Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BWX Technologies, Inc.BWXT · Entity 656 | SVP & General Counsel | March 01, 2022 | March 03, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BWX Technologies, Inc.
Report date March 01, 2022 · Filed March 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,227 |
Ending reported balance
After 2022-03-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2022-03-01 · Exercise / conversion · Acquired 1,546 · Balance 8,731 Row 2 · 2022-03-01 · Tax withholding · Disposed 697 · Balance 8,034 Row 3 · 2022-03-01 · Grant · Acquired 9,459 · Balance 17,493 F1: Represents performance restricted stock units ("PRSU") awarded on March 1, 2019 for the performance period January 1, 2019 through December 31, 2021 for which performance goals have been achieved and certified on February 18, 2022. Each PRSU represents the right to one share of the issuer's common stock. The PRSUs vested on March 1, 2022. Row 4 · 2022-03-01 · Tax withholding · Disposed 4,266 · Balance 13,227 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-03-01 | Direct | 0 |
Reported balance
After 2022-03-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-03-01 · Exercise / conversion · Disposed 1,546 · Balance 0 F2: Restricted stock units vested in three equal annual installments beginning March 1, 2020. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2022-03-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-03-01 · Exercise / conversion · Disposed 9,459 · Balance 0 F1: Represents performance restricted stock units ("PRSU") awarded on March 1, 2019 for the performance period January 1, 2019 through December 31, 2021 for which performance goals have been achieved and certified on February 18, 2022. Each PRSU represents the right to one share of the issuer's common stock. The PRSUs vested on March 1, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents performance restricted stock units ("PRSU") awarded on March 1, 2019 for the performance period January 1, 2019 through December 31, 2021 for which performance goals have been achieved and certified on February 18, 2022. Each PRSU represents the right to one share of the issuer's common stock. The PRSUs vested on March 1, 2022.
F2: Restricted stock units vested in three equal annual installments beginning March 1, 2020.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Northrop Grumman Innovation Systems, Inc.
Report date June 06, 2018 · Filed June 08, 2018
Section 16 reporting ended · disclosed 2018-06-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2018-06-06 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2018-06-06 · Disposition to issuer · Disposed 2,016 · Balance 5,230 F1: Pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017 (the "Merger Agreement"), among Northrop Grumman Innovation Systems, Inc. (formerly known as Orbital ATK, Inc.) (the "Company"), Northrop Grumman Corporation and Neptune Merger, Inc., a wholly owned subsidiary of Northrop Grumman Corporation ("Sub"), and as a result of pro-ration in accordance with the Restricted Stock Award Agreement under the Company's 2015 Stock Incentive Plan for restricted stock grants in the year ended December 31, 2018, these shares of Company common stock were forfeited effective as of immediately prior to the effective time of the merger of the Company and Sub (the "Merger"). Row 2 · 2018-06-06 · Disposition to issuer · Disposed 5,230 · Balance 0 F2: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, these shares of Company common stock were converted into the right to receive a cash payment equal to the per share merger consideration of $134.50. The amount shown above represents the gross payment, but the actual payment will be less any applicable withholding for taxes. Row 3 · 2018-06-06 · Grant · Acquired 4,369 · Balance 4,369 F3: Pursuant to the Merger Agreement, outstanding performance shares became fully vested immediately prior to the effective time of the Merger in accordance with the terms of the Merger Agreement, subject to pro-ration in accordance with the Merger Agreement, and were deemed vested and then converted into the right to receive a cash payment equal to the number of shares of Company common stock underlying the vested performance shares, multiplied by the per share merger consideration of $134.50, less any applicable withholding for taxes. Row 4 · 2018-06-06 · Disposition to issuer · Disposed 4,369 · Balance 0 F3: Pursuant to the Merger Agreement, outstanding performance shares became fully vested immediately prior to the effective time of the Merger in accordance with the terms of the Merger Agreement, subject to pro-ration in accordance with the Merger Agreement, and were deemed vested and then converted into the right to receive a cash payment equal to the number of shares of Company common stock underlying the vested performance shares, multiplied by the per share merger consideration of $134.50, less any applicable withholding for taxes. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $72.06 · Expires 2025-03-10 | Direct | 0 |
