $73,561.20 |
DisclosureSEC source: 0001127602-17-010643 · form4.xml · nonDerivative · entry 2 BROEKHUYSEN JOHAN G · CIK 0001596139 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,059 F2 · shares: Shares sold back to the Company for settlement of tax withholding obligations upon grant of immediately vested stock. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 17:03 UTC | Lumos Networks Corp. LMOS · Entity 171771 | GrantCommon Stock, Par Value $0.01 Per Share | 12,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-010643 · form4.xml · nonDerivative · entry 1 BROEKHUYSEN JOHAN G · CIK 0001596139 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,215 F1 · shares: Shares granted pursuant to the Company's 2016 Team Incentive Plan. These shares fully vested upon issuance. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:44 UTC | Lumos Networks Corp. LMOS · Entity 171771 | Tax withholdingCommon Stock, Par Value $0.01 Per Share | 879 | $17.73 | $15,584.67 |
DisclosureSEC source: 0001127602-17-010210 · form4.xml · nonDerivative · entry 1 BROEKHUYSEN JOHAN G · CIK 0001596139 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,843 F1 · shares: Shares sold back to the Company for settlement of tax withholding obligations upon vesting of restricted stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.