Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Philip Morris International Inc.PM · Entity 2818 | Chief Financial Officer | February 09, 2012 | February 13, 2012 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Philip Morris International Inc.
Report date February 09, 2012 · Filed February 13, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 385,916 |
Reported balance
After 2012-02-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2012-02-09 · Tax withholding · Disposed 2,051 · Balance 385,916 F1: Tax withholding upon vesting of deferred stock units. F2: The average of the high and low price of Philip Morris International Inc. common stock on February 9, 2012. |
| Common StockSEC Table I · non-derivative | Direct | 450,856 |
Reported balance
After 2012-02-09 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2012-02-09 · Grant · Acquired 64,940 · Balance 450,856 F2: The average of the high and low price of Philip Morris International Inc. common stock on February 9, 2012. F3: Total includes 205,490 Deferred Shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Tax withholding upon vesting of deferred stock units.
F2: The average of the high and low price of Philip Morris International Inc. common stock on February 9, 2012.
F3: Total includes 205,490 Deferred Shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 09, 2012 Filed Feb 13, 2012 16:48 UTC | Philip Morris International Inc. PM · Entity 2818 | GrantCommon Stock | 64,940 | $79.42 | $5,157,210.10 |
DisclosureSEC source: 0001182489-12-000167 · edgar.xml · nonDerivative · entry 2 Waldemer Hermann · CIK 0001428805 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,856 F2 · price: The average of the high and low price of Philip Morris International Inc. common stock on February 9, 2012. F3 · balance_after: Total includes 205,490 Deferred Shares. Read SEC document |
| February 09, 2012 Filed Feb 13, 2012 16:48 UTC | Philip Morris International Inc. PM · Entity 2818 | Tax withholdingCommon Stock | 2,051 | $79.42 | $162,880.17 |
DisclosureSEC source: 0001182489-12-000167 · edgar.xml · nonDerivative · entry 1 Waldemer Hermann · CIK 0001428805 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,916 F1 · shares: Tax withholding upon vesting of deferred stock units. F2 · price: The average of the high and low price of Philip Morris International Inc. common stock on February 9, 2012. Read SEC document |
| February 11, 2011 Filed Feb 15, 2011 14:41 UTC | Philip Morris International Inc. PM · Entity 2818 | Tax withholdingCommon Stock | 630 | $59.37 | $37,399.95 |
DisclosureSEC source: 0001182489-11-000155 · edgar.xml · nonDerivative · entry 1 Waldemer Hermann · CIK 0001428805 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,967 F1 · price: The average of the high and low price of Philip Morris International Inc. common stock on February 11, 2011. F2 · balance_after: Total includes 208,460 Deferred Shares. Read SEC document |
| February 10, 2011 Filed Feb 14, 2011 19:28 UTC | Philip Morris International Inc. PM · Entity 2818 | GrantCommon Stock | 73,380 | $59.40 | $4,358,405.10 |
DisclosureSEC source: 0001182489-11-000140 · edgar.xml · nonDerivative · entry 1 Waldemer Hermann · CIK 0001428805 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,597 F1 · balance_after: Total includes 229,027 Deferred Shares. Read SEC document |
| November 18, 2010 Filed Nov 22, 2010 15:36 UTC | Philip Morris International Inc. PM · Entity 2818 | Exercise / conversionOption (Right to Buy) · Derivative | 8,902 | $44.96 Strike: $44.96 | $400,242.82 |
DisclosureSEC source: 0001182489-10-000618 · edgar.xml · derivative · entry 5 Waldemer Hermann · CIK 0001428805 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,902 shares Expires 2011-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2010 Filed Nov 22, 2010 15:36 UTC | Philip Morris International Inc. PM · Entity 2818 | Exercise / conversionOption (Right to Buy) · Derivative | 3,385 | $44.96 Strike: $44.96 | $152,192.99 |
