organization · Reporting owner
A.G.P. / ALLIANCE GLOBAL PARTNERS CORP.
Disclosed activity across 4 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cycurion, Inc.WAVS · Entity 6914 | Underwriter | January 11, 2022 | January 11, 2022 |
| Industrial Human Capital, Inc.AXH · Entity 126646 | Underwriter | October 19, 2021 | October 19, 2021 |
| Mount Rainier Acquisition Corp.RNER · Entity 134710 | 10% owner | October 07, 2021 | October 08, 2021 |
| ZyVersa Therapeutics, Inc.LSPR · Entity 8639 | 10% owner | March 08, 2022 | March 08, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cycurion, Inc.
Report date January 11, 2022 · Filed January 11, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 750,000 |
Reported balance
Holding disclosure · report date 2022-01-11 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 750,000 F1: The securities beneficially owned by the Reporting Person includes 750,000 shares of Common Stock, of which up to 97,826 shares are subject to forfeiture in the event the underwriters of the issuer's initial public offering do not exercise in full their over-allotment option as described in the Registration Statement on Form S-1 (Registration No. 333-260384). |
Filing footnotes · ownership attribution and instrument terms
F1: The securities beneficially owned by the Reporting Person includes 750,000 shares of Common Stock, of which up to 97,826 shares are subject to forfeiture in the event the underwriters of the issuer's initial public offering do not exercise in full their over-allotment option as described in the Registration Statement on Form S-1 (Registration No. 333-260384).
Industrial Human Capital, Inc.
Report date October 19, 2021 · Filed October 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 750,000 |
Reported balance
Holding disclosure · report date 2021-10-19 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 750,000 F1: The securities beneficially owned by the Reporting Person includes 750,000 shares of Common Stock, of which up to 97,826 shares are subject to forfeiture in the event the underwriters of the issuer's initial public offering do not exercise in full their over-allotment option as described in the Registration Statement on Form S-1 (Registration No. 333-255594). |
Filing footnotes · ownership attribution and instrument terms
F1: The securities beneficially owned by the Reporting Person includes 750,000 shares of Common Stock, of which up to 97,826 shares are subject to forfeiture in the event the underwriters of the issuer's initial public offering do not exercise in full their over-allotment option as described in the Registration Statement on Form S-1 (Registration No. 333-255594).
Mount Rainier Acquisition Corp.
Report date October 07, 2021 · Filed October 08, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 865,000 |
Reported balance
After 2021-10-07 transaction · row 1
1 source rowRow 1 · 2021-10-07 · Other · Disposed 50,000 · Balance 865,000 F1: Transfer of shares pursuant to the Underwriting Agreement, and related agreements, including that certain letter agreement (as amended and restated, the "Side Letter"), by and among the Company, DC Rainier SPV LLC ("Sponsor"), and Reporting Person, as representative of the underwriters ("Representative") in the Company's initial public offering ("IPO"). As provided in the Side Letter, upon full exercise of the over-allotment option by underwriters in the IPO, Representative agreed to assign and transfer 50,000 shares of common stock to the Company's Sponsor. Such option was exercised in full concurrently with consummation of the Company's IPO on October 7, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Transfer of shares pursuant to the Underwriting Agreement, and related agreements, including that certain letter agreement (as amended and restated, the "Side Letter"), by and among the Company, DC Rainier SPV LLC ("Sponsor"), and Reporting Person, as representative of the underwriters ("Representative") in the Company's initial public offering ("IPO"). As provided in the Side Letter, upon full exercise of the over-allotment option by underwriters in the IPO, Representative agreed to assign and transfer 50,000 shares of common stock to the Company's Sponsor. Such option was exercised in full concurrently with consummation of the Company's IPO on October 7, 2021.
ZyVersa Therapeutics, Inc.
Report date March 08, 2022 · Filed March 08, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | Direct | 446,843 |
Reported balance
After 2022-03-08 transaction · row 1
1 source rowRow 1 · 2022-03-08 · Other · Disposed 3,427 · Balance 446,843 F1: Transfer of shares to certain investors for no consideration as contemplated in connection with Issuer's initial public offering because underwriters' over-allotment option was not fully exercised. |
Filing footnotes · ownership attribution and instrument terms
F1: Transfer of shares to certain investors for no consideration as contemplated in connection with Issuer's initial public offering because underwriters' over-allotment option was not fully exercised.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2022 Filed Mar 8, 2022 13:51 UTC | ZyVersa Therapeutics, Inc. LSPR · Entity 8639 | OtherClass B Common Stock | 3,427 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016941 · doc4.xml · nonDerivative · entry 1 A.G.P. / ALLIANCE GLOBAL PARTNERS CORP. · CIK 0000318492 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 446,843 F1 · kind: Transfer of shares to certain investors for no consideration as contemplated in connection with Issuer's initial public offering because underwriters' over-allotment option was not fully exercised. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 19:36 UTC | ZyVersa Therapeutics, Inc. LSPR · Entity 8639 | OtherClass B Common Stock | 49,730 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-007614 · doc4.xml · nonDerivative · entry 1 A.G.P. / ALLIANCE GLOBAL PARTNERS CORP. · CIK 0000318492 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,270 F1 · kind: Cancellation of 49,730 shares ("Shares") of Issuer's Class B common stock as contemplated in connection with Issuer's initial public offering. Such Shares were forfeited and cancelled for no consideration because underwriters' over-allotment option was not fully exercised. Read SEC document |
| October 07, 2021 Filed Oct 8, 2021 13:44 UTC | Mount Rainier Acquisition Corp. RNER · Entity 134710 | OtherCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-060015 · doc4.xml · nonDerivative · entry 1 A.G.P. / ALLIANCE GLOBAL PARTNERS CORP. · CIK 0000318492 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 865,000 F1 · kind: Transfer of shares pursuant to the Underwriting Agreement, and related agreements, including that certain letter agreement (as amended and restated, the "Side Letter"), by and among the Company, DC Rainier SPV LLC ("Sponsor"), and Reporting Person, as representative of the underwriters ("Representative") in the Company's initial public offering ("IPO"). As provided in the Side Letter, upon full exercise of the over-allotment option by underwriters in the IPO, Representative agreed to assign and transfer 50,000 shares of common stock to the Company's Sponsor. Such option was exercised in full concurrently with consummation of the Company's IPO on October 7, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.