Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COMPASS MINERALS INTERNATIONAL INCCMP · Entity 4940 | Director | February 24, 2022 | March 02, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COMPASS MINERALS INTERNATIONAL INC
Report date February 24, 2022 · Filed March 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,280 |
Reported balance
After 2022-02-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-02-24 · Grant · Acquired 1,267 · Balance 33,280 F1: On 02/24/2022, 1,267 restricted stock units and 12,122 deferred stock units were distributed to the Reporting Person in the form of the Issuer's common stock. The Reporting Person's ownership amount has been adjusted for these distributions and includes 21,500 deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director and 10,513 common shares held by the Reporting Person. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-05-18 | Direct | 0 |
Reported balance
After 2022-02-24 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-02-24 · Exercise / conversion · Disposed 1,267 · Balance 0 F2: Represents restricted stock units granted to the Reporting Person on 05/18/2021. On 02/24/2022, a prorated portion of this award became vested and the remainder of this award was forfeited. F3: Restricted stock units distributed on 02/24/2022. The remainder of this award was forfeited. F4: The remaining 372 restricted stock units granted with this award have been forfeited. |
Filing footnotes · ownership attribution and instrument terms
F1: On 02/24/2022, 1,267 restricted stock units and 12,122 deferred stock units were distributed to the Reporting Person in the form of the Issuer's common stock. The Reporting Person's ownership amount has been adjusted for these distributions and includes 21,500 deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director and 10,513 common shares held by the Reporting Person.
F2: Represents restricted stock units granted to the Reporting Person on 05/18/2021. On 02/24/2022, a prorated portion of this award became vested and the remainder of this award was forfeited.
F3: Restricted stock units distributed on 02/24/2022. The remainder of this award was forfeited.
F4: The remaining 372 restricted stock units granted with this award have been forfeited.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
OMNOVA SOLUTIONS INC
Report date April 01, 2020 · Filed April 01, 2020
Section 16 reporting ended · disclosed 2020-04-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-04-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-04-01 · Disposition to issuer · Disposed 85,645 · Balance 0 F1: On July 3, 2019, OMNOVA Solutions Inc. ("OMNOVA") announced it had entered into an Agreement and Plan of Merger (the "Merger Agreement") with Synthomer plc, Spirit USA Holdings Inc., and Synthomer USA LLC, pursuant to which the Company would merge with and into Spirit USA Holdings Inc., a wholly-owned subsidiary of Synthomer, subject to shareholder and regulatory approvals and other customary conditions (the "Merger"). The Merger became effective on April 1, 2020. Under the terms of the Merger Agreement, each unvested restricted share unit granted by OMNOVA was converted into the right to receive $10.15 in cash, without interest (the "Merger Consideration"). F2: The Merger became effective on April 1, 2020. |
| Phantom SharesSEC Table II · derivative / convertible security | IndirectBy Plan | 0 |
Reported balance
After 2020-04-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-04-01 · Disposition to issuer · Disposed 47,819.015 · Balance 0 F3: Under the terms of the Merger Agreement, each phantom share issued by OMNOVA was converted into the right to receive the Merger Consideration. F2: The Merger became effective on April 1, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 3, 2019, OMNOVA Solutions Inc. ("OMNOVA") announced it had entered into an Agreement and Plan of Merger (the "Merger Agreement") with Synthomer plc, Spirit USA Holdings Inc., and Synthomer USA LLC, pursuant to which the Company would merge with and into Spirit USA Holdings Inc., a wholly-owned subsidiary of Synthomer, subject to shareholder and regulatory approvals and other customary conditions (the "Merger"). The Merger became effective on April 1, 2020. Under the terms of the Merger Agreement, each unvested restricted share unit granted by OMNOVA was converted into the right to receive $10.15 in cash, without interest (the "Merger Consideration").
F2: The Merger became effective on April 1, 2020.
F3: Under the terms of the Merger Agreement, each phantom share issued by OMNOVA was converted into the right to receive the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2017 Filed Jan 4, 2017 20:53 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 270 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-17-000011 · wf-form4_148358121223213.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,305 Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 15:42 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-16-000283 · wf-form4_148218014418360.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,301 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person. Read SEC document |
| November 11, 2016 Filed Nov 16, 2016 14:28 UTC | OMNOVA SOLUTIONS INC OMN · Entity 150196 | GrantPhantom Shares · Derivative | 3,448.276 | $8.70 | $30,000.00 |
DisclosureSEC source: 0001209191-16-150450 · doc4.xml · derivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Plan Disclosed balance after: 39,920.814 Underlying: Common Stock · 3,448.276 shares Expires not disclosed F1 · security: The Phantom shares were acquired under the OMNOVA Solutions Stock Fund of the OMNOVA Solutions Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan"). Under the terms of the Plan, each nonemployee director may elect, prior to the calendar year in which fees are earned, to defer all or a portion of his or her annual retainer, chairman's fees, and presiding director fees into one or more investment options available under the Plan, including the OMNOVA Solutions Stock Fund. Phantom shares are credited to a director's account based on the number of OMNOVA common shares that could have been purchased with the amount deferred at the closing price per share on the New York Stock Exchange on the date that the director's fees would otherwise have been payable to him. F2 · derivative.exercise_price: Phantom shares are payable in cash in a lump sum or in up to ten annual installments (as elected by the director), except under certain circumstances where the Plan provides for earlier distribution of his or her account balance. F2 · derivative.exercise_date: Phantom shares are payable in cash in a lump sum or in up to ten annual installments (as elected by the director), except under certain circumstances where the Plan provides for earlier distribution of his or her account balance. F2 · derivative.expiration_date: Phantom shares are payable in cash in a lump sum or in up to ten annual installments (as elected by the director), except under certain circumstances where the Plan provides for earlier distribution of his or her account balance. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 19:02 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 289 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-16-000245 · wf-form4_147562215220537.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,035 Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 16:18 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 119 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-16-000226 · wf-form4_147405708081856.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,201 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. These deferred stock units were previously mischaracterized as indirect holdings of the Reporting Person, rather than direct holdings of the Reporting Person. F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.