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MCCABE THOMAS E

Disclosed activity across 2 companies

Tapewire entity
129644
SEC CIK
0001035150

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BWX Technologies, Inc.BWXT · Entity 656SVP & General CounselMarch 01, 2022March 03, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BWX Technologies, Inc.

Report date March 01, 2022 · Filed March 03, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect13,227 Ending reported balance After 2022-03-01 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2022-03-01 · Exercise / conversion · Acquired 1,546 · Balance 8,731

Row 2 · 2022-03-01 · Tax withholding · Disposed 697 · Balance 8,034

Row 3 · 2022-03-01 · Grant · Acquired 9,459 · Balance 17,493

F1: Represents performance restricted stock units ("PRSU") awarded on March 1, 2019 for the performance period January 1, 2019 through December 31, 2021 for which performance goals have been achieved and certified on February 18, 2022. Each PRSU represents the right to one share of the issuer's common stock. The PRSUs vested on March 1, 2022.

Row 4 · 2022-03-01 · Tax withholding · Disposed 4,266 · Balance 13,227

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-03-01Direct0 Reported balance After 2022-03-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-03-01 · Exercise / conversion · Disposed 1,546 · Balance 0

F2: Restricted stock units vested in three equal annual installments beginning March 1, 2020.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2022-03-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-03-01 · Exercise / conversion · Disposed 9,459 · Balance 0

F1: Represents performance restricted stock units ("PRSU") awarded on March 1, 2019 for the performance period January 1, 2019 through December 31, 2021 for which performance goals have been achieved and certified on February 18, 2022. Each PRSU represents the right to one share of the issuer's common stock. The PRSUs vested on March 1, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: Represents performance restricted stock units ("PRSU") awarded on March 1, 2019 for the performance period January 1, 2019 through December 31, 2021 for which performance goals have been achieved and certified on February 18, 2022. Each PRSU represents the right to one share of the issuer's common stock. The PRSUs vested on March 1, 2022.

F2: Restricted stock units vested in three equal annual installments beginning March 1, 2020.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Northrop Grumman Innovation Systems, Inc.

Report date June 06, 2018 · Filed June 08, 2018

Section 16 reporting ended · disclosed 2018-06-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2018-06-06 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2018-06-06 · Disposition to issuer · Disposed 2,016 · Balance 5,230

F1: Pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017 (the "Merger Agreement"), among Northrop Grumman Innovation Systems, Inc. (formerly known as Orbital ATK, Inc.) (the "Company"), Northrop Grumman Corporation and Neptune Merger, Inc., a wholly owned subsidiary of Northrop Grumman Corporation ("Sub"), and as a result of pro-ration in accordance with the Restricted Stock Award Agreement under the Company's 2015 Stock Incentive Plan for restricted stock grants in the year ended December 31, 2018, these shares of Company common stock were forfeited effective as of immediately prior to the effective time of the merger of the Company and Sub (the "Merger").

Row 2 · 2018-06-06 · Disposition to issuer · Disposed 5,230 · Balance 0

F2: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, these shares of Company common stock were converted into the right to receive a cash payment equal to the per share merger consideration of $134.50. The amount shown above represents the gross payment, but the actual payment will be less any applicable withholding for taxes.

Row 3 · 2018-06-06 · Grant · Acquired 4,369 · Balance 4,369

F3: Pursuant to the Merger Agreement, outstanding performance shares became fully vested immediately prior to the effective time of the Merger in accordance with the terms of the Merger Agreement, subject to pro-ration in accordance with the Merger Agreement, and were deemed vested and then converted into the right to receive a cash payment equal to the number of shares of Company common stock underlying the vested performance shares, multiplied by the per share merger consideration of $134.50, less any applicable withholding for taxes.

