Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Happen, Inc.
Report date September 01, 2021 · Filed March 02, 2022
Section 16 reporting ended · disclosed 2022-03-02. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 25, 2020 Filed Nov 30, 2020 23:40 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 806 | $7.51 | $6,053.06 |
DisclosureSEC source: 0001127602-20-030130 · form4.xml · nonDerivative · entry 6 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,870 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 23:40 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 1,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030130 · form4.xml · nonDerivative · entry 5 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,676 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 23:40 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 2,366 | $7.51 | $17,768.66 |
DisclosureSEC source: 0001127602-20-030130 · form4.xml · nonDerivative · entry 4 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,147 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 23:40 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 4,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030130 · form4.xml · nonDerivative · entry 3 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 23:40 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 7,812 | $7.51 | $58,668.12 |
DisclosureSEC source: 0001127602-20-030130 · form4.xml · nonDerivative · entry 2 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,020 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 23:40 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 14,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030130 · form4.xml · nonDerivative · entry 1 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 23:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,298 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-024342 · form4.xml · derivative · entry 12 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,172 Underlying: Common Stock · 6,298 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 23:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 1,530 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-024342 · form4.xml · derivative · entry 11 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,647 Underlying: Common Stock · 1,530 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F4 · derivative.expiration_date: Not applicable Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 23:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,492 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-024342 · form4.xml · derivative · entry 10 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,929 Underlying: Common Stock · 4,492 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 23:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 14,837 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-024342 · form4.xml · derivative · entry 9 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,858 Underlying: Common Stock · 14,837 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 23:37 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 3,316 | $5.62 | $18,635.92 |
DisclosureSEC source: 0001127602-20-024342 · form4.xml · nonDerivative · entry 8 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,995 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 23:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 6,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-024342 · form4.xml · nonDerivative · entry 7 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 23:37 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 807 | $5.62 | $4,535.34 |
DisclosureSEC source: 0001127602-20-024342 · form4.xml · nonDerivative · entry 6 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,013 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 23:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 1,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-024342 · form4.xml · nonDerivative · entry 5 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,820 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 23:37 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 2,366 | $5.62 | $13,296.92 |
DisclosureSEC source: 0001127602-20-024342 · form4.xml · nonDerivative · entry 4 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,290 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 23:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 4,492 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-024342 · form4.xml · nonDerivative · entry 3 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 23:37 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 7,812 | $5.62 | $43,903.44 |
DisclosureSEC source: 0001127602-20-024342 · form4.xml · nonDerivative · entry 2 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,164 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 23:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 14,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-024342 · form4.xml · nonDerivative · entry 1 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,976 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:11 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,298 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018018 · form4.xml · derivative · entry 12 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,470 Underlying: Common Stock · 6,298 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:11 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 3,057 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018018 · form4.xml · derivative · entry 11 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,177 Underlying: Common Stock · 3,057 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F4 · derivative.expiration_date: Not applicable Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:11 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,493 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018018 · form4.xml · derivative · entry 10 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,421 Underlying: Common Stock · 4,493 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:11 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 14,837 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018018 · form4.xml · derivative · entry 9 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,695 Underlying: Common Stock · 14,837 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:11 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 3,316 | $5.26 | $17,442.16 |
DisclosureSEC source: 0001127602-20-018018 · form4.xml · nonDerivative · entry 8 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,139 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:11 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 6,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018018 · form4.xml · nonDerivative · entry 7 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,455 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:11 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 1,610 | $5.26 | $8,468.60 |
DisclosureSEC source: 0001127602-20-018018 · form4.xml · nonDerivative · entry 6 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,157 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:11 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 3,057 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018018 · form4.xml · nonDerivative · entry 5 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,767 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:11 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 2,366 | $5.26 | $12,445.16 |
DisclosureSEC source: 0001127602-20-018018 · form4.xml · nonDerivative · entry 4 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,710 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:11 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 4,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018018 · form4.xml · nonDerivative · entry 3 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,076 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:11 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 7,812 | $5.26 | $41,091.12 |
DisclosureSEC source: 0001127602-20-018018 · form4.xml · nonDerivative · entry 2 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,583 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:11 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 14,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018018 · form4.xml · nonDerivative · entry 1 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 23:43 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 12,234 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-010947 · form4.xml · derivative · entry 1 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,234 Underlying: Common Stock · 12,234 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan as a result of the Issuer's achievement of certain performance criteria for 2019/2020. The RSUs will vest as to 25% of the total shares on May 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F3 · derivative.expiration_date: Not applicable Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 23:39 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 100,768 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008412 · form4.xml · derivative · entry 1 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,768 Underlying: Common Stock · 100,768 shares Expires not disclosed F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 00:17 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,493 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008202 · form4.xml · derivative · entry 6 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,914 Underlying: Common Stock · 4,493 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 00:17 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 14,837 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008202 · form4.xml · derivative · entry 5 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,532 Underlying: Common Stock · 14,837 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 00:17 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 2,366 | $11.87 | $28,084.42 |
DisclosureSEC source: 0001127602-20-008202 · form4.xml · nonDerivative · entry 4 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,558 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 00:17 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 4,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008202 · form4.xml · nonDerivative · entry 3 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 00:17 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 7,812 | $11.87 | $92,728.44 |
DisclosureSEC source: 0001127602-20-008202 · form4.xml · nonDerivative · entry 2 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,431 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 00:17 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 14,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008202 · form4.xml · nonDerivative · entry 1 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 23:02 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,493 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033830 · form4.xml · derivative · entry 6 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,407 Underlying: Common Stock · 4,493 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 23:02 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 14,836 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033830 · form4.xml · derivative · entry 5 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,369 Underlying: Common Stock · 14,836 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 23:02 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 2,366 | $13.08 | $30,947.28 |
DisclosureSEC source: 0001127602-19-033830 · form4.xml · nonDerivative · entry 4 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,406 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 23:02 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 4,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033830 · form4.xml · nonDerivative · entry 3 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 23:02 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 7,812 | $13.08 | $102,180.96 |
DisclosureSEC source: 0001127602-19-033830 · form4.xml · nonDerivative · entry 2 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,279 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 23:02 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 14,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033830 · form4.xml · nonDerivative · entry 1 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2019 Filed Aug 28, 2019 00:27 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,493 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-027485 · form4.xml · derivative · entry 6 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,900 Underlying: Common Stock · 4,493 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable F2 · balance_after: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| August 25, 2019 Filed Aug 28, 2019 00:27 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 14,837 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-027485 · form4.xml · derivative · entry 5 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,205 Underlying: Common Stock · 14,837 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable F2 · balance_after: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| August 25, 2019 Filed Aug 28, 2019 00:27 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 2,366 | $13.06 | $30,899.96 |
DisclosureSEC source: 0001127602-19-027485 · form4.xml · nonDerivative · entry 4 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,255 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2019 Filed Aug 28, 2019 00:27 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 4,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-027485 · form4.xml · nonDerivative · entry 3 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2019 Filed Aug 28, 2019 00:27 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 7,812 | $13.06 | $102,024.72 |
DisclosureSEC source: 0001127602-19-027485 · form4.xml · nonDerivative · entry 2 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,128 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2019 Filed Aug 28, 2019 00:27 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 14,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-027485 · form4.xml · nonDerivative · entry 1 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · balance_after: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.