Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COMPASS MINERALS INTERNATIONAL INCCMP · Entity 4940 | Director | February 24, 2022 | March 02, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COMPASS MINERALS INTERNATIONAL INC
Report date February 24, 2022 · Filed March 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,280 |
Reported balance
After 2022-02-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-02-24 · Grant · Acquired 1,267 · Balance 33,280 F1: On 02/24/2022, 1,267 restricted stock units and 12,122 deferred stock units were distributed to the Reporting Person in the form of the Issuer's common stock. The Reporting Person's ownership amount has been adjusted for these distributions and includes 21,500 deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director and 10,513 common shares held by the Reporting Person. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-05-18 | Direct | 0 |
Reported balance
After 2022-02-24 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-02-24 · Exercise / conversion · Disposed 1,267 · Balance 0 F2: Represents restricted stock units granted to the Reporting Person on 05/18/2021. On 02/24/2022, a prorated portion of this award became vested and the remainder of this award was forfeited. F3: Restricted stock units distributed on 02/24/2022. The remainder of this award was forfeited. F4: The remaining 372 restricted stock units granted with this award have been forfeited. |
Filing footnotes · ownership attribution and instrument terms
F1: On 02/24/2022, 1,267 restricted stock units and 12,122 deferred stock units were distributed to the Reporting Person in the form of the Issuer's common stock. The Reporting Person's ownership amount has been adjusted for these distributions and includes 21,500 deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director and 10,513 common shares held by the Reporting Person.
F2: Represents restricted stock units granted to the Reporting Person on 05/18/2021. On 02/24/2022, a prorated portion of this award became vested and the remainder of this award was forfeited.
F3: Restricted stock units distributed on 02/24/2022. The remainder of this award was forfeited.
F4: The remaining 372 restricted stock units granted with this award have been forfeited.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
OMNOVA SOLUTIONS INC
Report date April 01, 2020 · Filed April 01, 2020
Section 16 reporting ended · disclosed 2020-04-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-04-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-04-01 · Disposition to issuer · Disposed 85,645 · Balance 0 F1: On July 3, 2019, OMNOVA Solutions Inc. ("OMNOVA") announced it had entered into an Agreement and Plan of Merger (the "Merger Agreement") with Synthomer plc, Spirit USA Holdings Inc., and Synthomer USA LLC, pursuant to which the Company would merge with and into Spirit USA Holdings Inc., a wholly-owned subsidiary of Synthomer, subject to shareholder and regulatory approvals and other customary conditions (the "Merger"). The Merger became effective on April 1, 2020. Under the terms of the Merger Agreement, each unvested restricted share unit granted by OMNOVA was converted into the right to receive $10.15 in cash, without interest (the "Merger Consideration"). F2: The Merger became effective on April 1, 2020. |
| Phantom SharesSEC Table II · derivative / convertible security | IndirectBy Plan | 0 |
Reported balance
After 2020-04-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-04-01 · Disposition to issuer · Disposed 47,819.015 · Balance 0 F3: Under the terms of the Merger Agreement, each phantom share issued by OMNOVA was converted into the right to receive the Merger Consideration. F2: The Merger became effective on April 1, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 3, 2019, OMNOVA Solutions Inc. ("OMNOVA") announced it had entered into an Agreement and Plan of Merger (the "Merger Agreement") with Synthomer plc, Spirit USA Holdings Inc., and Synthomer USA LLC, pursuant to which the Company would merge with and into Spirit USA Holdings Inc., a wholly-owned subsidiary of Synthomer, subject to shareholder and regulatory approvals and other customary conditions (the "Merger"). The Merger became effective on April 1, 2020. Under the terms of the Merger Agreement, each unvested restricted share unit granted by OMNOVA was converted into the right to receive $10.15 in cash, without interest (the "Merger Consideration").
F2: The Merger became effective on April 1, 2020.