Row 4 · 2018-06-06 · Disposition to issuer · Disposed 4,369 · Balance 0

F3: Pursuant to the Merger Agreement, outstanding performance shares became fully vested immediately prior to the effective time of the Merger in accordance with the terms of the Merger Agreement, subject to pro-ration in accordance with the Merger Agreement, and were deemed vested and then converted into the right to receive a cash payment equal to the number of shares of Company common stock underlying the vested performance shares, multiplied by the per share merger consideration of $134.50, less any applicable withholding for taxes.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $72.06 · Expires 2025-03-10Direct0 Reported balance After 2018-06-06 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-06-06 · Disposition to issuer · Disposed 1,300 · Balance 0

F4: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $79.43 · Expires 2026-03-17Direct0 Reported balance After 2018-06-06 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-06-06 · Disposition to issuer · Disposed 2,598 · Balance 0

F4: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $93.51 · Expires 2027-02-27Direct0 Reported balance After 2018-06-06 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2018-06-06 · Disposition to issuer · Disposed 4,086 · Balance 0

F4: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017 (the "Merger Agreement"), among Northrop Grumman Innovation Systems, Inc. (formerly known as Orbital ATK, Inc.) (the "Company"), Northrop Grumman Corporation and Neptune Merger, Inc., a wholly owned subsidiary of Northrop Grumman Corporation ("Sub"), and as a result of pro-ration in accordance with the Restricted Stock Award Agreement under the Company's 2015 Stock Incentive Plan for restricted stock grants in the year ended December 31, 2018, these shares of Company common stock were forfeited effective as of immediately prior to the effective time of the merger of the Company and Sub (the "Merger").

F2: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, these shares of Company common stock were converted into the right to receive a cash payment equal to the per share merger consideration of $134.50. The amount shown above represents the gross payment, but the actual payment will be less any applicable withholding for taxes.

F3: Pursuant to the Merger Agreement, outstanding performance shares became fully vested immediately prior to the effective time of the Merger in accordance with the terms of the Merger Agreement, subject to pro-ration in accordance with the Merger Agreement, and were deemed vested and then converted into the right to receive a cash payment equal to the number of shares of Company common stock underlying the vested performance shares, multiplied by the per share merger consideration of $134.50, less any applicable withholding for taxes.

F4: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2022 Filed Mar 3, 2022 17:38 UTC BWX Technologies, Inc. BWXT · Entity 656 Exercise / conversionRestricted Stock Units · Derivative 9,459 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001035150-22-000002 · wf-form4_164634707169165.xml · derivative · entry 6

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents performance restricted stock units ("PRSU") awarded on March 1, 2019 for the performance period January 1, 2019 through December 31, 2021 for which performance goals have been achieved and certified on February 18, 2022. Each PRSU represents the right to one share of the issuer's common stock. The PRSUs vested on March 1, 2022.

F1 · derivative.expiration_date: Represents performance restricted stock units ("PRSU") awarded on March 1, 2019 for the performance period January 1, 2019 through December 31, 2021 for which performance goals have been achieved and certified on February 18, 2022. Each PRSU represents the right to one share of the issuer's common stock. The PRSUs vested on March 1, 2022.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 17:38 UTC BWX Technologies, Inc. BWXT · Entity 656 Exercise / conversionRestricted Stock Units · Derivative 1,546 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001035150-22-000002 · wf-form4_164634707169165.xml · derivative · entry 5

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,546 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Restricted stock units vested in three equal annual installments beginning March 1, 2020.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 17:38 UTC BWX Technologies, Inc. BWXT · Entity 656 Tax withholdingCommon Stock 4,266 $54.04 $230,534.64
Disclosure

SEC source: 0001035150-22-000002 · wf-form4_164634707169165.xml · nonDerivative · entry 4

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,227

Read SEC document
March 01, 2022 Filed Mar 3, 2022 17:38 UTC BWX Technologies, Inc. BWXT · Entity 656 GrantCommon Stock 9,459 $0.00 $0.00
Disclosure

SEC source: 0001035150-22-000002 · wf-form4_164634707169165.xml · nonDerivative · entry 3