Reported balance
After 2018-06-06 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-06-06 · Disposition to issuer · Disposed 1,300 · Balance 0 F4: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $79.43 · Expires 2026-03-17 | Direct | 0 |
Reported balance
After 2018-06-06 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-06-06 · Disposition to issuer · Disposed 2,598 · Balance 0 F4: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $93.51 · Expires 2027-02-27 | Direct | 0 |
Reported balance
After 2018-06-06 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-06-06 · Disposition to issuer · Disposed 4,086 · Balance 0 F4: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017 (the "Merger Agreement"), among Northrop Grumman Innovation Systems, Inc. (formerly known as Orbital ATK, Inc.) (the "Company"), Northrop Grumman Corporation and Neptune Merger, Inc., a wholly owned subsidiary of Northrop Grumman Corporation ("Sub"), and as a result of pro-ration in accordance with the Restricted Stock Award Agreement under the Company's 2015 Stock Incentive Plan for restricted stock grants in the year ended December 31, 2018, these shares of Company common stock were forfeited effective as of immediately prior to the effective time of the merger of the Company and Sub (the "Merger").
F2: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, these shares of Company common stock were converted into the right to receive a cash payment equal to the per share merger consideration of $134.50. The amount shown above represents the gross payment, but the actual payment will be less any applicable withholding for taxes.
F3: Pursuant to the Merger Agreement, outstanding performance shares became fully vested immediately prior to the effective time of the Merger in accordance with the terms of the Merger Agreement, subject to pro-ration in accordance with the Merger Agreement, and were deemed vested and then converted into the right to receive a cash payment equal to the number of shares of Company common stock underlying the vested performance shares, multiplied by the per share merger consideration of $134.50, less any applicable withholding for taxes.
F4: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 21, 2018 Filed Feb 23, 2018 17:41 UTC | Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 | GrantCommon Stock | 3,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-009934 · doc1.xml · nonDerivative · entry 1 MCCABE THOMAS E · CIK 0001035150 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,902 F1 · kind: Shares acquired represent payment of a performance share award (PSA) under the Issuer's 2005 Stock Incentive Plan, and shares disposed represent shares withheld from the PSA to pay withholding taxes. F2 · balance_after: 6,496 of these shares are subject to certain restrictions including possible forfeiture under Orbital ATK, Inc.'s stock incentive plans. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 18:24 UTC | Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 | GrantCommon Stock | 2,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-005403 · doc1.xml · nonDerivative · entry 1 MCCABE THOMAS E · CIK 0001035150 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,580 F1 · balance_after: 6,496 of these shares are subject to certain restrictions including possible forfeiture under Orbital ATK, Inc.'s stock incentive plans. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 17:40 UTC | Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 | SaleCommon Stock | 400 | $101.60 | $40,640.04 |
DisclosureSEC source: 0001140361-17-029662 · doc1.xml · nonDerivative · entry 1 MCCABE THOMAS E · CIK 0001035150 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,305 F1 · kind: Sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: 4,221 of these shares are subject to certain restrictions including possible forfeiture under Orbital ATK, Inc.'s stock incentive plans. Read SEC document |
| July 21, 2017 Filed Jul 25, 2017 15:08 UTC | Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 | Tax withholdingCommon Stock | 198 | $103.25 | $20,443.50 |
DisclosureSEC source: 0001140361-17-028601 · doc1.xml · nonDerivative · entry 1 MCCABE THOMAS E · CIK 0001035150 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,705 F1 · shares: Shares forfeited to meet tax withholding obligation in connection with the vesting of a previous grant of restricted stock units. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 10:51 UTC | Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,298 | $0.00 Strike: $79.43 | $0.00 |