DisclosureSEC source: 0001182489-10-000618 · edgar.xml · derivative · entry 4 Waldemer Hermann · CIK 0001428805 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,385 shares Expires 2011-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2010 Filed Nov 22, 2010 15:36 UTC | Philip Morris International Inc. PM · Entity 2818 | Tax withholdingCommon Stock | 9,349 | $59.10 | $552,479.16 |
DisclosureSEC source: 0001182489-10-000618 · edgar.xml · nonDerivative · entry 3 Waldemer Hermann · CIK 0001428805 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,217 F1 · price: The average of the high and low price of Philip Morris International Inc. common stock on November 18, 2010. F2 · balance_after: Total includes 155,647 Deferred Shares. Read SEC document |
| November 18, 2010 Filed Nov 22, 2010 15:36 UTC | Philip Morris International Inc. PM · Entity 2818 | Exercise / conversionCommon Stock | 8,902 | $44.96 | $400,242.82 |
DisclosureSEC source: 0001182489-10-000618 · edgar.xml · nonDerivative · entry 2 Waldemer Hermann · CIK 0001428805 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2010 Filed Nov 22, 2010 15:36 UTC | Philip Morris International Inc. PM · Entity 2818 | Exercise / conversionCommon Stock | 3,385 | $44.96 | $152,192.99 |
DisclosureSEC source: 0001182489-10-000618 · edgar.xml · nonDerivative · entry 1 Waldemer Hermann · CIK 0001428805 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,664 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2010 Filed Feb 17, 2010 15:59 UTC | Philip Morris International Inc. PM · Entity 2818 | Tax withholdingCommon Stock | 528 | $49.07 | $25,906.32 |
DisclosureSEC source: 0001182489-10-000117 · edgar.xml · nonDerivative · entry 1 Waldemer Hermann · CIK 0001428805 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,279 F1 · price: The average of the high and low price of Philip Morris International Inc. common stock on February 12, 2010. F2 · balance_after: Total includes 155,647 Deferred Shares. Read SEC document |
| February 11, 2010 Filed Feb 16, 2010 16:56 UTC | Philip Morris International Inc. PM · Entity 2818 | GrantCommon Stock | 67,170 | $47.49 | $3,189,903.30 |
DisclosureSEC source: 0001182489-10-000102 · edgar.xml · nonDerivative · entry 1 Waldemer Hermann · CIK 0001428805 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,807 F1 · balance_after: Total includes 172,436 Deferred Shares. Read SEC document |
| February 11, 2009 Filed Feb 13, 2009 15:18 UTC | Philip Morris International Inc. PM · Entity 2818 | Tax withholdingCommon Stock | 459 | $36.25 | $16,638.75 |
DisclosureSEC source: 0001182489-09-000166 · edgar.xml · nonDerivative · entry 1 Waldemer Hermann · CIK 0001428805 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,637 F1 · price: The average of the high and low price of Philip Morris International Inc. common stock on February 11, 2009. F2 · balance_after: Total includes 105,266 Deferred Shares. Read SEC document |
| February 04, 2009 Filed Feb 6, 2009 15:24 UTC | Philip Morris International Inc. PM · Entity 2818 | GrantCommon Stock | 67,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001182489-09-000149 · edgar.xml · nonDerivative · entry 1 Waldemer Hermann · CIK 0001428805 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,096 F1 · balance_after: Total includes 120,096 Deferred Shares. Read SEC document |
| May 13, 2008 Filed May 15, 2008 15:38 UTC | Philip Morris International Inc. PM · Entity 2818 | PurchaseCommon Stock | 25,000 | $52.50 | $1,312,500.00 |
DisclosureSEC source: 0001182489-08-000518 · edgar.xml · nonDerivative · entry 1 Waldemer Hermann · CIK 0001428805 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,186 F1 · balance_after: Total includes 52,186 Deferred Shares. Read SEC document |