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,493

F1 · kind: Represents performance restricted stock units ("PRSU") awarded on March 1, 2019 for the performance period January 1, 2019 through December 31, 2021 for which performance goals have been achieved and certified on February 18, 2022. Each PRSU represents the right to one share of the issuer's common stock. The PRSUs vested on March 1, 2022.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 17:38 UTC BWX Technologies, Inc. BWXT · Entity 656 Tax withholdingCommon Stock 697 $54.04 $37,665.88
Disclosure

SEC source: 0001035150-22-000002 · wf-form4_164634707169165.xml · nonDerivative · entry 2

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,034

Read SEC document
March 01, 2022 Filed Mar 3, 2022 17:38 UTC BWX Technologies, Inc. BWXT · Entity 656 Exercise / conversionCommon Stock 1,546 $0.00 $0.00
Disclosure

SEC source: 0001035150-22-000002 · wf-form4_164634707169165.xml · nonDerivative · entry 1

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2022 Filed Mar 1, 2022 17:14 UTC BWX Technologies, Inc. BWXT · Entity 656 Exercise / conversionRestricted Stock Units · Derivative 1,409 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001035150-22-000001 · wf-form4_164617286021113.xml · derivative · entry 5

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,409

Underlying: Common Stock · 1,409 shares

Expires 2023-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning February 27, 2021.

Read SEC document
February 27, 2022 Filed Mar 1, 2022 17:14 UTC BWX Technologies, Inc. BWXT · Entity 656 Tax withholdingCommon Stock 1,292 $49.59 $64,070.28
Disclosure

SEC source: 0001035150-22-000001 · wf-form4_164617286021113.xml · nonDerivative · entry 3

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,185

Read SEC document
February 27, 2022 Filed Mar 1, 2022 17:14 UTC BWX Technologies, Inc. BWXT · Entity 656 Exercise / conversionCommon Stock 1,409 $0.00 $0.00
Disclosure

SEC source: 0001035150-22-000001 · wf-form4_164617286021113.xml · nonDerivative · entry 2

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 17:14 UTC BWX Technologies, Inc. BWXT · Entity 656 Exercise / conversionRestricted Stock Units · Derivative 1,348 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001035150-22-000001 · wf-form4_164617286021113.xml · derivative · entry 4

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,696

Underlying: Common Stock · 2,696 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: RSUs vest in three equal annual installments beginning February 25, 2022.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 17:14 UTC BWX Technologies, Inc. BWXT · Entity 656 Exercise / conversionCommon Stock 1,348 $0.00 $0.00
Disclosure

SEC source: 0001035150-22-000001 · wf-form4_164617286021113.xml · nonDerivative · entry 1

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2022 Filed Feb 22, 2022 19:18 UTC BWX Technologies, Inc. BWXT · Entity 656 GrantRestricted Stock Units · Derivative 5,475 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645863-22-000005 · wf-form4_164557547944275.xml · derivative · entry 1

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,475

Underlying: Common Stock · 5,475 shares

Expires 2025-02-18

F1 · derivative.exercise_date: Restricted stock units vest in three equal annual installments beginning February 18, 2023.

Read SEC document
August 09, 2021 Filed Aug 10, 2021 16:42 UTC BWX Technologies, Inc. BWXT · Entity 656 Exercise / conversionRestricted Stock Units · Derivative 697 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001492627-21-000058 · wf-form4_162862813641220.xml · derivative · entry 3

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 697 shares

Expires 2021-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: RSUs vest in three equal annual installments beginning August 9, 2019.

Read SEC document
August 09, 2021 Filed Aug 10, 2021 16:42 UTC BWX Technologies, Inc. BWXT · Entity 656 Tax withholdingCommon Stock 314 $54.19 $17,015.66
Disclosure

SEC source: 0001492627-21-000058 · wf-form4_162862813641220.xml · nonDerivative · entry 2

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,720

Read SEC document
August 09, 2021 Filed Aug 10, 2021 16:42 UTC BWX Technologies, Inc. BWXT · Entity 656 Exercise / conversionCommon Stock 697 $0.00 $0.00
Disclosure

