Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Essential Utilities, Inc.WTRG · Entity 3473 | Chief Operating Officer | February 28, 2022 | March 02, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Essential Utilities, Inc.
Report date February 28, 2022 · Filed March 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 32,123 |
Reported balance
After 2022-02-28 transaction · row 1
1 source rowRow 1 · 2022-02-28 · Tax withholding · Disposed 1,191 · Balance 32,123 F1: Disposition to issuer for tax obligations upon the vesting of restricted stock units. |
| Common Stock 401kSEC Table I · non-derivative | Indirect401k | 5,762.18 |
Reported balance
Holding disclosure · report date 2022-02-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,762.18 |
Filing footnotes · ownership attribution and instrument terms
F1: Disposition to issuer for tax obligations upon the vesting of restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2022 Filed Mar 2, 2022 23:01 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | Tax withholdingCommon Stock | 1,191 | $47.46 | $56,518.91 |
DisclosureSEC source: 0001127602-22-007818 · form4.xml · nonDerivative · entry 1 FOX RICHARD SCOTT · CIK 0001649070 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,123 F1 · shares: Disposition to issuer for tax obligations upon the vesting of restricted stock units. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 22:21 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantStock Options (Right to Buy) · Derivative | 6,973 | $45.19 Strike: $45.19 | $315,109.87 |
DisclosureSEC source: 0001127602-22-005781 · form4.xml · derivative · entry 3 FOX RICHARD SCOTT · CIK 0001649070 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,973 Underlying: Common Stock · 6,973 shares Expires 2032-02-16 F3 · shares: Grant of 6,973 shares of stock options which vest one-third each year on the anniversary of the grant, subject to achievement of designated performance goals. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 22:21 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantCommon Stock | 3,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-005781 · form4.xml · nonDerivative · entry 1 FOX RICHARD SCOTT · CIK 0001649070 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,314 F1 · shares: Represents award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units vest on 02/16/2025. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 22:02 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | Tax withholdingCommon Stock | 907 | $43.77 | $39,694.86 |
DisclosureSEC source: 0001127602-21-011449 · form4.xml · nonDerivative · entry 1 FOX RICHARD SCOTT · CIK 0001649070 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,566 F1 · shares: Disposition to issuer for tax obligations upon the vesting of restricted stock units. Read SEC document |
| February 27, 2021 Filed Mar 2, 2021 23:06 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | Tax withholdingCommon Stock | 4,222 | $42.81 | $180,743.82 |
DisclosureSEC source: 0001127602-21-008867 · form4.xml · nonDerivative · entry 2 FOX RICHARD SCOTT · CIK 0001649070 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,473 F2 · shares: Disposition to issuer for tax obligations upon the vesting of restricted stock units and performance-based units. Read SEC document |
| February 27, 2021 Filed Mar 2, 2021 23:06 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantCommon Stock | 8,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008867 · form4.xml · nonDerivative · entry 1 FOX RICHARD SCOTT · CIK 0001649070 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,695 F1 · shares: Represents acquisition of shares upon the earning and vesting of performance-based share units awarded on 02/27/2018. Vesting determination was made by the Compensation Committee on 2/10/2021. Represents vesting at 175.00% of target. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:57 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantCommon Stock | 4,751 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008131 · form4.xml · nonDerivative · entry 1 FOX RICHARD SCOTT · CIK 0001649070 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,175 F1 · shares: Represents award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units vest on 02/24/2024. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 13:21 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | SaleCommon Stock | 5,310 | $45.70 | $242,651.07 |
DisclosureSEC source: 0001127602-20-028684 · form4.xml · nonDerivative · entry 1 FOX RICHARD SCOTT · CIK 0001649070 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,424 Read SEC document |
| July 22, 2020 Filed Jul 24, 2020 20:33 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | SaleCommon Stock | 1,000 | $45.00 | $45,000.00 |
