Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Simpson Manufacturing Co., Inc.SSD · Entity 3689 | SVP, General Counsel | February 16, 2021 | February 19, 2021 |
| Sotera Health CoSHC · Entity 3869 | SVP, GC and Secretary | March 02, 2022 | March 04, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Simpson Manufacturing Co., Inc.
Report date February 16, 2021 · Filed February 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,558 |
Reported balance
After 2021-02-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-02-16 · Tax withholding · Disposed 34 · Balance 1,558 F1: Represents shares of common stock withheld by the Company to satisfy the tax withholding obligation for the reporting person's restricted stock units that vested on February 16, 2021. F2: Includes 1,480 restricted stock units that have not yet vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock withheld by the Company to satisfy the tax withholding obligation for the reporting person's restricted stock units that vested on February 16, 2021.
F2: Includes 1,480 restricted stock units that have not yet vested.
Sotera Health Co
Report date March 02, 2022 · Filed March 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par value per share ("Common Stock")SEC Table I · non-derivative | Direct | 31,257 |
Reported balance
After 2022-03-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-03-02 · Grant · Acquired 22,466 · Balance 31,257 F1: These securities consist of Restricted Stock Units ("RSUs") that were granted on March 2, 2022, pursuant to the terms of an RSU agreement under the Sotera Health Company 2020 Omnibus Incentive Plan ("2020 Incentive Plan"). Each RSU represents the Reporting Person's right to receive one share of common stock, subject to vesting conditions. The RSUs vest in three equal installments on each of the first three anniversaries of the date of grant, subject to the Reporting Person's continued service through each such date. F2: These securities consists of 31,257 RSUs. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $20.03 · Expires 2032-03-02 | Direct | 57,471 |
Reported balance
After 2022-03-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-03-02 · Grant · Acquired 57,471 · Balance 57,471 F3: These options were granted on March 2, 2022, pursuant to the terms of a stock option agreement under the 2020 Incentive Plan. The options vest in three equal installments on each of the first three anniversaries of the date of grant, subject to the Reporting Person's continued service through each such date. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $22.75 · Expires 2031-11-11 | Direct | 37,676 |
Reported balance
Holding disclosure · report date 2022-03-02 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 37,676 F4: No transaction is being reported on this line. Reported on a previously filed Form 4. F5: These options were granted on November 11, 2021, pursuant to the terms of a stock option agreement under the 2020 Incentive Plan. The options vest in four equal installments on each of the first four anniversaries of the date of grant, subject to the Reporting Person's continued service through each such date. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities consist of Restricted Stock Units ("RSUs") that were granted on March 2, 2022, pursuant to the terms of an RSU agreement under the Sotera Health Company 2020 Omnibus Incentive Plan ("2020 Incentive Plan"). Each RSU represents the Reporting Person's right to receive one share of common stock, subject to vesting conditions. The RSUs vest in three equal installments on each of the first three anniversaries of the date of grant, subject to the Reporting Person's continued service through each such date.
F2: These securities consists of 31,257 RSUs.
F3: These options were granted on March 2, 2022, pursuant to the terms of a stock option agreement under the 2020 Incentive Plan. The options vest in three equal installments on each of the first three anniversaries of the date of grant, subject to the Reporting Person's continued service through each such date.
F4: No transaction is being reported on this line. Reported on a previously filed Form 4.