SEC source: 0001492627-21-000058 · wf-form4_162862813641220.xml · nonDerivative · entry 1

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 18:01 UTC BWX Technologies, Inc. BWXT · Entity 656 Tax withholdingCommon Stock 1,428 $60.45 $86,322.60
Disclosure

SEC source: 0001492627-21-000020 · wf-form4_161481242370597.xml · nonDerivative · entry 4

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,337

Read SEC document
March 02, 2021 Filed Mar 3, 2021 18:01 UTC BWX Technologies, Inc. BWXT · Entity 656 Exercise / conversionCommon Stock 3,167 $0.00 $0.00
Disclosure

SEC source: 0001492627-21-000020 · wf-form4_161481242370597.xml · nonDerivative · entry 3

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents performance restricted stock units ("PRSU") awarded on March 2, 2018 for the performance period January 1, 2018 through December 31, 2020 for which performance goals have been achieved and approved on February 19, 2021. Each PRSU represents the right to one share of the issuer's common stock. The PRSUs vested on March 2, 2021.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:01 UTC BWX Technologies, Inc. BWXT · Entity 656 Exercise / conversionRestricted Stock Units · Derivative 1,546 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001492627-21-000020 · wf-form4_161481242370597.xml · derivative · entry 5

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,546

Underlying: Common Stock · 1,546 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2019.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:01 UTC BWX Technologies, Inc. BWXT · Entity 656 Tax withholdingCommon Stock 692 $60.00 $41,520.00
Disclosure

SEC source: 0001492627-21-000020 · wf-form4_161481242370597.xml · nonDerivative · entry 2

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,598

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:01 UTC BWX Technologies, Inc. BWXT · Entity 656 Exercise / conversionCommon Stock 1,546 $0.00 $0.00
Disclosure

SEC source: 0001492627-21-000020 · wf-form4_161481242370597.xml · nonDerivative · entry 1

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2021 Filed Mar 1, 2021 18:30 UTC BWX Technologies, Inc. BWXT · Entity 656 Exercise / conversionRestricted Stock Units · Derivative 1,409 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001492627-21-000013 · wf-form4_161464142496658.xml · derivative · entry 4

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,818

Underlying: Common Stock · 1,409 shares

Expires 2023-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning February 27, 2021.

Read SEC document
February 27, 2021 Filed Mar 1, 2021 18:30 UTC BWX Technologies, Inc. BWXT · Entity 656 Tax withholdingCommon Stock 681 $58.01 $39,504.81
Disclosure

SEC source: 0001492627-21-000013 · wf-form4_161464142496658.xml · nonDerivative · entry 2

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,744

Read SEC document
February 27, 2021 Filed Mar 1, 2021 18:30 UTC BWX Technologies, Inc. BWXT · Entity 656 Exercise / conversionCommon Stock 1,409 $0.00 $0.00
Disclosure

SEC source: 0001492627-21-000013 · wf-form4_161464142496658.xml · nonDerivative · entry 1

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 18:30 UTC BWX Technologies, Inc. BWXT · Entity 656 GrantRestricted Stock Units · Derivative 4,044 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001492627-21-000013 · wf-form4_161464142496658.xml · derivative · entry 3

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,044

Underlying: Common Stock · 4,044 shares

Expires 2024-02-25

F1 · derivative.exercise_date: RSUs vest in three equal annual installments beginning February 25, 2022.

Read SEC document
August 09, 2020 Filed Aug 11, 2020 17:05 UTC BWX Technologies, Inc. BWXT · Entity 656 Exercise / conversionRestricted Stock Units · Derivative 697 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001492627-20-000052 · wf-form4_159717991058711.xml · derivative · entry 3

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 697

Underlying: Common Stock · 697 shares

Expires 2021-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: RSUs vest in three equal annual installments beginning August 9, 2019.