F3: Under the terms of the Merger Agreement, each phantom share issued by OMNOVA was converted into the right to receive the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2022 Filed Mar 2, 2022 16:06 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | Exercise / conversionRestricted Stock Unit · Derivative | 1,267 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227654-22-000065 · wf-form4_164625516829964.xml · derivative · entry 2 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,267 shares Expires 2022-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Represents restricted stock units granted to the Reporting Person on 05/18/2021. On 02/24/2022, a prorated portion of this award became vested and the remainder of this award was forfeited. F3 · shares: Restricted stock units distributed on 02/24/2022. The remainder of this award was forfeited. F4 · balance_after: The remaining 372 restricted stock units granted with this award have been forfeited. Read SEC document |
| February 24, 2022 Filed Mar 2, 2022 16:06 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 1,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-22-000065 · wf-form4_164625516829964.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,280 F1 · balance_after: On 02/24/2022, 1,267 restricted stock units and 12,122 deferred stock units were distributed to the Reporting Person in the form of the Issuer's common stock. The Reporting Person's ownership amount has been adjusted for these distributions and includes 21,500 deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director and 10,513 common shares held by the Reporting Person. Read SEC document |
| December 20, 2021 Filed Dec 21, 2021 16:31 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 64 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-21-000339 · wf-form4_164012221298888.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,500 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person. Read SEC document |
| September 20, 2021 Filed Sep 21, 2021 17:29 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 255 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-21-000238 · wf-form4_163225977738312.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,436 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person. Read SEC document |
| June 18, 2021 Filed Jun 22, 2021 17:09 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 257 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-21-000154 · wf-form4_162439616542730.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,181 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person. Read SEC document |
| May 18, 2021 Filed May 20, 2021 18:44 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantRestricted Stock Unit · Derivative | 1,639 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227654-21-000135 · wf-form4_162155065004537.xml · derivative · entry 3 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,639 Underlying: Common Stock · 1,639 shares Expires 2022-05-18 F2 · shares: Represents annual grant of restricted stock units in connection with the Reporting Person's service as a director, which will vest on the earlier of (a) the day immediately preceding the Issuer's next annual meeting (as long as the meeting is held at least 50 weeks from the grant date) and (b) the first anniversary of the grant date. Read SEC document |
| May 14, 2021 Filed May 17, 2021 19:07 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | Exercise / conversionDeferred Stock Units · Derivative | 2,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227654-21-000110 · wf-form4_162129285069135.xml · derivative · entry 3 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Deferred Stock Units · 2,500 shares Expires 2021-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2021 Filed May 17, 2021 19:07 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | Exercise / conversionCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-21-000110 · wf-form4_162129285069135.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 18:41 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 225 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-21-000059 · wf-form4_161653927106740.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,424 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 16:48 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 365 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-21-000015 · wf-form4_160988330317867.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,199 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 16:46 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 232 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-20-000210 · wf-form4_160815515725438.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,834 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person. Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 14:48 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 380 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-20-000190 · wf-form4_160157811207173.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,602 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 14:42 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 275 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-20-000179 · wf-form4_160028174860129.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,222 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 15:38 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 462 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-20-000152 · wf-form4_159363228965579.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,947 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 17:24 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 232 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-20-000139 · wf-form4_159234265702001.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,485 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person. Read SEC document |
| May 14, 2020 Filed May 15, 2020 15:07 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantDeferred Stock Units · Derivative | 2,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227654-20-000119 · wf-form4_158956962627537.xml · derivative · entry 3 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Deferred Stock Units · 2,500 shares Expires 2021-05-14 F2 · shares: Represents annual grant of deferred stock units in connection with the Reporting Person's service as a director, which will vest on the earlier of (a) the day immediately preceding the Issuer's next annual meeting (as long as the meeting is held at least 50 weeks from the grant date) and (b) the first anniversary of the grant date. Read SEC document |
| May 14, 2020 Filed May 15, 2020 15:07 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 561 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-20-000119 · wf-form4_158956962627537.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,253 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. Read SEC document |
| April 01, 2020 Filed Apr 1, 2020 15:46 UTC | OMNOVA SOLUTIONS INC OMN · Entity 150196 | Disposition to issuerPhantom Shares · Derivative | 47,819.015 | $10.15 | $485,363.00 |
DisclosureSEC source: 0001127602-20-012425 · form4.xml · derivative · entry 2 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Plan Disclosed balance after: 0 Underlying: Common Shares · 47,819.015 shares Expires not disclosed F3 · derivative.exercise_price: Under the terms of the Merger Agreement, each phantom share issued by OMNOVA was converted into the right to receive the Merger Consideration. F2 · derivative.exercise_date: The Merger became effective on April 1, 2020. F2 · derivative.expiration_date: The Merger became effective on April 1, 2020. Read SEC document |
