Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Happen, Inc.
Report date September 01, 2021 · Filed March 02, 2022
Section 16 reporting ended · disclosed 2022-03-02. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 25, 2019 Filed May 29, 2019 23:27 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 22,464 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-020206 · form4.xml · derivative · entry 6 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,961 Underlying: Common Stock · 22,464 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date F4 · derivative.expiration_date: Not applicable Read SEC document |
| May 25, 2019 Filed May 29, 2019 23:27 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 74,184 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-020206 · form4.xml · derivative · entry 5 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 890,208 Underlying: Common Stock · 74,184 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable Read SEC document |
| May 25, 2019 Filed May 29, 2019 23:27 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 11,828 | $3.09 | $36,548.52 |
DisclosureSEC source: 0001127602-19-020206 · form4.xml · nonDerivative · entry 4 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,516 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2019 Filed May 29, 2019 23:27 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 22,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-020206 · form4.xml · nonDerivative · entry 3 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2019 Filed May 29, 2019 23:27 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 39,058 | $3.09 | $120,689.22 |
DisclosureSEC source: 0001127602-19-020206 · form4.xml · nonDerivative · entry 2 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,880 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2019 Filed May 29, 2019 23:27 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 74,184 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-020206 · form4.xml · nonDerivative · entry 1 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:53 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 17,563 | $2.98 | $52,358.82 |
DisclosureSEC source: 0001127602-19-009505 · form4.xml · nonDerivative · entry 1 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,754 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $2.96 to $3.03. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 02:29 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 74,184 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008589 · form4.xml · derivative · entry 4 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 964,392 Underlying: Common Stock · 74,184 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 02:29 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 39,058 | $3.13 | $122,251.54 |
DisclosureSEC source: 0001127602-19-008589 · form4.xml · nonDerivative · entry 2 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,317 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 02:29 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 74,184 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008589 · form4.xml · nonDerivative · entry 1 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 24, 2019 Filed Feb 27, 2019 02:29 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 359,425 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008589 · form4.xml · derivative · entry 3 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,425 Underlying: Common Stock · 359,425 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2018 Filed Nov 28, 2018 01:20 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 74,184 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034539 · form4.xml · derivative · entry 3 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,038,576 Underlying: Common Stock · 74,184 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F3 · derivative.expiration_date: The RSUs vested as to 6.25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| November 25, 2018 Filed Nov 28, 2018 01:20 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 25,653 | $3.47 | $89,015.91 |
DisclosureSEC source: 0001127602-18-034539 · form4.xml · nonDerivative · entry 2 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,191 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2018 Filed Nov 28, 2018 01:20 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 74,184 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034539 · form4.xml · nonDerivative · entry 1 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 22:16 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 74,184 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026427 · form4.xml · derivative · entry 3 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,112,760 Underlying: Common Stock · 74,184 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F3 · derivative.expiration_date: The RSUs vested as to 6.25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 22:16 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 25,524 | $3.84 | $98,012.16 |
DisclosureSEC source: 0001127602-18-026427 · form4.xml · nonDerivative · entry 2 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,660 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 22:16 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 74,184 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026427 · form4.xml · nonDerivative · entry 1 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,184 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 26, 2018 Filed May 30, 2018 21:13 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 1,186,944 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019249 · form4.xml · derivative · entry 1 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,186,944 Underlying: Common Stock · 1,186,944 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. The RSUs will vest as to 6.25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. The RSUs will vest as to 6.25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.