Read SEC document
August 09, 2020 Filed Aug 11, 2020 17:05 UTC BWX Technologies, Inc. BWXT · Entity 656 Tax withholdingCommon Stock 209 $57.36 $11,988.24
Disclosure

SEC source: 0001492627-20-000052 · wf-form4_159717991058711.xml · nonDerivative · entry 2

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,016

Read SEC document
August 09, 2020 Filed Aug 11, 2020 17:05 UTC BWX Technologies, Inc. BWXT · Entity 656 Exercise / conversionCommon Stock 697 $0.00 $0.00
Disclosure

SEC source: 0001492627-20-000052 · wf-form4_159717991058711.xml · nonDerivative · entry 1

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 17:51 UTC BWX Technologies, Inc. BWXT · Entity 656 Exercise / conversionRestricted Stock Units · Derivative 1,546 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001492627-20-000015 · wf-form4_158327589373252.xml · derivative · entry 3

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,092

Underlying: Common Stock · 1,546 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2020.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 17:51 UTC BWX Technologies, Inc. BWXT · Entity 656 Tax withholdingCommon Stock 506 $54.84 $27,749.04
Disclosure

SEC source: 0001492627-20-000015 · wf-form4_158327589373252.xml · nonDerivative · entry 2

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,528

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March 01, 2020 Filed Mar 3, 2020 17:51 UTC BWX Technologies, Inc. BWXT · Entity 656 Exercise / conversionCommon Stock 1,546 $0.00 $0.00
Disclosure

SEC source: 0001492627-20-000015 · wf-form4_158327589373252.xml · nonDerivative · entry 1

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 27, 2020 Filed Feb 28, 2020 16:33 UTC BWX Technologies, Inc. BWXT · Entity 656 GrantRestricted Stock Units · Derivative 4,227 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001492627-20-000008 · wf-form4_158292559679229.xml · derivative · entry 1

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,227

Underlying: Common Stock · 4,227 shares

Expires 2023-02-27

F1 · derivative.exercise_date: RSUs vest in three equal annual installments beginning February 27, 2021.

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August 09, 2019 Filed Aug 12, 2019 16:38 UTC BWX Technologies, Inc. BWXT · Entity 656 Exercise / conversionRestricted Stock Units · Derivative 697 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001492627-19-000046 · wf-form4_156564230604918.xml · derivative · entry 3

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,394

Underlying: Common Stock · 697 shares

Expires 2021-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: RSUs vest in three equal annual installments beginning August 9, 2019.

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August 09, 2019 Filed Aug 12, 2019 16:38 UTC BWX Technologies, Inc. BWXT · Entity 656 Tax withholdingCommon Stock 209 $56.82 $11,875.38
Disclosure

SEC source: 0001492627-19-000046 · wf-form4_156564230604918.xml · nonDerivative · entry 2

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488

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August 09, 2019 Filed Aug 12, 2019 16:38 UTC BWX Technologies, Inc. BWXT · Entity 656 Exercise / conversionCommon Stock 697 $0.00 $0.00
Disclosure

SEC source: 0001492627-19-000046 · wf-form4_156564230604918.xml · nonDerivative · entry 1

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 18:45 UTC BWX Technologies, Inc. BWXT · Entity 656 GrantRestricted Stock Units · Derivative 4,638 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001492627-19-000008 · wf-form4_155182952994101.xml · derivative · entry 1

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,638

Underlying: Common Stock · 4,638 shares

Expires 2022-03-01

F1 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2020.

Read SEC document
August 09, 2018 Filed Aug 13, 2018 17:02 UTC BWX Technologies, Inc. BWXT · Entity 656 GrantRestricted Stock Units · Derivative 2,091 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001492627-18-000030 · wf-form4_153419415848157.xml · derivative · entry 1

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,091

Underlying: Common Stock · 2,091 shares

Expires 2021-08-09

F1 · kind: Grant of restricted stock units pursuant to the Amended and Restated 2010 Long-Term Incentive Plan of BWX Technologies, Inc. Each restricted stock unit represents a contingent right to receive one share of BWXT common stock.

F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning August 9, 2019.