DisclosureSEC source: 0001127602-20-022094 · form4.xml · nonDerivative · entry 1 FOX RICHARD SCOTT · CIK 0001649070 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,734 F1 · shares: Disposition is part of a previously set up transaction from a 10b5-1 plan. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 19:24 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | SaleCommon Stock | 2,000 | $42.24 | $84,480.00 |
DisclosureSEC source: 0001127602-20-021144 · form4.xml · nonDerivative · entry 1 FOX RICHARD SCOTT · CIK 0001649070 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,734 F1 · shares: Disposition is part of a previously set up transaction from a 10b5-1 plan. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 21:13 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | SaleCommon Stock | 5,000 | $38.96 | $194,800.00 |
DisclosureSEC source: 0001127602-20-012796 · form4.xml · nonDerivative · entry 1 FOX RICHARD SCOTT · CIK 0001649070 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,734 F1 · shares: Disposition is part of a previously set up transaction from a 10b5-1 plan. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 21:04 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantCommon Stock | 2,988 | $33.47 | $100,008.36 |
DisclosureSEC source: 0001127602-20-011282 · form4.xml · nonDerivative · entry 1 FOX RICHARD SCOTT · CIK 0001649070 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,734 Read SEC document |
| February 26, 2020 Filed Feb 29, 2020 00:29 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantCommon Stock | 4,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008445 · form4.xml · nonDerivative · entry 3 FOX RICHARD SCOTT · CIK 0001649070 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,746 Read SEC document |
| February 24, 2020 Filed Feb 29, 2020 00:29 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | Tax withholdingCommon Stock | 6,040 | $53.32 | $322,052.80 |
DisclosureSEC source: 0001127602-20-008445 · form4.xml · nonDerivative · entry 2 FOX RICHARD SCOTT · CIK 0001649070 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,690 Read SEC document |
| February 24, 2020 Filed Feb 29, 2020 00:29 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantCommon Stock | 9,615 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008445 · form4.xml · nonDerivative · entry 1 FOX RICHARD SCOTT · CIK 0001649070 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,730 Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 22:07 UTC | Essential Utilities, Inc. WTR · Entity 3473 | GrantStock Options (Right to Buy) · Derivative | 56,273 | $35.94 Strike: $35.94 | $2,022,451.62 |
DisclosureSEC source: 0001127602-19-009557 · form4.xml · derivative · entry 5 FOX RICHARD SCOTT · CIK 0001649070 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,273 Underlying: Common Stock · 56,273 shares Expires 2029-02-28 F5 · shares: Grant of 56,273 shares of stock options which vest one-third each year on the anniversary of the grant, subject to achievement of designated performance goals. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 22:07 UTC | Essential Utilities, Inc. WTR · Entity 3473 | GrantCommon Stock | 3,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-009557 · form4.xml · nonDerivative · entry 3 FOX RICHARD SCOTT · CIK 0001649070 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,116 F3 · shares: Represents award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units vest on February 28, 2022. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 22:07 UTC | Essential Utilities, Inc. WTR · Entity 3473 | Tax withholdingCommon Stock | 2,831 | $35.61 | $100,797.76 |
DisclosureSEC source: 0001127602-19-009557 · form4.xml · nonDerivative · entry 2 FOX RICHARD SCOTT · CIK 0001649070 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,450 F2 · shares: Disposition to issuer for tax obligations upon the vesting of restricted stock units and performance-based units. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 22:07 UTC | Essential Utilities, Inc. WTR · Entity 3473 | GrantCommon Stock | 5,277 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-009557 · form4.xml · nonDerivative · entry 1 FOX RICHARD SCOTT · CIK 0001649070 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,281 F1 · shares: Represents acquisition of shares upon the earning and vesting of performance-based share units awarded on 02/21/2016. Vesting determination was made by the Compensation Committee on 2/28/2019. Represents vesting at 70.68% of target. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 23:12 UTC | Essential Utilities, Inc. WTR · Entity 3473 | PurchaseCommon Stock 401k | 3,095.63 | $32.35 | $100,143.63 |
DisclosureSEC source: 0001127602-18-033495 · form4.xml · nonDerivative · entry 1 FOX RICHARD SCOTT · CIK 0001649070 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 5,362.3 F1 · security: Includes shares acquired under the Company's 401k plan since the last filing. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 12:51 UTC Amendment | Essential Utilities, Inc. WTR · Entity 3473 | PurchaseCommon Stock 401k | 3,095.63 | $32.35 | $100,143.63 |
