Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ELI LILLY & CoLLY · Entity 2794 | President, Mfg. Operations | February 01, 2012 | February 02, 2012 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ELI LILLY & Co
Report date February 01, 2012 · Filed February 02, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,995 |
Ending reported balance
After 2012-02-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2012-02-01 · Exercise / conversion · Acquired 37,368 · Balance 49,492 Row 2 · 2012-02-01 · Tax withholding · Disposed 15,497 · Balance 33,995 |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2012-02-01 | Direct | 0 |
Reported balance
After 2012-02-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2012-02-01 · Exercise / conversion · Disposed 37,368 · Balance 0 |
| Common StockSEC Table I · non-derivative | Indirect401(k) | 2,519 |
Reported balance
Holding disclosure · report date 2012-02-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,519 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2012 Filed Feb 2, 2012 20:43 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionRestricted Stock Unit · Derivative | 37,368 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-006941 · doc4.xml · derivative · entry 4 Deane Frank M · CIK 0001401222 · President, Mfg. Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,368 shares Expires 2012-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2012 Filed Feb 2, 2012 20:43 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 15,497 | $39.74 | $615,850.78 |
DisclosureSEC source: 0001209191-12-006941 · doc4.xml · nonDerivative · entry 2 Deane Frank M · CIK 0001401222 · President, Mfg. Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,995 Read SEC document |
| February 01, 2012 Filed Feb 2, 2012 20:43 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionCommon Stock | 37,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-006941 · doc4.xml · nonDerivative · entry 1 Deane Frank M · CIK 0001401222 · President, Mfg. Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 06, 2011 Filed Jul 8, 2011 19:20 UTC | ELI LILLY & Co LLY · Entity 2794 | SaleCommon Stock | 5,000 | $37.20 | $186,000.00 |
DisclosureSEC source: 0001209191-11-038875 · doc4.xml · nonDerivative · entry 1 Deane Frank M · CIK 0001401222 · President, Mfg. Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,124 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 3, 2011. Read SEC document |
| June 27, 2011 Filed Jun 28, 2011 18:52 UTC | ELI LILLY & Co LLY · Entity 2794 | SaleCommon Stock | 3,300 | $36.73 | $121,209.00 |
DisclosureSEC source: 0001209191-11-036561 · doc4.xml · nonDerivative · entry 2 Deane Frank M · CIK 0001401222 · President, Mfg. Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,124 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 3, 2011. Read SEC document |
| June 27, 2011 Filed Jun 28, 2011 18:52 UTC | ELI LILLY & Co LLY · Entity 2794 | SaleCommon Stock | 1,700 | $36.74 | $62,458.00 |
DisclosureSEC source: 0001209191-11-036561 · doc4.xml · nonDerivative · entry 1 Deane Frank M · CIK 0001401222 · President, Mfg. Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,424 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 3, 2011. Read SEC document |
| June 20, 2011 Filed Jun 22, 2011 19:06 UTC | ELI LILLY & Co LLY · Entity 2794 | SaleCommon Stock | 5,000 | $37.38 | $186,900.00 |
DisclosureSEC source: 0001209191-11-035902 · doc4.xml · nonDerivative · entry 1 Deane Frank M · CIK 0001401222 · President, Mfg. Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,124 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 3, 2011. Read SEC document |
| February 09, 2011 Filed Feb 10, 2011 20:13 UTC | ELI LILLY & Co LLY · Entity 2794 | SaleCommon Stock | 23,435 | $35.75 | $837,801.25 |
DisclosureSEC source: 0001209191-11-008370 · doc4.xml · nonDerivative · entry 1 Deane Frank M · CIK 0001401222 · President, Mfg. Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,124 Read SEC document |
| February 01, 2011 Filed Feb 3, 2011 22:58 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionRestricted Stock Unit · Derivative | 35,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-006878 · doc4.xml · derivative · entry 4 Deane Frank M · CIK 0001401222 · President, Mfg. Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,250 shares Expires 2011-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2011 Filed Feb 3, 2011 22:58 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 11,815 | $34.77 | $410,807.55 |
DisclosureSEC source: 0001209191-11-006878 · doc4.xml · nonDerivative · entry 2 Deane Frank M · CIK 0001401222 · President, Mfg. Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,559 Read SEC document |
| February 01, 2011 Filed Feb 3, 2011 22:58 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionCommon Stock | 35,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-006878 · doc4.xml · nonDerivative · entry 1 Deane Frank M · CIK 0001401222 · President, Mfg. Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2011 Filed Jan 27, 2011 23:15 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantRestricted Stock Unit · Derivative | 37,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-005343 · doc4.xml · derivative · entry 1 Deane Frank M · CIK 0001401222 · President, Mfg. Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,368 Underlying: Common Stock · 37,368 shares Expires 2012-02-01 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock. Read SEC document |
| February 01, 2010 Filed Feb 3, 2010 16:09 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionRestricted Stock Unit · Derivative | 18,877 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-10-006355 · doc4.xml · derivative · entry 4 Deane Frank M · CIK 0001401222 · President, Mfg. Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,877 shares Expires 2010-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2010 Filed Feb 3, 2010 16:09 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 5,667 | $35.20 | $199,478.40 |
DisclosureSEC source: 0001209191-10-006355 · doc4.xml · nonDerivative · entry 2 Deane Frank M · CIK 0001401222 · President, Mfg. Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,124 Read SEC document |
| February 01, 2010 Filed Feb 3, 2010 16:09 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionCommon Stock | 18,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-10-006355 · doc4.xml · nonDerivative · entry 1 Deane Frank M · CIK 0001401222 · President, Mfg. Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2010 Filed Jan 28, 2010 23:09 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantRestricted Stock Unit · Derivative | 35,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-10-005337 · doc4.xml · derivative · entry 3 Deane Frank M · CIK 0001401222 · President, Mfg. Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,250 Underlying: Common Stock · 35,250 shares Expires 2011-02-01 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock. Read SEC document |
| January 26, 2010 Filed Jan 28, 2010 23:09 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 3,251 | $36.16 | $117,556.16 |
DisclosureSEC source: 0001209191-10-005337 · doc4.xml · nonDerivative · entry 1 Deane Frank M · CIK 0001401222 · President, Mfg. Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,914 Read SEC document |
| January 27, 2009 Filed Jan 29, 2009 22:39 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantRestricted Stock Unit · Derivative | 18,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-09-005400 · doc4.xml · derivative · entry 1 Deane Frank M · CIK 0001401222 · President, Mfg. Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,877 Underlying: Common Stock · 18,877 shares Expires 2010-02-01 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock. Read SEC document |
| January 25, 2008 Filed Jan 29, 2008 21:15 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 10,663 | $50.74 | $541,040.62 |
DisclosureSEC source: 0001209191-08-006209 · doc4.xml · nonDerivative · entry 1 Deane Frank M · CIK 0001401222 · President, Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,663 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.