DisclosureSEC source: 0001140361-17-023714 · doc1.xml · derivative · entry 5 MCCABE THOMAS E · CIK 0001035150 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,598 Underlying: Common Stock · 1,298 shares Expires 2026-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options became exercisable in three equal annual installments beginning March 17, 2017. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 10:51 UTC | Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,599 | $0.00 Strike: $72.06 | $0.00 |
DisclosureSEC source: 0001140361-17-023714 · doc1.xml · derivative · entry 4 MCCABE THOMAS E · CIK 0001035150 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300 Underlying: Common Stock · 2,599 shares Expires 2025-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options became exercisable in three equal annual installments beginning March 10, 2016. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 10:51 UTC | Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 | SaleCommon Stock | 3,533 | $103.24 | $364,733.85 |
DisclosureSEC source: 0001140361-17-023714 · doc1.xml · nonDerivative · entry 3 MCCABE THOMAS E · CIK 0001035150 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,903 F1 · price: This transaction was executed in multiple trades at prices ranging from $103.045 to $103.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 10:51 UTC | Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 | Exercise / conversionCommon Stock | 1,298 | $79.43 | $103,100.14 |
DisclosureSEC source: 0001140361-17-023714 · doc1.xml · nonDerivative · entry 2 MCCABE THOMAS E · CIK 0001035150 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,436 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 10:51 UTC | Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 | Exercise / conversionCommon Stock | 2,599 | $72.06 | $187,283.94 |
DisclosureSEC source: 0001140361-17-023714 · doc1.xml · nonDerivative · entry 1 MCCABE THOMAS E · CIK 0001035150 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,138 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2017 Filed May 1, 2017 17:17 UTC | Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 | SaleCommon Stock | 1,922 | $99.00 | $190,278.58 |
DisclosureSEC source: 0001140361-17-017652 · doc1.xml · nonDerivative · entry 1 MCCABE THOMAS E · CIK 0001035150 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,539 F1 · kind: Sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $98.67 to $99.41. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 13:34 UTC | Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 | Tax withholdingCommon Stock | 223 | $102.11 | $22,770.53 |
DisclosureSEC source: 0001140361-17-012816 · doc1.xml · nonDerivative · entry 1 MCCABE THOMAS E · CIK 0001035150 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,461 F1 · shares: Shares withheld to pay taxes applicable to the vesting of restricted stock. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 16:31 UTC | Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 | Tax withholdingCommon Stock | 245 | $99.47 | $24,370.15 |
DisclosureSEC source: 0001140361-17-011915 · doc1.xml · nonDerivative · entry 1 MCCABE THOMAS E · CIK 0001035150 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,684 F1 · shares: Shares withheld to pay taxes applicable to the vesting of restricted stock. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 16:55 UTC | Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 | GrantEmployee Stock Option (right to buy) · Derivative | 4,086 | $0.00 Strike: $93.51 | $0.00 |
DisclosureSEC source: 0001140361-17-009999 · doc1.xml · derivative · entry 2 MCCABE THOMAS E · CIK 0001035150 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,086 Underlying: Common Stock · 4,086 shares Expires 2027-02-27 F1 · derivative.exercise_date: Options become exercisable in three equal annual installments beginning February 27, 2018. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 16:55 UTC | Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 | GrantCommon Stock | 2,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-009999 · doc1.xml · nonDerivative · entry 1 MCCABE THOMAS E · CIK 0001035150 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,929 Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 17:31 UTC | Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 | Tax withholdingCommon Stock | 791 | $87.80 | $69,449.80 |
DisclosureSEC source: 0001140361-17-003790 · doc1.xml · nonDerivative · entry 1 MCCABE THOMAS E · CIK 0001035150 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,791 F1 · shares: Shares forfeited to meet tax withholding obligation in connection with the vesting of a previous grant of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.