| April 01, 2020 Filed Apr 1, 2020 15:46 UTC | OMNOVA SOLUTIONS INC OMN · Entity 150196 | Disposition to issuerRestricted Share Units · Derivative | 85,645 | $10.15 | $869,296.75 |
DisclosureSEC source: 0001127602-20-012425 · form4.xml · derivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 85,645 shares Expires not disclosed F1 · derivative.exercise_price: On July 3, 2019, OMNOVA Solutions Inc. ("OMNOVA") announced it had entered into an Agreement and Plan of Merger (the "Merger Agreement") with Synthomer plc, Spirit USA Holdings Inc., and Synthomer USA LLC, pursuant to which the Company would merge with and into Spirit USA Holdings Inc., a wholly-owned subsidiary of Synthomer, subject to shareholder and regulatory approvals and other customary conditions (the "Merger"). The Merger became effective on April 1, 2020. Under the terms of the Merger Agreement, each unvested restricted share unit granted by OMNOVA was converted into the right to receive $10.15 in cash, without interest (the "Merger Consideration"). F2 · derivative.exercise_date: The Merger became effective on April 1, 2020. F2 · derivative.expiration_date: The Merger became effective on April 1, 2020. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 17:06 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 1,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-20-000082 · wf-form4_158577519594253.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,692 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 15:35 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 252 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-20-000055 · wf-form4_158447369617789.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,425 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 16:13 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-20-000015 · wf-form4_157808596838604.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,513 Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 15:58 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 172 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-19-000257 · wf-form4_157670270663886.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,173 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 18:35 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 863 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-19-000219 · wf-form4_157005568776225.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,713 Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 17:08 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 175 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-19-000202 · wf-form4_156875448501565.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,001 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person. Read SEC document |
| June 28, 2019 Filed Jul 1, 2019 17:01 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 887 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-19-000166 · wf-form4_156201485297231.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,850 Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 16:18 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 177 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-19-000142 · wf-form4_156080271193684.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,826 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 14:35 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 896 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-19-000075 · wf-form4_155414373835574.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,963 Read SEC document |
| March 19, 2019 Filed Mar 20, 2019 13:46 UTC | OMNOVA SOLUTIONS INC OMN · Entity 150196 | GrantRestricted Share Units · Derivative | 11,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012412 · form4.xml · derivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,645 Underlying: Common Shares · 11,111 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one OMNOVA common share at vesting. F2 · derivative.exercise_date: Under the terms of the OMNOVA Solutions Inc. 2017 Equity Incentive Plan, the Restricted Share Units shall not vest until the later of one year following the date of grant or the Reporting Person's separation from service from the OMNOVA Solutions Inc. Board of Directors. F2 · derivative.expiration_date: Under the terms of the OMNOVA Solutions Inc. 2017 Equity Incentive Plan, the Restricted Share Units shall not vest until the later of one year following the date of grant or the Reporting Person's separation from service from the OMNOVA Solutions Inc. Board of Directors. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 16:08 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 181 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-19-000050 · wf-form4_155293966956212.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,649 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 16:36 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 510 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-19-000013 · wf-form4_154655134152103.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,067 Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 18:18 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 209 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-18-000233 · wf-form4_154517508682140.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,468 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 17:17 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 316 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-18-000180 · wf-form4_153842865252877.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,557 Read SEC document |
| September 17, 2018 Filed Sep 18, 2018 15:32 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 146 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-18-000155 · wf-form4_153729915742829.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,259 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person. Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 16:52 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 324 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-18-000136 · wf-form4_153056472035977.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,241 Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 16:11 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 140 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-18-000107 · wf-form4_152935268397418.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,113 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 15:07 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 352 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-18-000065 · wf-form4_152269601518265.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,917 Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 16:09 UTC | OMNOVA SOLUTIONS INC OMN · Entity 150196 | GrantRestricted Share Units · Derivative | 8,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-012760 · form4.xml · derivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,534 Underlying: Common Shares · 8,555 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one OMNOVA common share at vesting. F2 · derivative.exercise_date: Under the terms of the OMNOVA Solutions Inc. 2017 Equity Incentive Plan, the Restricted Share Units shall not vest until the later of one year following the date of grant or the Reporting Person's separation from service from the OMNOVA Solutions Inc. Board of Directors. F2 · derivative.expiration_date: Under the terms of the OMNOVA Solutions Inc. 2017 Equity Incentive Plan, the Restricted Share Units shall not vest until the later of one year following the date of grant or the Reporting Person's separation from service from the OMNOVA Solutions Inc. Board of Directors. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 13:09 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 148 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-18-000047 · wf-form4_152122018577702.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,973 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 15:34 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 294 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-18-000013 · wf-form4_151501165310634.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,565 Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 17:09 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 130 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-17-000236 · wf-form4_151363496168011.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,825 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 09:17 UTC | OMNOVA SOLUTIONS INC OMN · Entity 150196 | GrantPhantom Shares · Derivative | 3,537.736 | $10.60 | $37,500.00 |