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June 06, 2018 Filed Jun 8, 2018 15:42 UTC Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 4,086 Not disclosed Strike: $93.51 Not disclosed
Disclosure

SEC source: 0001104659-18-039165 · a4.xml · derivative · entry 7

MCCABE THOMAS E · CIK 0001035150 · Former EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,086 shares

Expires 2027-02-27

F4 · price: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes.

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June 06, 2018 Filed Jun 8, 2018 15:42 UTC Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 2,598 Not disclosed Strike: $79.43 Not disclosed
Disclosure

SEC source: 0001104659-18-039165 · a4.xml · derivative · entry 6

MCCABE THOMAS E · CIK 0001035150 · Former EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,598 shares

Expires 2026-03-17

F4 · price: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes.

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June 06, 2018 Filed Jun 8, 2018 15:42 UTC Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 1,300 Not disclosed Strike: $72.06 Not disclosed
Disclosure

SEC source: 0001104659-18-039165 · a4.xml · derivative · entry 5

MCCABE THOMAS E · CIK 0001035150 · Former EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,300 shares

Expires 2025-03-10

F4 · price: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes.

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June 06, 2018 Filed Jun 8, 2018 15:42 UTC Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 Disposition to issuerCommon Stock 4,369 $134.50 $587,630.50
Disclosure

SEC source: 0001104659-18-039165 · a4.xml · nonDerivative · entry 4

MCCABE THOMAS E · CIK 0001035150 · Former EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Pursuant to the Merger Agreement, outstanding performance shares became fully vested immediately prior to the effective time of the Merger in accordance with the terms of the Merger Agreement, subject to pro-ration in accordance with the Merger Agreement, and were deemed vested and then converted into the right to receive a cash payment equal to the number of shares of Company common stock underlying the vested performance shares, multiplied by the per share merger consideration of $134.50, less any applicable withholding for taxes.

F3 · price: Pursuant to the Merger Agreement, outstanding performance shares became fully vested immediately prior to the effective time of the Merger in accordance with the terms of the Merger Agreement, subject to pro-ration in accordance with the Merger Agreement, and were deemed vested and then converted into the right to receive a cash payment equal to the number of shares of Company common stock underlying the vested performance shares, multiplied by the per share merger consideration of $134.50, less any applicable withholding for taxes.

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June 06, 2018 Filed Jun 8, 2018 15:42 UTC Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 GrantCommon Stock 4,369 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-039165 · a4.xml · nonDerivative · entry 3

MCCABE THOMAS E · CIK 0001035150 · Former EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,369

F3 · kind: Pursuant to the Merger Agreement, outstanding performance shares became fully vested immediately prior to the effective time of the Merger in accordance with the terms of the Merger Agreement, subject to pro-ration in accordance with the Merger Agreement, and were deemed vested and then converted into the right to receive a cash payment equal to the number of shares of Company common stock underlying the vested performance shares, multiplied by the per share merger consideration of $134.50, less any applicable withholding for taxes.

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June 06, 2018 Filed Jun 8, 2018 15:42 UTC Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 Disposition to issuerCommon Stock 5,230 $134.50 $703,435.00
Disclosure

SEC source: 0001104659-18-039165 · a4.xml · nonDerivative · entry 2

MCCABE THOMAS E · CIK 0001035150 · Former EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, these shares of Company common stock were converted into the right to receive a cash payment equal to the per share merger consideration of $134.50. The amount shown above represents the gross payment, but the actual payment will be less any applicable withholding for taxes.

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June 06, 2018 Filed Jun 8, 2018 15:42 UTC Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 Disposition to issuerCommon Stock 2,016 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-039165 · a4.xml · nonDerivative · entry 1

MCCABE THOMAS E · CIK 0001035150 · Former EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,230

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017 (the "Merger Agreement"), among Northrop Grumman Innovation Systems, Inc. (formerly known as Orbital ATK, Inc.) (the "Company"), Northrop Grumman Corporation and Neptune Merger, Inc., a wholly owned subsidiary of Northrop Grumman Corporation ("Sub"), and as a result of pro-ration in accordance with the Restricted Stock Award Agreement under the Company's 2015 Stock Incentive Plan for restricted stock grants in the year ended December 31, 2018, these shares of Company common stock were forfeited effective as of immediately prior to the effective time of the merger of the Company and Sub (the "Merger").