DisclosureSEC source: 0001127602-18-033574 · form4a.xml · nonDerivative · entry 1 FOX RICHARD SCOTT · CIK 0001649070 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 5,362.2978 F1 · balance_after: Includes shares acquired under the Company's 401k plan since the last filing. The amendment is being done to clarify the reporting person's total ownership position. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 16:47 UTC | Essential Utilities, Inc. WTR · Entity 3473 | GrantStock Options (Right to Buy) · Derivative | 8,940 | $34.51 Strike: $34.51 | $308,519.40 |
DisclosureSEC source: 0001127602-18-009285 · form4.xml · derivative · entry 3 FOX RICHARD SCOTT · CIK 0001649070 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,940 Underlying: Common Stock · 8,940 shares Expires 2028-02-27 F3 · shares: Grant of 8,940 shares of stock options which vest one-third each year on the anniversary of the grant. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 16:47 UTC | Essential Utilities, Inc. WTR · Entity 3473 | GrantCommon Stock | 3,241 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009285 · form4.xml · nonDerivative · entry 1 FOX RICHARD SCOTT · CIK 0001649070 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,004 F1 · shares: Represents award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units vest on February 27, 2021. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 18:37 UTC | Essential Utilities, Inc. WTR · Entity 3473 | Tax withholdingCommon Stock | 3,680 | $34.57 | $127,214.29 |
DisclosureSEC source: 0001127602-18-008617 · form4.xml · nonDerivative · entry 2 FOX RICHARD SCOTT · CIK 0001649070 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,763 F2 · shares: Disposition to issuer for tax obligations upon the vesting of restricted stock units and performance-based units. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 18:37 UTC | Essential Utilities, Inc. WTR · Entity 3473 | GrantCommon Stock | 5,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008617 · form4.xml · nonDerivative · entry 1 FOX RICHARD SCOTT · CIK 0001649070 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,443 F1 · shares: Represents acquisition of shares upon the earning and vesting of performance-based share units awarded on 02/23/2015. Represents vesting at 109.19% of target. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 21:01 UTC | Essential Utilities, Inc. WTR · Entity 3473 | SaleCommon Stock | 5,750 | $32.89 | $189,117.50 |
DisclosureSEC source: 0001127602-17-020947 · form4.xml · nonDerivative · entry 2 FOX RICHARD SCOTT · CIK 0001649070 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,038 Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 21:01 UTC | Essential Utilities, Inc. WTR · Entity 3473 | Exercise / conversionCommon Stock | 5,750 | $13.72 | $78,890.00 |
DisclosureSEC source: 0001127602-17-020947 · form4.xml · nonDerivative · entry 1 FOX RICHARD SCOTT · CIK 0001649070 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:23 UTC | Essential Utilities, Inc. WTR · Entity 3473 | Tax withholdingCommon Stock | 1,178 | $31.16 | $36,707.07 |
DisclosureSEC source: 0001127602-17-009337 · form4.xml · nonDerivative · entry 2 FOX RICHARD SCOTT · CIK 0001649070 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,038.54 F2 · shares: Disposition to issuer for tax obligations upon the vesting of restricted stock units and performance-based units. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:23 UTC | Essential Utilities, Inc. WTR · Entity 3473 | GrantCommon Stock | 1,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009337 · form4.xml · nonDerivative · entry 1 FOX RICHARD SCOTT · CIK 0001649070 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,216.54 F1 · shares: Represents acquisition of shares upon the earning and vesting of performance-based share units awarded on 02/27/2014. Represents vesting at 97.3% of target. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:30 UTC | Essential Utilities, Inc. WTR · Entity 3473 | GrantStock Options (Right to Buy) · Derivative | 6,958 | $30.47 Strike: $30.47 | $212,010.26 |
DisclosureSEC source: 0001127602-17-008292 · form4.xml · derivative · entry 3 FOX RICHARD SCOTT · CIK 0001649070 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,958 Underlying: Common Stock · 6,958 shares Expires 2027-02-22 F3 · shares: Grant of 6,958 shares of stock options which vest one-third each year on the anniversary of the grant. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:30 UTC | Essential Utilities, Inc. WTR · Entity 3473 | GrantCommon Stock | 3,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008292 · form4.xml · nonDerivative · entry 1 FOX RICHARD SCOTT · CIK 0001649070 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,757.54 F1 · shares: Represents award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units vest on February 22, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.