DisclosureSEC source: 0001209191-17-061681 · doc4.xml · derivative · entry 2 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Plan Disclosed balance after: 47,819.015 Underlying: Common Shares · 3,537.736 shares Expires not disclosed F1 · security: The Phantom shares were acquired under the OMNOVA Solutions Stock Fund of the OMNOVA Solutions Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan"). Under the terms of the Plan, each nonemployee director may elect, prior to the calendar year in which fees are earned, to defer all or a portion of his or her annual retainer, and committee and board chairman's fees into one or more investment options available under the Plan, including the OMNOVA Solutions Stock Fund. Phantom shares are credited to a director's account based on the number of OMNOVA common shares that could have been purchased with the amount deferred at the closing price per share on the New York Stock Exchange on the date that the director's fees would otherwise have been payable to him. F2 · derivative.exercise_price: Phantom shares are payable in cash in a lump sum or in up to ten annual installments (as elected by the director), except under certain circumstances where the Plan provides for earlier distribution of his or her account balance. F2 · derivative.exercise_date: Phantom shares are payable in cash in a lump sum or in up to ten annual installments (as elected by the director), except under certain circumstances where the Plan provides for earlier distribution of his or her account balance. F2 · derivative.expiration_date: Phantom shares are payable in cash in a lump sum or in up to ten annual installments (as elected by the director), except under certain circumstances where the Plan provides for earlier distribution of his or her account balance. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 18:15 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 328 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-17-000212 · wf-form4_150698248726506.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,271 Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 16:55 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 130 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-17-000192 · wf-form4_150585450820089.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,695 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 15:22 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 325 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-17-000151 · wf-form4_149928252708105.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,943 Read SEC document |
| June 15, 2017 Filed Jun 16, 2017 14:41 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 137 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-17-000132 · wf-form4_149763846888933.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,565 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person. Read SEC document |
| May 26, 2017 Filed May 31, 2017 08:27 UTC | OMNOVA SOLUTIONS INC OMN · Entity 150196 | GrantPhantom Shares · Derivative | 4,360.465 | $8.60 | $37,500.00 |
DisclosureSEC source: 0001209191-17-036323 · doc4.xml · derivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Plan Disclosed balance after: 44,281.279 Underlying: Common Shares · 4,360.465 shares Expires not disclosed F1 · security: The Phantom shares were acquired under the OMNOVA Solutions Stock Fund of the OMNOVA Solutions Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan"). Under the terms of the Plan, each nonemployee director may elect, prior to the calendar year in which fees are earned, to defer all or a portion of his or her annual retainer, and committee and board chairman's fees into one or more investment options available under the Plan, including the OMNOVA Solutions Stock Fund. Phantom shares are credited to a director's account based on the number of OMNOVA common shares that could have been purchased with the amount deferred at the closing price per share on the New York Stock Exchange on the date that the director's fees would otherwise have been payable to him. F2 · derivative.exercise_price: Phantom shares are payable in cash in a lump sum or in up to ten annual installments (as elected by the director), except under certain circumstances where the Plan provides for earlier distribution of his or her account balance. F2 · derivative.exercise_date: Phantom shares are payable in cash in a lump sum or in up to ten annual installments (as elected by the director), except under certain circumstances where the Plan provides for earlier distribution of his or her account balance. F2 · derivative.expiration_date: Phantom shares are payable in cash in a lump sum or in up to ten annual installments (as elected by the director), except under certain circumstances where the Plan provides for earlier distribution of his or her account balance. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 16:32 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 313 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-17-000072 · wf-form4_149125155905037.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,618 Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 12:30 UTC | OMNOVA SOLUTIONS INC OMN · Entity 150196 | GrantRestricted Share Units · Derivative | 9,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022516 · doc4.xml · derivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,979 Underlying: Common Shares · 9,956 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one OMNOVA common share at vesting. F2 · derivative.exercise_date: Under the terms of the OMNOVA Solutions Inc. Third Amended and Restated 1999 Equity and Performance Incentive Plan, the Restricted Share Units shall not vest until the later of one year following the date of grant or the Reporting Person's separation from service from the OMNOVA Solutions Inc. Board of Directors. F2 · derivative.expiration_date: Under the terms of the OMNOVA Solutions Inc. Third Amended and Restated 1999 Equity and Performance Incentive Plan, the Restricted Share Units shall not vest until the later of one year following the date of grant or the Reporting Person's separation from service from the OMNOVA Solutions Inc. Board of Directors. F3 · balance_after: For consistency with the Company's 2017 Equity Incentive Plan, the shares identified above, which were previously referred to as "Deferred Shares," will be referred to as "Restricted Share Units" going forward. Other than nomenclature, the terms and characteristics of these shares have not been changed from prior disclosures. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 14:39 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 127 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-17-000052 · wf-form4_148977593579762.xml · nonDerivative · entry 1 ROTHWELL ALLAN R · CIK 0001240443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,428 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.