| March 28, 2008 Filed Apr 1, 2008 17:47 UTC | Philip Morris International Inc. PM · Entity 2818 | OtherCommon Stock | 20,567 | $0.00 | $0.00 |
DisclosureSEC source: 0001182489-08-000340 · edgar.xml · nonDerivative · entry 10 Waldemer Hermann · CIK 0001428805 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,186 F2 · shares: Reflects a substitution of previously granted deferred shares awarded by Altria Group, Inc. on January 30, 2008 in accordance with the terms of the Employee Matters Agreement dated as of March 28, 2008 between Altria Group, Inc. and Philip Morris International Inc. in connection with the spin-off of Philip Morris International Inc. on March 28, 2008. F3 · balance_after: Includes shares or share equivalents of common stock of the Issuer in connection with the pro rata distribution by Altria Group, Inc. to its stockholders of 100% of the outstanding shares of the Issuer's common stock on March 28, 2008. Total includes 52,186 Deferred Shares, reflecting the same number of Deferred Shares of Issuer as Deferred Shares of Altria Group, Inc. awarded previously under Altria's compensation plans. Read SEC document |
| March 28, 2008 Filed Apr 1, 2008 17:47 UTC | Philip Morris International Inc. PM · Entity 2818 | PurchaseCommon Stock | 15,000 | $50.89 | $763,344.00 |
DisclosureSEC source: 0001182489-08-000340 · edgar.xml · nonDerivative · entry 9 Waldemer Hermann · CIK 0001428805 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,619 F1 · shares: The transactions were made on a "when-issued" basis, contingent upon the spin-off of Philip Morris International Inc. from Altria Group, Inc. The spin-off occurred on March 28, 2008. Read SEC document |
| March 28, 2008 Filed Apr 1, 2008 17:47 UTC | Philip Morris International Inc. PM · Entity 2818 | PurchaseCommon Stock | 1,000 | $47.75 | $47,750.00 |
DisclosureSEC source: 0001182489-08-000340 · edgar.xml · nonDerivative · entry 8 Waldemer Hermann · CIK 0001428805 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,619 F1 · shares: The transactions were made on a "when-issued" basis, contingent upon the spin-off of Philip Morris International Inc. from Altria Group, Inc. The spin-off occurred on March 28, 2008. Read SEC document |
| March 28, 2008 Filed Apr 1, 2008 17:47 UTC | Philip Morris International Inc. PM · Entity 2818 | PurchaseCommon Stock | 15,000 | $48.50 | $727,500.00 |
DisclosureSEC source: 0001182489-08-000340 · edgar.xml · nonDerivative · entry 7 Waldemer Hermann · CIK 0001428805 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,619 F1 · shares: The transactions were made on a "when-issued" basis, contingent upon the spin-off of Philip Morris International Inc. from Altria Group, Inc. The spin-off occurred on March 28, 2008. Read SEC document |
| March 28, 2008 Filed Apr 1, 2008 17:47 UTC | Philip Morris International Inc. PM · Entity 2818 | PurchaseCommon Stock | 15,000 | $48.75 | $731,250.00 |
DisclosureSEC source: 0001182489-08-000340 · edgar.xml · nonDerivative · entry 6 Waldemer Hermann · CIK 0001428805 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,619 F1 · shares: The transactions were made on a "when-issued" basis, contingent upon the spin-off of Philip Morris International Inc. from Altria Group, Inc. The spin-off occurred on March 28, 2008. Read SEC document |
| March 28, 2008 Filed Apr 1, 2008 17:47 UTC | Philip Morris International Inc. PM · Entity 2818 | PurchaseCommon Stock | 15,000 | $49.00 | $735,000.00 |
DisclosureSEC source: 0001182489-08-000340 · edgar.xml · nonDerivative · entry 5 Waldemer Hermann · CIK 0001428805 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,619 F1 · shares: The transactions were made on a "when-issued" basis, contingent upon the spin-off of Philip Morris International Inc. from Altria Group, Inc. The spin-off occurred on March 28, 2008. Read SEC document |