F5: These options were granted on November 11, 2021, pursuant to the terms of a stock option agreement under the 2020 Incentive Plan. The options vest in four equal installments on each of the first four anniversaries of the date of grant, subject to the Reporting Person's continued service through each such date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2022 Filed Mar 4, 2022 16:14 UTC | Sotera Health Co SHC · Entity 3869 | GrantStock Options · Derivative | 57,471 | $0.00 Strike: $20.03 | $0.00 |
DisclosureSEC source: 0001822479-22-000022 · wf-form4_164642843887831.xml · derivative · entry 2 Hammons Terry · CIK 0001801393 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,471 Underlying: Common Stock · 57,471 shares Expires 2032-03-02 F3 · derivative.exercise_date: These options were granted on March 2, 2022, pursuant to the terms of a stock option agreement under the 2020 Incentive Plan. The options vest in three equal installments on each of the first three anniversaries of the date of grant, subject to the Reporting Person's continued service through each such date. F3 · balance_after: These options were granted on March 2, 2022, pursuant to the terms of a stock option agreement under the 2020 Incentive Plan. The options vest in three equal installments on each of the first three anniversaries of the date of grant, subject to the Reporting Person's continued service through each such date. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 16:14 UTC | Sotera Health Co SHC · Entity 3869 | GrantCommon Stock, $0.01 par value per share ("Common Stock") | 22,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001822479-22-000022 · wf-form4_164642843887831.xml · nonDerivative · entry 1 Hammons Terry · CIK 0001801393 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,257 F1 · shares: These securities consist of Restricted Stock Units ("RSUs") that were granted on March 2, 2022, pursuant to the terms of an RSU agreement under the Sotera Health Company 2020 Omnibus Incentive Plan ("2020 Incentive Plan"). Each RSU represents the Reporting Person's right to receive one share of common stock, subject to vesting conditions. The RSUs vest in three equal installments on each of the first three anniversaries of the date of grant, subject to the Reporting Person's continued service through each such date. F2 · balance_after: These securities consists of 31,257 RSUs. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 16:58 UTC | Sotera Health Co SHC · Entity 3869 | GrantStock Options · Derivative | 37,676 | $0.00 Strike: $22.75 | $0.00 |
DisclosureSEC source: 0001822479-21-000071 · wf-form4_163675429871636.xml · derivative · entry 2 Hammons Terry · CIK 0001801393 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,676 Underlying: Common Stock · 37,676 shares Expires 2031-11-11 F2 · derivative.exercise_date: These options were granted on November 11, 2021, pursuant to the terms of a stock option agreement under the 2020 Incentive Plan. The options vest in four equal installments on each of the first four anniversaries of the date of grant, subject to the Reporting Person's continued service through each such date. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 16:58 UTC | Sotera Health Co SHC · Entity 3869 | GrantCommon Stock, $0.01 par value per share ("Common Stock") | 8,791 | $0.00 | $0.00 |
DisclosureSEC source: 0001822479-21-000071 · wf-form4_163675429871636.xml · nonDerivative · entry 1 Hammons Terry · CIK 0001801393 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,791 F1 · shares: These securities consist of Restricted Stock Units ("RSUs") that were granted on November 11, 2021, pursuant to the terms of an RSU agreement under the Sotera Health Company 2020 Omnibus Incentive Plan ("2020 Incentive Plan"). Each RSU represents the Reporting Person's right to receive one share of common stock, subject to vesting conditions. The RSUs vest in four equal installments on each of the first four anniversaries of the date of grant. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 00:33 UTC | Simpson Manufacturing Co., Inc. SSD · Entity 3689 | Tax withholdingCommon Stock | 34 | $95.53 | $3,248.02 |
DisclosureSEC source: 0000920371-21-000035 · wf-form4_161369477281005.xml · nonDerivative · entry 1 Hammons Terry · CIK 0001801393 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,558 F1 · shares: Represents shares of common stock withheld by the Company to satisfy the tax withholding obligation for the reporting person's restricted stock units that vested on February 16, 2021. F2 · balance_after: Includes 1,480 restricted stock units that have not yet vested. Read SEC document |
| January 22, 2021 Filed Jan 26, 2021 22:13 UTC | Simpson Manufacturing Co., Inc. SSD · Entity 3689 | GrantCommon Stock | 1,030 | $0.00 | $0.00 |
DisclosureSEC source: 0000920371-21-000017 · wf-form4_161169919765487.xml · nonDerivative · entry 1 Hammons Terry · CIK 0001801393 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,592 F1 · shares: Represents Restricted Stock Units (RSUs). Each RSU represents a right to receive, subject to the terms and conditions of the 2011 Equity Incentive Plan and a RSU Award Agreement, one share of the Company's common stock subject to vesting in three annual installments, beginning in February 2022. F2 · balance_after: Includes 1,592 Restricted Stock Units that have not yet vested. Read SEC document |
| February 13, 2020 Filed Feb 19, 2020 01:25 UTC | Simpson Manufacturing Co., Inc. SSD · Entity 3689 | GrantCommon Stock | 562 | $0.00 | $0.00 |
DisclosureSEC source: 0000920371-20-000038 · wf-form4_158207550619514.xml · nonDerivative · entry 1 Hammons Terry · CIK 0001801393 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562 F1 · shares: Represents Restricted Stock Units (RSUs). Each RSU represents a right to receive, subject to the terms and conditions of the 2011 Equity Incentive Plan and a RSU Award Agreement, one share of the Company's common stock subject to vesting in three annual installments, as follows: 20% in the first year, 40% in the second year, and 40% in the third year. F2 · balance_after: Includes 562 Restricted Stock Units that have not yet vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.