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March 20, 2018 Filed Mar 20, 2018 18:51 UTC Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 SaleCommon Stock 387 $131.83 $51,017.24
Disclosure

SEC source: 0001140361-18-014354 · doc1.xml · nonDerivative · entry 2

MCCABE THOMAS E · CIK 0001035150 · Exec VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,246

F1 · kind: Sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $131.78 to $131.88. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: 4,373 of these shares are subject to certain restrictions including possible forfeiture under the Orbital ATK, Inc. 2015 Stock Incentive Plan.

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March 19, 2018 Filed Mar 20, 2018 18:51 UTC Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 SaleCommon Stock 1,153 $131.79 $151,957.91
Disclosure

SEC source: 0001140361-18-014354 · doc1.xml · nonDerivative · entry 1

MCCABE THOMAS E · CIK 0001035150 · Exec VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,633

F1 · kind: Sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $131.77 to $131.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: 4,373 of these shares are subject to certain restrictions including possible forfeiture under the Orbital ATK, Inc. 2015 Stock Incentive Plan.

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March 17, 2018 Filed Mar 19, 2018 19:48 UTC Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 Tax withholdingCommon Stock 303 $131.90 $39,965.70
Disclosure

SEC source: 0001140361-18-014157 · doc1.xml · nonDerivative · entry 1

MCCABE THOMAS E · CIK 0001035150 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,786

F1 · kind: Shares withheld to pay taxes applicable to the vesting of restricted stock.

F2 · balance_after: 4,373 of these shares are subject to certain restrictions including possible forfeiture under the Orbital ATK, Inc. 2015 Stock Incentive Plan.

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March 10, 2018 Filed Mar 13, 2018 15:24 UTC Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 Tax withholdingCommon Stock 334 $132.31 $44,191.54
Disclosure

SEC source: 0001140361-18-013216 · doc1.xml · nonDerivative · entry 1

MCCABE THOMAS E · CIK 0001035150 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,089

F1 · kind: Shares withheld to pay taxes applicable to the vesting of restricted stock.

F2 · balance_after: 5,044 of these shares are subject to certain restrictions including possible forfeiture under the Orbital ATK, Inc. 2015 Stock Incentive Plan.

Read SEC document
March 06, 2018 Filed Mar 7, 2018 14:46 UTC Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 SaleCommon Stock 248 $132.49 $32,856.28
Disclosure

SEC source: 0001140361-18-012443 · doc1.xml · nonDerivative · entry 1

MCCABE THOMAS E · CIK 0001035150 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,423

F1 · kind: Sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: 5,784 of these shares are subject to certain restrictions including possible forfeiture under Orbital ATK, Inc.'s stock incentive plans.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 13:54 UTC Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 Tax withholdingCommon Stock 215 $131.65 $28,304.75
Disclosure

SEC source: 0001140361-18-011160 · doc1.xml · nonDerivative · entry 1

MCCABE THOMAS E · CIK 0001035150 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,671

F1 · kind: Shares withheld to pay taxes applicable to the vesting of restricted stock.

F2 · balance_after: 5,784 of these shares are subject to certain restrictions including possible forfeiture under Orbital ATK, Inc.'s stock incentive plans.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 17:41 UTC Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 Tax withholdingCommon Stock 1,016 $131.80 $133,908.80
Disclosure

SEC source: 0001140361-18-009934 · doc1.xml · nonDerivative · entry 2

MCCABE THOMAS E · CIK 0001035150 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,886

F1 · kind: Shares acquired represent payment of a performance share award (PSA) under the Issuer's 2005 Stock Incentive Plan, and shares disposed represent shares withheld from the PSA to pay withholding taxes.

F2 · balance_after: 6,496 of these shares are subject to certain restrictions including possible forfeiture under Orbital ATK, Inc.'s stock incentive plans.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.