| March 28, 2008 Filed Apr 1, 2008 17:47 UTC | Philip Morris International Inc. PM · Entity 2818 | PurchaseCommon Stock | 10,000 | $48.25 | $482,500.00 |
DisclosureSEC source: 0001182489-08-000340 · edgar.xml · nonDerivative · entry 4 Waldemer Hermann · CIK 0001428805 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,619 F1 · shares: The transactions were made on a "when-issued" basis, contingent upon the spin-off of Philip Morris International Inc. from Altria Group, Inc. The spin-off occurred on March 28, 2008. Read SEC document |
| March 28, 2008 Filed Apr 1, 2008 17:47 UTC | Philip Morris International Inc. PM · Entity 2818 | PurchaseCommon Stock | 10,000 | $48.00 | $480,000.00 |
DisclosureSEC source: 0001182489-08-000340 · edgar.xml · nonDerivative · entry 3 Waldemer Hermann · CIK 0001428805 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,619 F1 · shares: The transactions were made on a "when-issued" basis, contingent upon the spin-off of Philip Morris International Inc. from Altria Group, Inc. The spin-off occurred on March 28, 2008. Read SEC document |
| March 28, 2008 Filed Apr 1, 2008 17:47 UTC | Philip Morris International Inc. PM · Entity 2818 | PurchaseCommon Stock | 10,000 | $49.50 | $495,000.00 |
DisclosureSEC source: 0001182489-08-000340 · edgar.xml · nonDerivative · entry 2 Waldemer Hermann · CIK 0001428805 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,619 F1 · shares: The transactions were made on a "when-issued" basis, contingent upon the spin-off of Philip Morris International Inc. from Altria Group, Inc. The spin-off occurred on March 28, 2008. Read SEC document |
| March 28, 2008 Filed Apr 1, 2008 17:47 UTC | Philip Morris International Inc. PM · Entity 2818 | PurchaseCommon Stock | 10,000 | $50.00 | $500,000.00 |
DisclosureSEC source: 0001182489-08-000340 · edgar.xml · nonDerivative · entry 1 Waldemer Hermann · CIK 0001428805 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,619 F1 · shares: The transactions were made on a "when-issued" basis, contingent upon the spin-off of Philip Morris International Inc. from Altria Group, Inc. The spin-off occurred on March 28, 2008. Read SEC document |
| February 14, 2007 Filed Apr 1, 2008 17:47 UTC | Philip Morris International Inc. PM · Entity 2818 | OtherOption (Right to Buy) · Derivative | 0 | $0.00 Strike: $44.96 | $0.00 |
DisclosureSEC source: 0001182489-08-000340 · edgar.xml · derivative · entry 12 Waldemer Hermann · CIK 0001428805 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,902 Underlying: Common Stock · 8,902 shares Expires 2011-06-12 F4 · derivative.exercise_price: These options were originally granted by Altria. In connection with the Philip Morris International Inc. spin-off, these options were split into options to acquire Altria Common Stock and Issuer's Common Stock in accordance with the anti-dilution terms of Altria's compensation plans and the Employee Matters Agreement dated March 28, 2008, between Altria and the Issuer. Read SEC document |
| February 14, 2007 Filed Apr 1, 2008 17:47 UTC | Philip Morris International Inc. PM · Entity 2818 | OtherOption (Right to Buy) · Derivative | 0 | $0.00 Strike: $44.96 | $0.00 |
DisclosureSEC source: 0001182489-08-000340 · edgar.xml · derivative · entry 11 Waldemer Hermann · CIK 0001428805 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,385 Underlying: Common Stock · 3,385 shares Expires 2011-01-31 F4 · derivative.exercise_price: These options were originally granted by Altria. In connection with the Philip Morris International Inc. spin-off, these options were split into options to acquire Altria Common Stock and Issuer's Common Stock in accordance with the anti-dilution terms of Altria's compensation plans and the Employee Matters Agreement dated March 28, 2008, between Altria and the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.